OFFICE
OF THE ATTORNEY GENERAL
STATE OF ILLINOIS
The Honorable
Dorothy Gunn
Illinois
Pollution
Control Board
James
R.
Thompson
Center,
Ste.
11-500
100
West Randolph
Chicago,
Illinois 60601
Re:
People
v.
Ralph Stone, Mayor of the
Village of Gorham
Dear Clerk Gunn:
CLERK’S
OFFICE
DEC
23
2004
STATE OF
ILLINOIS
POIIUflO~Control
Board
December 20,
2004
-
,tc~
Enclosed forfiling please find the original and ten copies of aNOT.!.CE OF FILING, MOTION
FOR
RELIEF
FROM
HEARING
REQUIREMENT
and
STIPULATION
AND
PROPOSAL
FOR
SETTLEMENT
in regard
to the above-captioned matter.
Please file
the originals
and
return file-
stamped copies of the documents to our office in the enclosed self-addressed, stamped
envelope.
Thank you for your cooperation and
consideration.
Very truly yours,
/
/
—~.‘
/
.-
/
-
~
—.-~,
Lc----’
‘Kristen
Laughridge
Environmental
Bureau
500 South
Second Street
Springfield,
Illinois
62706
(217) 782-9031
KL/pp
Enclosures
500 South
Second Street, Springfield, Illinois
62706
•
(217) 782-1090
•
‘TV:
(217)
785-2771
•
Fax:
(217) 782-7046
100
West
Randolph Street.
Chicago,
Illinois
60601
•
(312)
814-3000
•
TTY: (312)
814-3374
•
Fax: (312)
814-3806
1001
East Main, Carhondale,
Illinois
62901
•
(618) 529-6400
•
TTY: (ô18( 529-6403
•
Fax:
(618)
529-6416
Lisa Madigan
ATTORNEY GENERAL
BEFORE THE
ILLINOIS POLLUTION CONTROL
BOARD
CLERK’s OFFICE
PEOPLE OF THE STATE
OF
)
ILLINOIS,
)
STAJE OF ILLINOIS
-
-
--
)
PoIIut~onControl
Board
Complainant,
“c-I
PCB
No.
~
)
(Enforcement)
RALPH STONE,
Mayor of the Village
)
of Gorham,
Respondent.
NOTICE
OF FILING
To:
Ralph
Stone, Mayor
Village of Gorham
404 North
Adams
St.
Gorham,
IL 62940
PLEASE TAKE
NOTICE that on this
date
I
mailed for filing with the Clerk of the Pollution
Control Board of the State of Illinois,
a MOTION
FOR RELIEF FROM HEARING REQUIREMENT
and STIPULATION AND PROPOSAL FOR SETTLEMENT, a copy of which is attached
hereto and
herewith
served
upon you.
Respectfully submitted,
PEOPLE OF THE
STATE
OF ILLINOIS
LISA MADIGAN,
Attorney General of the
State of Illinois
MATTHEW
J.
DUNN, Chief
Environmental
Enforcement/Asbestos
-
Litigation
Division
-
-
-
-.
--
-
~-
‘-.
-
--
BY:
~--
~-~‘-
~
~
KRISTEN
LAUGH-RIDGE
‘
‘Assistant Attorney General
—‘j
Environmental Bureau
500
South Second Street
Springfield,
Illinois 62706
-
21 7/782-9031
-
Dated:
December 20, 2004
I
CERTIFICATE OF SERVICE
I
hereby certify that
I did on
December 20, 2004,
send
by First Class Mail,
with
postage
thereon
fully
prepaid,
by depositing
in
a United
States
Post Office
Box a true
and correct copy
of the following instruments entitled NOTICE
OF FILING,
MOTION
FOR RELIEF
FROM
HEARING
REQUIREMENT and
STIPULATION AND
PROPOSAL FOR SETTLEMENT:
To:
Ralph Stone,
Mayor
Village of
Gorham
-
404 North
Adams
St.
