ILLINOIS POLLUTION CONTROL BOARD
    April
    9,
    1976
    IN THE MATTER OF
    )
    AMENDMENTS
    TO
    AIR
    POLLUTION
    )
    R75-4
    EPISODE
    REGULATIONS
    INTERIM OPINION OF THE BOARD
    (by Mr. Goodman):
    On March
    21,
    1975,
    the Illinois Environmental Protection Agency
    (Agency)
    filed proposed amendments to Chapter
    2, Part II, Rule 205(f)
    (2) (c), and Part IV.
    The proposed amendments to Part IV were modi-
    fied on May 19,
    1975 and December 15,
    1975.
    On August
    14,
    1975,
    the
    proposals were remanded by Order of
    the Pollution Control Board
    (Board)
    for further study and resubmittal.
    Six hearings were held and sixty-
    three exhibits received into evidence.
    The Board published the Agency
    proposals
    in the ~Environmenta1
    Register~ volumes #100 and #115,
    respectively.
    The amendments to Part IV represent a change
    in Episode philo-
    sophy as that philosophy concerns photochemical oxidants.
    Professor
    Currie,
    in the Opinion accompanying the promulgation of the previous
    Episode regulations,
    stated Episode philosophy as it was generally
    accepted at that time:
    “Episode”
    is a commonly accepted euphemism for an extraordinary
    buildup of air
    pollutants
    as a result of stagnant weather.
    When
    there is little wind and little vertical mixing,
    often because
    of the presence of a layer of warm air above the cool,
    emissions
    that cause relatively little harm under normal weather condi-
    tions can become extremely dangerous.
    Such instances have been
    thoroughly documented over the past forty years; among them
    are the 1948 tragedy in Donora, Pennsylvania, and the 1952
    London disaster that is said to have claimed 4000 lives.
    Illinois has had episodes that serve as grim reminders
    that disaster could strike at any time.
    The well—publicized
    episode of November,
    1969 in Chicago
    is one example.
    It would be folly to ignore these warning signs and to
    rely for protection solely on the ~radual
    process of reducing
    emissions on a regular basis.
    Moreover,
    it may be far less
    costly,
    after reducing regular emissions to a level far below
    The Board expresses its appreciation to Mr. Joel D. Arnold and
    Ms.
    Donna 0. Farley, Administrative Assistants to the Board,
    for
    their work in this proceeding.
    21—169

    —2—
    those now encountered
    in our large metropolitan areas,
    to
    avoid remaining pollution peaks due to abnormal weather condi-
    tions by invoking extraordinary episode controls than to insist
    on controlling for the worst day every day.
    In re Air
    Pollution Episode Revisions,
    P70-7 at
    1
    (December
    9,
    1970)
    Although the Episode Regulations were amended on August
    15,
    1972,
    the Episode philosophy remained the same.
    See In the Matter of
    Proposed Amendments
    to Episode Regulation,
    R72-6.
    Since the promul-
    gation of the current regulations, massive research on ozone and
    photochemical oxidants has been completed and more projects are
    currently underway.
    It has become apparent that ozone and photo—
    chemical oxidants are sui generis.
    Medical Effects
    A major question addressed by the proposed amendments
    is
    the
    effect of ozone on the health of the population and at what level
    certain strategies should be implemented with the object of reducing
    this ozone concentration.
    Ozone has been determined to be
    a serious
    pollutant,
    indeed Dr. Bertram W. Carnow
    (Director of the Environ-
    mental Health Resource Center of the Institute For Environmental
    Quality and Medical Director of the Chicaqo Lung Association)
    ,
    states
    that “ozone
    is certainly the most serious
    of all pollutants”
    (P.106)
    Photochemical oxidants affect the human mucus linings and lung tissue
    cause chromosomal breaks,
    are occulrir irritants and cause red blood
    cell fragility as well
    as enzyme mo3ifications
    (Ex.
    53)
    During the hearings on the proposed amendments
    to the episode
    regulations, medical testimony was received from Dr. Carnow,
    Dr.
    Edward
    J.
    Calabrese
    (Assistant l’rofessor of Environmental Medicine
    at the University
    o1
    Illinois Medical School
    and
    Assistant
    Director
    of Environmental Health Resource Center of IEQ)
    ,
    Dr. Kent
    K. Knock
    (Illinois EPA Toxicologist),
    R.A. Wadden,
    PhD.
    (University of
    Illinois Medical Center)
    and J.W. Masterson
    (Chief Statistician,
    Chicago Board of Health).
    The witnesses and their supporting exhibits stressed the
    importance of the fact that most research in the area involved
    healthy,
    low risk, members of the population.
    Therefore,
    the results
    of the research may not adequately reflect the danger to that portion
    of the population in the high risk categories.
    High risk categories
    would
    include young people,
    those carrying on heavy physical
    activity,
    people with asthma,
    chronic bronchitis, emphysema,
    heart
    disease,
    smokers,
    glucose-6—phosphate dehydrogenase
    (G-6 PD)
    defi-
    dent
    persons,
    and persons with dietary deficiencies with respect to
    vitamins C and E, protein, and selenium
    (Ex.
    53)

