ILLINOIS
    POLLUTION CONTROL BOARD
    February 17,
    1982
    ALBURN,
    INC.,
    Petitioner,
    v.
    )
    PCB 80—189
    80—190
    ILLINOIS ENVIRONMENTAL PROTECTION AGENCY,
    )
    )
    Respondent.
    ROY M.
    HARSCH (MARTIN, CRAIG, CHESTER & SONNENSCHEIN) APPEARED ON
    BEHALF OF PETITIONER.
    H.
    ALFRED RYAN, JUDITH GOODIE, AND MARY JO MURRAY (ASSISTANT
    ATTORNEYS GENERAL) APPEARED ON BEHALF OF RESPONDENT.
    OPINION AND ORDER OF THE BOARD
    (by J.
    Anderson):
    This matter comes before the Board on the October 14,
    1980
    appeals by Album,
    Inc.
    (Album) of certain conditions contained
    i~a construction permit
    (80-190) and an operating permit (80—189)
    each of which was issued by the Illinois Environmental Protection
    Agency (Agency) on September 26,
    1980.
    The permits govern
    operation of a liquid waste incinerator constructed in 1974 and
    located at 2400 East 119th Street,
    Chicago, Illinois.
    The
    procedural history concerning both the initial issuance of these
    permits and the appeals before the Board has been lengthy,
    coa~plex,
    and in the Board’s experience, more than usually adversarial.
    Album,
    incorporated
    in October 1978,
    assumed physical
    operation of the incinerator in fall, 1979, operating pursuant to
    a permit expiring December
    3,
    1979 issued to one William Petrich,
    a predecessor in interest
    (R. 714, 720,
    Alb.
    Ex. 12,
    Att.
    6).
    On
    September
    7,
    1979 Album
    applied for renewal of this operating
    permit, which application was supplemented by letter of January 2,
    1980
    (Alb.
    Gr.
    Ex.
    6,
    Ex.
    12).
    Following a meeting with the Agency
    January 22,
    1980, a further supplemental request for a renewed
    operating permit was submitted January 24,
    1980.
    Additional
    information was supplied in response to Agency request on
    February 12,
    1980.
    This permit was denied February 20, 1980.
    However,
    on January 23,
    1980 Album
    had made initial
    application for a construction permit, which the Agency granted
    February 20,
    1980,
    “to permit debugging,
    stack testing and
    establishment of maintenance and operating procedures for the
    facility” (Agency Ex,
    1,
    5
    Mb.
    Ex.
    4,
    It.
    22).
    45—397

    2
    Album
    then operated on an infrequent basis,
    making
    modifications
    to its scrubber and conducting unofficial stack
    tests.
    An official
    stack test,
    required by the construction
    permit,
    was conducted June
    2,
    1980
    (R.
    279—80,
    417—18,
    Aib.
    Gm.
    Ex.
    6).
    During this period,
    Alhurrt was engaged in frequent
    discussion with the Agency.
    By letter of July 16,
    1980 Album
    sought modification of the
    February construction permit,
    insofar as
    it prohibited incineration
    of “chlorinated organic waste”
    (Alb.
    Ex.
    5,
    It. 26).
    On August
    6,
    1980 Album
    requested Agency reconsideration of the Agency’s
    February 20 denial
    of the operating permit renewal application of
    September,
    1979 as supplemented January,
    1980
    (Alb.
    Ex.
    5,
    It.
    13).
    On September 9, 1980 the Agency issued
    to Album
    a revised
    construction permit,
    and an initial operating permit.
    These permits by their terms expired January
    9, 1981
    (which
    issue is one of the many here appealed).
    On January 26,
    1981
    the Agency purported to issue new permits, conditions
    of which
    were appealed by Album
    February
    13, i9~1in PCB
    81—23,
    81-24.
    On March 19,
    1981 the Board dismissed PCB 81—23,
    24, holding that
    “u)nless
    the proceedings
    in PCB 80—189 and 80—190 are
    to be withdrawn, and modified or new permits are to be
    subsequently issued the prior permits remain
    in full
    legal effect.. .if permit applicants appeal
    a permit
    to the Board,
    and subsequently
    try
    to settle their
    contentions with the Agency,
    then upon resolution of
    those contentions the appeal
    to the Board should be
    dismissed.”
