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FAX
TRANSMITTAL
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SaGS—I
01
GENERAL
SERVICES
APMINISTPIfIöI
3i
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FAX
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•
;..
•
-
UNITED
STATES
ENVIRONMENTAL
PROTECTION
AGENCY
WASHINGTON.
D.C.
20460
•%
mod’
*
NR
28
m89
OFFICE
OF
SOLID
WASTE
AND
MEROENCY
RESPONS
StJBJECT:F006
Recycling
FROM:
Sylvia
K.
Lowranc
,
0
Office
of
Solid
Was
e
(08—300)
TO:
Hazardous
Waste
Management
Division
Directors
Regions
t-X
It
has
come
to
the
attention
of
Efl
Headquarters
that
many
of
the
Regions
an
authorized
States
are
being
requested
to
maZe
determinations
on
the
regulatory
status
of
various
recycling
schemes
for
F006
electroplating
sludges.
In
particular,
companies
have
claimed
that
flOG
waste
is
being
recycled
by
being
used
as:
(1)
an
ingredient
in
the
manufacture
of
aggregate,
(2)
an
ingredient
in
the
manufacture
of
cement,
and
(3)
feedstock
for
a
metals
recovery
smelter.
The
same
company
may
make
such
requests
of
more
than
one
Region
and/or
State..
Given
the
complexities
of
the
requlations
governing
recycling
vs.
treatment
and
the
definition
of
solid
waste,
and
the
possible
ramifications
of
determinations
made
in
one
Region
affecting
another
Region’s
determination,
it
is
extremely
important
that
such
determinations
are
consistent
and,
where
possible
0
coordinated.
Two
issues
are
presented.
The
first
issue
is
whether
these
activities
are
legitimate
recycling,
or
rather
just
some
form
of
treatnnt.called
•recycling
in
an
attempt
to
evade
regulation.
Second,
assuming
the
activity
is
not
sham
recycling,
the
issue
is
whetbeç
the
activity
is
a
type
of
recycling
that
is
subject
to
regulation
under
sections
261.2
and
261.6
or
is
it
excluded
from
our
authority.
With
respect
to
the
issue
of
whether
the
activity
is
sham
recycling,
this
question
involves
assessing
the
intent
of
the
owner
or
operator
by
evaluating
circumstantial
evidence,
always
I
003/008
02/18/2009
15:29
FAX
S
—2—
a
difficult
task.
Basically,
the
determination
rests
on
whether
the
secondary
material
is
Wconjodjty...ljke,R
The
ptjjfl
environmental
considerations
are
(1)
whether
the
secondary
material
truly
has
value
as
a
raw
material/product
(i.e.,
is
it
likely
to
be
abandoned
or
mismanaged
prior
to
reclamation
rather
than
being
reclaimed?)
and
(2)
whether
the
recycling
process
(including
ancillary
storage)
is
likely
to
release
hazardous
constituents
(or
otherwise
pose
risks
to
human
health
and
the
environment)
that
are
different
from
or
greater
than
the
processing
of
an
analogous
raw
material/product.
ac
ent
to
this
memorandum
sets
out
relevant
factors
in
more
detail,
If
the
activity
is
not
a
sham,
then
the
question
is
whether
it
is
regulated.
If
£006
waste
is
used
as
an
ingredient
to
produce
aggregate,
then
such
aggregate
would
remain
a
solid
waste
if
used
in
a
manner
constituting
disposal
(e.g.,
road-base
material)
under
sections
26l.2(c)(l)
and
26l.2(e)(2)(i)
or
if
it
is
accumulated
speculatively
under
section
261.2(e)(2)(iii).
Likewise,
the
£006
“ingredient”
is
subject
to
regulation
from
the
point
of
generation
to
the
point
of
recycling.
The
aggregate
product
is,
however,
entitled
to
the
exemption
under
40
CTR
266.20(b),
as
amended
b7
the
August
17,
1988,
Land
Disposal
Restrictions
for
First
Third
Scheduled
Wastes
final
rule
(see
53
FR
31197
for
further
discussion).
However,
if
the
aggregate
is
not
used
on
the
land,
then
the
materials
used
to
produce
it
Would
not
be
solid
wastes
at
all,
and
therefore
neither
those
materials
nor
the
aggregate
would
be
regulated
(see
section
26l.2(e)(lHi)).
