ILLINOIS POLLUTION CONTROL BOARD
October 2, 1997
IN THE MATTER OF:
TIERED APPROACH TO CORRECTIVE
ACTION OBJECTIVES (TACO):
AMENDMENTS TO 35 ILL.
ADM. CODE 742.105, 742.200, 742.505,
742.805, and 742.915
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R97-12(B)
(Rulemaking - Land)
Proposed Rule. Second Notice.
OPINION AND ORDER OF THE BOARD (by M. McFawn and J. Yi)
The Board proposes today for second notice amendments to 35 Ill. Adm. Code 742:
Tiered Approach to Corrective Action Objectives, also known as TACO. The amendments
address how the effect of similar-acting chemicals on the same target organ (also know as the
mixture rule) is to be taken into account when determining remediation objectives under
TACO. Specifically, the amendments consider the effects of similar-acting chemicals,
i.e.,
carcinogens and noncarcinogens, under Tiers 1, 2, and 3 of the TACO process. The statutory
premise for the mixture rule is found at Section 58.5(c) of the Illinois Environmental
Protection Act (Act) (415 ILCS 5/58.5(c) (1996)) and 35 Ill. Adm. Code 620 of the Board’s
regulations. Section 58.5(c) of the Act provides in pertinent part that the regulations
establishing remediation objectives shall address “the presence of multiple substances of
concern and multiple exposure pathways.” 415 ILCS 5/58.5(c) (1996). Section 620.615 of
the Board’s regulations requires that the Agency determine “the need for additional health
advice appropriate to site-specific conditions” when similar-acting chemicals are detected. 35
Ill. Adm. Code 620.615. The amendments were originally proposed by the Agency during the
course of Docket A of this rulemaking.
1
On April 17, 1997, the Board opened this Docket B to fully consider the type and to
what extent a mixture rule is necessary under TACO to protect human health. Public hearings
were held on May 21, 1997, and May 29, 1997, to consider the proposal of the Illinois
Environmental Protection Agency (Agency). On July 10, 1997, the Board proceeded to first
notice, pursuant to the Illinois Administrative Procedure Act (APA) (5 ILCS 100/1-1 (1996)).
Subsequently, on July 25, 1997, the amendments to Part 742 were published in the
Illinois
Register
(21 Ill. Reg. 9687 (July 25, 1997)), upon which a 45-day comment period began.
The first notice comment period ended on September 8, 1997. No public comments
were received during the first notice period, however, one public comment was received just
prior to its initiation. The Site Remediation Advisory Committee (SRAC) filed a motion to
1
See Tiered Approach to Corrective Action Objectives (TACO): 35 Ill. Adm. Code 742 (June
5, 1997), R97-12(A) (effective July 1, 1997).
2
file instanter and supplemental post-hearing comments on July 15, 1997 (PC 3
2
). The Board
hereby grants the SRAC’s motion and considers its supplemental post-hearing comments in this
second notice opinion.
Today the Board adopts the amendments to Part 742, unchanged from first notice, for
the purpose of second notice pursuant to the APA. The amendments will be submitted to the
Joint Committee on Administrative Rules for its consideration. The mixture rule is adopted
for second notice for each of the three tiers. The mixture rule under Tier 1 applies to
carcinogens and noncarcinogens detected in groundwater. There is no rule applicable to
contaminants of concern in soil at Tier 1 sites. The mixture rule under Tier 2 applies to both
carcinogens and noncarcinogens in groundwater, but only to noncarinogens in soil. Finally,
the mixture rule under Tier 3 applies to both carcinogens and noncarcinogens in both
groundwater and soil. Also adopted today is the definition of “similar-acting chemicals” and
Appendix A.Table H which lists carcinogens with groundwater remediation objectives based
on concentrations in excess of 1 in 1,000,000 cancer risk.
ANALYSIS
Definition of Similar-Acting Chemical
The Board proposed at first notice to adopt at Section 742.200 a definition of similar-
acting chemicals. There was no such definition in the final rules adopted under Docket A
because the term was defined within Sections 742.710 and 742.805(c). In response to public
testimony, the Board proposed that, at Section 742.200, the following definition of “similar-
acting chemicals” be inserted:
“Similar-Acting Chemicals” are chemical substances that have toxic or harmful
physiological effect on the same specific organ or organ system. (See Appendix
A.Tables E and F, for a list of similar-acting chemicals with noncarcinogenic
and carcinogenic effects.)
As stated in its first notice opinion, the Board finds that this definition parallels the
description of similar-acting chemicals found at 35 Ill. Adm. Code 620.615. Since the
mixture rule originates from that rule, the Board finds that its description of similar-acting
chemicals is most appropriate for defining the same under TACO.
Appendix A.Table H: Carcinogens with Groundwater Remediation Objectives in Excess of a
1 in 1,000,000 Cancer Risk Concentration
2
Docket B public comments and exhibits will be referred to as PC at __ and Exh. 1 at __,
respectively; the May 21, 1997 hearing will be referred to as Tr.1 at __; the May 29, 1997
hearing will be referred to as Tr.2 at __.
3
In its prefiled testimony under Docket B, the Agency proposed that a new Table H be
added to Part 742 in Appendix A. Exh.1 at 10. Table H lists those chemicals whose Tier 1
Class I groundwater remediation objectives exceed the 1 in 1,000,000 cancer risk
concentrations and therefore must undergo either the Tier 2 or Tier 3 procedure for evaluating
the mixture effect of similar-acting chemicals. At first notice, the Board agreed with the
Agency that the new Appendix A.Table H will assist the remediation applicant to more readily
determine whether the similar-acting carcinogenic chemicals detected are subject to the mixture
rule found under Tier 2 or 3. The Board continues to agree with the Agency that this new
table will aid the remediation applicant when applying the mixture rule in the TACO process.
Satisfaction of Section 620.615 of the Board’s Groundwater Regulations
In its prefiled testimony before first notice, the Agency proposed that the Board adopt
language that the “requirements of 35 Ill. Adm. Code 620.615 regarding mixtures of similar-
acting chemicals shall be considered met for Class I groundwater at the point of human
exposure” if certain requirements under Tier 1 and Tier 2, respectively, are achieved. Exh. 2
at 4-5. Those requirements are (1) that the level of the contaminant of concern does not
exceed the Tier 1 remediation objective, and (2) that the remediation objective is based on a
risk level of 1 in 1,000,000. Because we adopted a mixture rule for both similar-acting
carcinogenic and noncarcinogenic chemicals under all three tiers, the Board at first notice
accepted the Agency’s premise, but modified the language it proposed with the amendments
adopted at first notice.
Accordingly, the language proposed at first notice at both Tiers 1 and 2 provides that
the evaluation required under Section 620.615 shall be considered satisfied, subject to two
exceptions. First, under all three tiers if more than one similar-acting noncarcinogenic
chemical is detected at the site, the mixture rule set out at Section 742.805(c) or that developed
under Tier 3 must be applied. Second, if a similar-acting carcinogenic chemical listed on
Appendix A.Table H is detected at the site, the mixture rule at Section 742.805(d) or that
developed under Tier 3 must be applied. The Board finds that compliance with one of the
applicable mixture rules under TACO serves to satisfy the statutory requirement that multiple
chemicals be addressed. Further, the Board finds that the mixture rule serves as an appropriate
alternative procedure to that set out at Section 620.615.
Prior to Docket B, the Agency requested that the mixture rule apply to both
carcinogens and noncarcinogens to ensure that Section 620.615 is satisfied under TACO. The
Agency now requests that the mixture rule only apply to similar-acting carcinogens in
groundwater under Tier 1. The Agency’s rationale for changing its position is that, as a matter
of policy, a “look-up table” is preferable to a mixture rule, and therefore, the Agency is
willing to forgo such a rule since no such table can be created for noncarcinogens. The
Agency never explained the risk difference between carcinogens and noncarcinogens,
i.e.
, why
it believes Section 620.615 could be deemed satisfied absent such a rule when similar-acting
noncarcinogens are detected in groundwater. The only difference appears to be the ability to
devise a “look-up table” for carcinogens. The Board did not agree with the Agency that the
4
Act and Section 620.615 can be deemed satisfied unless the cumulative affect of similar-acting
chemicals is evaluated in all cases. We found that TACO and Section 620.615 would not be
comparable if similar-acting noncarcinogenic chemicals in groundwater are not subject to the
mixture rule under Tier 1. Therefore, we made all similar-acting contaminants subject to the
mixture rule under Tier 1. See Tiered Approach to Corrective Action Objectives (TACO):
Amendments to 35 Ill. Adm. Code 742.105, 742.200, 742.505, 742.805, and 742.915 (July
10, 1997), R97-12(B), slip op. at 8-9, 13.