    In response to an Album
    motion,
    on May
    1,
    1981 the Board
    stayed the effect of contested conditions of the September,
    1980
    operating permit
    and of the contested revisions made September,
    1980 to the February 1980 construction permit.
    The stay has
    continued
    in effect during the pendency of this action,
    despite
    Agency motions to lift it, based
    on the Board’s repeated findings
    that no environmental harm has been alleged, and that Album
    had
    alleged that lifting of the stay would cause
    it great economic
    harm (Orders of June
    10, July 15, November 5,
    1981).
    After
    a particularly acrimonious discovery period
    (see Orders
    of May 28 and June 16,
    1981) hearings
    in these appeals were held
    July 16,
    17,
    24,
    27,
    28 and August
    5,
    1981.
    Both Album’s Brief
    of October 30,
    1981 and the Agency’s Brief of November 24,
    1981
    request the Board’s review of various evidentiary rulings made
    by the Hearing Officer.
    PENDING MOTIONS
    Album
    moves the Board
    to
    strike certain testimony of Agency
    witnesses Bharat Mathur and James Cobb,
    both of whom reviewed and
    wrote the permits here at issue.
    Their testimony indicates that
    45—398

    3
    they relied upon certain information not contained in the Agency
    record as
    required to be filed by Procedural Rule 502(a)(4).
    The
    motion is denied in part and granted
    in part.
    The Agency need not include in its record copies
    of
    IJSEPA
    rules and proposals of which the Board
    may
    take judicial notice,
    although citation to such materials would be of assistance to
    both the Board and the petitioner.
    Articles and textbooks
    generally available and relied upon by practitioners
    in the field
    of
    air pollution control
    also need not be included in the Agency
    record.
    Album’s motion
    is denied as
    it relates to such material.
    Where
    as
    a matter of Agency routine an employee has made
    written notes
    of discussions with USEPA officials or other persons,
    and has relied upon such discussions
    in drafting a permit,
    such
    notes should be included
    in the Agency record.
    As the record in
    this case does not indicate whether telephone notes ever were made
    of the discussions referred to in testimony, Album’s motion
    is
    denied.
    Agency reliance was also placed on a 1974 stack test
    (R. 953),
    certain historical information
    in the Agency files
    (R.
    864,
    868),
    and
    a draft of the “Miter Report” to USEPA,
    “an informational paper
    presentingl
    tentative information
    for
    limited distribution”
    (R.
    877).
    These items should have been included in the Agency record,
    as they are otherwise inaccessible
    to the permittee and the Board.
    Testimony concerning these items is accordingly stricken.
    Album
    also moved to delete testimony concerning the
    existence of barrels
    of waste on certain pieces of property near
    the incinerator site.
    This motion
    is denied.
    Album
    has availed
    itself of the opportunity to enter its own witness testimony
    (R.
    722—725)
    to counter any inferences made in the Agency’s opening
    remarks
    (R.
    32—35).
    Finally.
    Album
    objects to failure on the Agency’s part to
    answer with specificity Interrogatories
    1 and
    5 of June
    1,
    1981.
    While Album
    objects,
    it requests no specific relief.
    The Board
    accordingly will take no action on what is, at best an untimely
    protest.
    The Agency has
    “registered its obiection to the prejudice of
    the Hearing Officer against the Agency from the beginning of the
    proceedings”
    (Brief at 51), particularly as they relate to a
    conference
    call ordered
    to be made at hearing
    (R.
    743—44,
    747—58,
    804-5),
    and “improper pre—judgment” of issues.
    Reviewing the
    history of the action
    as well
    as the 1000—odd page hearing record,
    the Board finds no evidence of bias on the part of its Hearing
    Officer.
    As reflected
    in the hearing record as well as
    in appear-
    ances before the Board itself,
    this action has been characterized
    by allegations by each party that the other has acted in bad faith,
    verbal sparring, and other indicia of personal animus.
    The Rearing
    Officer has,
    in the main,
    properly and correctly exerted his
    45—399

    4
    authority under
    what were
    apparently trying circumstances for all
    concerned.
