Lisa Madigan
    ATTORNEY
    GENERAL
    Re:
    People
    v. William
    Warren
    Dear Clerk:
    Enclosed for filing
    please find
    the original
    and ten copies
    of a Notice
    of Filing, Entry
    of
    Appearance
    and
    Complaint in regard
    to the
    above-captioned
    matter. Please
    file
    the originals
    and
    return file-stamped
    copies
    to me
    in
    the enclosed,
    self-addressed
    envelope.
    Thank you for your
    cooperation
    and
    consideration.
    JLH/pk
    Enclosures
    • 500
    South Second Street,
    Springfield, Illinois
    62706
    • (217)
    782-1090
    • TTY:
    (877)
    844-5461
    • Fax:
    (217)
    782-7046
    100
    West
    Randolph Street,
    Chicago, Illinois
    60601
    • (312) 814-3000
    • TTY:
    (800)
    964-3013
    • Fax:
    (312)
    814-3806
    ED
    OFFICE
    OF
    THE
    ATTORNEY
    GENERAL
    STATE
    OF ILLINOIS
    October
    3, 2008
    John T. Therriault,
    Assistant
    Clerk
    Illinois
    Pollution Control
    Board
    James
    R.
    Thompson
    Center,
    Ste. 11-500
    100
    West Randolph
    Chicago,
    Illinois 60601
    Very
    loman
    nmental
    Bureau
    500
    South
    Second
    Street
    Springfield,
    Illinois
    62706
    (217)
    782-9031

    BEFORE
    THE ILLINOIS
    POLLUTION
    CONTROL
    BOARD
    PEOPLE
    OF THE STATE
    OF
    )
    ILLINOIS,
    )
    Complainant,
    )
    vs.
    )
    PCBNo.
    )
    (Enforcement)
    WILLIAM
    WARREN,
    )
    Respondent.
    VED
    NOTICE
    OF FILING
    CLERKS
    0FFlC
    To:
    William Warren
    OCT
    7
    2008
    2890 Governor’s
    Drive
    LUNOIS
    P.O.
    Box
    189
    pOrl
    untrol
    Board
    Carlyle, IL
    62231
    PLEASE
    TAKE NOTICE
    that on this
    date I mailed for
    filing
    with the
    Clerk of the
    Pollution
    Control Board of
    the State of Illinois,
    a COMPLAINT,
    a copy of
    which is attached hereto
    and
    herewith served
    upon you. Failure
    to
    file
    an
    answer
    to
    this
    Complaint within
    60 days may
    have
    severe
    consequences.
    Failure to answer
    will mean
    that all
    allegations
    in this Complaint
    will
    be
    taken
    as
    if admitted
    for purposes
    of this proceeding.
    If
    you
    have any questions
    about
    this
    procedure, you
    should contact
    the
    hearing
    officer assigned
    to this proceeding,
    the
    Clerk’s
    Office
    or an attorney.
    1

    FURTHER,
    please take
    notice
    that
    financing
    may
    be
    available,
    through the
    Illinois
    Environmental
    Facilities
    Financing Act, 20 ILCS
    351
    5/1
    (2006), to correct the
    pollution
    alleged
    in
    the Complaint
    filed in this
    case.
    Respectfully
    submitted,
    PEOPLE
    OF
    THE
    STATE
    OF ILLINOIS
    LISA
    MADIGAN,
    Attorney
    General of
    the
    State of Illinois
    MATTHEW
    J.
    DUNN, Chief
    Environmental Enforcement/Asbestos
    LWgati Divis____
    /oman
    /
    Assistant
    Attorney General
    Environmental
    Bureau
    500
    South Second Street
    Springfield, Illinois
    62706
    217/782-9031
    Dated:
    October 3, 2008
    2

    CERTIFICATE
    OF
    SERVICE
    I
    hereby
    certify
    that
    I did
    on October
    3, 2008,
    send
    by certified
    mail, with
    postage
    thereon
    fully
    prepaid,
    by
    depositing
    in
    a
    United States
    Post Office
    Box
    a true and
    correct
    copy
    of
    the
    following
    instruments
    entitled
    NOTICE
    OF FILING,
    ENTRY
    OF APPEARANCE
    and
    COMPLAINT:
    To:
    William
    Warren
    2890
    Governor’s
    Drive
    P.O. Box
    189
    Carlyle,
    IL
    62231
    and the original
    and
    ten copies
    by First Class
    Mail with
    postage
    thereon
    fully
    prepaid
    of the
    same
    foregoing
    instrument(s):
    To:
    John
    T.
    Therriault,
    Assistant
    Clerk
    Illinois
    Pollution
    Control
    Board
    James
    R.
    Thompson
    Center
    Suite
    11-500
    100 West
    Randolph
    Chicago,
    Illinois
    60601
    /J./VHman
    —Assistant
    Attorney General
    This filing
    is
    submitted
    on
    recycled
    paper.

