ILLINOIS POLLUTION CONTROL BOARD
July 24, 2003
PEOPLE OF THE STATE OF ILLINOIS,
Complainant,
v.
4832 S. VINCENNES, L.P., an Illinois limited
partnership, and BATTEAST
CONSTRUCTION COMPANY OF
ILLINOIS, INC., an Illinois corporation,
Respondents.
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PCB 04-7
(Enforcement - Air)
ORDER OF THE BOARD (by T.E. Johnson):
On July 14, 2003, the Office of the Attorney General, on behalf of the People of the State
of Illinois (People), filed a two-count complaint against 4832 S. Vincennes, L.P. (Vincennes) and
Batteast Construction Company of Illinois, Inc. (Batteast Construction).
See
415 ILCS 5/31
(2002). According to the complaint, Vincennes and Batteast Construction violated asbestos
requirements while renovating Vincennes’ four-story, 67-unit, residential apartment building at
4832 S. Vincennes Ave., Chicago, Cook County. For the reasons below, the Board accepts the
complaint for hearing.
In count I of the complaint, the People allege that Vincennes, as the property owner, and
Batteast Construction, as the renovation manager, caused or tended to cause air pollution in
violation of the Environmental Protection Act (Act) (415 ILCS 5/9(a) (2002)) and Board
regulation (35 Ill. Adm. Code 201.141) by causing, threatening, or allowing fibers of dry, friable
asbestos to be released into the air and exposed to the environment during the renovation. In
count II, the People allege that Vincennes and Batteast Construction violated the National
Emission Standards for Hazardous Air Pollutants (NESHAPS) under the federal Clean Air Act
(42 U.S.C. § 7412; 40 C.F.R. § 61.145) and thus violated the Act (415 ILCS 5/9.1(d)(1) (2002))
by failing to thoroughly inspect the building for asbestos, by failing to remove all regulated
asbestos-containing material (RACM) before disturbing or precluding access to the material, and
by failing to adequately wet all RACM before disposal. The People ask the Board to order
Vincennes and Batteast Construction (1) to cease and desist from further violations; (2) to each
pay a civil penalty of $50,000 for each violation and an additional civil penalty of $10,000 per
day for each day a violation continued; and (3) to pay the People’s costs and attorney fees
incurred in this enforcement action. The Board finds that complaint meets the content
requirements of the Board’s procedural rules.
See
35 Ill. Adm. Code 103.204(c), (f).
The Board accepts the complaint for hearing.
See
35 Ill. Adm. Code 103.212(c). A
respondent’s failure to file an answer to a complaint within 60 days after receiving the complaint
may have severe consequences. Generally, if a respondent fails within that timeframe to file an
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answer specifically denying, or asserting insufficient knowledge to form a belief of, a material
allegation in the complaint, the Board will consider the respondent to have admitted the
allegation.
See
35 Ill. Adm. Code 103.204(d).
The Board directs the hearing officer to proceed expeditiously to hearing. Among the
hearing officer’s responsibilities is the “duty . . . to ensure development of a clear, complete, and
concise record for timely transmission to the Board.” 35 Ill. Adm. Code 101.610. A complete
record in an enforcement case thoroughly addresses, among other things, the appropriate remedy,
if any, for the alleged violations, including any civil penalty.
If a complainant proves an alleged violation, the Board considers the factors set forth in
Sections 33(c) and 42(h) of the Act to fashion an appropriate remedy for the violation.
See
415
ILCS 5/33(c), 42(h) (2002). Specifically, the Board considers the Section 33(c) factors in
determining, first, what to order the respondent to do to correct an on-going violation, if any,
and, second, whether to order the respondent to pay a civil penalty. The factors provided in
Section 33(c) bear on the reasonableness of the circumstances surrounding the violation, such as
the character and degree of any resulting interference with protecting public health, the technical
practicability and economic reasonableness of compliance, and whether the respondent has
subsequently eliminated the violation.
If, after considering the Section 33(c) factors, the Board decides to impose a civil penalty
on the respondent, only then does the Board consider the Act’s Section 42(h) factors in
determining the appropriate amount of the civil penalty. Section 42(h) sets forth factors that may
mitigate or aggravate the civil penalty amount, such as the duration and gravity of the violation,
whether the respondent showed due diligence in attempting to comply, any economic benefit that
the respondent accrued from delaying compliance, and the need to deter further violations by the
respondent and others similarly situated.
Accordingly, the Board further directs the hearing officer to advise the parties that in
summary judgment motions and responses, at hearing, and in briefs, each party should consider:
(1) proposing a remedy for a violation, if any, including whether to impose a civil penalty, and
supporting its position with facts and arguments that address any or all of the Section 33(c)
factors; and (2) proposing a civil penalty, if any, including a specific dollar amount, and
supporting its position with facts and arguments that address any or all of the Section 42(h)
factors.
IT IS SO ORDERED.
I, Dorothy M. Gunn, Clerk of the Illinois Pollution Control Board, certify that the Board
adopted the above order on July 24, 2003, by a vote of 6-0.
Dorothy M. Gunn, Clerk
Illinois Pollution Control Board
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