ILLINOIS POLLUTION CONTROL BOARD
    April 12, 1979
    ILLINOIS ENVIRONMENTAL
    )
    PROTECTION AGENCY,
    )
    Complainant,
    )
    PCB 77—275
    RALPH
    KORTE CONSTRUCTION CO.,
    INC.,
    )
    a Delaware corporation,
    Respondent,
    MR. REED
    W. NEUMAN, ASSISTANT ATTORNEY GENERAL, APPEARED ON
    BEHALF OF THE COMPLAINANT.
    MATEYKA
    AND
    HILL, ATTORNEYS AT LAW
    (MR.
    THOMAS A.
    HILL,
    OF
    COUNSEL), APPEARED ON BEHALF OF THE RESPONDENT.
    OPINION AND ORDER OF THE BOARD
    (by Mr. Werner):
    This matter comes before the Board on the October 25, 1977
    Complaint brought by the Illinois Environmental Protection Agency
    (“Agency”).
    On November
    9,
    1977, the Respondent filed a Motion
    to Dismiss the Complaint.
    On November 17, 1977, the Complainant
    filed an Objection to the Respondent~sMotion to Dismiss based on
    the rationale that
    it had cured the defective Complaint by its
    Motion to Amend the Complaint which was concurrently filed on
    November 17,
    1977.
    On November 23,
    1977, the Board denied the
    Respondent~sMotion to Dismiss and granted the Complainant~s
    Motion to Amend the Complaint.
    On December 16,
    1977, the Agency
    filed a Motion for Leave to File a Second Amended Complaint, and
    the Board granted this motion on December 20,
    1977.
    The Second
    Amended Complaint alleged that the Respondent violated Rule 951(a)
    and Rule 952(b)
    of Chapter
    3:
    Water Pollution Regulations
    (“Chapter
    3”)
    and Section 12(b)
    of the Illinois Environmental
    Protection Act
    (“Act”)
    by causing or allowing the construction
    and operation of specified sewer systems since November 22, 1974
    without first having obtained the requisite Agency permits.
    The
    Second Amended Complaint also alleged that,
    on April
    1,
    1977, the
    Respondent violated Rule
    201A of Chapter
    6:
    Public Water Supply
    Regulations and Section 15 of the Act by causing or allowing the
    construction of a water main extension without first having
    obtained the necessary Agency permit.
    On March 22,
    1978,
    33—331

    —2—
    the parties filed
    a Joint Motion for a Stay of Hearing in this
    case until no later than
    30 days after the issuance on a final
    Board Order on a Variance Petition to be filed by the Respondent,
    and
    the
    Board granted this motion on March
    30, 1978.
    On June
    2,
    1978, the Complainant filed a motion that requested the Board to
    set aside its prior Order dated March 30, 1978 which stayed the
    hearing in this case,
    and the Board granted this motion on
    June 22,
    1978.
    A hearing was held on February 27,
    1979.
    The
    parties filed a Stipulation and Proposal for Settlement on
    March
    1,
    1979.
    The Stipulation of Facts indicated
    that the parties
    agree that the Complainant should be allowed to amend instanter its
    Second Amended Complaint so that all references to
    “Rule
    2lOA”
    of
    the Board~sPublic Water Supply Regulations should be changed
    to
    “Rule 2OlA.”
    (Stip.
    2).
    Accordingly,
    the Board hereby grants the
    Complainant~smotion to correct the typographical error pertaining
    to Rule 201A of Chapter
    6:
    Public Water Supplies.
    The Respondent, Ralph Korte Construction Co.,
    Inc.
    (“Korte”)
    is a
    corporation
    organized under the laws of the State of
    Delaware,
    and is authorized to do business
    in the State of Illinois.
    On
    April
    1,
    1977,
    the Respondent constructed a water main
    extension
    to the City
    of Highland, Illinois, public water supply.
    This
    extension consists
    of approximately three hundred
    (300)
    feet
    of
    pipe and is
    located in an area
    known as
    M. Matter
    Second
    Subdivision in the City of
    Highland.
    (Stip.
    2).
    Prior to the
    filing of the Complaint in this matter, Respondent had
    not been
    issued a permit by the Agency to construct this water main
    extension,
    as required by Rule
    2OlA of Chapter
    6:
    Public Water
    Supplies
    (“Chapter 6”).
    The Agency
    first became aware of the
    existence of the water main extension
    as the result
    of
    a
    water
    main break which occurred
    on May
    7,
    1977.
    (Stip.
    2-3).
    Sometime after November 1,
    1974,
    the Respondent constructed
    and allowed the use
    or operation of
    a sewer system
    located near
    U.S. Route 40 in
    the City of Highland, consisting of approximately
    1100
    feet of eight inch pipe and five
    manholes, which transports
    wastewater from the
    Ralph Korte Construction Company building,
    two trucking company buildings, and a mini-warehouse facility
    to
    the City of Highland sewage system.
    (Stip.
    3).
    Moreover,
    sometime after November
    1, 1974,
    Korte constructed and allowed
    the use or operation of a sewer
    system,
    consisting of
    approximately 1000 feet of eight inch pipe,
    four manholes and a
    lift
    station, located south of U.S. Route
    40 in the City
    of
    Highland, in an area known as M. Matter Subdivision which
    transports wastewater from Dowell Industrial
    Supply, Ultralife
    Laboratories and Ralph Ethridge Sports,
    Inc.
    (Stip.
    3).
    Additionally,
    sometime after November 1, 1974,
    the Respondent
    constructed a sewer
    system,
    designed to carry wastewater,
    consisting of approximately
    800 feet of eight and ten inch pipe
    33—332