The Board also modified the Agency’s proposed language. Those principle
modifications include substituting (1) “the requirements of Section 620.615” with the term
“evaluations” and (2) “shall be considered met” with the term “satisfied”. The Board
believed these substitutions more accurately reflect the appropriate cross-reference and
relationship between the two rules. See Sections 742.505(b)(3) and 742.805(c) and (d); Tiered
Approach to Corrective Action Objectives (TACO): Amendments to 742.105, 742.200,
742.505, 742.805, and 742.915 (July 10, 1997), R97-12(B), slip op. at 9.
Tier 1
In Docket A on June 5, 1997, the Board adopted a mixture rule at Section 742.505(b)
that is applicable only to noncarcinogenic chemicals for groundwater remediation objectives
under Tier 1, regardless of whether the Tier 1 remediation objectives were exceeded. See
Tiered Approach to Corrective Action Objectives (TACO): Amendments to 742.105,
742.200, 742.505, 742.805, and 742.915 (June 5, 1997), R97-12(B). The Board did not
adopt a mixture rule for similar-acting carcinogens in groundwater because the record did not
support the same. See Tiered Approach to Corrective Action Objectives (TACO):
Amendments to 742.105, 742.200, 742.505, 742.805, and 742.915 (June 5, 1997), R97-
12(B), slip op. at 19.
Based on the evidence presented to the Board by the Agency in Dockets A and B, the
Board found at first notice (1) that a mixture rule is not necessary for either carcinogenic or
noncarcinogenic chemicals when developing soil remediation objectives under Tier 1, and (2)
that a mixture rule is necessary for both similar-acting carcinogenic and noncarcinogenic
chemicals when developing groundwater remediation objectives under Tier 1. Accordingly,
the current rule at Section 742.505(b) that similar-acting noncarcinogenic chemicals be
evaluated under Tier 1 for groundwater was retained, but amended to include the same
requirement for similar-acting carcinogenic chemicals when the Tier 1 remediation objectives
are exceeded or when similar-acting carcinogenic chemicals have remediation objectives set at
risk levels higher than 1 in 1,000,000. We adopt for second notice the same mixture rule for a
Tier 1 analysis.
Soil
With regard to Tier 1 soil remediation objectives, Dr. Hornshaw testified at hearing
that the inherent protection built into the process of developing the Tier 1 soil remediation
objectives, for similar-acting carcinogenic and noncarcinogen, made consideration of the
5
additivity of effects of similar-acting chemicals unnecessary in Tier 1. Tr.1 at 14, 19.
Therefore, Dr. Hornshaw testified that the remediation objectives set forth in Appendix
A.Tables E and F are protective of human health in the context of soil remediation objectives.
Groundwater
In Docket A, the Agency advocated that the Board adopt a mixture rule for both
similar-acting noncarcinogens and carcinogens in groundwater. In Docket B, however, the
Agency advocated such a rule for carcinogens only. At hearing, Dr. Hornshaw testified that,
initially, the Agency and the SRAC agreed that consideration of mixtures of similar-acting
chemicals is not necessary under Tier 1 but for those carcinogens whose groundwater
remediation objectives are not based on a 1 in 1,000,000 cancer risk. Tr.1 at 23.
In support of this agreement, the Agency explained that, unlike the Tier 1 soil
remediation objectives, there is not necessarily the same degree of protection built into the
groundwater remediation objectives. Tr.1 at 21. Dr. Hornshaw argued that the only
conservatisms built into development of the remediation objectives for groundwater are
assumptions regarding the toxicity and the actual intake of the chemical. Tr.1 at 21-22.
Further, Dr. Hornshaw maintained that, for certain similar-acting carcinogenic chemicals
whose Tier 1 groundwater remediation objective are based on the chemical’s drinking water
standard, the groundwater remediation objectives do not have the same degree of conservatism
as the corresponding soil remediation objectives. Tr.1 at 22. For that reason, the Agency
only advocated that similar-acting carcinogens be subject to a mixture rule under Tier 1.
At hearing, the SRAC witness agreed with the Agency. Mr. Harry Walton, testifying
on behalf of the SRAC, maintained that the mixture rule need not be applicable under Tier 1 to
noncarcinogens in groundwater because the site cleanup will be driven by carcinogens. Tr.2 at
44-45, 49. The example relied upon by Mr. Walton and other participants was a site where
benzene, toluene, ethyl benzene, and xylene are present. Mr. Walton testified that similar-
acting noncarcinogenic chemicals will be cleaned up to acceptable levels coincidental to the
benzene cleanup. Tr.2 at 44-45, 49.
At first notice, we agreed with the Agency in part. We adopted a proposed mixture
rule for carcinogens under Tier 1. However, the Board also found that a mixture rule is
necessary for similar-acting noncarcinogenic chemicals when developing groundwater
remediation objectives. The Board noted that it sympathized with the desire by the Agency
and the participants for the simplicity of “look-up tables” under Tier 1. However, the Agency
and the participants agreed that under Tier 1 more than a simple look-up table is necessary
when determining groundwater remediation objectives for similar-acting carcinogenic
chemicals which exceed the high end of the statutory risk range of 1 in 1,000,000 cancer risk.
We concluded that, likewise, the evidence does not support a simple look-up table when the
cumulative effect of similar-acting noncarcinogenic chemicals in groundwater exceeds the
hazard quotient/index of one. Furthermore, we found that the burden on a remediation
applicant to determine the cumulative effect of similar-acting noncarcinogenic chemicals and to
6
correct the remediation objectives as necessary is not unduly burdensome. For instance, in the
example most used by the participants at hearing, including the SRAC’s witness, Mr. Walton,
the only additional burden on the remediation applicant will be to perform the necessary
calculations to determine the cumulative effect and the corrected remediation objectives, and
prove that the latter were achieved as part of the benzene remediation. See Tiered Approach
to Corrective Objectives (TACO) (July 10, 1997), R97-12(B), slip op. at 9-13 for additional
discussion.
In its supplemental post-hearing comments (received after adoption of the July 10, 1997
first notice opinion and order), the SRAC reiterated the arguments it made at hearing why a
mixture rule is unnecessary when determining remediation objectives for groundwater under
Tier 1. PC 3 at 2. First, the SRAC asserts that Part 620 and Part 742 were developed in
different contexts for different purposes. PC 3 at 2. The SRAC maintains that Part 620 was
developed as statewide standards, without limited consideration of site specific conditions, and
those standards were not intended to be imposed as remedial standards in the context of a
remediation program. PC 3 at 2. The SRAC argues that, on the other hand, Part 742 is
intended for use in context with various remediation programs to establish remediation
objectives appropriate for a specific site. PC 3 at 3. Next the SRAC argues that a mixture
rule is unnecessary because Part 742 requires sources of contamination be removed and/or
controls installed in addition to the conservatism of the Tier 1 numbers. PC 3 at 3-4.
Moreover, the SRAC again argues that in its practical application, mixtures of similar-acting
chemicals will not be the driving force of TACO remediations. PC 3 at 4. Finally, the SRAC
argues that Section 58.5(d)(1) of the Act mandates that Tier 1 remediation objectives be
expressed as a table of numeric value for soil and groundwater objectives and that to do
otherwise would be contrary to the language and intent of the authorizing legislation. PC 3 at
4-5.
For the most part, the Board has already addressed these arguments in the first notice
opinion and order because Mr. Walton had testified to the same at hearing on May 29, 1997.
However, two arguments warrant further discussion. They are the following two arguments
made in the SRAC’s supplemental post-hearing comment. First, the SRAC argues that Section
58.5(d)(1) of the Act (415 ILCS 5/58.5(d)(1) (1996)) mandates numeric tables for Tier 1
remediation objectives. PC 3 at 4. Second, the SRAC argues that the Part 620 groundwater
quality standards were established for statewide applicability and were never intended to be
imposed as remedial standards in the context of a remediation program. PC 3 at 2.
As to the SRAC’s statutory argument, the Board recognizes that Section 58.5(d) of the
Act requires that:
d.
[a]t a minimum, the objectives shall include the following:
1.
Tier 1 remediation objectives expressed as a table of numeric
values for soil and groundwater. (Emphasis added.) 415 ILCS
5/58.5(d) (1996).