    While the Hearing Officer offered remarks on ultimate
    issues of the case, these comments did not abridge the parties’
    rights to make a full record for the Board, which as the parties
    are aware, makes
    all ultimate
    decisions on contested
    issues.
    THE FACILITY
    The Album
    site includes a liquid water incinerator with
    scrubber,
    a scrubber feed water pit, and a collection of waste
    solvent storage tanks
    (listed below).
    Storage Tanks
    Code
    Description
    Number
    Ca~ac
    j~al)
    Al, A2(a)
    day
    tank
    (batch)
    2
    4,500
    U1,
    U2
    underground solvent tank
    2
    10,000
    Ql,
    Q2,
    Q3,
    Q’l, Q5, Q6
    underground solvent tanks
    6
    10,000—12,000
    P1,
    P2,
    P3
    solvent waste receiving pits
    3
    2,000
    T
    waste oil tanks
    l2~~
    3,000—18,000
    (a)
    Respondent
    Ex.
    1;
    (R. 584—586)
    (b)
    (R.
    600)
    The incinerator is a refractory lined tube
    24 feet long with
    a diameter of
    5 feet
    4 inches
    (R.
    103).
    The burner, manufacturcd
    by Hauck
    (R.
    175)
    injects the waste
    solvent through a one-eighth
    inch orifice
    (R.
    87) on the centerline of the incinerator
    (R.
    980).
    Residence time of the combustible material in the incinerator is
    2.3 seconds
    (R.
    166).
    The waste solvent is filtered prior to
    blending
    in the day tank and is filtered prior to the burner
    (R.
    109).
    An automatic burner shut off will be activated if the scrub-
    ber flow fails
    (R,
    167) or if there is no flame in the incinerator
    (R.
    457).
    The temperature in the incinerator is monitored by a
    thermocouple and is recorded on a strip chart
    (R.
    376).
    The scrubber,
    or spray tower,
    is a chamber 21 feet high and
    with a diameter of
    18 feet which contains four
    14’ foot spray
    bars, each with 100 spray nozzles
    (Petitioner Ex.
    8).
    The flow
    rate of the scrubbant liquid is 500-700 gallons per minute
    (R.
    156).
    The scrubbant liquid is waste water that is stored in a
    200,000 gallon pit (Respondent Ex.
    1).
    The stack is 60 feet
    high with a diameter of
    8 feet
    6 inches
    (Petitioner Ex.
    8).
    45—400

    5
    APPEALED CONDITIONS
    Album
    appeals the following conditions
    in each of its permits~
    Construction Permit
    1.
    Expiration date of January 1,
    1981.
    2.
    Installation of continuous monitors with strip chart
    recorders for a) oxygen, carbon dioxide, carbon monoxide, and b)
    hydrocarbons.
    3.
    Stack tests including raw feed characteristics and
    volume
    showing compliance with
    (Rule 203(e)(3)
    particulate
    standard of 0.2 gr/scf corrected to 12
    CO2 and showing 99.9
    combustion and destruction efficiencies.
    4.
    Submission of
    a plan for disposal
    of stored waste “in
    a proper manner other than incineration”.
    (This waste had been
    stored in the
    “T” tanks by a previous lessee of the site.)
    5.
    Installation of an automatic interlock system causing
    incinerator shutdown in the event of scrubbant flow failure or
    improper reduction of combustion chamber temperature.
    6.
    “Requirements for Determination of Waste Similarity”.
    7.
    Limitation of future permits to waste for which
    successful tests are received.
    2perati~Permit
    1.
    Expiration date of January
    9, 1981 with renewal
    contingent on compliance with construction permit.
    2.
    Compliance with Rule 203(e)(3) emission standard of 0.2
    gr/scf at 12
    CO2.
    a)
    Receipt of Special Waste Disposal Permit for each
    waste to be incinerated.
    Permits not
    issued if wastes do not
    meet specifications.
    1) higher heating value of at least
    10,000 l3tu/lb.,
    2) ash content 1
    wt.
    3) chlorine content
    of less than
    8
    wt.
