ILLINOIS POLLUTION CONTROL BOARD
    December 4, 1997
    IN THE MATTER OF:
    TIERED APPROACH TO CORRECTIVE
    ACTION OBJECTIVES (TACO):
    AMENDMENTS TO 35 ILL.
    ADM. CODE 742.105, 742.200, 742.505,
    742.805, and 742.915
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    R97-12(B)
    (Rulemaking - Land)
    Adopted Rule. Final Order.
    OPINION AND ORDER OF THE BOARD (by M. McFawn and J. Yi):
    The Board adopts today as final amendments to 35 Ill. Adm. Code 742: Tiered
    Approach to Corrective Action Objectives, also known as TACO. The TACO program
    establishes a three tiered approach for establishing corrective action objectives,
    i.e.,
    remediation objectives based on risks to human health and the environment, allowing for
    consideration of the proposed land use at a subject site. The amendments adopted today (also
    know as the mixture rule) address the effect of similar-acting chemicals on the same target
    organ when determining remediation objectives under TACO. Specifically, the amendments
    consider the effects of similar-acting chemicals,
    i.e.,
    noncarcinogens and carcinogens, under
    Tiers 1, 2, and 3 of the TACO process. The statutory premise for the mixture rule is found at
    Section 58.5(c) of the Illinois Environmental Protection Act (Act) (415 ILCS 5/58.5(c) (1996))
    and 35 Ill. Adm. Code 620 of the Board’s regulations. The amendments were originally
    proposed by the Illinois Environmental Protection Agency (Agency) during the course of
    Docket A of this rulemaking.
    1
    PROCEDURAL MATTERS
    Public hearings were held in Docket B on May 21, 1997, and May 29, 1997, to
    consider the proposal of the Agency.
    2
    On July 10, 1997, the Board proceeded to first notice,
    pursuant to the Illinois Administrative Procedure Act (APA) (5 ILCS 100/1-1 (1996)).
    Subsequently, on July 25, 1997, the amendments to Part 742 were published in the
    Illinois
    Register
    (21 Ill. Reg. 9687 (July 25, 1997)), upon which a 45-day comment period began.
    One such comment was received by the Site Remediation Advisory Committee (SRAC). On
    October 2, 1997, the Board adopted the amendments for second notice review by the Joint
    Committee on Administrative Rules (JCAR). On November 12, 1997, JCAR issued a
    certificate of no objection. No substantive changes were requested by JCAR. A few minor
    1
    See Tiered Approach to Corrective Action Objectives (TACO): 35 Ill. Adm. Code 742 (June
    5, 1997), R97-12(A) (effective July 1, 1997).
    2
    The May 21, 1997, hearing will be referred to as Tr.1 at __; the May 29, 1997, hearing will
    be referred to as Tr.2 at __.

    2
    editorial changes were suggested by JCAR and those changes have been incorporated into the
    final order.
    On April 17, 1997, the Board adopted for second notice the majority of TACO rules
    under Docket A which were adopted as final on June 5, 1997.
    3
    At second notice and at final
    notice during Docket A, the Board adopted a limited mixture rule at the recommendation of
    the Agency. However, the record did not support the entire mixture rule proposed by the
    Agency. On that same day, the Board opened this Docket B to fully consider the type and to
    what extent a mixture rule is necessary under TACO to protect human health. The purpose of
    bifurcating the rulemaking was twofold. First, under Docket A, the Board could proceed to
    adopt the TACO methodology as final at new Part 742 in tandem with the rulemaking, In the
    Matter of: the Site Remediation Program and Groundwater Quality Standards (June 5, 1997),
    R97-11, which had a statutory deadline of June 16, 1997. Second, Docket B allowed the
    Board to consider the full measure of a mixture rule necessary to protect human health.
    On December 3, 1997, the SRAC and the Agency filed a “Joint Motion to Correct”
    (joint motion) wherein they request that the Board change the risk concentrations listed in
    Appendix A.Table H: “Chemicals Whose Tier I Class Groundwater Remediation Objective
    Exceed the 1 in 1,000,000 Cancer Risk Concentration” (Table H). At this point in the R97-
    12 rulemaking process, the APA does not provide for the expeditious correction of Table H.
    See 5 ILCS 5-40(c), (d) (1994). So the merits and evidence necessary to support the joint
    motion can be considered, the Board will today open a Docket C in this rulemaking. See In
    the Matter of: Tiered Approach to Corrective Action Objectives: Amendments to Part 742
    (December 4, 1997), R97-12(C). The Board intends to expedite rulemaking under this new
    docket to the extent possible under the APA.
    ESTABLISHING REMEDIATION OBJECTIVES USING THE MIXTURE RULE
    The TACO methodology codified at Part 742 is not independent. It must be used in
    conjunction with remediation programs, most specifically found at Part 740: Site Remediation
    Program; Part 732: Underground Storage Tank rules; and the closure requirements under the
    Resource Conservation and Recovery program at Parts 724 and 725. Regardless of the
    remediation program with which TACO is being used, the TACO rules provide a three tiered
    approach for establishing remediation objectives based upon risks to human health and the
    environment, allowing for consideration of the proposed land use at the subject site. The
    mixture rule adopted today requires further evaluation of the soil and/or groundwater
    remediation objectives established for multiple, similar-acting chemicals under any of the three
    tiers.
    A Tier 1 analysis requires the remediation applicant to compare contamination levels of
    contaminants of concern at the remediation site to predetermined corrective action objectives,
    which are set forth in look-up tables in the rules in Appendix B. Generally, if any
    3
    The final rules were published in the
    Illinois Register
    at 21 Ill. Reg. 7942 (June 27, 1997).

    3
    contaminants of concern at a remediation site are found to exceed the predetermined levels, the
    remediation applicant is required to remediate the contamination until the corrective action
    objectives are achieved, or alternatively, to develop site-specific remediation objectives using a
    Tier 2 or Tier 3 analysis. However, if the contaminants of concern in Class I groundwater at a
    site include multiple, similar-acting chemicals, the instant regulations require further
    evaluation to assess the mixture effect of such chemicals using the procedures specified under
    Tier 2 or Tier 3. Such an evaluation must be performed if the contaminants of concern in
    Class I groundwater include: more than one similar-acting noncarcinogen; or at least one
    similar-acting carcinogen whose Tier 1 Class I groundwater remediation objective exceeds the
    1 in 1,000,000 cancer risk concentration and one other similar-acting carcinogen.
    A Tier 2 analysis uses the equations set forth in the rules to develop alternate
    remediation objectives for contaminants of concern, using site-specific information. The
    equations used to develop site-specific remediation objectives are from the United States
    Environmental Protection Agency’s Soil Screening Level (SSL) and the American Society for
    Testing and Material’s Risk Based Corrective Action (RBCA) approaches, and they are listed
    in the rules in Appendix C. If any contaminants of concern are found to exceed the
    remediation objectives developed using the Tier 2 equations, the remediation applicant is
    required to remediate the contamination until the objectives are achieved, remediate to Tier 1
    objectives, or develop alternate objectives using a Tier 3 analysis. The mixture rule described
    above for evaluating the cumulative effect of multiple similar-acting noncarcinogens and
    carcinogens in groundwater is also applicable at sites evaluated under Tier 2. Additionally,
    under Tier 2 there is a mixture rule applicable when multiple similar-acting noncarcinogens are
    detected in the soil at these sites.
    A Tier 3 analysis allows a remediation applicant to develop remediation objectives
    using alternative parameters not found in Tier 1 or Tier 2. It allows a remediation applicant to
    use modified parameters, provided the remediation applicant provides justification for the
    modification, and the technical and mathematical basis for the modification. Additionally, a
    Tier 3 analysis allows a remediation applicant to use alternative models if certain information
    is provided, including a licensed copy of the model, the mathematical and technical basis for
    the model, and a demonstration that the model was correctly applied. If any contaminants of
    concern are found to exceed the remediation objectives developed using the Tier 3 analysis, the
    remediation applicant is required to remediate the contamination until the objectives are
    achieved. Finally, the mixture rule is applicable when multiple, similar-acting chemicals are
    detected in groundwater or in soil under Tier 3.
    SUMMARY OF THE MIXTURE RULE
    As explained in our Docket A second notice opinion of April 17, 1997, the record
    before the Board at the time was insufficient to adopt the entire mixture rule ultimately
    requested by the Agency. See In the Matter: Tiered Approach to Corrective Action
    Objectives: 35 Ill. Adm. Code 742 (April 17, 1997), R97-12(A), slip op. at 3. However, we
    found the justification provided did indicate that absent such a rule, remediation objectives