    Human exposure to 0,5 ppm of ozone
    for three hours per day,
    six
    days a week for twelve weeks,
    resulted
    in
    a decrease
    in lung capacity
    for as long as six weeks after exposure.
    Two hour exposure to 0.37
    ppm resulted in a significant decrease in lung capacity for over 90
    of the people tested
    (Ex.
    7 and 53).
    In a study of Los Angeles student nurses,
    daily eye discomfort
    increased as daily maximum photochemical oxidant levels exceeded 0.15
    to 0.19 ppm.
    Cough and chest discomfort remained relatively constant
    until 0,30
    to 0.39
    ppm,
    at which time the rates of both symptoms in-
    creased markedly.
    Headache without fever began a slight but constant
    increase at levels of
    0,1 to 0.14 ppm and marked acceleration oc-
    curred at
    0.30 to 039
    ppm.
    (Ex.
    25)
    The American Conference
    of Governmental Industrial Hygienists
    concluded that ozone
    is a “highly injurious and lethal gas at rela-
    tively low concentration
    (a few ppm)
    and at short exposure periods
    (a few hOurs).”
    At lower concentrations, ozone may “initiate,
    accelerate or exacerbate respiratory tract disease of bacterial
    origin.”
    Although there
    is no manifest injury at concentrations
    of 0.1 ppm, this
    level may result in premature aging similar
    to con-
    tinued exposure to ionizing radiation
    (Ex.
    21).
    The Board notes
    that the Threshold Limit Value
    (TLV)
    for ozone
    is 0.1 ppm based upon
    an eight—hour exposure,
    five days per week.
    In
    a
    study of athletic performance
    in the Los Angeles area,
    an
    analysis was made of the correlation between poor performance and
    levels of
    several pollutants.
    Direct correlation was found with
    oxidant levels one hour before the race
    (Ex.
    21)
    It has been shown that ozone affects red blood corpuscles and
    the release of oxygen from hemoglobin
    (Ex.
    53)
    ,
    and that it also
    results
    in chromosome breakage
    in man
    (Ex.
    53, P.116,
    1415)
    It has also been shown that ozone and sulfur dioxide act syner-
    gistically.
    Using maximal expiratory flow rate
    (MEFR)
    at
    50
    vital
    capacity as an index,
    it was found that,
    at 0.37 ppm ozone, a two hour
    period was needed to show
    a significant effect of MEFR.
    However, when
    0.37 ppm SO2 was also present, only
    30 minutes passed before substan-
    tially similar effects occurred.
    (Exs.
    25,
    53, and R.150)
    .
    In
    addition,
    as mentioned previously,
    persons with
    a G-6 PD deficiency
    would have an acute hemolytic response;
    i.e., red blood cells are
    destroyed resulting in hemolytic anemia, when exposed to 0.3 or 0.4
    ppm ozone for not more than
    3 hours.
    It is
    significant that thirteen
    percent of the black population
    in Cook County or 240,000 persons
    in
    the Chicago Area have this deficiency
    (R.l55—6)
    Dr. Carnow testified that, according to the National Academy of
    Science,
    there is no threshhold below which everyone can be protected
    (P.1420).
    In addition,
    there is some evidence that ozone
    is
    a
    21—171