    BEFORE
    THE ILLINOIS
    POLLUTION
    CONTROL
    BOARD
    S
    OFFI
    ILLINOIS,
    PEOPLE
    OFTHE STATE
    OF
    )
    )
    ocr
    072008
    Complainant,
    )
    P°’!utiofl
    CorjS
    )
    n
    vs.
    )
    PCB
    No.
    7(
    g
    )
    (Enforcement)
    WILLIAM
    WARREN,
    )
    Respondent.
    )
    ENTRY
    OF
    APPEARANCE
    On
    behalf of the
    Complainant, PEOPLE
    OF THE
    STATE
    OF
    ILLINOIS,
    J.
    L.
    HOMAN,
    Assistant
    Attorney
    General of the
    State of Illinois,
    hereby
    enters
    her appearance
    as attorney
    of
    record.
    Respectfully submitted,
    PEOPLE
    OF THE STATE
    OF
    ILLINOIS,
    LISA MADIGAN
    Attorney
    General of the
    State
    of Illinois
    MATTHEW J. DUNN,
    Chief
    Environmental
    Enforcement/Asbestos
    vision
    500
    South Second
    Street
    Springfield, Illinois
    62706
    217/782-9031
    Dated:
    October
    3,
    2008
    Assistant
    Attorney General

    BEFORE
    THE ILLINOIS
    POLLUTION
    CONTROL
    BOARD
    PEOPLE
    OF
    THE
    STATE
    OF
    )
    ILLINOIS,
    )
    Complainant,
    v.
    )
    PCB
    NO.
    L
    )
    (Enforcement)
    WILLIAM
    WARREN,
    )
    )
    CLERK’S
    OFFICE
    Respondent.
    072008
    STATE
    OF
    ILLiNOIS
    COMPLAINT
    outon
    Control
    Board
    Complainant,
    PEOPLE
    OF THE
    STATE
    OF
    ILLINOIS,
    by
    LISA
    MADIGAN,
    Attorney
    General
    of
    the
    State
    of Illinois,
    complains
    of
    Respondent,
    WILLIAM
    WARREN,
    as follows:
    COUNT
    I
    FAILURE
    TO OBTAIN
    A CONSTRUCTION
    PERMIT
    1.
    This
    Complaint
    is
    brought
    by the
    Attorney
    General
    on her
    own
    motion
    and
    at
    the
    request
    of
    the Illinois
    Environmental
    Protection
    Agency
    (“Illinois
    EPA”),
    pursuant
    to
    the
    terms
    and
    provisions
    of
    Section
    31
    of
    the
    Illinois
    Environmental
    Protection
    Act
    (“Act”),
    415
    ILCS
    5/31 (2006).
    2.
    The
    Illinois
    EPA
    is an
    agency
    of
    the
    State
    of
    Illinois
    created
    by
    the
    Illinois
    General
    Assembly
    in Section
    4 of
    the Act,
    415
    ILCS
    5/4 (2006),
    and
    charged,
    inter
    al/a,
    with
    the
    duty
    of
    enforcing
    the Act
    in
    proceedings
    before
    the Illinois
    Pollution
    Control
    Board
    (“Board”).
    1