    4) moisture content less than 10,
    5)
    flash point less that 140°F
    b)
    15 minute test burn prior to initial waste
    acceptance.
    c)
    ManiEest discrepancy tests of successive shipments
    to assure
    1)
    flash point difference of only ±10°F,
    2)
    moisture content of 10.
    3.
    a)
    Limitation of incinerator feed rate to lesser of
    3.5 gallons per minute or 2,000 lbs./hr.
    45—401

    6
    4.
    Compilation of incinerator
    logs showing
    a)
    1)
    Waste’s heating value and ash, moisture and
    chlorine contents;
    2) batch’s incineration time
    3)
    volume,
    and
    4)
    specific gravity.
    b)
    logging of operating parameters every 15 mm.
    for,
    in the stack gas,
    1)
    temperature,
    2) 02?
    3)
    C02,
    and
    4)
    CO;
    5) organic material concentration;
    6) incinerator feed
    rate;
    7) scrubbant flow rate;
    8) outlet scrubbant pH.
    6.
    Permit
    limited to wastes meeting conditions 2(a).
    Supplemental construction permit required to allow testing of
    other wastes, with subsequent operating permits conditional
    on
    meeting condition
    (3)
    (stack test requirement) of the September,
    1980 construction permit.
    Prior to addressing specific conditions,
    some general
    observations
    are
    in order.
    These conditions
    fall into the
    following general issue categories:
    Rule 203(e)(3)—related
    conditions;
    monitoring and logging requirements concerning what
    comes out of the stack and what actually goes into the incinerator;
    permit and testing requirements relating to wastes received at the
    site;
    and miscellaneous conditions.
    Conditions will be dealt with
    in these general groups.
    Construction permit conditions will be
    designated as “C”
    and operating conditions as
    “0”.
    This permit appeal
    is somewhat anomalous.
    Pursuant to
    Section 40(c)
    of the Act,
    in considering this appeal the Board is
    restricted to consideration of the information before the Agency
    at the time the permit was granted
    (see Order of January 21, 1982).
    The record reflects however that some of the information relied
    upon by the Agency has been supplemented and/or superseded by
    information supplied to it by Album
    in the course of subsequent
    permit applications, and by information generated and arguably
    applicable requirements imposed by USEPA during the course of
    rulemaking concerning hazardous waste incinerators.
    While
    such
    information can have no place in the Board’s decision as rendered
    today concerning the Agency’s 1980 determination, the Board
    anticipates that such information will be utilized by the Agency
    in modifying the permit consistent with the terms of this Order.
    RULE 203(e) (3) AND THE HYON DECISION
    Album
    contends that the conditions based upon and requiring
    compliance with Rule 203(e) of Chapter 2:
    Air Pollution should
    be deleted, based upon two 1976 cases:
    Hyon Waste Management
    Services,
    Inc. v.
    IEPA,
    PCB 75—413,
    21 PCB 75
    (April
    8,
    1976)
    (“Hyon I”),
    and Ryan Waste Management Services,
    Inc.
    v.
    IEPA,
    PCB
    76—166,
    24
    PCB 419
    (December 16,
    1976)
    (“Hyon II”).
    In these cases,
    the Board determined that Rule 203(e) was inapplicable to liquid
    waste incinerators.
    Based on Hyon
    I and II,
    Album
    argues that
    conditions
    3(d) and
    7
    0
    the construction permit,
    and conditions
    2,
    2(a)(ii),
    3(d)
    and
    6 of the operating permit are improper.
    43—402

    7
    The Agency argues that the Board should repudiate the ~n
    decision, which it believes were based on improper constructions
    and applications
    of the Act.
    It further contends that the Board
    has implicitly done so in the Opinion rendered In The Matter of
    Particulate Emission Standards for Combustion of Low Carbon Wastes,
    R77—5,
    32 PCB 403
    (January
    4,
    1979).
    However, even assuming that
    Ryan
    I and II are controlling, the Agency believes that the
    ~onditions are proper and permissible.
    In ~y~nI,
    Hyon sought an operating permit for an incinerator
    disposing of industrial liquid wastes.
    The Board determined that
    Rule 203(e) (2)
    could not serve
    as the basis for denial of an
    operating permit to Ryan.