Likewise,
Cement
manufacturing
using
£006
waste
as
an
ingredient
would
yield
a
product
that
remains
a
solid
waste
if
it
is
used
in
a
manner
constituting
disposal,
also
subject
to
section
268.20(b).
There
is
an
additional
question
Of
whether
the
cement
kiln
dust
remains
subject
to,
the
Bevill
exclusion.
In
order
for
the
cement
kiln
dust
to
remain
excluded
from
regulation,
the
owner
or
operator
must
demonstrate
that
the
use
Of
£006
waste
has
not
significantly
affected
the
character
of
the
cement
kiln
dust
(e.g.,
demonstrate
that
the
use
of
F006
waste
has
not
significantly
increased
the
levels
of
Appendix
VIII
constituents
in
the
cement
kiln
dust
leachate).
[MYrE:
This
issue
will
be
aødressed
more
fully
in
the
upccaing
sulaental
proposal
of
the
Boiler
and
Industrial
Furnace
rule,
which
is
pending
fMflni.
Raisin
publication
I
For
£006
waste
used
as
a
feedstock
in
a
metals
recovery
smelter,
the
Agency
views
this
as
a
recovery
process
rather
than
use
as
an
ingredient
in
an
industrial
process
and,
therefore,
considers
this
to
be
a
form
of
treatment
that
is
not
currently
regulated
(see
sections
281.2(c)
and
26l.6(cHl)).
Furthermore,
because
this
is
a
recovery
process
rather
than
a
production
process,
the
£006
waste
remains
a
hazardous
waste
(and
must
be
02/18/2009
15:29
FAX
I004/008
—3—.
managed
as
such
prior
to
introduction
to
the
process),
and
the
slag
from
this
process
would
normally
be
considered
a
“derived
from”
1006
waste.
However,
for
primary
smelters,
the
slag
may
be
considered
subject
to
the
Bevili
exclusion
provided
that
the
owner
or
operator
can
demonstrate
that
the
use
of
£006
waste
has
not
significantly
affected
the
hazardous
constituent
content
of
the
slag
(i.e.,
make
a
demonstration
similar
to
the
one
discussed
above
for
the
cement
kiln
dust).
[fkfl’E:
In
the
supplemental
proposal
of
the
Boiler
arid
Industrial
Furnace
rule
noted
aye,
the
Agency
viii
be
proposing
a
definition
of
“indigenous
waste”
based
on
a
comparison
of
the
Constituents
found
in
the
waste
to
the
constituents
found
in
an
analogous
raw
material.
Should
the
1006
waste
ant
the
definition
of
an
“indigenous
waste,”
the
waste
would
cease
to
be
a
waste
when
introduced
to
the
process
and
the
slag
would
not
be
derived
from
a
hazardous
waste,]
Also,
you
should
be
aware
that
05W
is
currently
reevaluating
the
regulations
concerning
recycling
activities,
in
conjunction
with
finalizing
the
January
8,
1988
proposal
to
amend
the
Definition
Of
Solid
Waste.
While
any
major
changes
may
depend
on
RCRA
reauthorization,
we
are
considering
regulatory
amendments
or
changes
in
regulatory
interpretations
that
will
encourage
on-site
recycling,
while
ensuring
the
protection
of
human
health
and
the
environment.
Headquarters
is
able
to
serve
as
a
clearinghouse
to
help
coordinate
determinations
on
whether
a
specific
case
is
“recycling”
or
“treatment”
and
will
provide
additional
guidance
and
information,
as
requested.
Ultimately,
however,
these
determinations
are
made
by
the
Regions
and
authorized
States.
Attached
to
this
memorandum
is
a
list
of
criteria
that
should
be
considered
in
evaluating
the
recycling
scheme,
Should
you
receive
a
request
for
such
a
determination,
or
should
you
have
questions
regarding
tne
criteria
used
to
evaluate
a
specific
case,
please
contact
Mitch
Kidwell,
of
my
staff,
at
FTS
475—8551.