    —4—
    co—carcinogen.
    Ozone inactivates an enzyme called benzopyrene hy-
    droxylase, which destroys benzopyrene,
    a known carcinogen
    (R.1446)
    The Board
    notes that there is a need for more epidemiological
    in—
    vestigations of ozone’s health effects on exposed populations.
    From
    the foregoing review of the record,
    the Board must conclude that ozone
    is an extremely dangerous pollutant, not only at high concentrations
    (that
    is, above 0.37
    ppm)
    but also
    at lower levels where
    symptoms
    are less pronounced.
    Ozone Formation
    Ozone
    (03)
    is the product of the photolysis of NO2
    in the air.
    a reversible reaction NO2
    is photolyzed by ultraviolet light from
    the sun to form NO and
    0;
    the 0 then reacts with 02 to form 03.
    In
    ordinary circumstances the NO will act as
    a scavenger, picking up the
    extra atom of oxygen from ozone to form N02 and
    02.
    However,
    the
    presence of hydrocarbons causes the reversible action to become un-
    balanced and NO
    is converted into NO2 faster than NO2
    is dissociated
    into NO and 0.
    This results in
    a build up of ozone
    in the atmosphere
    arid at the same time reduces the amount of NO available
    to scavenge
    the ozone by reacting with it
    (Exs.
    6,
    22,
    52)
    .
    The diagram and chart
    on the following page illustrate the photolysis
    cycle.
    Dr. Kent Knock,
    the Agency’s Toxic Substance Specialist,
    supported the ozone formation theory as described above.
    In additior
    he stressed the importance
    of the ratios of hydrocarbons
    to nitrogen
    oxides in ozone production
    (P.440—41)
    .
    Another factor
    in ozone pro-
    duction
    is hydrocarbon reactivity
    as measured by the speed with which
    they react photochemically.
    There
    is some evidence that less reactive
    organics may, due to their slower reaction rates, contribute
    to ele-
    vated ozone levels over wider areas and for longer periods of time
    than highly reactive organics
    (P.441).
    Sulfur compounds may also con-
    tribute to ozone formation
    (R.442)
    The presence of high concentrations of ozone seems
    to follow
    a
    diurnal cycle.
    Ozone concentrations increase
    in the presence of
    sunlight to a mid-day peak then decrease
    in the evening.
    The de-
    crease apparently results
    from the cessation of ozone formation at
    night accompanied by the continued scavenging effect of NO together
    with surface contact
    (R.444,
    Ex.
    22).
    Other factors found to be
    associated with high ozone concentrations are high temperatures
    and
    low wind speed
    (Exs.
    6,
    28).
    Quon and Wadden in Oxidants
    in the Urban Atmosphere analyze
    the ratio of hydrocarbons to nitrogen oxides and their effect on
    ambient ozone
    (Ex.
    6)
    .
    They conclude that low ozone concentrations
    will occur at very high or very low precursor ratios.
    Altering
    these ratios through emission control of one pollutant may increase
    or decrease ozone levels.
    This may be the cause of the phenomenon
    known as the “weekend effect.”
    Often ozone increases during the
    weekend due to the change in the precursor ratio between hydrocarbons

    —4a—
    PHOTO C
    EM
    ICA I
    c
    13Y-PEIODUCIS
    Figure
    1.
    Photochemical
    production of
    oxidants.
    TABLE
    1,
    SIMPLIFiED
    SUMM/\RY
    OF
    CHEMICAL
    REACTIONS
    FOR PRODUCTION
    OF OXIDANTS
    O
    DXUJA~ION
    OF
    UHGANIC
    COMPOUJIJS ro
    FORM
    PEFIOXY
    RADICALS
    02
    CH3CH
    CH2+ 0lI.—~,~CH3CH2-O-O+
    112C0
    PROPYLENE
    PEROXY
    RADICAL
    FORMALDEHYDE
    O
    ALDEIIYDES+ 02+
    SUNLIGHT--ADDITIONAL
    PEr.OXY
    RADICALS
    o
    PEROXY
    RADICALS CONVERT
    NO
    TO
    NO2
    CH3CII2-O.O~+
    NO
    -s-N02+
    CH3
    CH2-0
    tH3CU2-0+ 02-*-H02+
    CH3HCD ACETA1.~DEH~DE
    H02+ NO
    -~-NO2
    011
    UP TO FOUR CONVERSIONS FOR EACH
    CA~1BON
    ATOM
    G
    OZONE
    FORMING
    IIEACTI
    ON
    N02i-02
    ~NO+O3
    ULTRA-VIOLET
    O
    OZONE SCAVENGING
    REACTION
    NO+
    03—”-N02+
    02
    VI~OTOCUEMICM. ?-I~RO0UCTS
    ~1MED
    ALDEIIYDES, PAN, AEROSOLS,
    NITRIC ACID.
    11202, 011,
    CO2
    21
    172A