7
Such tables were adopted in Docket A. Specifically, the numerical groundwater remediation
objectives are found at Appendix B.Table E. We also recognize that Section 58.5(c)(4) of the
Act provides in pertinent part that:
4.
The methodologies adopted under this Section shall ensure that
the following factors are taken into account in determining
remediation objectives:
A.
potential risks posed by carcinogens and noncarcinogens;
and
B.
the presence of multiple substances of concern and
multiple exposure pathways. (Emphasis added.) 415
ILCS 5/58.5(c)(4) (1996).
We have concluded that both statutory provisions can be satisfied, and are not
irreconcilable when read together. Furthermore, we have concluded that more than a numeric
table is necessary to determine the groundwater remediation objectives for similar-acting
carcinogens,
i.e.
, that a mixture rule must be applied. The Agency testified that it and other
participants have agreed that this is necessary to properly manage the risk posed by the similar-
acting chemicals at a site. Tr.1 at 21-22; Tr.2 at 36-37. At hearing, no one argued that
Section 58.5(d) of the Act prohibits this approach. And, in the context of similar-acting
noncarcinogens, the Agency did not argue that a mixture rule is contrary to Section 58.5(d).
Instead, it explained that it wants to preserve the user-friendly approach a numeric table
affords. The Board finds that the mandate of Section 58.5(c) prevails over the Agency’s policy
argument, and a mixture rule is necessary to protect human health. As for the statutory
argument made by the SRAC, we do not agree that a mixture rule is contrary to the language
or intent of Section 58.5 of the Act when read in its entirety.
The SRAC’s second argument is that the Part 620 groundwater quality standards were
established for statewide applicability, “without limited consideration of site-specific
conditions.” PC 3 at 2. Yet Section 620.615 requires the Agency to take into account “the
need for additional health advice appropriate to site-specific conditions” (emphasis added)
when similar-acting chemicals are detected. In any event, the Part 620 groundwater quality
standards were adopted as remediation objectives in this rulemaking. They are the remediation
objectives at Appendix B.Table E to be applied on a site-specific basis. Under Part 620,
specifically Section 620.615, the groundwater quality standards are subject to a mixture rule
when site-specific groundwater conditions so required. So that these numerical values under
TACO are equally protective, the mixture rule is necessary. The mixture rule assures that the
cumulative effect of similar-acting chemicals is evaluated, and the applicable remediation
objectives are corrected to a level which does not pose a risk to human health. This is equally
true for both similar-acting carcinogens and noncarcinogens. Neither the Agency nor the
SRAC has explained why levels of similar-acting noncarcinogens in excess of the hazard
quotient/index do not pose a risk to public health. They simply argue that remediation
objectives are sufficiently conservative. However, absent such a rule, contamination at the site
8
could remain at a level in excess of the hazard quotient of one – the value at which a chemical
exposure is measured to be greater than the reference dose. The reference dose is the
acceptable daily chemical exposure at which no harmful consequences occur. See Section
742.200 (definition of “reference dose”); Tr.2 at 29-31.
Tier 2
Under Docket A, the adopted mixture rule is applicable only for similar-acting
noncarcinogenic chemicals in the context of both groundwater and soil remediation objectives.
The Board did not adopt a mixture rule for similar-acting carcinogenic chemicals because the
record did not support the same. Tiered Approach to Corrective Action Objectives (TACO):
Amendments to 742.105, 742.200, 742.505, 742.805, and 742.915 (June 5, 1997), R97-
12(A) slip. op. at 49-50.
The Agency’s position under Docket B is that a mixture rule for similar-acting
noncarcinogenic chemicals is still necessary for soil and groundwater remediation objectives,
but maintains that the only mixture rule necessary for similar-acting carcinogenic chemicals is
in the context of groundwater remediation objectives. Based upon the evidence presented by
the Agency, the Board agrees with the Agency’s analysis and conclusions regarding this issue.
Accordingly, the mixture rule proposed under Tier 2 which applies to similar-acting
noncarcinogenic chemicals is also retained, but amended to require that the cumulative effect
of similar-acting carcinogenic chemicals be evaluated when developing groundwater
remediation objectives. However, the Tier 2 mixture rule for soil remediation objectives
remains unchanged, applicable only to similar-acting noncarcinogenic chemicals. A brief
summary of that evidence follows.
Soil
As for mixtures of similar-acting chemicals in soil under Tier 1 or 2, Dr. Hornshaw
testified at hearing that it was only necessary to address mixture effects of similar-acting
noncarcinogenic chemicals because, for similar-acting carcinogenic chemicals, the language of
Section 58.5(d) of the Act specifically provides for the establishment of remediation objectives
at an excess lifetime cancer risk of between 1 in 10,000 and 1 in 1,000,000. Tr.1 at 15. Dr.
Hornshaw further explained that the Agency and the SRAC were in agreement that, “since the
statute provides for an acceptable cancer risk range and since even if there are 10 carcinogens
present at their respective 1 in 1,000,000 remediation objectives (an unusual event), the
cumulative cancer risk of 1 in 100,000 is still within an acceptable range.” Tr.1 at 15. On
the other hand, because the Act does not specify an acceptable risk range for similar-acting
noncarcinogenic chemicals, Dr. Hornshaw concluded that the additive effects of similar-acting
noncarcinogenic chemicals need to be considered and provided for under Tier 2. Tr.1 at 15,
19.
Groundwater
9
With regard to mixtures of similar-acting carcinogenic chemicals in groundwater under
Tier 2, the Agency maintained that there are similar-acting carcinogenic chemicals whose
groundwater objectives exceed the 1 in 1,000,000 cancer risk level, and which, if present in a
mixture with other similar-acting carcinogenic chemicals, could potentially result in a
cumulative cancer risk exceeding 1 in 10,000. Tr.1 at 24. The Agency maintained that, given
the statutory and regulatory requirements to consider mixture effects in groundwater, the
mixture rule should be applied to Tier 2 mixtures of similar-acting carcinogenic chemicals.
Tr.1 at 22-23. Accordingly, the Agency concluded that similar-acting carcinogenic chemicals
whose Tier 1 groundwater objectives exceed the 1 in 1,000,000 risk level must be evaluated
for mixture effects under Tier 2. Tr.1 at 24. To facilitate such an evaluation, the Agency
proposed that those similar-acting carcinogenic chemicals whose Tier 1 groundwater
remediation objectives exceed the 1 in 1,000,000 risk level will be specifically identified in a
look-up table. Tr.1 at 24; See Exh. 1, Appendix A, Table H. The Agency also testified that
those similar-acting carcinogenic chemicals whose Tier 1 groundwater remediation objectives
are not based on a 1 in 1,000,000 risk level should be subject to the mixture rule. Tr.1 at 24.
As for mixtures of similar-acting noncarcinogenic chemicals in groundwater, Dr.
Hornshaw testified that the Agency and the SRAC agreed that consideration of similar-acting
noncarcinogenic chemicals in Tier 2 is required. Tr.1 at 20.
Tier 3
Under Docket A, no mixture rule was adopted under Tier 3. Under Docket B, the
Agency requested the mixture rule apply to both soil and groundwater remediation objectives
for both similar-acting carcinogenic and noncarcinogenic chemicals. Tr.1 at 19, 27. The
Agency proposed the following language towards that end:
Contaminants of concern which affect the same target organ, organ system or
similar mode of action shall be specifically addressed. At a minimum, the
chemical subject to this requirement are identified in Appendix A, Tables E and
F.
The Board proposed for first notice at Section 742.915(h) the amendments requested
under Tier 3 by the Agency to ensure that the cumulative effects of both carcinogenic and
noncarcinogenic chemicals are evaluated under the Tier 3 site-specific approach.
At the close of its first notice opinion, the Board questioned why the proposed language
does not parallel more closely that requested under Tiers 1 and 2. The Board suggested that
the mixture rule under Tier 3 (1) use the term “similar-acting chemical;” (2) provide minimum
requirements for specifically addressing the cumulative effects of similar-acting chemicals, be
they similar-acting carcinogenic or noncarcinogenic chemicals; and (3) that compliance with
those minimum requirements be deemed protective of Class I groundwater in terms of human
health. The term “similar-acting chemicals” was substituted but Section 742.915(e) was not
otherwise amended at first notice. Finally, the Board asked the Agency and the participants to
10
consider and comment on these suggested revisions. No comments were received. We will
therefore not change the rule from that proposed at first notice.