    4
    determined using TACO may not be protective of human health at sites with multiple, similar-
    acting chemicals. Accordingly, a limited mixture rule was adopted under Docket A. That
    interim rule is amended today.
    Mixture Rule Under Docket A
    The interim mixture rule adopted under Docket A at Part 742 provided that only the
    cumulative effect of similar-acting noncarinogenic chemicals in groundwater be examined
    under Tier 1 (Section 742.505(b)); it did not require that the cumulative effect of either
    carcinogenic or noncarcinogenic contaminants be evaluated for soil. Under Tier 2, the
    cumulative effects of noncarcinogenic contaminants in both soil and groundwater, respectively,
    must be considered (at Sections 742.720 and 742.850(c)). As for similar-acting carcinogens in
    groundwater or soil, their cumulative effect did not have to be evaluated under either Tier 1 or
    Tier 2. Finally, under Tier 3, there was no mixture rule articulated for either type of
    contaminant in either medium.
    Mixture Rule Under Docket B
    Having considered the evidence and the statutory mandates, the Board concludes that a
    broader mixture rule is necessary to protect human health. Accordingly, Part 742 as adopted
    under Docket A must be amended to accommodate such a rule. The mixture rules adopted
    herein for each of the three tiers is slightly different than that adopted under Docket A and
    described above. The mixture rule under Tier 1 still applies to similar-acting noncarcinogens
    detected in Class I groundwater, but now also applies to certain similar-acting carcinogens in
    groundwater whose Tier 1 Class I groundwater remediation objectives exceed the 1 in
    1,000,000 cancer risk concentrations. Section 742.505(b)(3) and (4). There is still no mixture
    rule applicable to either type of contaminant of concern in soil under Tier 1. The mixture rule
    under Tier 2 likewise now applies to both similar-acting noncarcinogens and carcinogens in
    groundwater (Section 742.805). As for soil, the mixture rule under Tier 2 is not amended; it
    still only applies to noncarcinogens in soil. See Section 742.720. Finally, under Tier 3,
    language is added which specifically provides a mixture rule. New Section 742.915(h)
    requires that under Tier 3 both similar-acting carcinogens and noncarcinogens be evaluated for
    both groundwater and soil.
    Also adopted today are the definition of “similar-acting chemicals” and an Appendix
    A.Table H. This new Table H lists those carcinogenic chemicals whose Tier 1 Class I
    groundwater remediation objectives exceed the 1 in 1,000,000 cancer risk concentrations and
    therefore must undergo either the Tier 2 or Tier 3 procedure for evaluating the mixture effect
    of similar-acting chemicals. These two amendments serve to clarify how and when the rule is
    applied under TACO.
    HOW THE MIXTURE RULE WORKS

    5
    When considering the mixture rule to be applied under TACO, two questions must be
    asked and answered initially: (1) is the rule being applied to determine groundwater or soil
    remediation objectives; and (2) are the similar-acting contaminants of concern noncarcinogenic
    or carcinogenic chemicals? Focusing on these questions assists the remediation applicant in
    determining whether the mixture rule is applicable, as well as in better understanding the
    evolution and purpose of the mixture rule adopted at Part 742.
    These questions are, of course, preceded by the question as to whether multiple,
    similar-acting chemicals are detected at the site. The mixture rule under any of the three tiers
    is only applicable if multiple, similar-acting chemicals are present.
    “Similar-acting chemicals” is defined as:
    “chemical substances that have toxic or harmful effect on the same
    specific organ or organ system. (See Appendix A.Tables E and F, for a
    list of similar-acting chemicals with noncarcinogenic and carcinogenic
    effects.)
    This definition of similar-acting chemicals parallels the description of similar-acting chemicals
    found at 35 Ill. Adm. Code 620.615. Although that rule concerns similar-acting chemicals in
    groundwater, the mixture rule originates from that regulation. The purpose of the mixture
    rule is to assess the cumulative effect of similar-acting chemicals as necessary to protect human
    health if they are detected in groundwater or soil.
    Are The Similar-Acting Chemicals Noncarcinogens?
    The list of similar-acting noncarcinogens is found at Appendix A.Table E. If more
    than one noncarcinogen on that list is detected in a single medium, groundwater or soil, the
    mixture rule may be applicable. It is not necessary that either noncarcinogen be detected at a
    level which exceed the remediation objectives established under Tier 1, Tier 2, or Tier 3.
    As for the medium, under Tier 1 the mixture rule is only applicable if the
    noncarcinogens are detected in the groundwater. Under Tier 2, the mixture rule is applicable
    if the similar-acting noncarcinogens are detected in either medium--groundwater or soil.
    Likewise the mixture rule is applicable under Tier 3 to similar-acting noncarcinogens found in
    either medium. Section 742.915(h).
    Are The Similar-Acting Chemicals Carcinogens?

    6
    The complete list of similar-acting carcinogens is found at Appendix A.Table F. There
    is a second, short list of similar-acting carcinogens found at Appendix A.Table H.
    4
    This new
    list, adopted today, lists 25 similar-acting carcinogens whose Tier 1 Class I groundwater
    remediation objective exceed the 1 in 1,000,000 cancer risk concentrations. If at least one
    carcinogen on that list is detected in the Class I groundwater at the site along with another
    similar-acting carcinogen, the mixture rule will apply. It is not necessary that either similar-
    acting carcinogen be detected at a level which exceed the remediation objectives established
    under Tier 1, Tier 2, or Tier 3.
    As for carcinogens in soil, there is no mixture rule for similar-acting carcinogens
    detected in soil under either Tier 1 or Tier 2. Again, however, Tier 3 does not distinguish the
    applicability of the mixture rule based upon the medium. Pursuant to Section 742.915(h), if
    multiple carcinogens listed on Table F of Appendix A are detected in groundwater or soil and
    the remediation applicant is conducting a Tier 3 analysis, the cumulative effect of these
    contaminants must be addressed.
    What if the Similar-Acting Chemicals Are Detected In Groundwater?
    If the presence of noncarcinogens or carcinogens detected in groundwater trigger the
    mixture rule, the remediation applicant must take steps to satisfy Section 620.615 of the
    Board’s groundwater regulations. Sections 742.505(b)(3) and 742.805(c) and (d) of Part 742
    cross-reference Section 620.615 of the Board’s groundwater quality standards. The mixture
    rule originates from that regulation. Under each of these TACO regulations, Section 620.615
    is deemed satisfied if the conditions triggering the mixture rule are not present at the site. If
    they are present and the mixture rule is applicable, the remediation applicant must take steps to
    ensure that Section 620.615 is satisfied.
    The steps necessary are set out in the rules. First, under all three tiers if more than one
    similar-acting noncarcinogenic chemical is detected at the site, the mixture rule set out at
    Section 742.805(c) or that developed under Tier 3 must be applied. Second, if a carcinogenic
    chemical listed on Appendix A.Table H is detected at the site along with a similar-acting
    carcinogen listed on Appendix A.Table F, the mixture rule at Section 742.805(d) or that
    developed under Tier 3 must be applied.
    SUMMARY OF FINDINGS
    Tier 1
    Based on the evidence presented to the Board by the Agency in Dockets A and B, the
    Board finds (1) that a mixture rule is not necessary for either noncarcinogenic or carcinogenic
    4
    As explained above under “Procedural Matters,” this new Table H in Appendix A is the
    subject of further rulemaking under Docket C and amendments thereto will be proposed at first
    notice under the APA.