    —5—
    and nitrogen oxides which results
    in reducing the relative amount of
    NO available to scavenge ozone
    (Exs.
    28,
    52).
    In the past,
    ozone control strategies have often been based
    upon reactivity scales which rank individual hydrocarbons on the
    basis of the celerity with which they react photochemically.
    The
    premise was that if the more reactive materials were controlled
    or replaced by less reactive materials,
    ozone concentrations would
    be reduced.
    Quon and Wadden feel that this is
    still a viable control
    technique
    (Ex.
    6).
    Recent studies conclude that past reactivity
    classification has been incomplete
    and, at times, erroneous
    (Exs.
    10,
    52).
    Transport of atmospheric oxidants
    is also becoming recog-
    nized as a critical factor
    in ozone distribution
    (Ex.
    52).
    The emerg-
    ing theory
    is that all hydrocarbons react photochemically;
    the
    less reactive hydrocarbons affecting ozone concentrations farther
    downwind from the emission source
    (Ex.
    52, P.441).
    Transport
    During the past few years
    it has become apparent that the
    photochemical oxidant problem is not limited to the urbanized areas
    of the country.
    Ozone levels
    in rural areas have been measured at
    levels equal to or greater than urban areas
    (Ex.
    18,
    28,
    52,
    60)
    Sources
    of rural ozone include:
    (1)
    downward transport from
    the stratosphere;
    (2)
    generation
    from hydrocarbons emitted by vege-
    tation;
    (3) man—made
    (anthropogenic)
    emissions from urban areas
    transported to rural areas
    (Ex.
    52)
    The U.S. EPA classify the first two sources as
    “natural” sources.
    These natural sources may contribute up to 0.05 ppm to rural ozone
    levels
    (Ex.
    52)
    .
    Levels above 0.05
    in rural areas have some anthro-
    pogenic contribution.
    Recent Illinois data show that transport
    together with natural emission sources may result in levels exceeding
    0.15 ppm.
    (Ex.
    60,
    61).
    Agency testimony stated that Illinois could
    exceed 0.07 ppm even on days when industry and mobile sources had
    completely ceased emissions
    (P.1510).
    The U.S.
    EPA,
    in its latest publication with reference to control
    of pI’iotochemical oxidants, made the following assessment of the trans-
    port-formation problem:
    Oxidants can be formed over long time periods
    during stagnant conditions in high pressure
    systems or during transport of oxidants and
    21
    —173

    —6—
    precursors.
    This
    implies
    that
    the
    long-term
    behavior of oxidants and precursors
    is
    an im-
    portant contributor to oxidant concentrations.
    It also implies that less reactive organic
    compounds..
    .
    can contribute to observed oxidant
    levels... .The studies
    indicate that man-made
    emissions of hydrocarbons are.,.the predominant
    source of the highest
    levels of oxidant.
    (Ex.
    52)
    L.G. Polgar and R.J. Londergan,
    in an Article entitled “Ozone
    Formation and Transport” came to the following conclusion:
    Local contributions
    to ground level ozone,
    at least out
    to 30 km, appear to be definitely
    a minOrity.
    .
    .
    component
    of net ambient ozone...
    Liocal,
    or even small-regional
    scale strategies may not prove to be as successful
    in
    reducing ambient ozone as had been thought
    (Ex.
    28).
    We conclude that in the summer there exists an “ocean of ozone”
    which often blankets large areas of the country.
    This blanket, at
    least in concentrations below
    .15 ppm,
    does not seem to react to
    episode emission control
    strategies
    in local areas
    (P.1306—08, 1317,
    1497,
    Exs.
    28,
    52,
    60).
    Control Strategies
    In the past,
    episode strategies have been based upon the
    premise that reduction of emissions would result
    in immediately
    measurable reduction of pollution levels.
    Ozone,
    however, does
    not react in the same manner as most pollutants.
    As we have dis-
    cussed above,
    high ozone concentrations may blanket parts of the
    State, without regard to local influences.
    (See also P.C. March
    16,
    1976,
    Memo to Board Members from D.O,
    Farley
    Re:
    APCA Ozone
    Specialty Conference.)
    Unlike other controlled air pollutants,
    ozone
    is formed in the
    air,
    and is not emitted
    from a
    source.
    It cannot be traced to speci-
    fic sources due to the involvement of numerous precursors and to the
    strong influence of meteorology on its distribution.
    The following
    variables influence the capability of controlling short-term episodes
    at high ozone concentrations:
    1.
    Prediction of the occurrence or reoccurrence of high
    ozone levels.
    There
    is general concensus that initial
    high ozone occurrence
    cannot be predicted.
    Given high
    ozone on one day,
    however,
    the Agency believes
    it can pre-
    dict its reoccurrence on the following day.
    This
    is based
    on monitoring the meteorological conditions over an area,
    21 —174