Gorham,
IL 62940
and
the original
and ten copies by First
Class
Mail with
postage thereon fully prepaid
of the
same foregoing
instrument(s):
-
To:
-
Dorothy
Gunn, Clerk
-
-
Illinois
Pollution Control
Board
James
R. Thompson Center
-
-
Suite 11-500
-
-
100
West Randolph
Chicago,
Illinois 60601
A copy was also
sent by First Class
Mail with
postage thereon fully prepaid to:
Carol Webb
Hearing
Officer
-
Pollution Control
Board
--
2021
North
Grand
Avenue East
Springfield,
IL 62794
“Kristen
Laug-h~idge
~—“
“
Assistant Attorney G~neral
This filing is submitted
on
recycled paper.
-
BEFORE THE
ILLINOIS POLLUTION
CONTROL ~
DEC
232004
PEOPLE OF THE STATE OF ILLINOIS,
-
STATE OF ILLiNOIS
Complainant,
)
-
-
PolIut~on
Control Board
v.
)
PCB NO.
05-78
)
(Enforcement)
RALPH
STONE, Mayor of the Village
)
-
of Gorham,
Respondent.
MOTION
FOR
RELIEF
FROM HEARING
REQUIREMENT
-
-
NOW
COMES Complainant,
PEOPLE OF
THE STATE
OF ILLINOIS,
by LISA
MADIGAN, Attorney General of the State of Illinois,
and
pursuant to
Section
3-1 (c)(2) of the
Illinois
Environmental Protection Act (“Act”), 415 ILCS
5/31 (c)(2)
(2002),
moves that the
Illinois
Pollution
Control
Board
grant the parties
in the above-captioned matter relief from the hearing
requirement imposed
by
Section
31(c)(1) of the Act,
415
ILCS 5/31(c)(1)
(2002)~In
support of
this motion,
Complainant states
as follows:
1.
On
November
3,
2004,
Complainant filed
a
Complaint with
the Board, alleging
violations
by the Respondent of the
Illinois
Environmental
Protection Act and
Federal
Regulations.
2.
The parties
have reached
agreement on all outstanding
issues
in this
matter.
3.
This agreement
is presented to the
Board
in a
Stipulation and
Proposal for
Settlement,
filed
contemporaneously with
this motion.
4.
All parties
agree that a
hearing on the Stipulation and
Proposal for Settlement
is
not necessary,
and
respectfully request relief from such
a hearing
as
allowed
by
Section
31 (c)(2) of the Act, 415
ILCS 5/31 (c)(2) (2002).
-
1
WHEREFORE,
Complainant,
PEOPLE
OF THE STATE OF ILLINOIS,
hereby requests
that the Board grant this motion
for relief from the hearing requirement set forth
in Section
31(c)(1) of the Act, 415
ILCS 5/31(c)(1) (2002).
-
Respectfully submitted,
PEOPLE OF THE
STATE OF
ILLINOIS
LISA MAD IGAN
ATTORNEY GENERAL
MATTHEW J.
DUNN, Chief
Environmental
Enforcement/Asbestos
I4tig~tionDi~/isioo-/’
BY
~
/
KRlSTE~J,YAUGHR,~SEJ.—-
EnvIronmental Bu~u
Assistant Attorney General
500
South Second Street
Springfield,
Illinois 62706
21 7/782-9031
Dated:
December 20, 2004
2
-
CLERK’S
OFrICE
BEFORE THE ILLINOIS POLLUTION CONTROL BOARD
~
~2u04
PEOPLE OF THE STATE OF ILLINOIS,
)
STATE OF
ILLINOIS
-
)
Pollution Control
Board
Complainant,
)
-
PCB
05-78
v.
(Enforcement)
RALPH STONE,
Respondent.