    —3—
    and located north of
    Illinois Route 143 in the City of Highland,
    in an area known as Northtown East Executive Park.
    However,
    prior to the filing of the Complaint in this matter,
    the
    Respondent had not been issued either Construction or Operating
    Permits by the Agency for any of the previously described sewer
    systems,
    (Stip.
    3).
    On
    February 29, 1969, the Illinois Sanitary Water Board,
    in
    a letter to the City of Highland, placed the City’s treatment
    plant on restricted status, saying no further extensions or hook-ups
    to the City’s sewer system would be allowed until the treatment
    system was modified to create adequate capacity for the needs of
    City residents.
    That restricted status, ordered again by the
    Agency in 1971, has remained in effect at all times relevant to
    this case.
    (Stip.
    4).
    On October 22,
    1974, the Respondent
    received a letter from the Agency’s Division of Water Pollution
    Control, Permit Section,
    denying Respondentts application for
    permits for the sewer systems in question, because the City of
    Highland remained on restricted status.
    On December 27,
    1974,
    Korte received a letter from the Director of the Agency explaining
    that the permit denial letter was necessitated by the City~s
    continuing restricted status.
    (Stip.
    4).
    The Sewer systems described above apparently were constructed
    with the knowledge and acquiescence of City officials in Highland,
    and the City has been charging sewer usage
    fees to those
    businesses connected since the time of their connection to the
    sewer system.
    Under existing Board rules,
    each business apparently
    could have connected to the system individually without needing
    Agency construction or operating permits.
    (Stip.
    4).
    The City
    of Highland has completed construction of a new sewage treatment
    plant to ease the overloading problem; and the restricted status
    has recently been removed by the Agency.
    Because the Respondent
    was unable to obtain permits for the sewers in
    the face of the
    sewer ban, the
    Respondent was compelled to seek a Variance to use
    these sewer systems,
    In a related proceeding, Korte v. EPA,
    PCB 78-103
    (July
    20, 1978),
    the Respondent was granted a Variance
    from Rule
    962 of Chapter
    3:
    Water Pollution Regulations.
    (Stip.
    5).
    For purposes of
    the proposed settlement only, the parties
    have stipulated that the Respondent caused or allowed the
    violations alleged in each of Counts
    I and II of the Second
    Amended Complaint.
    Subsequent to the filing of this Complaint,
    the Respondent, per agreement with the Agency, submitted as-built
    plans and
    4 water samples pertaining to the water main extension
    to the City of Highland public water supply.
    Based on this
    information,
    the Agency on August
    3, 1978 issued Operating Permit
    #3-FY1979 for the water main extension.
    (Stip.
    6).
    Also
    subsequent to the filing of the Complaint in this matter, and
    after
    the issuance of the Board’s Order of July 20, 1978
    granting
    33—333

    —4—
    a variance in PCB 78-103,
    the Respondent was issued Operating
    Permit #l978—IA--2015 by the Agency on October
    4,
    1978 for its
    sewer systems.
    To this
    date,
    no Operating Permit has been
    issued, although a permit
    application was submitted to the
    Agency pertaining
    to one of the sewer systems.
    (Stip.
    6).
    The
    proposed settlement agreement provides that the
    Respondent agrees to admit the violations as charged in Count
    I
    of
    the
    Second Amended Complaint and agrees to pay
    a stipulated
    penalty of $2,500
    for the violations
    of Count
    I.
    Additionally,
    the Respondent agrees
    to admit violating Section
    15 of the Act
    and Rule 2OlA of Chapter
    6:
    Public Water Supply Regulations
    as
    charged in Count II of the Second Amended Complaint and agrees
    to pay a stipulated penalty of $500 for these violations.
    In evaluating this enforcement action and proposed
    settlement, the Board has taken into consideration all the facts
    and circumstances
    in light of the specific criteria delineated in
    Section
    33(c)
    of the Illinois Environmental Protection Act.
    The
    Board finds the stipulated agreement acceptable under Procedural
    Rule 331 and Section
    33(c)
    of the Act.
    The Board finds that the
    Respondent, Ralph Korte Construction Co., Inc.,
    has violated
    Rule
    951(a)
    and Rule 952(b)
    of Chapter
    3:
    Water Pollution Regulations
    and
    Section 12(b) of the Act;
    and has violated Rule 2OlA of
    Chapter 6:
    Public Water Supply Regulations and Section 15 of the
    Act.
    Accordingly,
    the Respondent shall pay the stipulated penalty
    of $3,000 for these violations.
    This Opinion constitutes the Board’s findings of fact and
    conclusions of law in this matter.
    ORDER
    It
    is the Order of the Illinois Pollution Control Board that:
    1.
    The Respondent has violated
    Rule
    951(a)
    and Rule 952(b)
    of Chapter
    3:
    Water Pollution Regulations and Section 12(b)
    of
    the
    Act;
    and has violated Rule 2OlA of Chapter
    6:
    Public Water
    Supply Regulations and Section
    15 of the Act.
    2.
    Within
    45 days of the date of this Order, the Respondent
    shall
    pay the stipulated penalty of $3,000
    ,
    paymentto
    be made
    by certified check or money order to:
    State of Illinois
    Fiscal Services Division
    Illinois Environmental Protection Agency
    2200 Churchill Road
    Springfield, Illinois
    62706
    33—334

    —5—
    3.
    The Respondent shall comply with all the terms and
    conditions of the Stipulation and Proposal for Settlement filed
    March
    1, 1979, which is incorporated by reference
    as
    if fully
    set forth herein.
    I, Christan L.
    Moffett, Clerk of the Illinois Pollution
    Control Board, here~ycertify the above Opinion and Order were
    adopted
    oii the
    /~L
    ~
    day of
    _________________,
    1979 by a
    vote of
    ~
    .
    Christan
    L. Moffe~1~lerk
    Illinois Pollution Control Board
    33—335

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