    3.
    This
    Complaint
    is
    brought
    pursuant
    to
    Section
    31 of
    the
    Act,
    415
    ILCS
    5/31
    (2006),
    after
    providing
    the
    Respondent
    with notice
    and
    the
    opportunity
    for
    a
    meeting
    with
    the
    Illinois
    EPA.
    4.
    Carlyle
    North,
    a
    not-for-profit
    corporate
    entity,
    owns
    a
    public
    water
    supply
    that
    provides service
    to
    approximately
    two
    thousand
    one
    hundred
    people.
    Carlyle
    North
    purchases
    water
    from
    the
    City
    of
    Carlyle
    public
    water
    supply.
    5.
    The
    Respondent,
    William
    Warren,
    is
    an
    individual
    who
    is
    involved
    in
    real
    estate
    development.
    William
    Warren’s
    contact
    address
    is
    2890
    Governor’s
    Drive,
    Post
    Office
    Box
    189,
    Carlyle,
    Illinois
    62231.
    6.
    On
    August
    16, 2004,
    the
    Illinois
    EPA
    was
    informed
    that
    a water
    main
    extension
    (the
    “extension”)
    had
    been
    improperly
    installed
    onto
    the
    Carlyle
    North
    water
    system
    (the
    “system”).
    The
    extension
    in
    question
    was
    installed
    along
    Bull
    Frog
    Lane
    near
    the
    intersection
    with
    Walcott
    Road
    in Carlyle,
    Clinton
    County,
    Illinois.
    7.
    On
    a date
    prior
    to
    August
    16,
    2004,
    and
    better
    known
    to the
    Respondent,
    he
    caused
    the
    extension
    to
    be
    added
    onto
    the
    system.
    Mr.
    Warren
    is the
    owner
    and
    operator
    of that
    extension.
    8.
    On August
    16,
    2004,
    the
    Illinois
    EPA
    contacted
    the
    Registered
    Operator
    of
    the
    Carlyle
    North
    system,
    Travis
    Sanders.
    At that
    time,
    Mr.
    Sanders
    was
    advised
    to
    submit
    “as
    built”
    plans
    for
    the
    extension.
    9.
    On
    August
    26,
    2004,
    the
    Illinois
    EPA
    conducted
    an
    inspection
    of
    the
    extension. Approximately
    one
    half mile
    of
    four
    inch
    water
    main
    had
    been
    installed
    with
    a
    flush
    hydrant
    at
    the
    end.
    In order
    to
    complete
    this installation,
    the
    previous
    flush
    header
    had
    been
    removed
    from
    the
    line,
    possibly
    contaminating
    the
    system.
    2

    10.
    After
    review
    of relevant
    files,
    the
    Illinois
    EPA
    determined
    that
    no
    construction
    permit
    application
    had
    been
    submitted
    for
    the
    extension.
    Carlyle
    North,
    a
    not-for-profit
    corporate
    entity
    involved
    in
    the
    project,
    eventually
    submitted
    “as
    built”
    plans
    to
    the
    Illinois
    EPA
    on
    December
    9,
    2004.
    Those
    plans
    were
    incomplete.
    No
    construction
    permit
    was
    issued
    for
    the
    extension.
    11.
    Section
    3.365
    of
    the
    Act,
    415
    ILCS
    5/3.365
    (2006),
    provides:
    “Public
    water
    supply”
    means
    all
    mains,
    pipes
    and
    structures
    through
    which water
    is
    obtained
    and
    distributed
    to
    the
    public,
    including
    wells and
    well
    structures,
    intakes
    and
    cribs,
    pumping
    stations,
    treatment
    plants,
    reservoirs,
    storage
    tanks
    and
    appurenances,
    collectively or
    severally,
    actually
    used
    or intended for
    use
    for the
    purpose
    of
    furnishing
    water
    for
    drinking
    or
    general
    domestic
    use
    and
    which
    serve
    at
    least
    15
    service connections
    or
    which
    regularly
    serve
    at
    least
    25
    persons
    at
    least
    60 days
    per
    year.
    A
    public
    water
    supply
    is
    either
    a
    “community
    water
    supply”
    or
    a
    “non-community
    water
    supply.”
    12.
    Section
    3.145
    of
    the
    Act,
    415
    ILCS
    5/3.145
    (2006),
    provides
    in pertinent
    part
    as
    follows: “‘Community
    water
    supply’
    means
    a
    public
    water
    supply
    which
    serves
    or
    intended
    to
    serve
    at least
    15
    service
    connections
    used
    by
    residents
    or
    regularly
    serves
    at
    least
    25
    residents.”
    13.
    Section
    15 of
    the
    Act,
    415
    ILCS
    5/15(2006),
    provides
    as
    follows:
    (a)
    Owners
    of
    public
    water
    supplies,
    their
    authorized
    representative,
    or
    legal
    custodians,
    shall
    submit
    plans
    and
    specifications
    to
    the
    Agency
    and
    obtain
    written
    approval
    before
    construction
    of
    any
    proposed public
    water
    supply
    installations,
    changes
    or
    additions
    is
    started.
    Plans
    and
    specifications
    shall
    be
    complete
    and
    of
    sufficient
    detail
    to
    show
    all
    proposed
    construction,
    changes, or
    additions
    that
    may
    affect
    sanitary
    quality,
    mineral
    quality,
    or
    adequacy
    of
    the
    public water
    supply;
    and,
    where
    necessary,
    said
    plans
    and
    specifications
    shall
    be
    accompanied
    by
    supplemental
    data
    as
    may
    be
    required
    by
    the
    Agency
    to permit
    a
    complete
    review
    thereof.
    3