STIPULATION A~D
PROPOSAL
FOR
SETTLEMENT
-
Complainant,
PEOPLE
OF’ THE STATE OF ILLINOIS, by LISA
MADIGAN, Attorney General of the State
of Illinois,
the Illinois
H
Environmental Protection Agency
(“Illinois EPA”),
and RALPH STONE
(“Respondent”),
have agreed to the making of this Stipulation and
Proposal
for. Settlement
(“Stipulation”)
and submit
it
to the
Illinois Pollution Control Board
(“Board”)
for approval.
The
parties agree that the statement of facts contained herein
represents a fair summary of the evidence and testimony which
would be introduced by the parties if a hearing were held.
The
parties-further stipulate that this statement of facts
is made
and agreed upon for purposes of
settlement only and that neither
the fact that
a party has entered into this Stipulation, nor any
of the facts stipulated herein,
shall be introduced into evidence
1
in any other proceeding regarding the claims asserted in the
Complaint except
as otherwise provided herein.
If the Board
approves and enters this Stipulation, Respondent agrees to be
bound by the Stipulation and Board Order and not to contest their
validity in any subsequent proceeding to implement or enforce
their terms.
I.
JURISDICTION
The Board has jurisdiction
of the subject matter herein and
of the parties consenting hereto pur~uant to the Illinois
Environmental Protection Act
(“Act”)
,
415 ILCS 5/1
et seq.
(2002)
.
II.
AUTHORIZATION
The undersigned representatives for each party certify that
they are fully authorized by the party whom they represent to
enter into the terms and conditions of
this- Stipulation and to
legally bind them to it.
-
-
III.
STATEMENT OF FACTS
-
A.
Parties
-
1.
On November
3,
2004,
a Complaint was filed on behalf of
the People of the State of Illinois by Lisa Madigan, Attorney
General of the State of Illinois, on her own motion and upon the
2
request of the -Illinois EPA,
pursuant to Section 31 of the Act,
415 ILCS 5/31(2002),
against the Respondent.
2.
The Illinois EPA is an administrative agency of the
State of Illinois,
created -pursuant
to Section 4 of the -Act,
415
ILCS 5/4
(2002)
3.
Respondent
is a “person”
as defined in Section 3.26 of
the Act,
415 ILCS 5/3.26
(2002).
-
-
B.
Site Description and History
-
In May 2003,
the Village of Gorham received and Order from
the Jackson County Court authorizing it to demolish the dangerous
and unsafe building at the Corner of Washington and Walnut Street
--
--
in Gorham,
Jackson County,
Illinois,
also called the Gorham High
School.
In May 2003,
the Jackson County Health Department
-
informed Respondent that asbestos -is likely present
in the Gorham
High School and that prior to a demolition
a Notice of Demolition
-
mUst
be fIled withthC
Illinois EPA and all asbestos must be
identified
and removed by a licensed asbestos abatement
-
contractor.
In August
2003,
Respondent partially demolished
a
portion of the Gorham High School.
In August
2003,
Illinois EPA
a-nd Jackson County Health Department inspected the Gorham High
School and observed dry friable insulation mixed in debris piles
beside the school and hanging from a roof rafter.
Illinois EPA
-
collected samples of suspect thermal insulation from demolition
3
waste from Gorham High School,
and analytical testing showed that
the insulation had asbestos present
in concentrations ranging
from 65
to
75.
Upon direction of Illinois EPA,
Respondent
ceased demolition and removal activities.
C.
Allegations of Non-Compliance
Complainant contends that the Respondent has violated the
following provisions of the Act and Federal Regulations:
Count
I:
Failure to conduct a thorough investigation and
-
file a notice of demolition activities,
in
violation of Section 9.1(d) (1)
of the Act, 415 ILCS
5/9.1(d) (1) (2002)
and 40 C.F.R.
§ 61.145(b) (1-).