    —7—
    in which ozone levels are accumulating
    (P.684—744,
    806-875)
    2.
    Identification of the sources of hydrocarbon and NO~emissions
    which are the precursors of high ozone
    in an area.
    This in-
    volves determining what fraction of the ozone or precursors
    are transported into the area with incoming air masses.
    From
    there,
    the location of the sources of precursor emissions
    (both local and transported)
    must be identified,
    in order
    to
    apply episode controls to those emissions.
    Dispersion
    analyses presently available for source identification are
    crude methods
    (P.684—744,
    1322)
    3.
    Im~plernentationof an emission control strategy,
    to reduce
    emissions from the identified sources.
    The Agency strategy
    is to reduce hydrocarbon and NO~emissions from stationary
    and vehicular sources.
    The effectiveness of the strategy
    will depend on the validity of emission inventories being
    used to estimate reductions,
    the strength of source action
    plans, and the effectiveness of vehicular controls (R.lOlO-
    1041,
    1083—1100,
    Exs.
    23,
    27,
    44)
    4.
    The resulting effect of emission reduction on ambient
    levels of ozone.
    Control will be most effective
    if
    a
    large fraction of local ambient ozone is obtained from
    local emissions.
    This would be most likely
    to occur when
    a stagnant high pressure system is over an area, with
    pollutants accumulating
    in it and little transport taking
    place.
    The effectiveness may also depend on the resulting
    ratio of hydrocarbons to NO~ in the air,
    and on the change
    in mix of hydrocarbons
    in terms of their reactivities.
    It
    is conceivable that emission reduction actions could be
    followed by unchanged or even increased ozone concentrations.
    All of the meteorological,
    chemical,
    and control variables
    must interact effectively to yield an ozone reduction
    (P.684—744,
    764—801).
    The Agency’s control strategies
    as expressed
    in their original
    episode proposal in this proceeding were based upon the orthodox
    episode strategy;
    i.e.,
    a reduction in emission at point X will
    result in
    a lowering of pollutant levels at that same place
    (Ex.
    1).
    This strategy was based upon
    a ozone monitoring system of ten opera-
    tional ozone monitors
    (P.30).
    By the end of the 1975 ozone season,
    the Agency had twenty—four ozone monitors in operation throughout
    the state
    (P.1251).
    After analyzing the data from these monitors
    the Agency shifted its control strategy emphasis
    (Ex.
    47)
    .
    The
    Agency discovered that ozone control actions
    at levels below
    0.15
    ppm are very likely to be meaningless due to the ozone blanket con-
    taining concentrations
    in excess of
    0.1 ppm
    (P.1306-7,
    1319).
    The
    21
    175

    —8—
    Agency stated that the complexity of the ozone cycle would make
    strong emission reductions
    in both the mobile and stationary source
    areas of doubtful efficacy
    at levels before 0.15
    to 0.2 ppm
    (P.1319).
    Therefore,
    the Agency proposes that strong emission control
    strategies be moved to the Red Alert levels of 0.3 ppm
    (Ex.
    47).
    At levels below the Red Alert,
    the Agency contends that it is
    hopeless to reduce the concentrations throughout the state through
    episode strategies
    (R.1508).
    This theory
    is supported by the Federal
    experience
    (Ex.
    52)
    At levels below
    0.3 ppm,
    the proposed control
    strategies are
    nearly
    100
    nondisruptive
    (P.1373).
    The Agency believes that the
    best episode plan of action at these levels
    is to notify persons who
    are highly susceptible and to advise those persons of possible health
    precautions which they can take to protect themselves
    from ozone ex-
    posure
    (P.1306-7,
    1508)
    .
    The Board believes that these conclusions
    are well founded and that for photochemical oxidant episodes such a
    shift in episode strategy
    is mandatory.
    The proposed strategies
    above the level of 0,3 ppm would allow
    the Agency
    to control emissions not only in areas experiencing ele-
    vated levels but also in those areas contributing to the elevated
    levels due to transport
    (P.1312
    see proposed Rule 402(f)).
    While controls below 0.3 ppm are generally voluntary
    (except
    for prohibition of incineration and open burning)
    ,
    above that level,
    controls become mandatory,
    The
    mandatory actions include strong
    mobile as well as stationary source control.
    The Board believes that the only effective method for controlling
    ozone episodes is a constant emission reduction strategy.
    (P.1506,
    Ex.
    6,
    26,
    28,
    52).
    The oxidant problem is not a local problem and
    will not respond to local remedies,
    What
    is needed is
    a regional or
    perhaps nation-wide precursor reduction program.
    The Board will adopt the Agency’s December
    15,
    1975 proposal
    for amendment to the Episode Regulations as these amendments relate
    to photochemical oxidants,
    except for certain minor changes.
    The
    Board will dismiss that portion of the Agency’s proposal which relate
    to pollutants other than photochemical oxidants due to the lack of
    evidence in the record to support those changes.
    The Board will
    also adopt those
    internal procedural
    amendments proposed by the
    Agency.
    The following
    is
    a rule by rule explanation of the major amend-
    ments to the Episode Regulations:
    Rule
    401:
    The Preamble has been deleted,
    The definitions
    21
    176