Attactimot
02/18/2009
15:29
FAX
(005/008
•
CRITZMIA
ita
EVflIThflNCL
WKETE
A WASTE
IS
BEING
RECYCLED
The
thffernce
between
recycling
and
treatment
is
sometimes
diEt
icult’to
distinguish.
In
some
cases,
one
is
trying
to
interpret
Intent
from
circumstantial
evidence
showing
mixed
motivation,-
always
a
difficult
proposition.
me
potential
for
abuse
is
such
that
great
care
must
be
used
when
making
a
determination
that
a
particular
recycling
activity
is
to
go
unregulated
(i.e.,
it
is
one
of those
activities
which
is
beyond
the
scope
of our
jurisdiction).
In
certain
cases,
there
may
be
few
clear—cut
answers
to
the
question
of
whether
a
specific
activity
is
this
type
of
excluded
recycling
(and,
by
extension,
that
a
secondary
material
is
not
a waste,
but
rather
a
raw
material
or
effective
substitute);
however,
the
following
list
of
criteria
may be
useful
in
focusing
the
consideration
of
a
specific
activity.
Here
tOO,
there
may
be
no
clear-cut
answers
but,
taken
as
a
whole,
the ans”ers
to
these
questions
should
help
draw
the
distinction
between
recycling
and
sham
recycling
or
treatment.
(1)
Is
the
secondary
material
similar
to
an analogous
raw
material
or
product?
o
Does
it
contain
Appendix
VIII
constituents
not
found
in
the
analogous
raw material/product
(or
at
higher
levels)?
o
Does
it
exhibit
hazardous
characteristics
that
the
analogous
raw
material/product
would
not?
o Does
it
contain
levels
of
recoverable
material
similar
to the
analogous raw
material/product?
o
Is
much
more
of
the
secondary material
used
as
compared
with
the
analogous raw
material/product
it
replaces?
Is
only
a
nominal amOunt
of
it
used?
o
is
the
seondary
material
as
affective
as
the
raw
material
or
product
it
replaces?
(2)
- -Imat
Geqrn
of
processing
is
required
to
produce
a
tini5tied
product?
- 0
can
the
secondary
material
be
fed
directly
into
tt
process
(i.e..
direct
use)
or
is
reclamation
(or
pretreatment)
required?
o
How
much
value
does
final
reclamation
add?
02/18/2009
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FAX
IJ008/008
—2—
(3)
Wiat
is
the value
of
the
SeCondary
material?
o
Is
it
listed
in
industry
news
letters,
trade
journais,
etc.?
o
Does
the
secondary
material
have
economic
value
comparable
to
the
raw
material
that
normally
enters
the
process?
(4)
Is
there
a guaranteed
market
for
the
end
product?
o
Is
there
a
contract
in
place
to
purchase
the
NproductN
ostensibly
produced
from
the
hazardous
secondary
materials?
o
If
the
type
of recycling
is
reclamation,
is
the
product
usea
by
the
reclaimer?
The
generator?
Is
there
a
batch tolling
agreement?
(Note
that since
reclaimers
are
normally
tsDFs,
assuming
thcy
store
before
reclaiming,
reclamation
facilities
present
fewer
possibilities
of
systemic
abuse).
o
Is
the
reclaimed
product
a recognized
commodity?
Are
there
industry—recognized
quality
specifications
for
the
product?
(5)
Is the
secondary
material
handled
in
a
manner
consistent
with the
raw
material/product
it
replaces?
o
Is
the
secondary
material
stored
on the
land?
o
Is the
secondary
material
stored
in
a
similar
manner
as
the
analogous
raw
material
(i.e.,
to
prevent
loss)?
o
Are adequate
records
regarding
the
recycling
transactions
kept?
o
Do the
companies
involved
have
a
history
of
mismanagement
of
hazardous
wastes?
(6)
Other
relevant
factors.
o
What
are
the
economics
of the
recycling
process?
Does
most
of the
revenue
come
from
charging
generators
for
managing
their
wastes
or
from
the
sale
of the
product?
o
re
the toxic
constituents
actually
necessary
(or
of
sufficient
use)
to
tne
product
or are
they
just
tialong
for the
ride.
These
criteria
are
drawn
from
53
FR at 522
(January
8,
1988);
52
FR
at
17013
(May
6,
1987);
and
50
FR
at
638 (January
4,
1985).