    7
    chemicals when developing soil remediation objectives under Tier 1, and (2) that a mixture
    rule is necessary for both similar-acting noncarcinogenic and carcinogenic chemicals when
    developing groundwater remediation objectives under Tier 1.
    Our first finding is based on testimony from Dr. Hornshaw at hearing that the inherent
    protection built into the process of developing the Tier 1 soil remediation objectives, for
    similar-acting noncarcinogens and carcinogenic, makes consideration of the additivity of
    effects of similar-acting chemicals unnecessary in Tier 1. Tr.1 at 14, 19. Accordingly, Tier 1
    contains no requirements that similar-acting noncarcinogens or carcinogens be considered in
    developing soil remediation objectives.
    Given our second finding, Tier 1 contains a mixture rule for similar-acting
    noncarcinogens and carcinogens in groundwater although the Agency and participants
    requested that the Tier 1 mixture rule apply only to carcinogens in groundwater. Under
    Docket A, we adopted a mixture rule applicable to noncarcinogens in groundwater because the
    evidence demonstrated that such such a rule is necessary to protect public health. Nothing in
    the record developed in this Docket supports changing that finding.
    In Docket A, the Agency advocated that the Board adopt a mixture rule for both
    similar-acting carcinogenic and noncarcinogenic chemicals in groundwater. In Docket B,
    however, the Agency advocated such a rule for carcinogens only for policy reasons. At
    hearing, Dr. Hornshaw testified that the Agency and the SRAC agreed that consideration of
    mixtures of similar-acting chemicals is not necessary under Tier 1 except for those carcinogens
    whose groundwater remediation objectives are not based on a 1 in 1,000,000 cancer risk. Tr.1
    at 23. The Agency and the participants believed that the preferred policy is the simplicity of
    look-up tables under Tier 1 for noncarcinogens under Tier 1 at the expense of a mixture rule.
    The Board sympathizes with the desire of the Agency and the participants for the
    simplicity of look-up tables under Tier 1, but the evidence does not support a simple look-up
    table when the cumulative effect of similar-acting noncarcinogenic chemicals in groundwater
    exceeds the hazard quotient of one. A hazard quotient, also referred to as a hazard index, is
    the ratio of the chemical level present at a site and the acceptable level of each similar-acting
    chemical. If the hazard quotient exceeds one, pursuant to Section 620.615 of the groudwater
    rules, and therefore Section 742.805 (c) which cross references it, the groundwater
    remediation objectives must be corrected to levels equal to or less than one. As we found in
    Docket A, this analysis is necessary to protect human health. Furthermore, we find that the
    burden on a remediation applicant to determine the cumulative effect of similar-acting
    noncarcinogenic chemicals and to correct the remediation objectives as necessary is not unduly
    burdensome. See In the Matter of: Tiered Approach to Corrective Action Objectives:
    Amendments to Part 742 (October 2, 1997), R97-12(B), slip op. at 6-7.
    Further, the Board finds that the mandate of Section 58.5(c) prevails over the Agency’s
    policy argument, and a mixture rule is necessary to protect human health. The mixture rule
    assures that the cumulative effect of similar-acting chemicals in groundwater is evaluated, and

    8
    the applicable remediation objectives are corrected to a level which does not pose a risk to
    human health. This is equally true for both carcinogens and noncarcinogens. We note that that
    the Agency proposed more than a look-up table for carcinogens,
    i.e.
    , that a mixture rule must
    be applied to determine the appropriate groundwater remediation objective. Accordingly, the
    current rule that similar-acting noncarcinogenic chemicals be evaluated under Tier 1 for
    groundwater is retained at Section 742.505(b)(3)(A), but amended at Section 742.505(B)(3)(B)
    to include the same requirement for carcinogenic chemicals when a carcinogenic chemical with
    a remediation objective set at a risk level higher than 1 in 1,000,000 is detected at the site
    along with another similar-acting carcinogens. A list of those carcinogens is adopted as
    proposed by the Agency. Tr.1 at 23-27, 36. Today we adopt as final this two-part rule as the
    mixture rule for a Tier 1 analysis.
    Tier 2
    The Board’s finding under Docket A that a mixture rule for similar-acting
    noncarcinogenic chemicals is necessary for soil and groundwater remediation objectives
    remains unchanged. Accordingly, the mixture rule adopted under Docket A which applies to
    similar-acting noncarcinogenic chemicals under Tier 2 is retained. The groundwater
    component of this rule is amended, however, to require that the cumulative effect of
    carcinogenic chemicals with Class I groundwater remediation objectives in excess of 1 in
    1,000,000 cancer risk concentrations (Appendix A.Table H carcinogens) be evaluated when
    developing groundwater remediation objectives.
    As for mixtures of similar-acting noncarcinogenic chemicals in groundwater, we agree
    with the Agency and the SRAC that consideration of similar-acting noncarcinogenic chemicals
    under Tier 2 is required. Tr.1 at 20.
    With regard to mixtures of carcinogenic chemicals in groundwater under Tier 2, the
    Board finds that there are carcinogenic chemicals whose groundwater objectives exceed the 1
    in 1,000,000 cancer risk level, and which, if present in a mixture with other similar-acting
    carcinogenic chemicals, could potentially result in a cumulative cancer risk exceeding 1 in
    10,000. Tr.1 at 24. Therefore, the Board concludes that similar-acting carcinogenic
    chemicals whose Tier 1 groundwater objectives exceed the 1 in 1,000,000 risk level must be
    evaluated for mixture effects under Tier 2. Tr.1 at 24. To facilitate such an evaluation, those
    similar-acting carcinogenic chemicals whose Tier 1 groundwater remediation objectives exceed
    the 1 in 1,000,000 risk level will be specifically identified in a look-up table. Tr.1 at 24; See
    Exh. 1, Appendix A.Table H.
    The Tier 2 mixture rule for soil remediation objectives remains unchanged, applicable
    only to similar-acting noncarcinogenic chemicals. Unlike Tier 1, Tier 2 requires that similar-
    acting noncarcinogenic chemicals be considered in developing soil remediation objectives. It
    does not require that carcinogenic chemicals listed on Table H be considered. The Board finds
    that it is only necessary to address mixture effects of similar-acting noncarcinogenic chemicals
    because, concerning carcinogenic chemicals, the language of Section 58.5(d) of the Act

    9
    specifically provides for the establishment of remediation objectives at an excess lifetime
    cancer risk of between 1 in 10,000 and 1 in 1,000,000. Tr.1 at 15.
    Tier 3
    Tier 3 contains a requirement that similar-acting carcinogens and noncarcinogens be
    considered when developing both soil and groundwater remediation objectives. Under Docket
    A, language for a mixture rule was not adopted under Tier 3. We have decided to amend
    Section 742.915(h) to include such language to ensure that the cumulative effects of both
    carcinogenic and noncarcinogenic chemicals are evaluated under the Tier 3 site-specific
    approach.
    As noted in our final opinion in Docket A of June 5, 1997, remediation objectives
    greater than the Part 620 groundwater quality standards may only be developed under Tier 3.
    See Section 742.105(f). There is no evidence on the record to support this provision. Instead,
    it is provided because Section 58.5 of the Act allows the remediation applicant to propose, and
    the Agency to approve pursuant to Tier 3 of TACO, remediation objectives greater than the
    State’s groundwater quality standards. Although we anticipated possibly considering under
    this docket whether such remediation objectives might also be allowed under Tier 1 or Tier 2,
    no evidence supporting the same was offered. We note, however, that groundwater
    remediation objectives greater than the State’s groundwater quality standards may be
    established under Tier 2 so long as the State’s groundwater quality standard is met at the point
    of human exposure.
    CONCLUSIONS
    The Board proposes for adoption the same mixture rule as that proposed for first and
    second notice. The mixture rule for similar-acting chemicals in soil is graduated. At Tier 1, it
    is not applicable. At Tier 2, it is applicable to noncarcinogens only. And, at Tier 3, it is
    applicable to carcinogens and noncarcinogens. The mixture rule for similar-acting chemicals
    in Class I groundwater uniformly spans all three tiers of TACO. It is applicable to both
    similar-acting carcinogens and noncarcinogens under all three tiers. The mixture rule is
    basically that proposed by the Agency in this docket with one exception. That exception is
    that the mixture rule under Tier 1 applies to similar-acting noncarcinogenic chemicals as well
    as similar-acting carcinogens detected in groundwater at sites being analyzed under TACO.
    Further, the Board concludes, as we did at first and second notice, that a mixture rule
    for similar-acting noncarcinogenic chemicals in groundwater is required under Tier 1, as well
    as under Tiers 2 and 3, because the remediation objective for similar-acting noncarcinogenic
    chemicals in groundwater is premised upon a hazard quotient of one. Finally, having
    proposed the mixture rule to be all-inclusive, the Board adopts the cross-reference to Section
    620.615 of the Board’s groundwater rules. Thus, the remediation applicant and the public are
    assured that an evaluation of similar-acting chemicals provided thereunder is also provided
    under TACO.