    14.
    Section
    602.101
    of
    the Board’s
    Water
    Pollution
    Regulations,
    35 IlI.Adm.
    Code
    602.101,
    provides
    in pertinent
    part
    as
    follows:
    a)
    No
    person
    shall cause
    or allow
    the
    construction
    of
    any new
    public
    water
    supply
    installation
    or
    cause
    or
    allow the
    change
    of or addition
    to
    any existing
    public
    water
    supply, without
    a
    construction
    permit
    issued
    by the
    Environmental
    Protection
    Agency
    (Agency).
    Public
    water
    supply installation,
    change
    or addition
    shall
    not include
    routine
    maintenance,
    service
    pipe
    connections,
    hydrants
    and valves,
    or
    replacement
    of
    equipment,
    pipe, and
    appurtenances
    with
    equivalent
    equipment,
    pipe,
    and appurtenances.
    *
    **
    15.
    By causing
    or allowing
    the change
    of
    or
    addition
    to any
    existing
    public
    water
    supply
    without
    first
    obtaining
    a construction
    permit issued
    by
    the
    IEPA, the
    Respondent
    has
    violated
    Section
    15 of
    the Act,
    415
    ILCS 5/15(2006),
    and
    35
    Il.
    Adm.
    Code 602.101.
    16.
    These
    violations
    have occurred
    repeatedly
    since
    at
    least
    August,
    2004.
    PRAYER
    FOR
    RELIEF
    WHEREFORE,
    Complainant,
    the
    PEOPLE
    OF THE
    STATE
    OF ILLINOIS,
    respectfully
    request
    that the
    Board
    enter an
    order
    against
    the
    Respondent,
    WILLIAM
    WARREN:
    A.
    Authorizing
    a
    hearing
    in this matter
    at which
    time
    the
    Respondent
    will
    be
    required
    to
    answer
    the
    allegations
    herein;
    B.
    Finding
    that
    Respondent
    has
    violated the
    Act
    and
    regulations
    as
    alleged
    here
    in;
    4

    C.
    Ordering
    Respondent
    to
    cease
    and
    desist
    from
    any
    further
    violations
    of
    the
    Act
    and
    associated
    regulations;
    D.
    Assessing
    against
    Respondent
    a
    civil
    penalty
    of
    fifty
    thousand
    dollars
    ($50,000)
    for
    each
    violation
    of the
    Act,
    and
    an
    additional
    penalty of
    ten
    thousand
    dollars
    ($10,000)
    for
    each
    day
    during
    which
    each
    violation
    has
    continued
    thereafter;
    E.
    Awarding
    to Complainant
    its
    costs
    and
    reasonable
    attorney’s
    fees;
    and
    F.
    Granting
    such
    other
    relief
    as
    the
    Board
    may
    deem
    appropriate.
    COUNT
    II
    CONSTRUCTION
    PERMIT
    VIOLATIONS
    1-14.
    Complainant
    realleges
    and
    incorporates
    herein
    by
    reference
    paragraphs
    I through 14
    of
    Count
    I as
    paragraphs
    I through
    14
    of
    this
    Count
    II.
    15.
    Section
    18
    of
    the
    Act,
    415
    ILCS
    5/18(2006), provides
    in
    pertinent
    part
    as
    follows:
    (a)
    No
    person
    shall:
    (1)
    Knowingly
    cause, threaten
    or
    allow
    the
    distribution
    of
    water
    from
    any
    public
    water
    supply
    of
    such
    quality
    or
    quantity
    as
    to
    be
    injurious
    to
    human
    health;
    or
    (2)
    Violate
    regulations
    or
    standards adopted
    by the
    Agency
    pursuant
    to
    Section
    15(b)
    of this
    Act
    or
    by
    the
    Board
    under
    this
    Act;
    or
    (3) Construct,
    install
    or operate
    any
    public
    water
    supply
    without
    a
    permit
    granted
    by
    the
    Agency,
    or
    in
    violation
    of
    any
    condition
    imposed
    by
    such
    a
    permit.
    5