    —9—
    pertinent to Part IV have taken the Preamble’s place, ex-
    cluding those definitions previously defined in Parts
    I and
    II of Chapter
    2.
    Minor definitional changes have been made
    for clarity.
    Definitions of the terms “Episode,”
    “Fleet
    Vehicle,”
    “Indirect Source,” “Low Sulfur Fuel,” and “Parking
    Lots,” have been added.
    Rule 402(a):
    This rule
    is new and clarifies the role of
    the Agency as the sole authority for declaration of episode
    stages and
    is intended to prevent the issuance of conflicting
    emergency orders.
    Rule 402(b):
    This rule
    is substantially the same
    as old
    Rule
    404,
    Rule 402(c):
    This rule presents the basic sources of
    meteorological information which the Agency may rely upon.
    It
    is
    a non—exclusive list and is intended to provide the
    Agency with needed flexibility.
    In the case of ozone Episodes,
    the following minimal guidelines will be used by the Agency in
    addition to those which may be developed as more research
    is
    undertaken:
    1)
    No significant air mass change for the
    next twenty-four hours;
    2)
    Forecast a maximum temperature equal to or ex-
    ceeding 58°F.;
    3)
    Forecast sky conditions for 1100 hours local
    time of 0.8 cloud coverage or less;
    4)
    Surface winds southerly less than 20 MPH.
    If
    not southerly,
    less than 15
    MPH
    (P.1202, 1927).
    The Board feels that the language contained in this
    Rule must be “general”
    as the state of the art changes
    from month to month.
    Rule 402 (d):
    The purpose of this Rule is to provide the
    Agency with added flexibility in that all emission infor-
    mation sources may be consulted in determining expected
    contaminant emissions.
    Rule 402(e):
    These Rules are substantially the same as
    old Rule
    405.
    As the Board believes these matters to be
    of regional or national concern,
    it is
    in the State’s best
    21 —177

    —10—
    interest to follow Federal guidelines rather than initiating
    its own.
    402(e)(2)
    requires that sampling instruments be
    checked for accuracy before their data are utilized.
    Rule 402(f):
    This Rule provides the procedures
    to be
    followed in determining which areas will be subject to
    Watch, Advisory, Alert, or Emergency declarations.
    Note
    that this Rule allows the Agency to initiate Episode
    actions
    in those areas contributing
    to an Episode occur-
    rence in another area.
    Rule 402 (g):
    This Rule provides that those persons who
    fail to comply with the lawful orders of the Agency during
    an Episode will be subject to the penalties enumerated
    in
    the Act.
    Rule 402(h):
    This Rule limits the Agency’s sealing powers
    to those provided by the Act.
    Rule
    403:
    Rules 403(a),(b),(c)
    and
    (d)
    are substantially
    the same as old Rules
    411(b) (1), (2)
    ,
    (3)
    and
    (4).
    Rule
    403(e)
    is new and requires local agencies to file with the
    Agency Episode operation plans describing procedures
    local
    agencies intend to implement in their routine and Episode
    operations.
    Rule
    404:
    This Rule replaces old Rule
    410.
    Its purpose
    is to require plans from significant air contaminant
    emission sources.
    Rule 404(a):
    This Rule requires the submission of plans
    ~~igned
    to reduce the emission of contaminants during
    Episodes, on forms to be provided by the Agency, within
    180 days of Part IV’s effective date.
    Note that Rule
    404(c) (2) may require the submission of a plan within
    30
    days of notification.
    Rule
    404 (b):
    This Rule lists those facilities which are
    required to file action plans with the State.
    Note that
    nuclear power stations are exempted by subsection
    (1)
    .
    Sub-
    section
    (2) exempts those fuel combustion emission sources
    which are not required, by Part I of this Chapter, to obtain
    a permit.
    Subsection
    (5) exempts those parking lots
    in major
    metropolitan areas exceeding 200 spaces which predominantly
    serve residences, medical facilities,
    transportation termi-
    nals, grocery stores and pharmacies,
    and employee lots.
    21 —178