    10
    ORDER
    The Board directs the Clerk to cause the filing of the following adopted rule for final
    notice publication in the
    Illinois Register
    with the Secretary of State:
    TITLE 35: ENVIRONMENTAL PROTECTION
    SUBTITLE G: WASTE DISPOSAL
    CHAPTER I: POLLUTION CONTROL BOARD
    SUBCHAPTER f: RISK BASED CLEANUP OBJECTIVES
    PART 742
    TIERED APPROACH TO CORRECTIVE ACTION OBJECTIVES
    SUBPART A: INTRODUCTION
    Section
    742.100
    Intent and Purpose
    742.105
    Applicability
    742.110
    Overview of Tiered Approach
    742.115
    Key Elements
    742.120
    Site Characterization
    SUBPART B: GENERAL
    Section
    742.200
    Definitions
    742.205
    Severability
    742.210
    Incorporations by Reference
    742.215
    Determination of Soil Attenuation Capacity
    742.220
    Determination of Soil Saturation Limit
    742.225
    Demonstration of Compliance with Remediation Objectives
    742.230
    Agency Review and Approval
    SUBPART C: EXPOSURE ROUTE EVALUATIONS
    Section
    742.300
    Exclusion of Exposure Route
    742.305
    Contaminant Source and Free Product Determination
    742.310
    Inhalation Exposure Route
    742.315
    Soil Ingestion Exposure Route
    742.320
    Groundwater Ingestion Exposure Route

    11
    SUBPART D: DETERMINING AREA BACKGROUND
    Section
    742.400
    Area Background
    742.405
    Determination of Area Background for Soil
    742.410
    Determination of Area Background for Groundwater
    742.415
    Use of Area Background Concentrations
    SUBPART E: TIER 1 EVALUATION
    Section
    742.500
    Tier 1 Evaluation Overview
    742.505
    Tier 1 Soil and Groundwater Remediation Objectives
    742.510
    Tier 1 Remediation Objectives
    SUBPART F: TIER 2 GENERAL EVALUATION
    Section
    742.600
    Tier 2 Evaluation Overview
    742.605
    Land Use
    742.610
    Chemical and Site Properties
    SUBPART G: TIER 2 SOIL EVALUATION
    Section
    742.700
    Tier 2 Soil Evaluation Overview
    742.705
    Parameters for Soil Remediation Objective Equations
    742.710
    SSL Soil Equations
    742.715
    RBCA Soil Equations
    742.720
    Chemicals with Cumulative Noncarcinogenic Effects
    SUBPART H: TIER 2 GROUNDWATER EVALUATION
    Section
    742.800
    Tier 2 Groundwater Evaluation Overview
    742.805
    Tier 2 Groundwater Remediation Objectives
    742.810
    Calculations to Predict Impacts from Remaining Groundwater Contamination
    SUBPART I: TIER 3 EVALUATION
    Section
    742.900
    Tier 3 Evaluation Overview
    742.905
    Modifications of Parameters
    742.910
    Alternative Models

    12
    742.915
    Formal Risk Assessments
    742.920
    Impractical Remediation
    742.925
    Exposure Routes
    742.930
    Derivation of Toxicological Data
    SUBPART J: INSTITUTIONAL CONTROLS
    Section
    742.1000
    Institutional Controls
    742.1005
    No Further Remediation Letters
    742.1010
    Restrictive Covenants, Deed Restrictions and Negative Easements
    742.1015
    Ordinances
    742.1020
    Highway Authority Agreements
    SUBPART K: ENGINEERED BARRIERS
    Section
    742.1100
    Engineered Barriers
    742.1105
    Engineered Barrier Requirements
    APPENDIX A
    General
    ILLUSTRATION A
    Developing Soil Remediation Objectives Under the Tiered
    Approach
    ILLUSTRATION B
    Developing Groundwater Remediation Objectives Under the
    Tiered Approach
    Table A
    Soil Saturation Limits (C
    sat
    ) for Chemicals Whose Melting Point is Less
    Than 30
    0
    C
    Table B
    Tolerance Factor (K)
    Table C
    Coefficients {A
    N-I+1
    } for W Test of Normality, for N=2(1)50
    Table D
    Percentage Points of the W Test for N=3(1)50
    Table E
    Similar-Acting Noncarcinogenic Chemicals with Noncarcinogenic Toxic
    Effects on Specific Target Organs/Organ Systems or Similar Modes of
    Action
    Table F
    Similar-Acting Carcinogenic Chemicals with Carcinogenic Toxic Effects
    on Specific Target Organs/Organ Systems or Similar Modes of Action
    Table G
    Concentrations of Inorganic Chemicals in Background Soils
    Table H Chemicals Whose Tier 1 Class I Groundwater Remediation Objective
    Exceeds the 1 in 1,000,000 Cancer Risk Concentration
    APPENDIX B
    Tier 1 Tables and Illustrations
    ILLUSTRATION A
    Tier 1 Evaluation
    Table A
    Tier 1 Soil Remediation Objectives for Residential Properties
    Table B
    Tier 1 Soil Remediation Objectives for Industrial/Commercial Properties

    13
    Table C
    pH Specific Soil Remediation Objectives for Inorganics and Ionizing
    Organics for the Soil Component of the Groundwater Ingestion Route
    (Class I Groundwater)
    Table D
    pH Specific Soil Remediation Objectives for Inorganics and Ionizing
    Organics for the Soil Component of the Groundwater Ingestion Route
    (Class II Groundwater)
    Table E
    Tier 1 Groundwater Remediation Objectives for the Groundwater
    Component of the Groundwater Ingestion Route
    Table F
    Values Used to Calculate the Tier 1 Soil Remediation Objectives for the
    Soil Component of the Groundwater Ingestion Route
    APPENDIX C
    Tier 2 Tables and Illustrations
    ILLUSTRATION A
    Tier 2 Evaluation for Soil
    ILLUSTRATION B
    Tier 2 Evaluation for Groundwater
    ILLUSTRATION C
    US Department of Agriculture Soil Texture Classification
    Table A
    SSL Equations
    Table B
    SSL Parameters
    Table C
    RBCA Equations
    Table D
    RBCA Parameters
    Table E
    Default Physical and Chemical Parameters
    Table F
    Methods for Determining Physical Soil Parameters
    Table G
    Error Function (erf)
    Table H
    Q/C Values by Source Area
    Table I
    K
    [oc]
    Values for Ionizing Organics as a Function of pH (cm(3)/g or L/kg)
    Table J
    Values to be Substituted for k
    s
    When Evaluating Inorganics as a Function
    of pH (cm(3)[water]/g[soil])
    Table K
    Parameter Estimates for Calculating Water-Filled Soil Porosity (
    θ
    w
    )
    AUTHORITY: Implementing Sections 22.4, 22.12, Title XVI, and Title XVII and authorized
    by Sections 27, 57.14, and 58.5 of the Environmental Protection Act [415 ILCS 5/22.4,
    22.12, 27, 57.14 and 58.5 and Title XVI and Title XVII].(see P.A. 88-496, effective
    September 13, 1993 and P.A. 89-0431, effective December 15, 1995).
    MAIN SOURCE: Adopted at 21 Ill. Reg. 7942, effective July 1, 1997, amended at 21 Ill.
    Reg. __________________, effective __________________.
    NOTE: Capitalization indicates statutory language.
    SUBPART A: INTRODUCTION
    Section 742.105
    Applicability
    a)
    Any person, including a person required to perform an investigation pursuant to
    the Illinois Environmental Protection Act (415 ILCS 5/1 et seq.) (Act), may
    elect to proceed under this Part to the extent allowed by State or federal law and

    14
    regulations and the provisions of this Part. A person proceeding under this Part
    may do so to the extent such actions are consistent with the requirements of the
    program under which site remediation is being addressed.
    b)
    This Part is to be used in conjunction with the procedures and requirements
    applicable to the following programs:
    1)
    Leaking Underground Storage Tanks (35 Ill. Adm. Code 731 and 732);
    2)
    Site Remediation Program (35 Ill. Adm. Code 740); and
    3)
    RCRA Part B Permits and Closure Plans (35 Ill. Adm. Code 724 and
    725).
    c)
    The procedures in this Part may not be used if their use would delay response
    action to address imminent and substantial threats to human health and the
    environment. This Part may only be used after actions to address such threats
    have been completed.
    d)
    This Part may be used to develop remediation objectives to protect surface
    waters, sediments or ecological concerns, when consistent with the regulations
    of other programs, and as approved by the Agency.
    e)
    A no further remediation determination issued by the Agency prior to July 1,
    1997 pursuant to Section 4(y) of the Act or one of the programs listed in
    subsection (b) of this Section that approves completion of remedial action
    relative to a release shall remain in effect in accordance with the terms of that
    determination.
    f)
    Site specific groundwater remediation objectives determined under this Part for
    contaminants of concern may exceed the groundwater quality standards
    established pursuant to the rules promulgated under the Illinois Groundwater
    Protection Act (415 ILCS 55) as long as done in accordance with Sections
    742.805(a) and 742.900(c)(9). (See 415 ILCS 5/58.5(d)(4)
    g)
    Where contaminants of concern include polychlorinated byphenyls (PCBs), a
    person may need to evaluate the applicability of regulations adopted under the
    Toxic Substances Control Act (15 U.S.C. 2601).
    SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
    SUBPART B: GENERAL
    Section 742.200
    Definitions