Count
II:
Caused,
threatened or allowed the discharge of
contaminants,
in violation of Sections
9(a)
and
9.1(d)(1)
of the Act
41.5 ILCS 5/9(a)
and 9.1(d)(l),
40 C.F.R.
§ 61.145(c) (8),
40 C.F.R.
§ 61.145(c) (9),
40 C.F.R.
§
61.150(b)
D.
Admission of Violations
The Respondent represents that it has entered inLo this
-
Stipulation for the purpose of settling and compromising disputed
claims without having to incur the expense of contested
litigation.
By entering into this Stipulation and complying with
its terms,
the Respondent does not affirmatively admit the
allegations of violation within the Complaint,
and this
-
Stipulation shall not be interpreted as including such admission.
4
-
IV.
APPLICABILITY
-
This Stipulation shall apply to and be binding upon the
Complainant and the Respondent,
and any officer, director,
agent,
or employee, of the Respondent,
as well as any successors or
assigns of the Respondent.
The Respondent
shall not raise as a
defense to any enforcement action taken pursuant to this
Stipulation the failure of any of its officers,
directors,
agents,
employees or successors or assigns to take such action as
shall be required to comply with the provisions of this
Stipulation.
V.
COMPLIANCE WITH OTHER LAWS AND REGULATIONS
This Stipulation in no way affects the responsibilities of
the
Respondent, to comply with any other federal,
state or local
laws or regulations including,
but not limited
to,
the Act and
the Board regulations,
35
Ill.
Adm.
Code,
Subtitles A through
H.
VI.
IMPACT ON THE PUBLIC RESULTING FROM ALLEGED NON-COMPLIANCE
Section 33 (c)
of the Act,
415 ILCS 5/33 (c) (2002)
,
provides
as follows:
-
In making its orders and determinations,
the Board
shall take into consideration all the facts and
circumstances bearing upon the reasonableness
of the
emissions,
discharges,
or deposits involved including,
but not limited to:
1.
the character and degree of injury to,
or
interference with the protection
of the health,
5
general welfare and physical property of the
people;
2.
the social and economic value of the pollution
source;
-
3.
the suitability or unsuitability of the pollution
source to the area
in which it
is located,
including the question of priority of location in
-
the area involved;
-
-
4.
the technical practicability and economic
reasonableness
of reducing or eliminating the
emissions,
discharges or deposits resulting from
such pollution source;
and
-
5.
any subsequent compliance.
-
In response to these factors,
the parties state the
following:
-
1.
Human health and the environment were threatened by the
Respondent’s violations.
-
-
-
-
2.
There no are social and economic benefits as to school.
3.
The school
is unsuitable for the area in which
it is
located.
-
4.
Complying with Federal standards --for-asbestos-- removal
-
-
and building demolition are both technically practicable and
economically reasonable.
-
-
5.
The Respondent has subsequently been in compliance.
VII. CONSIDERATION OF SECTION 42(h)
FACTORS
Section 42 (h)
of the Act,
415 ILCS 5/42 (h) (2002)
,
provides
as follows:
-
6
In
determining the appropriate civil penalty to be
imposed under
.
.
.
this Section,-the Board is
authorized
to consider any matters of record in
mitigation or aggravation of ‘penalty, including but not
limited to the following factors:
1.
the duration and gravity of the violation;
2.
the presence or absence of due diligence on the
part of the respondent in attempting to comply
with requirements
of this Act and regulations
thereunder or to secure relief therefrom as
provided by this Act;
3.
any economic benefits accrued by the respondent
because
of delay in compliance with requirements,
in which case the economic benefits Chall be
determined by the lowest cost alternative for
achieving compliance;
4.
the amount
of monetary penalty which will serve
to
deter further violations by the respondent and to
otherwise aid in enhancing voluntary compliance
with this Act by the respondent and other persons
similarly subject to the Act;
5.
the number,
proximity in time,
and gravity of
previously adjudicated violations
of this Act by
the respondent;
-
6.
whether the respondent voluntarily self-disclosed,
in accordance with -subsection
i of this Section,
the non-compliance
to the Agency; and
-
7.
whether the respondent has agreed to undertake a
“supplemental environmental project,” which means
an.
environmentally beneficial project
that a
respondent agrees to undertake in settlement of an
enforcement action brought under this Act,
but
which the respondent
is not otherwise legally
required to perform.