    —11—
    Similarly,
    subsection
    (6) exempts
    fleet vehicles used
    for delivery of grocery, pharmaceutical and medical pro-
    ducts.
    The purpose of this Rule is
    to require action
    plans from all significant air contaminant emission sources.
    The fact that
    a source
    is not required to file an action
    plan does not relieve
    it of its duty to conform to those
    actions required by Part IV.
    Rule 404 (c)
    :
    This Rule requires facilities filing action
    plans to inform the Agency of any operational changes which
    might affect action plans.
    The Agency may require action
    plans to be revised.
    Subsection
    (2) allows the Agency to
    request an action plan within
    30 days of notification.
    Sub-
    section
    (1)
    enumerates those Agencies
    to which action plans
    are to be submitted on the basis of geographical
    area.
    Rule 404 (d):
    This Rule specifies the minimal contents of
    action plans including significant air contaminant source
    locations,
    emission reduction plans and expected effective-
    ness thereof for each episode
    level.
    Subsection
    (2)
    requires
    stockpiling of low sulfur fuel for certain facilities.
    Sub-
    sections
    (3)
    and
    (4) are related to plans for parking lots and
    fleet vehicles.
    Subsection
    (5) requires that plans include
    methods by which compliance with the emission reduction action
    tables will be achieved.
    Rule 404(e):
    This Rule merely restates old Rule 4l0(f),(h)
    and
    (i).
    Rule
    405:
    This Rule describes the criteria for declaring the
    episode stages.
    Rule 405(a):
    This
    is a chart which sets the levels and
    averaging time for each episode stage.
    The only changes
    which have been made are found in the ozone criteria.
    We
    have deleted the watch level and replaced it with an “advisory”
    at
    .07 ppm based upon a two—hour average.
    The purpose of an
    advisory
    is to alert those portions of the population which
    are considered
    to be high risk.
    An ozone advisory does not
    initiate that portion of watch procedures requiring
    24 hour
    surveillance of monitors.
    It does require the Agency to
    issue
    a warning to the high risk group described previously
    in this Opinion.
    Although the Agency contended that setting
    the level
    at .07 ppm would result
    in
    a blase attitude on the
    part of the news media and those affected, the Board believes
    that the health consequences are significant enough to retain
    this level.
    The Board believes that those persons
    in the high
    21
    179

    —12--
    risk
    category
    must
    he
    warned.
    As
    the
    Agency
    has
    provided
    no
    evidence
    to
    show
    that
    this
    group
    would
    ignore
    repeated
    warn-
    ings,
    the
    0.07
    ppm
    standard
    is
    retained.
    The Yellow Alert level has been set at 0.17 ppm based upon
    a one—hour average.
    The level
    is derived from medical evidence
    presented
    to the Board,
    Its purpose
    is threefold:
    1)
    To warn
    those portions of the population which, although not in the
    high risk category, may be affected at these
    levels.
    As most
    of the research shows adverse effects at levels of 0.2
    ppm and above for young healthy adults, the 0.17 ppm level
    is
    to warn those portions of the population which may not be
    young or healthy but at the same time are not within the high
    risk category.
    (2) The Yellow Alert places the Agency on 24
    hour alert and initiates voluntary and required actions.
    (3)
    The Yellow Alert will announce to those facilities having
    action plans that they must begin consideration of the implemen-
    tation of those plans.
    The Red Alert level
    is 0.30 ppm on a one—hour average.
    While this level
    is also based upon health,
    in that the entire
    population
    is adversely affected,
    it is also the level at which
    emission reductions will affect ozone formation.
    The Emergency level has been lowered to 0.50 ppm on a one—
    hour average to conform to Federal guidelines and prevent the
    occurrence of
    0.6,
    the significant harm level.
    Rule 405(b):
    This Rule states the criteria for declaring
    a Watch or,
    in the case of ozone,
    an Advisory.
    The criteria
    are based upon meteorological factors.
    Note the improved
    language reflecting ozone’s peculiar diurnal cycle through-
    out Rule
    405,
    Rules 405(c) Cd) and
    (e):
    These Rules state the criteria
    ~
    declaring yellow, red and emergency episode stages,
    respectively.
    Each requires that the previous episode stage
    has been in effect for a specified time period,
    i.e.,
    4 hours
    each for Yellow and Red Alerts,
    12 hours for Emergency.
    In
    addition the alert level for that episode stage must have
    been equaled or exceeded and meteorological
    forecasts indicate
    that no substantial improvements
    in conditions will occur
    in
    the next
    12 hours.
    The Red Alert or Emergency episode stage
    may also be declared even though its contaminant level has
    not been equalled or exceeded if the previous alert level has
    been equalled or exceeded for the preceding
    24 hour period
    and all other requirements have been met.
    21—180