    15
    Except as stated in this Section, or unless a different meaning of a word or term is clear
    from the context, the definition of words or terms in this Part shall be the same as that applied
    to the same words or terms in the Act.
    “Act” means the Illinois Environmental Protection Act [415 ILCS 5/1 et seq.].
    “ADL” means Acceptable Detection Limit, which is the detectable
    concentration of a substance which is equal to the lowest appropriate Practical
    Quantitation Limit (PQL) as defined in this Section.
    “Agency” means the Illinois Environmental Protection Agency.
    “Agricultural Property” means any real property for which its present or post-
    remediation use is for growing agricultural crops for food or feed either as
    harvested crops, cover crops or as pasture. This definition includes, but is not
    limited to, properties used for confinement or grazing of livestock or poultry
    and for silviculture operations. Excluded from this definition are farm
    residences, farm outbuildings and agrichemical facilities.
    “Area Background” means CONCENTRATIONS OF REGULATED
    SUBSTANCES THAT ARE CONSISTENTLY PRESENT IN THE
    ENVIRONMENT IN THE VICINITY OF A SITE THAT ARE THE RESULT
    OF NATURAL CONDITIONS OR HUMAN ACTIVITIES, AND NOT THE
    RESULT SOLELY OF RELEASES AT THE SITE. (Section 58.2 of the Act)
    “ASTM” means the American Society for Testing and Materials.
    “Board” means the Illinois Pollution Control Board.
    “Cancer Risk” means a unitless probability of an individual developing cancer
    from a defined exposure rate and frequency.
    “Cap” means a barrier designed to prevent the infiltration of precipitation or
    other surface water, or impede the ingestion or inhalation of contaminants.
    “Carcinogen” means A CONTAMINANT THAT IS CLASSIFIED AS A
    CATEGORY A1 OR A2 CARCINOGEN BY THE AMERICAN
    CONFERENCE OF GOVERNMENTAL INDUSTRIAL HYGIENISTS; A
    CATEGORY 1 OR 2A/2B CARCINOGEN BY THE WORLD HEALTH
    ORGANIZATION'S INTERNATIONAL AGENCY FOR RESEARCH ON
    CANCER; A "HUMAN CARCINOGEN" OR "ANTICIPATED HUMAN
    CARCINOGEN" BY THE UNITED STATES DEPARTMENT OF HEALTH
    AND HUMAN SERVICE NATIONAL TOXICOLOGICAL PROGRAM; OR

    16
    A CATEGORY A OR B1/B2 CARCINOGEN BY THE UNITED STATES
    ENVIRONMENTAL PROTECTION AGENCY IN the INTEGRATED RISK
    INFORMATION SYSTEM OR A FINAL RULE ISSUED IN A FEDERAL
    REGISTER NOTICE BY THE USEPA. (Section 58.2 of the Act)
    “Class I Groundwater” means groundwater that meets the Class I: Potable
    Resource Groundwater criteria set forth in 35 Ill.inois Adm.inistrative Code
    620.
    “Class II Groundwater” means groundwater that meets the Class II: General
    Resource Groundwater criteria set forth in 35 Ill.inois Adm.inistrative Code
    620.
    “Conservation Property” means any real property for which present or post-
    remediation use is primarily for wildlife habitat.
    “Construction Worker” means a person engaged on a temporary basis to
    perform work involving invasive construction activities including, but not
    limited to, personnel performing demolition, earth-moving, building, and
    routine and emergency utility installation or repair activities.
    “Contaminant of Concern” or “Regulated Substance of Concern” means ANY
    CONTAMINANT THAT IS EXPECTED TO BE PRESENT AT THE SITE
    BASED UPON PAST AND CURRENT LAND USES AND ASSOCIATED
    RELEASES THAT ARE KNOWN TO THE person conducting a remediation
    BASED UPON REASONABLE INQUIRY. (Section 58.2 of the Act)
    “Engineered Barrier” means a barrier designed or verified using engineering
    practices that limits exposure to or controls migration of the contaminants of
    concern.
    “Exposure Route” means the transport mechanism by which a contaminant of
    concern reaches a receptor.
    “Free Product” means a contaminant that is present as a non-aqueous phase
    liquid for chemicals whose melting point is less than 30
    o
    C (e.g., liquid not
    dissolved in water).
    “GROUNDWATER” MEANS UNDERGROUND WATER WHICH OCCURS
    WITHIN THE SATURATED ZONE AND GEOLOGIC MATERIALS
    WHERE THE FLUID PRESSURE IN THE PORE SPACE IS EQUAL TO OR
    GREATER THAN ATMOSPHERIC PRESSURE. (Section 3.64 of the Act)

    17
    “Groundwater Quality Standards” means the standards for groundwater as set
    forth in 35 Ill.inois Adm.inistrative Code 620.
    “Hazard Quotient” means the ratio of a single substance exposure level during a
    specified time period to a reference dose for that substance derived from a
    similar exposure period.
    “Highway” means ANY PUBLIC WAY FOR VEHICULAR TRAVEL WHICH
    HAS BEEN LAID OUT IN PURSUANCE OF ANY LAW OF THIS STATE,
    OR OF THE TERRITORY OF ILLINOIS, OR WHICH HAS BEEN
    ESTABLISHED BY DEDICATION, OR USED BY THE PUBLIC AS A
    HIGHWAY FOR 15 YEARS, OR WHICH HAS BEEN OR MAY BE LAID
    OUT AND CONNECT A SUBDIVISION OR PLATTED LAND WITH A
    PUBLIC HIGHWAY AND WHICH HAS BEEN DEDICATED FOR THE
    USE OF THE OWNERS OF THE LAND INCLUDED IN THE
    SUBDIVISION OR PLATTED LAND WHERE THERE HAS BEEN AN
    ACCEPTANCE AND USE UNDER SUCH DEDICATION BY SUCH
    OWNERS, AND WHICH HAS NOT BEEN VACATED IN PURSUANCE OF
    LAW. THE TERM “HIGHWAY” INCLUDES RIGHTS OF WAY,
    BRIDGES, DRAINAGE STRUCTURES, SIGNS, GUARD RAILS,
    PROTECTIVE STRUCTURES AND ALL OTHER STRUCTURES AND
    APPURTENANCES NECESSARY OR CONVENIENT FOR VEHICULAR
    TRAFFIC. A HIGHWAY IN A RURAL AREA MAY BE CALLED A
    “ROAD”, WHILE A HIGHWAY IN A MUNICIPAL AREA MAY BE
    CALLED A “STREET”. (Illinois Highway Code [605 ILCS 5/2-202])
    “Highway Authority” means THE DEPARTMENT of Transportation WITH
    RESPECT TO A STATE HIGHWAY; THE COUNTY BOARD WITH
    RESPECT TO A COUNTY HIGHWAY OR A COUNTY UNIT DISTRICT
    ROAD IF A DISCRETIONARY FUNCTION IS INVOLVED AND THE
    COUNTY SUPERINTENDENT OF HIGHWAYS IF A MINISTERIAL
    FUNCTION IS INVOLVED; THE HIGHWAY COMMISSIONER WITH
    RESPECT TO A TOWNSHIP OR DISTRICT ROAD NOT IN A COUNTY
    UNIT ROAD DISTRICT; OR THE CORPORATE AUTHORITIES OF A
    MUNICIPALITY WITH RESPECT TO A MUNICIPAL STREET. (Illinois
    Highway Code [605 ILCS 5/2-213])
    “Human Exposure Pathway” means a physical condition which may allow for a
    risk to human health based on the presence of all of the following:
    contaminants of concern; an exposure route; and a receptor activity at the point
    of exposure that could result in contaminant of concern intake.

    18
    “Industrial/Commercial Property” means any real property that does not meet
    the definition of residential property, conservation property or agricultural
    property.
    “Infiltration” means the amount of water entering into the ground as a result of
    precipitation.
    “Institutional Control” means a legal mechanism for imposing a restriction on
    land use, as described in Subpart J.
    “Man-Made Pathways” means CONSTRUCTED physical conditions THAT
    MAY ALLOW FOR THE TRANSPORT OF REGULATED SUBSTANCES
    INCLUDING, BUT NOT LIMITED TO, SEWERS, UTILITY LINES,
    UTILITY VAULTS, BUILDING FOUNDATIONS, BASEMENTS, CRAWL
    SPACES, DRAINAGE DITCHES, OR PREVIOUSLY EXCAVATED AND
    FILLED AREAS. (Section 58.2 of the Act)
    “Natural Pathways” means NATURAL physical conditions that may allow FOR
    THE TRANSPORT OF REGULATED SUBSTANCES INCLUDING, BUT
    NOT LIMITED TO, SOIL, GROUNDWATER, SAND SEAMS AND
    LENSES, AND GRAVEL SEAMS AND LENSES. (Section 58.2 of the Act)
    “Negative Easement” means a right of the owner of the dominant or benefitted
    estate or property to restrict the property rights of the owner of the servient or
    burdened estate or property.
    “Person” means an INDIVIDUAL, TRUST, FIRM, JOINT STOCK
    COMPANY, JOINT VENTURE, CONSORTIUM, COMMERCIAL ENTITY,
    CORPORATION (INCLUDING A GOVERNMENT CORPORATION),
    PARTNERSHIP, ASSOCIATION, STATE, MUNICIPALITY,
    COMMISSION, POLITICAL SUBDIVISION OF A STATE, OR ANY
    INTERSTATE BODY INCLUDING THE UNITED STATES GOVERNMENT
    AND EACH DEPARTMENT, AGENCY, AND INSTRUMENTALITY OF
    THE UNITED STATES. (Section 58.2 of the Act)
    “Point of Human Exposure” means the point(s) at which human exposure to a
    contaminant of concern may reasonably be expected to occur. The point of
    human exposure is at the source, unless an institutional control limiting human
    exposure for the applicable exposure route has been or will be in place, in
    which case the point of human exposure will be the boundary of the institutional
    control. Point of human exposure may be at a different location than the point
    of compliance.