In response to these factors, the parties state as follows:
7
1.
The Respondent partially demolished the Gorham High
School that contained asbestos material without conducting a
-
thorough investigation and removal of asbestos containing~
material or filing a notice of demolition with the Illinois EPA.
These violations are of a serious nature because they caused or
allowed the discharge of contaminants into the air.
2.
Respondent was diligent in achieving compliance with
the Act and Board regulations.
3.
No economic benefit was accrued.
4.
Complainant has determined, based upon the specific
facts
of this matter that a penalty of five hundred dollars
($500.00)
will serve to deter further violations and aid
in.
future voluntary, compliance with the,Act and Board regulations.
5.
Respondent has no prior adjudicated violations
of the
Act and Board regulations.
-
6.
Self-disclosure
is not at issue
in this matter
7.
The settlement’ of’this matter does not-include a
-
supplemental environmental project
(SEP)
VIII.
TERMS OF SETTLEMENT
A.
Penalty Payment
1.
The Respondent shall pay a civil penalty in the sum of
five hundred dollars
($500.00)
within thirty
(30)
days from the
date the Board adopts and accepts this Stipulation.
The penalty
8
described in this Stipulation shall be paid by certified check,
money order or electronic
funds transfer payable to the Illinois
EPA,
designated to the Illinois Environmental Protection Trust
Fund and submitted to:
Illinois Envii~onmentalProtection Agency
Fiscal Services Section
-
1021 North Grand Avenue East
P.O.
Box. 19276
-
Springfield,
IL 62794-9276
A copy of the certified check, money order or record of
electronic funds transfer and any transmittal letter shall be
sent to:
-
Kristen Laughridge
Environmental Bureau
-
-
Attorney General’s Office
500
South Second Street
-
Springfield,
Illinois
62706-
William Ingersoll
Illinois Environmental Protection Agency
1021 North Grand Avenue East
-
P.O. Box 19276
Springfield,
Illinois 62794-9276
2.
Pursuant to Section 42(g)
of the Act,
415
ILCS 5/42(g)
(2002)
,
interest shall accrue on ahy payment not paid within the
time period prescribed above at the maximum rate allowable under
Section 1003(a)
of the Illinois Income Tax Act,
35’ ILCS 5/1003
(2002)
.
Interest on any unpaid payment
shall begin to accrue
from the date the payment
is due and continue to accrue until the
date payment
is received.
9
3.
For purposes of pa~ent and collection,
Respondent may.
--
-
b~reached at the following address:
-
Mayor Ralph Stone
-
Village of Gorham
404 N. Adams
-
Gorham,
IL
62940
4.
In the event of default of Section VIII.A,
the
Complainant shall be entitled to all available relief including,
but not limited to,
reasonable
costs of collection and reasonable
attorney’s fees.
B.
Compliance Plan
There are no compliance issues for this case.
-
C.
Future Use
-
-
Notwithstanding
any, other language in this Stipulation to
the contrary, and in consideration of the mutual promises and
conditions
contained in this Stipulation,
including the Release
from
Liability contained in Section VIII.E,
below,
the Respondent
hereby agrees that this Stipulation may be used against the
Respondent
in any subsequent enforcement action or permit
proceeding
as proof of a past adjudication of violation of the
Act and the Board Regulations promulgated thereunder for all
violations alleged in the Complaint,in this matter,
for purposes
of Section 39(a)
and
(i)
and/or 42(h)
of the Act,
415
ILCS’
5/39(a)
and(i)
and/or 5/42(h) (2002).
Further, Respondent agrees
10
to waive any rights to contest,
in any subsequent enforcement
action or permit proceeding,
any allegations that these alleged
violations were adjudicated’.