CONCLUSIONS
The Board proposes for second notice the same mixture rule as that proposed for first
notice. The mixture rule for similar-acting chemicals in soil is graduated. At Tier 1, it is not
applicable. At Tier 2, it is applicable to noncarcinogens only. And, at Tier 3, it is applicable
to carcinogens and noncarcinogens. The mixture rule for similar-acting chemicals in Class I
groundwater uniformly spans all three tiers of TACO. It is applicable to both similar-acting
carcinogens and noncarcinogens under all three tiers. The mixture rule is basically that
proposed by the Agency with one exception. That exception is that the mixture rule under
Tier 1 applies to similar-acting noncarcinogenic chemicals as well as similar-acting carcinogens
detected in groundwater at sites.
Further, the Board concludes, as we did at first notice, that a mixture rule for similar-
acting noncarcinogenic chemicals in groundwater is required under Tier 1, as well as under
Tiers 2 and 3, because the remediation objective for similar-acting noncarcinogenic chemicals
in groundwater is premised upon a hazard quotient of one. Finally, having proposed the
mixture rule to be all-inclusive, the Board adopts the cross-reference to Section 620.615 of the
Board’s groundwater rules. Thus, the remediation applicant and the public are assured that an
evaluation of similar-acting chemicals provided thereunder is also provided under TACO.
ORDER
The Board directs the Clerk to cause the submission of the following proposal to the Joint
Committee on Administrative Rules:
TITLE 35: ENVIRONMENTAL PROTECTION
SUBTITLE G: WASTE DISPOSAL
CHAPTER I: POLLUTION CONTROL BOARD
SUBCHAPTER f: RISK BASED CLEANUP OBJECTIVES
PART 742
TIERED APPROACH TO CORRECTIVE ACTION OBJECTIVES
SUBPART A: INTRODUCTION
Section
742.100
Intent and Purpose
742.105
Applicability
742.110
Overview of Tiered Approach
742.115
Key Elements
742.120
Site Characterization
11
SUBPART B: GENERAL
Section
742.200
Definitions
742.205
Severability
742.210
Incorporations by Reference
742.215
Determination of Soil Attenuation Capacity
742.220
Determination of Soil Saturation Limit
742.225
Demonstration of Compliance with Remediation Objectives
742.230
Agency Review and Approval
SUBPART C: EXPOSURE ROUTE EVALUATIONS
Section
742.300
Exclusion of Exposure Route
742.305
Contaminant Source and Free Product Determination
742.310
Inhalation Exposure Route
742.315
Soil Ingestion Exposure Route
742.320
Groundwater Ingestion Exposure Route
SUBPART D: DETERMINING AREA BACKGROUND
Section
742.400
Area Background
742.405
Determination of Area Background for Soil
742.410
Determination of Area Background for Groundwater
742.415
Use of Area Background Concentrations
SUBPART E: TIER 1 EVALUATION
Section
742.500
Tier 1 Evaluation Overview
742.505
Tier 1 Soil and Groundwater Remediation Objectives
742.510
Tier 1 Remediation Objectives
SUBPART F: TIER 2 GENERAL EVALUATION
Section
742.600
Tier 2 Evaluation Overview
742.605
Land Use
742.610
Chemical and Site Properties
SUBPART G: TIER 2 SOIL EVALUATION
Section
12
742.700
Tier 2 Soil Evaluation Overview
742.705
Parameters for Soil Remediation Objective Equations
742.710
SSL Soil Equations
742.715
RBCA Soil Equations
742.720
Chemicals with Cumulative Noncarcinogenic Effects
SUBPART H: TIER 2 GROUNDWATER EVALUATION
Section
742.800
Tier 2 Groundwater Evaluation Overview
742.805
Tier 2 Groundwater Remediation Objectives
742.810
Calculations to Predict Impacts from Remaining Groundwater Contamination
SUBPART I: TIER 3 EVALUATION
Section
742.900
Tier 3 Evaluation Overview
742.905
Modifications of Parameters
742.910
Alternative Models
742.915
Formal Risk Assessments
742.920
Impractical Remediation
742.925
Exposure Routes
742.930
Derivation of Toxicological Data
SUBPART J: INSTITUTIONAL CONTROLS
Section
742.1000
Institutional Controls
742.1005
No Further Remediation Letters
742.1010
Restrictive Covenants, Deed Restrictions and Negative Easements
742.1015
Ordinances
742.1020
Highway Authority Agreements
SUBPART K: ENGINEERED BARRIERS
Section
742.1100
Engineered Barriers
742.1105
Engineered Barrier Requirements
APPENDIX A
General
ILLUSTRATION A
Developing Soil Remediation Objectives Under the Tiered
Approach
ILLUSTRATION B
Developing Groundwater Remediation Objectives Under the
Tiered Approach
13
Table A
Soil Saturation Limits (C
sat
) for Chemicals Whose Melting Point is Less
Than 30
0
C
Table B
Tolerance Factor (K)
Table C
Coefficients {A
N-I+1
} for W Test of Normality, for N=2(1)50
Table D
Percentage Points of the W Test for N=3(1)50
Table E
Similar-Acting Noncarcinogenic Chemicals with Noncarcinogenic Toxic
Effects on Specific Target Organs/Organ Systems or Similar Modes of
Action
Table F
Similar-Acting Carcinogenic Chemicals with Carcinogenic Toxic Effects
on Specific Target Organs/Organ Systems or Similar Modes of Action
Table G
Concentrations of Inorganic Chemicals in Background Soils
Table H Chemicals Whose Tier 1 Class I Groundwater Remediation Objective
Exceeds the 1 in 1,000,000 Cancer Risk Concentration
APPENDIX B
Tier 1 Tables and Illustrations
ILLUSTRATION A
Tier 1 Evaluation
Table A
Tier 1 Soil Remediation Objectives for Residential Properties
Table B
Tier 1 Soil Remediation Objectives for Industrial/Commercial Properties
Table C
pH Specific Soil Remediation Objectives for Inorganics and Ionizing
Organics for the Soil Component of the Groundwater Ingestion Route
(Class I Groundwater)
Table D
pH Specific Soil Remediation Objectives for Inorganics and Ionizing
Organics for the Soil Component of the Groundwater Ingestion Route
(Class II Groundwater)
Table E
Tier 1 Groundwater Remediation Objectives for the Groundwater
Component of the Groundwater Ingestion Route
Table F
Values Used to Calculate the Tier 1 Soil Remediation Objectives for the
Soil Component of the Groundwater Ingestion Route
APPENDIX C
Tier 2 Tables and Illustrations
ILLUSTRATION A
Tier 2 Evaluation for Soil
ILLUSTRATION B
Tier 2 Evaluation for Groundwater
ILLUSTRATION C
US Department of Agriculture Soil Texture Classification
Table A
SSL Equations
Table B
SSL Parameters
Table C
RBCA Equations
Table D
RBCA Parameters
Table E
Default Physical and Chemical Parameters
Table F
Methods for Determining Physical Soil Parameters
Table G
Error Function (erf)
Table H
Q/C Values by Source Area
Table I
K
[oc]
Values for Ionizing Organics as a Function of pH (cm(3)/g or L/kg)
Table J
Values to be Substituted for k
s
When Evaluating Inorganics as a Function
of pH (cm(3)[water]/g[soil])
Table K
Parameter Estimates for Calculating Water-Filled Soil Porosity (
θ
w
)
14
AUTHORITY: Implementing Sections 22.4, 22.12, Title XVI, and Title XVII and authorized
by Sections 27, 57.14, and 58.5 of the Environmental Protection Act [415 ILCS 5/22.4,
22.12, 27, 57.14 and 58.5 and Title XVI and Title XVII] (see P.A. 88-496, effective
September 13, 1993 and P.A. 89-0431, effective December 15, 1995).
MAIN SOURCE: Adopted at 21 Ill. Reg. 7942, effective July 1, 1997, amended at 21 Ill.
Reg. __________________, effective __________________.
NOTE: Capitalization indicates statutory language.