    19
    “PQL” means Practical Quantitation Limit or estimated quantitation limit,
    which is the lowest concentration that can be reliably measured within specified
    limits of precision and accuracy for a specific laboratory analytical method
    during routine laboratory operating conditions in accordance with "Test
    Methods for Evaluating Solid Wastes, Physical/Chemical Methods", EPA
    Publication No. SW-846, incorporated by reference in Section 742.210. When
    applied to filtered water samples, PQL includes the method detection limit or
    estimated detection limit in accordance with the applicable method revision in:
    "Methods for the Determination of Organic Compounds in Drinking Water",
    Supplement II", EPA Publication No. EPA/600/4-88/039; "Methods for the
    Determination of Organic Compounds in Drinking Water, Supplement III",
    EPA Publication No. EPA/600/R-95/131, all of which are incorporated by
    reference in Section 742.210.
    “RBCA” means Risk Based Corrective Action as defined in ASTM E-1739-95,
    as incorporated by reference in Section 742.210.
    “RCRA” means the Resource Conservation and Recovery Act of 1976 (42
    U.S.C. 6921).
    “Reference Concentration (RfC)” means an estimate of a daily exposure, in
    units of milligrams of chemical per cubic meter of air (mg/m
    3
    ), to the human
    population (including sensitive subgroups) that is likely to be without
    appreciable risk of deleterious effects during a portion of a lifetime (up to
    approximately seven years, subchronic) or for a lifetime (chronic).
    “Reference Dose (RfD)” means an estimate of a daily exposure, in units of
    milligrams of chemical per kilogram of body weight per day (mg/kg/d), to the
    human population (including sensitive subgroups) that is likely to be without
    appreciable risk of deleterious effects during a portion of a lifetime (up to
    approximately seven years, subchronic) or for a lifetime (chronic).
    “Regulated Substance” means ANY HAZARDOUS SUBSTANCE AS
    DEFINED UNDER SECTION 101(14) OF THE COMPREHENSIVE
    ENVIRONMENTAL RESPONSE, COMPENSATION, AND LIABILITY
    ACT OF 1980 (P.L. 96-510) AND PETROLEUM PRODUCTS INCLUDING
    CRUDE OIL OR ANY FRACTION THEREOF, NATURAL GAS, NATURAL
    GAS LIQUIDS, LIQUEFIED NATURAL GAS, OR SYNTHETIC GAS
    USABLE FOR FUEL (OR MIXTURES OF NATURAL GAS AND SUCH
    SYNTHETIC GAS). (Section 58.2 of the Act)
    “Residential Property” MEANS ANY REAL PROPERTY THAT IS USED
    FOR HABITATION BY INDIVIDUALS, OR where children have the
    opportunity for exposure to contaminants through soil ingestion or inhalation at

    20
    educational facilities, health care facilities, child care facilities or outdoor
    recreational areas.
    “Restrictive Covenant or Deed Restriction” means a provision placed in a deed
    limiting the use of the property and prohibiting certain uses. (Black's Law
    Dictionary, 5th Edition)
    “Right of Way” means THE LAND, OR INTEREST THEREIN, ACQUIRED
    FOR OR DEVOTED TO A HIGHWAY. (Illinois Highway Code [605 ILCS
    5/2-217])
    “Similar-Acting Chemicals” are chemical substances that have toxic or harmful
    effect on the same specific organ or organ system (see Appendix A.Tables E
    and F for a list of similar-acting chemicals with noncarcinogenic and
    carcinogenic effects).
    “Site” means ANY SINGLE LOCATION, PLACE, TRACT OF LAND OR
    PARCEL OF PROPERTY, OR PORTION THEREOF, INCLUDING
    CONTIGUOUS PROPERTY SEPARATED BY A PUBLIC RIGHT-OF-WAY.
    (Section 58.2 of the Act)
    “Slurry Wall” means a man-made barrier made of geologic material which is
    constructed to prevent or impede the movement of contamination into a certain
    area.
    “Soil Saturation Limit (C
    sat
    )” means the contaminant concentration at which soil
    pore air and pore water are saturated with the chemical and the adsorptive limits
    of the soil particles have been reached.
    “Solubility” means a chemical specific maximum amount of solute that can
    dissolve in a specific amount of solvent (groundwater) at a specific temperature.
    “SPLP” means Synthetic Precipitation Leaching Procedure (Method 1312) as
    published in “Test Methods for Evaluating Solid Waste, Physical/Chemical
    Methods”, USEPA Publication No. SW-846, as incorporated by reference in
    Section 742.210.
    “SSL” means Soil Screening Levels as defined in USEPA's Soil Screening
    Guidance: User's Guide and Technical Background Document, as incorporated
    by reference in Section 742.210.
    “Stratigraphic Unit” means a site-specific geologic unit of native deposited
    material and/or bedrock of varying thickness (e.g., sand, gravel, silt, clay,
    bedrock, etc.). A change in stratigraphic unit is recognized by a clearly distinct

    21
    contrast in geologic material or a change in physical features within a zone of
    gradation. For the purposes of this Part, a change in stratigraphic unit is
    identified by one or a combination of differences in physical features such as
    texture, cementation, fabric, composition, density, and/or permeability of the
    native material and/or bedrock.
    “TCLP” means Toxicity Characteristic Leaching Procedure (Method 1311) as
    published in "Test Methods for Evaluating Solid Waste, Physical/Chemical
    Methods,", USEPA Publication No. SW-846, as incorporated by reference in
    Section 742.210.
    “Total Petroleum Hydrocarbon (TPH)” means the additive total of all petroleum
    hydrocarbons found in an analytical sample.
    “Volatile Organic Compounds (VOCs)” means organic chemical analytes
    identified as volatiles as published in "Test Methods for Evaluating Solid Waste,
    Physical/Chemical Methods,", USEPA Publication No. SW-846 (incorporated
    by reference in Section 742.210), method numbers 8010, 8011, 8015, 8020,
    8021, 8030, 8031, 8240, 8260, 8315, and 8316. For analytes not listed in any
    category in those methods, those analytes which have a boiling point less than
    200
    0
    C and a vapor pressure greater than 0.1 Torr (mm Hg) at 20
    0
    C.
    SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
    SUBPART E: TIER I EVALUATION
    Section 742.505
    Tier 1 Soil and Groundwater Remediation Objectives
    a)
    Soil
    1)
    Inhalation Exposure Route
    A)
    The Tier 1 soil remediation objectives for this exposure route
    based upon residential property use are listed in Appendix B,
    Table A.
    B)
    The Tier 1 soil remediation objectives for this exposure route
    based upon industrial/commercial property use are listed in
    Appendix B, Table B. Soil remediation objective determinations
    relying on this table require use of institutional controls in
    accordance with Subpart J.
    2)
    Ingestion Exposure Route

    22
    A)
    The Tier 1 soil remediation objectives for this exposure route
    based upon residential property use are listed in Appendix B,
    Table A.
    B)
    The Tier 1 soil remediation objectives for this exposure route
    based upon industrial/commercial property use are listed in
    Appendix B, Table B. Soil remediation objective determinations
    relying on this table require use of institutional controls in
    accordance with Subpart J.
    3)
    Soil Component of the Groundwater Ingestion Route
    A)
    The Tier 1 soil remediation objectives for this exposure route
    based upon residential property use are listed in Appendix B,
    Table A.
    B)
    The Tier 1 soil remediation objectives for this exposure route
    based upon industrial/commercial property use are listed in
    Appendix B, Table B.
    C)
    The pH-dependent Tier 1 soil remediation objectives for
    identified ionizable organics or inorganics for the soil component
    of the groundwater ingestion exposure route (based on the total
    amount of contaminants present in the soil sample results and
    groundwater classification) are provided in Appendix B, Tables C
    and D.
    D)
    Values used to calculate the Tier 1 soil remediation objectives for
    this exposure route are listed in Appendix B, Table F.
    4)
    Evaluation of the dermal contact with soil exposure route is not required
    under Tier 1.
    b)
    Groundwater
    1)
    The Tier 1 groundwater remediation objectives for the groundwater
    component of the groundwater ingestion route are listed in Appendix B,
    Table E.
    2)
    The Tier 1 groundwater remediation objectives for this exposure route
    are given for Class I and Class II groundwaters, respectively.