    -13-
    Rule 405(f):
    This Rule provides the Agency with authority
    to terminate Episode stages.
    Rule
    406:
    This Rule sets forth those parties
    to be notified
    in the event of an episode stage and the contents of the
    notification.
    Rule 407(a):
    This Rule describes actions to be taken
    at
    the Watch or Advisory Stage.
    Note that in the case of an
    ozone Advisory,
    the Agency need not gear up until the Yellow
    Alert level
    is reached.
    Rule 407(b):
    This Rule describes the actions to be taken
    at
    the Yellow, Red and Emergency stages.
    This would
    include the
    implementation of approved action plans and those actions set
    forth in the “Required Emission Reduction”
    charts.
    Chart
    2
    does not change actions from those required in the present
    Rules;
    it merely combines them into one chart.
    Exhibits
    27
    and
    44 present estimated ozone precursor emission reductions
    based upon the actions enumerated
    in Chart
    I at the Red Alert
    stage.
    The total reduction for organics would be approxi-
    mately 60.
    The total reduction in nitrogen oxides would be
    approximately 32.
    Note that mobile sources account for 50
    of the organic emissions.
    Chapter
    2, Part
    II, Rule 205(f) (2) (c) deletes the exception to
    the eight pound per hour rule during
    a watch, alert or emer-
    gency stage.
    Emergency Regulation
    On March 15,
    1976,
    the Agency filed a motion with the Board
    seeking the enactment of these amendments under the emergency pro-
    visions of the Environmental Protection Act.
    Chapter 111
    1/2 section
    1027(b)
    of the Illinois Revised Statutes
    (1975)
    states that before
    adoption of any regulations or amendments to existing regulations,
    the Board must conduct economic impact hearings.
    That same section
    provides an exception to the economic impact hearing procedure where
    a severe public health emergency
    is involved:
    When the Board finds that a severe public health
    emergency is involved in relation to any proposed
    regulation,
    the Board may provide that such regu-
    lation shall take effect without delay and permit
    the Board
    to proceed with the required hearings and
    studies while the regulation continues in effect.
    21—181

    —14—
    The
    Board
    holds
    that
    a severe public health emergency
    is in-
    volved in relation to the proposed episode regulations.
    The ozone
    season begins in May,
    and to wait until economic impact hearings
    are held would result
    in delaying promulgation of these regulations
    until the 1977 ozone season.
    Therefore the proposed amendments to
    the Episode Regulations shall take effect without delay, and the
    Board will proceed with economic impact hearings and studies while
    the regulations continue in effect.
    Section 1028 of Chapter
    111 1/2 of the Illinois Revised
    Statutes
    (1975)
    provides:
    No rule or regulation,
    or amendment or repeal there-
    of, shall become effective until a certified copy
    thereof has been filed with the Secretary of State,
    and
    thereafter
    as provided
    in “An Act concerning adrninistra—
    tive rules,” approved June
    14,
    1951 as amended.
    Section 266 of “An Act concerning administrative rules”
    (Ill.
    Rev.
    Stat.
    1975, Chapter 127 §266)
    states:
    266.
    Certified copies of new rules
    to be filed with
    Secretary of State—Effective date of rules
    §4.
    A
    certified copy of every rule adopted by an agency
    subsequent to the effective date hereof shall be filed
    with the Secretary of State and no such rule shall
    become effective less than ten days after the copy
    thereof has been
    so filed, except that,
    in
    case of
    emergency,
    a rule may become effective immediately
    upon such filing
    if accompanied by a certificate
    executed by the director,
    chairman or officer
    in
    charge of the agency stating the specific reasons
    for the emergency.
    The proposed regulations will be filed with the Secretary of
    State in the manner prescribed by Section
    266
    so as to become effec-
    tive immediately upon said filing.
    In promulgating
    these regulations,
    the Board
    is of the opinion
    that a necessary corollary to them is effective continuous emission
    control of ozone precursors.
    The Board therefore strongly urges
    that the Agency,
    the Institute and the U.S. EPA quickly review their
    current continuous control philosphy.
    This would include
    a redefi--
    nition of reactivity and a close scrutinization of current precur-
    sor emission limitations.
    Mr. Jacob D. Dumelle concurs and will file a Concurring Opinion.

    —15—
    I, Christan L. Moffett, Clerk of the Illinois Pollution Control
    Board hereby certify the above Interim Opinion was adopted on the
    9th day of April,
    1976 by a vote of
    5-0.
    Christan
    L.
    Moff
    ,
    Clerk
    Illinois
    Pollutio
    ontrol
    Board
    21
    1R~

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