SUBPART A: INTRODUCTION
Section 742.105
Applicability
a)
Any person, including a person required to perform an investigation pursuant to
the Illinois Environmental Protection Act (415 ILCS 5/1 et seq.) (Act), may
elect to proceed under this Part to the extent allowed by State or federal law and
regulations and the provisions of this Part. A person proceeding under this Part
may do so to the extent such actions are consistent with the requirements of the
program under which site remediation is being addressed.
b)
This Part is to be used in conjunction with the procedures and requirements
applicable to the following programs:
1)
Leaking Underground Storage Tanks (35 Ill. Adm. Code 731 and 732);
2)
Site Remediation Program (35 Ill. Adm. Code 740); and
3)
RCRA Part B Permits and Closure Plans (35 Ill. Adm. Code 724 and
725).
c)
The procedures in this Part may not be used if their use would delay response
action to address imminent and substantial threats to human health and the
environment. This Part may only be used after actions to address such threats
have been completed.
d)
This Part may be used to develop remediation objectives to protect surface
waters, sediments or ecological concerns, when consistent with the regulations
of other programs, and as approved by the Agency.
e)
A no further remediation determination issued by the Agency prior to July 1,
1997 pursuant to Section 4(y) of the Act or one of the programs listed in
subsection (b) of this Section that approves completion of remedial action
relative to a release shall remain in effect in accordance with the terms of that
determination.
15
f)
Site specific groundwater remediation objectives determined under this Part for
contaminants of concern may exceed the groundwater quality standards
established pursuant to the rules promulgated under the Illinois Groundwater
Protection Act. [415 ILCS 55] as long as done in accordance with Sections
742.805(a) and 742.900(c)(9). (See 415 ILCS 5/58.5(d)(4)
g)
Where contaminants of concern include polychlorinated byphenyls (PCBs), a
person may need to evaluate the applicability of regulations adopted under the
Toxic Substances Control Act (15 U.S.C. 2601).
SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
SUBPART B: GENERAL
Section 742.200
Definitions
Except as stated in this Section, or unless a different meaning of a word or term is clear
from the context, the definition of words or terms in this Part shall be the same as that applied
to the same words or terms in the Act.
“Act” means the Illinois Environmental Protection Act [415 ILCS 5/1 et seq.].
“ADL” means Acceptable Detection Limit, which is the detectable
concentration of a substance which is equal to the lowest appropriate Practical
Quantitation Limit (PQL) as defined in this Section.
“Agency” means the Illinois Environmental Protection Agency.
“Agricultural Property” means any real property for which its present or post-
remediation use is for growing agricultural crops for food or feed either as
harvested crops, cover crops or as pasture. This definition includes, but is not
limited to, properties used for confinement or grazing of livestock or poultry
and for silviculture operations. Excluded from this definition are farm
residences, farm outbuildings and agrichemical facilities.
“Area Background” means CONCENTRATIONS OF REGULATED
SUBSTANCES THAT ARE CONSISTENTLY PRESENT IN THE
ENVIRONMENT IN THE VICINITY OF A SITE THAT ARE THE RESULT
OF NATURAL CONDITIONS OR HUMAN ACTIVITIES, AND NOT THE
RESULT SOLELY OF RELEASES AT THE SITE. (Section 58.2 of the Act)
“ASTM” means the American Society for Testing and Materials.
“Board” means the Illinois Pollution Control Board.
16
“Cancer Risk” means a unitless probability of an individual developing cancer
from a defined exposure rate and frequency.
“Cap” means a barrier designed to prevent the infiltration of precipitation or
other surface water, or impede the ingestion or inhalation of contaminants.
“Carcinogen” means A CONTAMINANT THAT IS CLASSIFIED AS A
CATEGORY A1 OR A2 CARCINOGEN BY THE AMERICAN
CONFERENCE OF GOVERNMENTAL INDUSTRIAL HYGIENISTS; A
CATEGORY 1 OR 2A/2B CARCINOGEN BY THE WORLD HEALTH
ORGANIZATION'S INTERNATIONAL AGENCY FOR RESEARCH ON
CANCER; A "HUMAN CARCINOGEN" OR "ANTICIPATED HUMAN
CARCINOGEN" BY THE UNITED STATES DEPARTMENT OF HEALTH
AND HUMAN SERVICE NATIONAL TOXICOLOGICAL PROGRAM; OR
A CATEGORY A OR B1/B2 CARCINOGEN BY THE UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY IN the INTEGRATED RISK
INFORMATION SYSTEM OR A FINAL RULE ISSUED IN A FEDERAL
REGISTER NOTICE BY THE USEPA. (Section 58.2 of the Act)
“Class I Groundwater” means groundwater that meets the Class I: Potable
Resource Groundwater criteria set forth in 35 Ill.inois Adm.inistrative Code
620.
“Class II Groundwater” means groundwater that meets the Class II: General
Resource Groundwater criteria set forth in 35 Ill.inois Adm.inistrative Code
620.
“Conservation Property” means any real property for which present or post-
remediation use is primarily for wildlife habitat.
“Construction Worker” means a person engaged on a temporary basis to
perform work involving invasive construction activities including, but not
limited to, personnel performing demolition, earth-moving, building, and
routine and emergency utility installation or repair activities.
“Contaminant of Concern” or “Regulated Substance of Concern” means ANY
CONTAMINANT THAT IS EXPECTED TO BE PRESENT AT THE SITE
BASED UPON PAST AND CURRENT LAND USES AND ASSOCIATED
RELEASES THAT ARE KNOWN TO THE person conducting a remediation
BASED UPON REASONABLE INQUIRY. (Section 58.2 of the Act)
“Engineered Barrier” means a barrier designed or verified using engineering
practices that limits exposure to or controls migration of the contaminants of
concern.
17
“Exposure Route” means the transport mechanism by which a contaminant of
concern reaches a receptor.
“Free Product” means a contaminant that is present as a non-aqueous phase
liquid for chemicals whose melting point is less than 30
o
C (e.g., liquid not
dissolved in water).
“GROUNDWATER” MEANS UNDERGROUND WATER WHICH OCCURS
WITHIN THE SATURATED ZONE AND GEOLOGIC MATERIALS
WHERE THE FLUID PRESSURE IN THE PORE SPACE IS EQUAL TO OR
GREATER THAN ATMOSPHERIC PRESSURE. (Section 3.64 of the Act)
“Groundwater Quality Standards” means the standards for groundwater as set
forth in 35 Ill.inois Adm.inistrative Code 620.
“Hazard Quotient” means the ratio of a single substance exposure level during a
specified time period to a reference dose for that substance derived from a
similar exposure period.
“Highway” means ANY PUBLIC WAY FOR VEHICULAR TRAVEL WHICH
HAS BEEN LAID OUT IN PURSUANCE OF ANY LAW OF THIS STATE,
OR OF THE TERRITORY OF ILLINOIS, OR WHICH HAS BEEN
ESTABLISHED BY DEDICATION, OR USED BY THE PUBLIC AS A
HIGHWAY FOR 15 YEARS, OR WHICH HAS BEEN OR MAY BE LAID
OUT AND CONNECT A SUBDIVISION OR PLATTED LAND WITH A
PUBLIC HIGHWAY AND WHICH HAS BEEN DEDICATED FOR THE
USE OF THE OWNERS OF THE LAND INCLUDED IN THE
SUBDIVISION OR PLATTED LAND WHERE THERE HAS BEEN AN
ACCEPTANCE AND USE UNDER SUCH DEDICATION BY SUCH
OWNERS, AND WHICH HAS NOT BEEN VACATED IN PURSUANCE OF
LAW. THE TERM “HIGHWAY” INCLUDES RIGHTS OF WAY,
BRIDGES, DRAINAGE STRUCTURES, SIGNS, GUARD RAILS,
PROTECTIVE STRUCTURES AND ALL OTHER STRUCTURES AND
APPURTENANCES NECESSARY OR CONVENIENT FOR VEHICULAR
TRAFFIC. A HIGHWAY IN A RURAL AREA MAY BE CALLED A
“ROAD”, WHILE A HIGHWAY IN A MUNICIPAL AREA MAY BE
CALLED A “STREET”. (Illinois Highway Code [605 ILCS 5/2-202])
“Highway Authority” means THE DEPARTMENT of Transportation WITH
RESPECT TO A STATE HIGHWAY; THE COUNTY BOARD WITH
RESPECT TO A COUNTY HIGHWAY OR A COUNTY UNIT DISTRICT
ROAD IF A DISCRETIONARY FUNCTION IS INVOLVED AND THE
COUNTY SUPERINTENDENT OF HIGHWAYS IF A MINISTERIAL
FUNCTION IS INVOLVED; THE HIGHWAY COMMISSIONER WITH
18
RESPECT TO A TOWNSHIP OR DISTRICT ROAD NOT IN A COUNTY
UNIT ROAD DISTRICT; OR THE CORPORATE AUTHORITIES OF A
MUNICIPALITY WITH RESPECT TO A MUNICIPAL STREET. (Illinois
Highway Code [605 ILCS 5/2-213])
“Human Exposure Pathway” means a physical condition which may allow for a
risk to human health based on the presence of all of the following:
contaminants of concern; an exposure route; and a receptor activity at the point
of exposure that could result in contaminant of concern intake.