    23
    3)
    The evaluation of 35 Ill. Adm. Code 620.615 regarding mixtures of
    similar-acting chemicals shall be considered satisfied for Class I
    groundwater at the point of human exposure if: The Class I groundwater
    remediation objectives set forth in Appendix B, Table E shall be
    corrected for cumulative effect of mixtures of similar-acting
    noncarcinogenic chemicals in accordance with the methodoligies set
    forth in either subsection (b)(3)(A) or (B), if more than one chemical
    listed in Appendix A, Table E is detected at a site and if such chemicals
    affect the same target organ (i.e., has the same critical effect as defined
    by the RfD)
    A)
    No more than one similar-acting noncarcinogenic chemical as
    listed in Appendix A, Table E is detected in the groundwater at
    the site; and Calculate the weighted average using the following
    equations:
    W
    ave =
    x
    CUO
    x
    CUO
    x
    CUO
    x
    CUO
    x
    x
    x
    a
    x
    a
    1
    2
    3
    1
    2
    3
    +
    +
    +
    +
    K
    where:
    W
    ave
    = Weighted Average
    x
    1
    through x
    a
    = Concentration of each individual contaminant at
    the location of concern. Note that, depending on
    the target organ/mode of action, the actual number
    of contaminants will range from 2 to 14.
    CUOx
    a
    = A Tier 1 remediation objective each x[a] from
    Appendix B, Table E.
    ii) If the value of the weighted average calculated in
    accordance with the equations above is less than or equal
    to 1.0, then the remediation objectives are met for those
    chemicals.
    ii) If the value of the weighted average calculated in
    accordance with the equations above is greater than 1.0,
    then additional remediation must be carried out until the
    level of contaminants remaining in the remediated area
    have a weighted average calculated in accordance with the
    equation above less than or equal to one;

    24
    B)
    No carcinogenic contaminant of concern as listed in Appendix A,
    Table H is detected in any groundwater sample associated with
    the site, using analytical procedures capable of achieving either
    the 1 in 1,000,000 cancer risk concentration or the ADL,
    whichever is greater. Divide each individual chemical's
    remediation objective by the number of chemicals in that specific
    target organ group that were detected at the site. Each of the
    contaminant concentrations at the site is then compared to the
    remediation objectives that have been adjusted to account for this
    potential additivity
    4)
    If the conditions of subsection (b)(3) of this Section are not met, the
    Class I groundwater remediation objectives set forth in Appendix B,
    Table E shall be corrected for the cumulative effect of mixtures of
    similar-acting chemicals using the following methodologies:
    A) For noncarcinogenic chemicals, the methodologies set forth at
    Section 742.805(c) or Section 742.915(h) shall be used; and
    B) For carcinogenic chemicals, the methodologies set forth at
    Section 742.805(d) or Section 742.915(h) shall be used.
    SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
    SUBPART H: TIER 2 GROUNDWATER EVALUATION
    Section 742.805
    Tier 2 Groundwater Remediation Objectives
    a)
    To develop a groundwater remediation objective under this Section that exceeds
    the applicable Tier 1 groundwater remediation objective, a person may request
    approval from the Agency if the person has performed the following:
    1)
    Identified the horizontal and vertical extent of groundwater for which the
    Tier 2 groundwater remediation objective is sought;
    2)
    Taken corrective action, to the maximum extent practicable to remove
    any free product;
    3)
    Using Equation R26 in accordance with Section 742.810, demonstrated
    that the concentration of any contaminant of concern in groundwater will
    meet:
    A)
    The applicable Tier 1 groundwater remediation objective at the
    point of human exposure; or

    25
    B)
    For any contaminant of concern for which there is no Tier 1
    groundwater remediation objective, the Health Advisory
    concentration determined according to the procedures specified in
    35 Ill. Adm. Code 620, Subpart F at the point of human
    exposure. A person may request the Agency to provide these
    concentrations or may propose these concentrations under Subpart
    I;.
    4)
    Using Equation R26 in accordance with Section 742.810, demonstrated
    that the concentration of any contaminant of concern in groundwater
    within the minimum or designated maximum setback zone of an existing
    potable water supply well will meet the applicable Tier 1 groundwater
    remediation objective or if there is no Tier 1 groundwater remediation
    objective, the Health Advisory concentration;
    5)
    Using Equation R26 in accordance with Section 742.810, demonstrated
    that the concentration of any contaminant of concern in groundwater
    discharging into a surface water will meet the applicable water quality
    standard under 35 Ill. Adm. Code 302;
    6)
    Demonstrated that the source of the release is not located within the
    minimum or designated maximum setback zone or within a regulated
    recharge area of an existing potable water supply well; and
    7)
    If the selected corrective action includes an engineered barrier as set
    forth in Subpart K to minimize migration of contaminant of concern
    from the soil to the groundwater, demonstrated that the engineered
    barrier will remain in place for post-remediation land use through an
    institutional control as set forth in Subpart J.
    b)
    A groundwater remediation objective that exceeds the water solubility of that
    chemical (refer to Appendix C, Table E for solubility values) is not allowed.
    c)
    The contaminants of concern for which a Tier 1 remediation objective has been
    developed shall be included in any mixture of similar-acting chemicals under
    consideration in Tier 2. The evaluation of 35 Ill. Adm. Code 620.615
    regarding mixtures of similar-acting chemicals shall be considered satisfied for
    Class I groundwater at the point of human exposure if either of the following
    requirements are achieved: Groundwater remediation objectives for chemicals
    which affect the same target organ, organ system or similar mode of action shall
    be met the requirements of Section 743.505(b)(3). Contaminants of concern for
    which a Tier 1 remediation objective has been developed shall be included in
    any mixture of similar-acting substances under consideration in Tier 2.

    26
    1) Calculate the weighted average using the following equations:
    W
    ave =
    x
    CUO
    x
    CUO
    x
    CUO
    x
    CUO
    x
    x
    x
    a
    x
    a
    1
    2
    3
    1
    2
    3
    +
    +
    +
    +
    K
    where:
    W
    ave
    = Weighted Average
    x
    1
    through x
    a
    = Concentration of each individual contaminant at
    the location of concern. Note that, depending on
    the target organ, the actual number of
    contaminants will range from 2 to 14.
    CUOx
    a
    = A Tier 1 or Tier 2 remediation objective must be
    developed for each x
    a
    .
    i)
    If the value of the weighted average calculated in
    accordance with the equations above is less than or equal
    to 1.0, then the remediation objectives are met for those
    chemicals.
    ii)
    if the value of the weighted average calculated in
    accordance with the equations above is greater than 1.0,
    then additional remediation must be carried out until the
    level of contaminants remaining in the remediated area
    have a weighted average calculated in accordance with the
    equation above less than or equal to one; or
    2) Divide each individual chemical’s remediation objective by the number of
    chemicals in that specific target organ group that were detected at the site.
    Each of the contaminant concentrations at the site is then compared to the
    remediation objectives that have been adjusted to account for this potential
    additivity.