    Rule 203(e)(2)
    sets a 0.2 gm/scf
    corrected to 12
    CO2 for incinerators burning more than 2,000 but
    less than 60,000 pounds
    of refuse per hour.
    A “troubled” Board
    found that its Rule 203(e) particulate emissions standards apply
    “only to incinerators burning primarily solid waste”
    24 PCB 80,
    78.
    In reaching this determination, the Board noted that when it
    adopted the particulate standards in R71—23
    (April
    13,
    1972)
    it
    had defined “incinerator” as
    a “combustion apparatus on which
    refuse is burned”,
    and that “refuse” was
    at that time defined
    in
    the Act as “any garbage or other discarded solid materials”
    (emphasis added)
    Ill.
    Rev. Stat,
    Ch.
    111½, Sl003(k)
    (1975).
    The
    Board found that the 1975 deletion of the word “solid” by P.A.
    79—762 reflected no conscious legislative intent to expand the
    coverage of existing regulations.
    The Board further observed
    that the particulate
    limitations when enacted were designed to
    track Federal New Source Standards, which specifically limited
    their coverage to “incinerators” burning “solid waste”.
    The
    particulate limitations,
    particularly with regard to the 12
    CO1
    correction factor,
    were found to have been based on the emissions
    generated from burned coal or municipal
    (solid) wastes.
    The Board
    found persuasive Hyon’s arguments that the correction factor would
    “be inappropriate for application to incinerators burning largely
    liquid wastes”.
    The Board held that “the particulate limitation of Rule
    203(e)(2)
    is inapplicable
    in Hyon’s case for grounds “sufficient,
    individually; collectively,
    ..
    .compelling”.
    However the Board
    ~ienton to express
    its belief that some control
    over the
    incineration process was necessary,
    and its hope that Hyon, the
    Agency, or any other source would propose applicable regulations.
    Neither Hyon nor the Agency has proposed regulations generally
    applicable
    to liquid waste incinerators.
    However,
    three months
    after
    ~
    in R77-5,
    Addressograph-Multigraph Corporation
    petitioned
    for an amendment of Rule 203(e)(4),
    which set a
    standard for new incinerators not covered by 203(e)(l—3)
    of
    0.1.
    gr/scf corrected to 12
    CO.,.
    While the petition did not specifically
    seek relief exclusively fo~petitioner’s “aqueous waste incinerator”
    alone,
    Addressograph’s
    incinerator was found to be the only
    affected source in the state.
    45—403

    8
    The Board adopted a rule of
    statewide applicability amending
    the CO
    correction factor to 50
    excess air.
    It noted record
    infonJtion suggesting that the 50
    correction factor would be
    an
    appropriate correction for all incinerators, but limited the rule
    to incinerators of the Addressograph type due to the limitations
    of the record before it 32 PCB at 404.
    R77-5 impliedly overrules ~
    insofar as it states, without
    discussion,
    that the Addressograph incinerator was subject
    to
    Rule 203(e)(4).
    The two Opinions could,
    of course,
    be rendered
    consistent by a finding that ~
    is restricted to its facts, and
    the applicability of Rule 203(e) (2) to
    a particular incinerator.
    The Agency believes that this should,
    at least, be done,
    as Album
    has not argued the inapplicability of the 12
    correction factor
    to its incinerator,
    as did Hyon regarding Rule 203(e)(2)
    and
    Addressograph regarding 203(e)(4),
    However,
    in view of the
    sweeping
    language in ~n
    regarding the particulate standards,
    the Board believes that the drawing of such narrow,
    legalistic
    distinctions is not within the best interests of the Agency,
    the
    regulated community,
    or the public.
    Over Album’s objections,
    given that Hyon was never appealed,
    the Agency argues that in deciding ~
    the Board should have
    given recognition to legislative redefinition of the term “refuse”.
    In support, it cites the opening paragraph of Chapter
    2,
    Part
    I:
    General Provisions, which provides
    “Except as hereinafter stated and unless a different
    meaning of a term is clear from its context, the
    definitions of terms used
    in this Chapter shall be the
    same as those used in the Environmental Protection Act”
    in the Agency’s view,
    the Board itself clearly intended new
    definitions to be incorporated into its rules, and accordingly
    Rule 203(e)
    should be found applicable to
    liquid waste incinerators.