“Industrial/Commercial Property” means any real property that does not meet
the definition of residential property, conservation property or agricultural
property.
“Infiltration” means the amount of water entering into the ground as a result of
precipitation.
“Institutional Control” means a legal mechanism for imposing a restriction on
land use, as described in Subpart J.
“Man-Made Pathways” means CONSTRUCTED physical conditions THAT
MAY ALLOW FOR THE TRANSPORT OF REGULATED SUBSTANCES
INCLUDING, BUT NOT LIMITED TO, SEWERS, UTILITY LINES,
UTILITY VAULTS, BUILDING FOUNDATIONS, BASEMENTS, CRAWL
SPACES, DRAINAGE DITCHES, OR PREVIOUSLY EXCAVATED AND
FILLED AREAS. (Section 58.2 of the Act)
“Natural Pathways” means NATURAL physical conditions that may allow FOR
THE TRANSPORT OF REGULATED SUBSTANCES INCLUDING, BUT
NOT LIMITED TO, SOIL, GROUNDWATER, SAND SEAMS AND
LENSES, AND GRAVEL SEAMS AND LENSES. (Section 58.2 of the Act)
“Negative Easement” means a right of the owner of the dominant or benefitted
estate or property to restrict the property rights of the owner of the servient or
burdened estate or property.
“Person” means an INDIVIDUAL, TRUST, FIRM, JOINT STOCK
COMPANY, JOINT VENTURE, CONSORTIUM, COMMERCIAL ENTITY,
CORPORATION (INCLUDING A GOVERNMENT CORPORATION),
PARTNERSHIP, ASSOCIATION, STATE, MUNICIPALITY,
COMMISSION, POLITICAL SUBDIVISION OF A STATE, OR ANY
INTERSTATE BODY INCLUDING THE UNITED STATES GOVERNMENT
AND EACH DEPARTMENT, AGENCY, AND INSTRUMENTALITY OF
THE UNITED STATES. (Section 58.2 of the Act)
19
“Point of Human Exposure” means the point(s) at which human exposure to a
contaminant of concern may reasonably be expected to occur. The point of
human exposure is at the source, unless an institutional control limiting human
exposure for the applicable exposure route has been or will be in place, in
which case the point of human exposure will be the boundary of the institutional
control. Point of human exposure may be at a different location than the point
of compliance.
“PQL” means Practical Quantitation Limit or estimated quantitation limit,
which is the lowest concentration that can be reliably measured within specified
limits of precision and accuracy for a specific laboratory analytical method
during routine laboratory operating conditions in accordance with "Test
Methods for Evaluating Solid Wastes, Physical/Chemical Methods", EPA
Publication No. SW-846, incorporated by reference in Section 742.210. When
applied to filtered water samples, PQL includes the method detection limit or
estimated detection limit in accordance with the applicable method revision in:
"Methods for the Determination of Organic Compounds in Drinking Water",
Supplement II", EPA Publication No. EPA/600/4-88/039; "Methods for the
Determination of Organic Compounds in Drinking Water, Supplement III",
EPA Publication No. EPA/600/R-95/131, all of which are incorporated by
reference in Section 742.210.
“RBCA” means Risk Based Corrective Action as defined in ASTM E-1739-95,
as incorporated by reference in Section 742.210.
“RCRA” means the Resource Conservation and Recovery Act of 1976 (42
U.S.C. 6921).
“Reference Concentration (RfC)” means an estimate of a daily exposure, in
units of milligrams of chemical per cubic meter of air (mg/m
3
), to the human
population (including sensitive subgroups) that is likely to be without
appreciable risk of deleterious effects during a portion of a lifetime (up to
approximately seven years, subchronic) or for a lifetime (chronic).
“Reference Dose (RfD)” means an estimate of a daily exposure, in units of
milligrams of chemical per kilogram of body weight per day (mg/kg/d), to the
human population (including sensitive subgroups) that is likely to be without
appreciable risk of deleterious effects during a portion of a lifetime (up to
approximately seven years, subchronic) or for a lifetime (chronic).
“Regulated Substance” means ANY HAZARDOUS SUBSTANCE AS
DEFINED UNDER SECTION 101(14) OF THE COMPREHENSIVE
ENVIRONMENTAL RESPONSE, COMPENSATION, AND LIABILITY
ACT OF 1980 (P.L. 96-510) AND PETROLEUM PRODUCTS INCLUDING
CRUDE OIL OR ANY FRACTION THEREOF, NATURAL GAS, NATURAL
20
GAS LIQUIDS, LIQUEFIED NATURAL GAS, OR SYNTHETIC GAS
USABLE FOR FUEL (OR MIXTURES OF NATURAL GAS AND SUCH
SYNTHETIC GAS). (Section 58.2 of the Act)
“Residential Property” MEANS ANY REAL PROPERTY THAT IS USED
FOR HABITATION BY INDIVIDUALS, OR where children have the
opportunity for exposure to contaminants through soil ingestion or inhalation at
educational facilities, health care facilities, child care facilities or outdoor
recreational areas.
“Restrictive Covenant or Deed Restriction” means a provision placed in a deed
limiting the use of the property and prohibiting certain uses. (Black's Law
Dictionary, 5th Edition)
“Right of Way” means THE LAND, OR INTEREST THEREIN, ACQUIRED
FOR OR DEVOTED TO A HIGHWAY. (Illinois Highway Code [605 ILCS
5/2-217])
“Similar-Acting Chemicals” are chemical substances that have toxic or harmful
effect on the same specific organ or organ system (see Appendix A.Tables E
and F for a list of similar-acting chemicals with noncarcinogenic and
carcinogenic effects).
“Site” means ANY SINGLE LOCATION, PLACE, TRACT OF LAND OR
PARCEL OF PROPERTY, OR PORTION THEREOF, INCLUDING
CONTIGUOUS PROPERTY SEPARATED BY A PUBLIC RIGHT-OF-WAY.
(Section 58.2 of the Act)
“Slurry Wall” means a man-made barrier made of geologic material which is
constructed to prevent or impede the movement of contamination into a certain
area.
“Soil Saturation Limit (C
sat
)” means the contaminant concentration at which soil
pore air and pore water are saturated with the chemical and the adsorptive limits
of the soil particles have been reached.
“Solubility” means a chemical specific maximum amount of solute that can
dissolve in a specific amount of solvent (groundwater) at a specific temperature.
“SPLP” means Synthetic Precipitation Leaching Procedure (Method 1312) as
published in “Test Methods for Evaluating Solid Waste, Physical/Chemical
Methods”, USEPA Publication No. SW-846, as incorporated by reference in
Section 742.210.
21
“SSL” means Soil Screening Levels as defined in USEPA's Soil Screening
Guidance: User's Guide and Technical Background Document, as incorporated
by reference in Section 742.210.
“Stratigraphic Unit” means a site-specific geologic unit of native deposited
material and/or bedrock of varying thickness (e.g., sand, gravel, silt, clay,
bedrock, etc.). A change in stratigraphic unit is recognized by a clearly distinct
contrast in geologic material or a change in physical features within a zone of
gradation. For the purposes of this Part, a change in stratigraphic unit is
identified by one or a combination of differences in physical features such as
texture, cementation, fabric, composition, density, and/or permeability of the
native material and/or bedrock.
“TCLP” means Toxicity Characteristic Leaching Procedure (Method 1311) as
published in "Test Methods for Evaluating Solid Waste, Physical/Chemical
Methods,", USEPA Publication No. SW-846, as incorporated by reference in
Section 742.210.
“Total Petroleum Hydrocarbon (TPH)” means the additive total of all petroleum
hydrocarbons found in an analytical sample.
“Volatile Organic Compounds (VOCs)” means organic chemical analytes
identified as volatiles as published in "Test Methods for Evaluating Solid Waste,
Physical/Chemical Methods,", USEPA Publication No. SW-846 (incorporated
by reference in Section 742.210), method numbers 8010, 8011, 8015, 8020,
8021, 8030, 8031, 8240, 8260, 8315, and 8316. For analytes not listed in any
category in those methods, those analytes which have a boiling point less than
200
0
C and a vapor pressure greater than 0.1 Torr (mm Hg) at 20
0
C.
SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
SUBPART E: TIER I EVALUATION
Section 742.505
Tier 1 Soil and Groundwater Remediation Objectives
a)
Soil
1)
Inhalation Exposure Route
A)
The Tier 1 soil remediation objectives for this exposure route
based upon residential property use are listed in Appendix B,
Table A.
B)
The Tier 1 soil remediation objectives for this exposure route
based upon industrial/commercial property use are listed in
22
Appendix B, Table B. Soil remediation objective determinations
relying on this table require use of institutional controls in
accordance with Subpart J.
2)
Ingestion Exposure Route
A)
The Tier 1 soil remediation objectives for this exposure route
based upon residential property use are listed in Appendix B,
Table A.
B)
The Tier 1 soil remediation objectives for this exposure route
based upon industrial/commercial property use are listed in
Appendix B, Table B. Soil remediation objective determinations
relying on this table require use of institutional controls in
accordance with Subpart J.
3)
Soil Component of the Groundwater Ingestion Route
A)
The Tier 1 soil remediation objectives for this exposure route
based upon residential property use are listed in Appendix B,
Table A.
B)
The Tier 1 soil remediation objectives for this exposure route
based upon industrial/commercial property use are listed in
Appendix B, Table B.
C)
The pH-dependent Tier 1 soil remediation objectives for
identified ionizable organics or inorganics for the soil component
of the groundwater ingestion exposure route (based on the total
amount of contaminants present in the soil sample results and
groundwater classification) are provided in Appendix B, Tables C
and D.
D)
Values used to calculate the Tier 1 soil remediation objectives for
this exposure route are listed in Appendix B, Table F.
4)
Evaluation of the dermal contact with soil exposure route is not required
under Tier 1.
b)
Groundwater
1)
The Tier 1 groundwater remediation objectives for the groundwater
component of the groundwater ingestion route are listed in Appendix B,
Table E.
23
2)
The Tier 1 groundwater remediation objectives for this exposure route
are given for Class I and Class II groundwaters, respectively.
3)
The evaluation of 35 Ill. Adm. Code 620.615 regarding mixtures of
similar-acting chemicals shall be considered satisfied for Class I
groundwater at the point of human exposure if: The Class I groundwater
remediation objectives set forth in Appendix B, Table E shall be
corrected for cumulative effect of mixtures of similar-acting
noncarcinogenic chemicals in accordance with the methodoligies set
forth in either subsection (b)(3)(A) or (B), if more than one chemical
listed in Appendix A, Table E is detected at a site and if such chemicals
affect the same target organ (i.e., has the same critical effect as defined
by the RfD)
A)
No more than one similar-acting noncarcinogenic chemical as
listed in Appendix A, Table E is detected in the groundwater at
the site; and Calculate the weighted average using the following
equations:
W
ave =
x
CUO
x
CUO
x
CUO
x
CUO
x
x
x
a
x
a
1
2
3
1
2
3
+
+
+
+
K
where:
W
ave
= Weighted Average
x
1
through x
a
= Concentration of each individual contaminant at
the location of concern. Note that, depending on
the target organ/mode of action, the actual number
of contaminants will range from 2 to 14.
CUOx
a
= A Tier 1 remediation objective each x[a] from
Appendix B, Table E.
ii) If the value of the weighted average calculated in
accordance with the equations above is less than or equal
to 1.0, then the remediation objectives are met for those
chemicals.
ii) If the value of the weighted average calculated in
accordance with the equations above is greater than 1.0,
then additional remediation must be carried out until the
24
level of contaminants remaining in the remediated area
have a weighted average calculated in accordance with the
equation above less than or equal to one;
B)
No carcinogenic contaminant of concern as listed in Appendix A,
Table H is detected in any groundwater sample associated with
the site, using analytical procedures capable of achieving either
the 1 in 1,000,000 cancer risk concentration or the ADL,
whichever is greater. Divide each individual chemical's
remediation objective by the number of chemicals in that specific
target organ group that were detected at the site. Each of the
contaminant concentrations at the site is then compared to the
remediation objectives that have been adjusted to account for this
potential additivity
4)
If the conditions of subsection (b)(3) of this Section are not met, the
Class I groundwater remediation objectives set forth in Appendix B,
Table E shall be corrected for the cumulative effect of mixtures of
similar-acting chemicals using the following methodologies:
A) For noncarcinogenic chemicals, the methodologies set forth at
Section 742.805(c) or Section 742.915(h) shall be used; and
B) For carcinogenic chemicals, the methodologies set forth at
Section 742.805(d) or Section 742.915(h) shall be used.
SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
SUBPART H: TIER 2 GROUNDWATER EVALUATION
Section 742.805
Tier 2 Groundwater Remediation Objectives
a)
To develop a groundwater remediation objective under this Section that exceeds
the applicable Tier 1 groundwater remediation objective, a person may request
approval from the Agency if the person has performed the following:
1)
Identified the horizontal and vertical extent of groundwater for which the
Tier 2 groundwater remediation objective is sought;
2)
Taken corrective action, to the maximum extent practicable to remove
any free product;
3)
Using Equation R26 in accordance with Section 742.810, demonstrated
that the concentration of any contaminant of concern in groundwater will
meet:
25
A)
The applicable Tier 1 groundwater remediation objective at the
point of human exposure; or
B)
For any contaminant of concern for which there is no Tier 1
groundwater remediation objective, the Health Advisory
concentration determined according to the procedures specified in
35 Ill. Adm. Code 620, Subpart F at the point of human
exposure. A person may request the Agency to provide these
concentrations or may propose these concentrations under Subpart
I;.
4)
Using Equation R26 in accordance with Section 742.810, demonstrated
that the concentration of any contaminant of concern in groundwater
within the minimum or designated maximum setback zone of an existing
potable water supply well will meet the applicable Tier 1 groundwater
remediation objective or if there is no Tier 1 groundwater remediation
objective, the Health Advisory concentration;
5)
Using Equation R26 in accordance with Section 742.810, demonstrated
that the concentration of any contaminant of concern in groundwater
discharging into a surface water will meet the applicable water quality
standard under 35 Ill. Adm. Code 302;
6)
Demonstrated that the source of the release is not located within the
minimum or designated maximum setback zone or within a regulated
recharge area of an existing potable water supply well; and
7)
If the selected corrective action includes an engineered barrier as set
forth in Subpart K to minimize migration of contaminant of concern
from the soil to the groundwater, demonstrated that the engineered
barrier will remain in place for post-remediation land use through an
institutional control as set forth in Subpart J.
b)
A groundwater remediation objective that exceeds the water solubility of that
chemical (refer to Appendix C, Table E for solubility values) is not allowed.
c)
The contaminants of concern for which a Tier 1 remediation objective has been
developed shall be included in any mixture of similar-acting chemicals under
consideration in Tier 2. The evaluation of 35 Ill. Adm. Code 620.615
regarding mixtures of similar-acting chemicals shall be considered satisfied for
Class I groundwater at the point of human exposure if either of the following
requirements are achieved: Groundwater remediation objectives for chemicals
which affect the same target organ, organ system or similar mode of action shall
be met the requirements of Section 743.505(b)(3). Contaminants of concern for
26
which a Tier 1 remediation objective has been developed shall be included in
any mixture of similar-acting substances under consideration in Tier 2.
1) Calculate the weighted average using the following equations:
W
ave =
x
CUO
x
CUO
x
CUO
x
CUO
x
x
x
a
x
a
1
2
3
1
2
3
+
+
+
+
K
where:
W
ave
= Weighted Average
x
1
through x
a
= Concentration of each individual contaminant at
the location of concern. Note that, depending on
the target organ, the actual number of
contaminants will range from 2 to 14.
CUOx
a
= A Tier 1 or Tier 2 remediation objective must be
developed for each x
a
.
i)
If the value of the weighted average calculated in
accordance with the equations above is less than or equal
to 1.0, then the remediation objectives are met for those
chemicals.
ii)
if the value of the weighted average calculated in
accordance with the equations above is greater than 1.0,
then additional remediation must be carried out until the
level of contaminants remaining in the remediated area
have a weighted average calculated in accordance with the
equation above less than or equal to one; or
2) Divide each individual chemical’s remediation objective by the number of
chemicals in that specific target organ group that were detected at the site.
Each of the contaminant concentrations at the site is then compared to the
remediation objectives that have been adjusted to account for this potential
additivity.