D.
Cease and Desist
-
-
The Respondent shall cease and desist from future violations
of the Act and Board Regulations’that were the subject matter of
the Complaint as outlined in Section III.C
(“Allegations of Non-
Compliance”)
of this Stipulation.
E.
Release from Liability
-
-
In consideration of the Respondent’s payment of the $500.00
penalty, and any specified costs and accrued interest,
completion
of all activities required hereunder,
to Cease and Desist
as
contained-in Section VIII-.D -and upon the--Pollution-Control
Board’s acceptance and approval
of the terms of-,this Stipulation
and Proposal for Settlement,
the Complainant releases, waives and
discharges
,the Respondent from any further liability or penalties
for violations of the Act and Board Regulations that were the
-
-
-
subject matter
of’ the Complaint herein.
The release set forth
above does not extend to any matters other than those expressly
specified in Complainant’s Complaint.
The Complainant reserves,
and this Stipulation is without prejudice
to,
all rights, of the
State of Illinois against the Respondent with respect
to all
other matters,
including but not limited
to,
the following:
a.
criminal
liability;
11
b.
liability for future violation of state,
federal,
local,
and common laws and/or regulations;
c.
liability for natural resources damage arising out of
the alleged violations; and
d.
liability or claims based on the Respondent’s failure
to satisfy the requirements of this Stipulation.
Nothing in this Stipulation is intended as a waiver,
discharge,
release,
or covenant not to sue for any claim or cause
of action,’ administrative or judicial,
civil
or criminal,
past or
future,
in lawor
in equity,
which the State of Illinois or the
Illinois EPA may have against any person,
as’ defined by Section
3.315
of the Act,
415 ILCS
5/3.3,15,
or entity other than the
Respondent.
F.
Execution of Docu.ment
-
This Stipulation shall become effective only when executed
by all parties and approved by the Board.
This Stipulation may
be executed by the parties in one or more counterparts,
all of
which taken together,
shall constitute one and the same
instrument.
H.
Enforcement of Board Order
1.
Upon the entry of the Board’s Order approving and
accepting this Stipulation and Proposal for Settlement,
that
Order is a binding and enforceable order of the Illinois
12
Pollution Control Board and may be enforced as such through any
-
and all available means.
-
2.
Respondent agrees
that notice of any subsequent
proceeding to enforce the Board Order approving and accepting
-
this Stipulation and Proposal
for Settlement may be made by mail
and waives any requirement of service of process.
3.
The parties agree
that,
if the Board does not approve
and accept this Stipulation and Proposal for Settlement,
then
neither party is bound by the terms herein.
4.
It
is the intent of the Complainant and Respondent
that
the provisions of this Stipulation and Proposal
for Settlement
and any Board Order accepting and approving such shall
be
severable,
and should any provision, be declared by a court of
competent jurisdiction to be inconsistent with state or federal
law,
and therefore unenforceable,
the remaining- clauses
shall
remain in full force and effect.,
-
WHEREFORE,
Complainant and Respondent request that the Board
adopt and accept the foregoing Stipulation and Proposal for
Settlement
as written.
13
‘1
PEOPLE OF THE STATE OF ILLINOIS,
LISA
MADIGAN
-
Attorney General
State of Illinois
MATTHEW. J. DUNN,
Chief
Environinental Enforcement/
Asbestos Litigation Division
THOMAS
DAVIS,
Chief
Environmental Bureau
Assistant Attorney General
ILLINOIS
ENVIRONMENTAL
-PROTECTION
AGENCY
BY:
E.
SVOBODA
Lief
Legal Counsel
RALPH
STONE
-
BY:
67,~LJ
4~?t~
Name:
1I?LpH
~7-ot//i--
Title:
114
,1v,,L~—
DATE:
/
~//
r/o~
DATE:
/2~-/?-C~---
DATE
:
EL?
BY:
/
14