    27
    d) The evaluation of 35 Ill. Adm. Code 620.615 regarding mixtures of similar-
    acting chemicals are considered satisfied if the cumulative risk from any
    contaminant(s) of concern listed in Appendix A, Table H, plus any other
    contaminant(s) of concern detected in groundwater and listed in Appendix A,
    Table F as affecting the same target organ/organ system as the contaminant(s) of
    concern detected from Appendix A, Table H, does not exceed 1 in 10,000.
    SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
    SUBPART I: TIER 3 EVALUATION
    Section 742.915
    Formal Risk Assessments
    A comprehensive site-specific risk assessment shall demonstrate that contaminants of concern
    at a site do not pose a significant risk to any human receptor. All site-specific risk assessments
    shall be submitted to the Agency for review and approval. A submittal under this Section shall
    address the following factors:
    a)
    Whether the risk assessment procedure used is nationally recognized and
    accepted including, but not limited to, those procedures incorporated by
    reference in Section 742.210;
    b)
    Whether the site-specific data reflect actual site conditions;
    c)
    The adequacy of the investigation of present and post-remediation exposure
    routes and risks to receptors identified at the site;
    d)
    The appropriateness of the sampling and analysis;
    e)
    The adequacy and appropriateness of toxicity information;
    f)
    The extent of contamination;
    g)
    Whether the calculations were accurately performed; and
    h)
    Similar-acting chemicals shall be specifically addressed. At a minimum, the
    chemicals subject to this requirement are identified in Appendix A, Tables E
    and F; and
    i)
    Proposals seeking to modify the target risk consistent with Section 742.900(d)
    shall address the following factors:
    1)
    the presence of sensitive populations;

    28
    2)
    the number of receptors potentially impacted;
    3)
    the duration of risk at the differing target levels; and
    4)
    the characteristic of the chemicals of concern.
    SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
    Section 742.APPENDIX A:
    General
    Section 742.TABLE E:
    Similar-Acting Noncarcinogenic Chemicals with Noncarcinogenic
    Toxic Effects on Specific Target Organs/Organ Systems or
    Similar Modes of Action
    Kidney
    Acetone
    Cadmium (Ingestion only)
    Chlorobenzene
    Dalapon
    1,1-Dichloroethane
    Di-n-octyl phthalate
    Endosulfan
    Ethylbenzene
    Fluoranthene
    Nitrobenzene
    Pyrene
    Toluene
    2,4,5-Trichlorophenol
    Vinyl acetate
    Liver
    Acenaphthene
    Acetone
    Butylbenzyl phthalate
    Chlorobenzene
    1,1-Dichloroethylene
    Endrin
    Ethylbenzene
    Fluoranthene
    Nitrobenzene
    Picloram
    Styrene
    2,4,5-TP (Silvex)
    Toluene
    2,4,5-Trichlorophenol

    29
    Central Nervous System
    Butanol
    Cyanide (amenable)
    2,4-Dimethylphenol
    Endrin
    Manganese
    2-Methylphenol
    Mercury
    Styrene
    Xylenes
    Circulatory System
    Antimony
    Barium
    2,4-D
    cis-1,2-Dichloroethylene
    Nitrobenzene
    trans-1,2-Dichloroethylene
    2,4-Dimethylphenol
    Fluoranthene
    Fluorene
    Styrene
    Zinc
    Gastrointestinal System
    Endothall
    Hexachlorocyclopentadiene
    Methyl bromide
    Reproductive System
    Barium
    Boron
    Carbon disulfide
    2-Chlorophenol
    1,2 Dibromo-3-Chloropropane (Inhalation
    only)
    Dinoseb
    Methoxychlor
    Phenol
    Cholinesterase Inhibition
    Aldicarb
    Carbofuran
    Decreased Body Weight Gains
    and Circulatory System Effects
    Atrazine
    Simazine
    Adrenal Gland
    Nitrobenzene
    1,2,4-Trichlorobenzene
    Respiratory System
    1,2-Dichloropropane
    Hexachlorocyclopentadiene
    Methyl bromide
    Vinyl acetate
    Immune System
    2,4-Dichlorophenol
    p-Chloroaniline
    SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.

    30
    Section 742.APPENDIX A: General
    Section 742.TABLE F:
    Similar-Acting Carcinogenic Chemicals With
    Carcinogenic Toxic Effects on Specific Target
    Organs/Organ Systems or Similar Modes of Action
    Kidney
    Bromodichloromethane
    Chloroform
    1,2-Dibromo-3-chloropropane
    2,4-Dinitrotoluene
    2,6-Dinitrotoluene
    Hexachlorobenzene
    Liver
    Aldrin
    Bis(2-chloroethyl)ether
    Bis(2-ethylhexyl)phthalate
    Carbazole
    Carbon tetrachloride
    Chlordane
    Chloroform
    DDD
    DDE
    DDT
    1,2-Dibromo-3-chloropropane
    1,2-Dibromoethane
    3,3'-Dichlorobenzidine
    1,2-Dichloroethane
    1,3-Dichloropropane (Ingestion only)
    1,3-Dichloropropylene
    Dieldrin
    2,4-Dinitrotoluene
    2,6-Dinitrotoluene
    Heptachlor
    Heptachlor epoxide
    Hexachlorobenzene
    alpha-HCH
    gamma-HCH (Lindane)
    Methylene chloride
    N-Nitrosodiphenylamine
    N-Nitrosodi-n-propylamine
    Pentachlorophenol
    Tetrachloroethylene
    Trichloroethylene

    31
    2,4,6-Trichlorophenol
    Toxaphene
    Vinyl chloride
    Circulatory System
    Benzene
    2,4,6-Trichlorophenol
    Gastrointestinal System
    Benzo(a)anthracene
    Benzo(b)fluoranthene
    Benzo(k)fluoranthene
    Benzo(a)pyrene
    Chrysene
    Dibenzo(a,h)anthracene
    Indeno(1,2,3-c,d)pyrene
    Bromodichloromethane
    Bromoform
    1,2-Dibromo-3-chloropropane
    1,2-Dibromoethane
    1,3-Dichloropropylene
    Lung
    Arsenic
    Beryllium (Inhalation only)
    Cadmium (Inhalation only)
    Chromium, hexavalent (Inhalation only)
    1,3-Dichloropropylene
    Methylene chloride
    N-Nitrosodi-n-propylamine
    Vinyl chloride
    Nasal Cavity
    1,2-Dibromo-3-chloropropane
    (Inhalation only)
    1,2-Dibromoethane (Inhalation only)
    N-Nitrosodi-n-propylamine
    Bladder
    3,3'-Dichlorobenzidine
    1,3-Dichloropropylene
    N-Nitrosodiphenylamine
    SOURCE: Amended at 21 Ill. Reg. ______________ , effective
    __________________.

    32
    Section 742.APPENDIX A: General
    TABLE H: Chemicals Whose Tier 1 Class I Groundwater Remediation Objective
    Exceeds the 1 in 1,000,000 Cancer Risk Concentration.
    Class I Groundwater 1 in 1,000,000 Cancer
    Remediation Objective Risk Concentration ADL
    Chemical (mg/l) (mg/l) (mg/l)
    Aldrin 0.00004 0.000002 0.00004
    Benzo(a)pyrene 0.0002 0.000005 0.00023
    Bis(2-chloroethyl)ether 0.01 0.00003 0.01
    Bis(2-ethylhexyl)phthalate 0.006 0.003 0.0027
    Carbon Tetrachloride 0.005 0.0003 0.00003
    Chlordane 0.002 0.00003 0.00014
    Dibenzo(a,h)anthracene 0.0003 0.000005 0.0003
    1,2-Dibromo-3-chloropropane 0.0002 0.00003 0.0002
    1,2-Dibromoethane 0.00005 0.0000004 0.00005
    3,3'-Dichlorobenzidine 0.02 0.00008 0.02
    1,2-Dichloroethane 0.005 0.0004 0.00003
    Dieldrin 0.00002 0.000002 0.00002
    Heptachlor 0.0004 0.000008 0.00003
    Heptachlor epoxide 0.0002 0.000004 0.00032
    Hexachlorobenzene 0.00006 0.00002 0.00006
    alpha-HCH 0.00003 0.000006 0.00003
    Tetrachloroethylene 0.005 0.0007 0.00001
    Toxaphene 0.003 0.00003 0.00086
    Vinyl chloride 0.002 0.000015 0.00006
    Ionizable Organics
    N-Nitrosodiphenylamine 0.01 0.007 0.01
    N
    -
    Nitrosodi-n-propylamine 0.01 0.000005 0.01
    Pentachlorophenol 0.001 0.0003 0.001
    2,4,6-Trichlorophenol 0.0064 0.003 0.0064
    Inorganics
    Arsenic 0.05 0.00002 0.001
    Beryllium 0.004 0.0000083 0.004
    SOURCE: Added at 21 Ill. Reg. ______________ , effective __________________.
    IT IS SO ORDERED.

    33
    Section 41 of the Environmental Protection Act, 415 ILCS 5/41 (1996),
    provides for the appeal of final Board orders to the Illinois Appellate Court within 35
    days of service of this order. Illinois Supreme Court Rule 335 establishes such filing
    requirements. See 145 Ill. 2d R. 335; see also 35 Ill. Adm. Code 101.246, Motions
    for Reconsideration.
    I, Dorothy M. Gunn, Clerk of the Illinois Pollution Control Board, hereby
    certify that the above opinion and order was adopted on the 4th day of December 1997,
    by a vote of 6-0.
    Dorothy M. Gunn, Clerk
    Illinois Pollution Control Board

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