27
d) The evaluation of 35 Ill. Adm. Code 620.615 regarding mixtures of similar-
acting chemicals are considered satisfied if the cumulative risk from any
contaminant(s) of concern listed in Appendix A, Table H, plus any other
contaminant(s) of concern detected in groundwater and listed in Appendix A,
Table F as affecting the same target organ/organ system as the contaminant(s) of
concern detected from Appendix A, Table H, does not exceed 1 in 10,000.
SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
SUBPART I: TIER 3 EVALUATION
Section 742.915
Formal Risk Assessments
A comprehensive site-specific risk assessment shall demonstrate that contaminants of concern
at a site do not pose a significant risk to any human receptor. All site-specific risk assessments
shall be submitted to the Agency for review and approval. A submittal under this Section shall
address the following factors:
a)
Whether the risk assessment procedure used is nationally recognized and
accepted including, but not limited to, those procedures incorporated by
reference in Section 742.210;
b)
Whether the site-specific data reflect actual site conditions;
c)
The adequacy of the investigation of present and post-remediation exposure
routes and risks to receptors identified at the site;
d)
The appropriateness of the sampling and analysis;
e)
The adequacy and appropriateness of toxicity information;
f)
The extent of contamination;
g)
Whether the calculations were accurately performed; and
h)
Similar-acting chemicals shall be specifically addressed. At a minimum, the
chemicals subject to this requirement are identified in Appendix A, Tables E
and F; and
i)
Proposals seeking to modify the target risk consistent with Section 742.900(d)
shall address the following factors:
1)
the presence of sensitive populations;
28
2)
the number of receptors potentially impacted;
3)
the duration of risk at the differing target levels; and
4)
the characteristic of the chemicals of concern.
SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
Section 742.APPENDIX A:
General
Section 742.TABLE E:
Similar-Acting Noncarcinogenic Chemicals with Noncarcinogenic
Toxic Effects on Specific Target Organs/Organ Systems or
Similar Modes of Action
Kidney
Acetone
Cadmium (Ingestion only)
Chlorobenzene
Dalapon
1,1-Dichloroethane
Di-n-octyl phthalate
Endosulfan
Ethylbenzene
Fluoranthene
Nitrobenzene
Pyrene
Toluene
2,4,5-Trichlorophenol
Vinyl acetate
Liver
Acenaphthene
Acetone
Butylbenzyl phthalate
Chlorobenzene
1,1-Dichloroethylene
Endrin
Ethylbenzene
Fluoranthene
Nitrobenzene
Picloram
Styrene
2,4,5-TP (Silvex)
Toluene
2,4,5-Trichlorophenol
29
Central Nervous System
Butanol
Cyanide (amenable)
2,4-Dimethylphenol
Endrin
Manganese
2-Methylphenol
Mercury
Styrene
Xylenes
Circulatory System
Antimony
Barium
2,4-D
cis-1,2-Dichloroethylene
Nitrobenzene
trans-1,2-Dichloroethylene
2,4-Dimethylphenol
Fluoranthene
Fluorene
Styrene
Zinc
Gastrointestinal System
Endothall
Hexachlorocyclopentadiene
Methyl bromide
Reproductive System
Barium
Boron
Carbon disulfide
2-Chlorophenol
1,2 Dibromo-3-Chloropropane (Inhalation
only)
Dinoseb
Methoxychlor
Phenol
Cholinesterase Inhibition
Aldicarb
Carbofuran
Decreased Body Weight Gains
and Circulatory System Effects
Atrazine
Simazine
Adrenal Gland
Nitrobenzene
1,2,4-Trichlorobenzene
Respiratory System
1,2-Dichloropropane
Hexachlorocyclopentadiene
Methyl bromide
Vinyl acetate
Immune System
2,4-Dichlorophenol
p-Chloroaniline
SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
30
Section 742.APPENDIX A: General
Section 742.TABLE F:
Similar-Acting Carcinogenic Chemicals With Carcinogenic Toxic
Effects on Specific Target Organs/Organ Systems or Similar
Modes of Action
Kidney
Bromodichloromethane
Chloroform
1,2-Dibromo-3-chloropropane
2,4-Dinitrotoluene
2,6-Dinitrotoluene
Hexachlorobenzene
Liver
Aldrin
Bis(2-chloroethyl)ether
Bis(2-ethylhexyl)phthalate
Carbazole
Carbon tetrachloride
Chlordane
Chloroform
DDD
DDE
DDT
1,2-Dibromo-3-chloropropane
1,2-Dibromoethane
3,3'-Dichlorobenzidine
1,2-Dichloroethane
1,3-Dichloropropane (Ingestion only)
1,3-Dichloropropylene
Dieldrin
2,4-Dinitrotoluene
2,6-Dinitrotoluene
Heptachlor
Heptachlor epoxide
Hexachlorobenzene
alpha-HCH
gamma-HCH (Lindane)
Methylene chloride
N-Nitrosodiphenylamine
N-Nitrosodi-n-propylamine
Pentachlorophenol
Tetrachloroethylene
31
Trichloroethylene
2,4,6-Trichlorophenol
Toxaphene
Vinyl chloride
Circulatory System
Benzene
2,4,6-Trichlorophenol
Gastrointestinal System
Benzo(a)anthracene
Benzo(b)fluoranthene
Benzo(k)fluoranthene
Benzo(a)pyrene
Chrysene
Dibenzo(a,h)anthracene
Indeno(1,2,3-c,d)pyrene
Bromodichloromethane
Bromoform
1,2-Dibromo-3-chloropropane
1,2-Dibromoethane
1,3-Dichloropropylene
Lung
Arsenic
Beryllium (Inhalation only)
Cadmium (Inhalation only)
Chromium, hexavalent (Inhalation only)
1,3-Dichloropropylene
Methylene chloride
N-Nitrosodi-n-propylamine
Vinyl chloride
Nasal Cavity
1,2-Dibromo-3-chloropropane
(Inhalation only)
1,2-Dibromoethane (Inhalation only)
N-Nitrosodi-n-propylamine
Bladder
3,3'-Dichlorobenzidine
1,3-Dichloropropylene
N-Nitrosodiphenylamine
SOURCE: Amended at 21 Ill. Reg. ______________ , effective __________________.
32
Section 742.APPENDIX A: General
TABLE H: Chemicals Whose Tier 1 Class I Groundwater Remediation Objective Exceeds
the 1 in 1,000,000 Cancer Risk Concentration.
Class I Groundwater 1 in 1,000,000 Cancer
Remediation Objective Risk Concentration ADL
Chemical (mg/l) (mg/l) (mg/l)
Aldrin 0.00004 0.000002 0.00004
Benzo(a)pyrene 0.0002 0.000005 0.00023
Bis(2-chloroethyl)ether 0.01 0.00003 0.01
Bis(2-ethylhexyl)phthalate 0.006 0.003 0.0027
Carbon Tetrachloride 0.005 0.0003 0.00003
Chlordane 0.002 0.00003 0.00014
Dibenzo(a,h)anthracene 0.0003 0.000005 0.0003
1,2-Dibromo-3-chloropropane 0.0002 0.00003 0.0002
1,2-Dibromoethane 0.00005 0.0000004 0.00005
3,3'-Dichlorobenzidine 0.02 0.00008 0.02
1,2-Dichloroethane 0.005 0.0004 0.00003
Dieldrin 0.00002 0.000002 0.00002
Heptachlor 0.0004 0.000008 0.00003
Heptachlor epoxide 0.0002 0.000004 0.00032
Hexachlorobenzene 0.00006 0.00002 0.00006
alpha-HCH 0.00003 0.000006 0.00003
Tetrachloroethylene 0.005 0.0007 0.00001
Toxaphene 0.003 0.00003 0.00086
Vinyl chloride 0.002 0.000015 0.00006
Ionizable Organics
N-Nitrosodiphenylamine 0.01 0.007 0.01
N
-
Nitrosodi-n-propylamine 0.01 0.000005 0.01
Pentachlorophenol 0.001 0.0003 0.001
2,4,6-Trichlorophenol 0.0064 0.003 0.0064
Inorganics
Arsenic 0.05 0.00002 0.001
Beryllium 0.004 0.0000083 0.004
SOURCE: Added at 21 Ill. Reg. ______________ , effective __________________.
IT IS SO ORDERED.
33
I, Dorothy M. Gunn, Clerk of the Illinois Pollution Control Board, hereby certify that
the above opinion and order was adopted on the 2nd day of October 1997, by a vote of 7-0.
Dorothy M. Gunn, Clerk
Illinois Pollution Control Board