    16.
    Section 652.101
    of the
    Board’s Water
    Pollution
    Control
    Regulations,
    35
    II.
    Adm. Code 652.101,
    provides
    in pertinent
    part
    as
    follows:
    a) Construction
    permits
    shall be
    obtained
    by the official
    custodian
    of
    a community
    water
    supply prior
    to beginning
    construction
    of
    any proposed
    community
    water
    supply
    and prior
    to
    all
    alterations,
    changes
    or additions
    to an
    existing community
    water
    supply which
    may
    affect
    the
    sanitary
    quality,
    mineral
    quality or
    adequacy of
    the supply
    including
    changes
    pursuant
    to
    35 III.
    Adm.
    Code
    653.115.
    17.
    By
    removing
    the
    flush
    hydrant
    at the
    end
    of the line
    and causing
    or
    allowing
    the
    alteration,
    change
    or addition
    to an existing
    community
    water
    supply
    in
    a
    manner which
    may affect the
    sanitary
    or
    mineral
    quality
    of
    the water
    or the adequacy
    of
    the supply
    of the water where
    a construction
    permit
    had not previously
    been
    obtained
    by
    the
    official
    custodian of
    the community
    water supply,
    the Respondent
    has
    violated
    35
    Ill.
    Adm. Code 652.101.
    18.
    By
    violating
    35
    Il. Adm.
    Code 652.101,
    the
    Respondent
    has also violated
    Section 18 of
    the Act, 415 ILCS 5/18(2006).
    19.
    These
    violations
    have
    occurred
    repeatedly
    since at least
    August
    16,
    2004.
    PRAYER
    FOR
    RELIEF
    WHEREFORE,
    Complainant,
    the
    PEOPLE
    OF
    THE STATE
    OF ILLINOIS,
    respectfully
    request that the Board
    enter
    an order
    against
    the
    Respondent,
    WILLIAM
    WARREN:
    A.
    Authorizing
    a
    hearing
    in this
    matter
    at which
    time the
    Respondent
    will be
    required
    to
    answer the allegations
    herein;
    6

    B.
    Finding
    that Respondent
    has
    violated
    the Act
    and
    regulations
    as
    alleged
    herein;
    C.
    Ordering
    Respondent
    to
    cease
    and desist
    from
    any
    further
    violations
    of
    the Act
    and
    associated
    regulations;
    D.
    Assessing
    against
    Respondent
    a
    civil
    penalty
    of
    fifty thousand
    dollars
    ($50,000)
    for each
    vblation
    of
    the Act,
    and
    an
    additional
    penalty
    of
    ten thousand
    dollars
    ($10,000)
    foreach
    day
    during
    which
    each
    violation
    has
    continued
    thereafter;
    E.
    Awardi
    g
    to
    Complainant
    its
    costs
    and
    reasonable
    attorney’s
    fees;
    and
    F.
    Grantir
    such
    other
    relief
    as the
    Of Counsel
    J.L.
    Homan
    Assistant
    Attorney
    General
    500
    South
    Second
    Street
    Springfield,
    Illinois
    62706
    217/782-9031
    Dated:
    Board
    may
    deem
    appropriate.
    Respectfully
    submitted,
    PEOPLE
    OF THE
    STATE
    OF
    ILLINOIS
    LISA
    MADIGAN,
    Attorney
    General
    of the
    State
    of Illinois,
    MATTHEW
    J.
    DUNN,
    Chief
    Environmental
    Enforcement/Asbestos
    Litigation
    Division
    BY
    THOMAS
    DAVIS,
    Chief
    Environmental
    Bureau
    Assistant
    Attorney
    General
    7

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