    In incorporating future legislative definitional changes
    into its rules,
    however, the Board did not intend to have its
    regulations thereby apply to classes of sources the character of
    whose emissions were not considered on the record in a regulatory
    proceeding.
    Such a de facto enactment of what is essentially a
    new regulation and which bypasses the public notice,
    comment, and
    economic impact assessment requirements of Title VII would be
    beyond the scope of the Board’s authority.
    This is the essential
    message
    of the Hyon decision, the validity of which the Board
    reaffirms.
    Accordingly,
    as in ~
    the Board finds that Album
    is not
    hound by the Rule 203(e) particulate emission standards.
    It
    is,
    of course,
    subject to the provisions of the Act and Chapter
    2
    45—404

    9
    prohibiting air poliution,*
    The Agency has shown no basis,
    independent of
    Rule 203(e),
    for imposition of that rule’s particu-
    late standard, citing only its general authority under Section
    39(a)
    to impose necessary conditions.
    This
    is insufficient to
    support inclusion of these conditions,
    which must therefore fall.
    MONITORING OF INCINERATOR OPERATION VIS A VIS
    ~~NCOMING
    WASTE STREAM MONI’I’ORING
    Permit Duration
    Prior to consideration of the arguments on the merits of the
    technical incinerator and waste stream conditions,
    the context
    for their inclusion must be established by consideration of the
    arguments concerning the duration of each permit
    (C
    #1 and 0 #1).
    The Agency initially asks the Board to note language
    in the
    February 20,
    1980 construction permit
    (to which Album
    was subject
    during the pendency of the application for the instant permit)
    “The issuance
    of this permit
    is not based upon an
    independent engineering judgment, by the Acrency, as to
    the performance of the emission source and the adequacy
    of related control equipment.
    Instead the Agency is
    issuing this permit based upon guarantees by the permit—
    tee and equipment vendor that the emission source and
    control equipment will comply with all applicable
    standards.
    The Agency is
    issuing this per!Bit in the
    understanding that to require detailed infbrmation,
    at
    this time, would place an unreasonable burden upon the
    permittee.
    The Agency is
    issuing this pe~rmitas a
    convenience and the permittee agrees that he understands
    the full circumstances surrounding the permit issuance
    and is representing to the Agency that sufficient
    information cannot be presented at this time to allow
    engineering review by the Agency.”
    Albui:n Ex.
    4,
    Item
    22.
    *The Board notes that this arguably does
    not leave Album
    entirely free from meeting a specific particu.ate
    standard,
    as
    was Hyon in 1976.
    As Album
    itself states,
    “Lthe
    majority of
    the waste material Album
    incinerates are cla~sifiedas hazardous
    materials pursuant to the USEPA’s RCRA regulations”
    (Br.
    15 16)
    subjecting Album
    to the requirements of obtaining
    a
    RCRA permit.
    USEPA’s January 23,
    1981 interim final “Incinerator Standards for
    Owners and Operators of
    Hazardous Waste Management Facilities”
    imposes
    a performance standard of
    180 mg per dry standard cubic
    meter
    (0.08 gm/scf)
    (46 Fed.
    Reg.
    7666,
    69).
    W~hileUSEPA has
    proposed to suspend the effective date of
    these
    rules for existing
    incinerators
    (46 Fed.
    Reg.
    51407, October 20, 1S~81), no action
    has
    been
    taken
    on
    this
    proposal,
    However,
    UGEPA
    issuance
    of
    RCRA
    permits
    for
    such incinerators has
    been
    susp~’nded during
    pendency of the proposal.
    45—405

    The Agency’s
    position
    is
    that Album
    had
    made
    various
    representations
    concerning testing to
    be
    performed,
    equipment
    to
    be
    installed,
    and
    athiltiorial
    information
    to be supplied upon
    which
    the Agency relied in issuing the
    February,
    1980
    permit.
    Album’s
    operating permit application did not,
    in the Agency’s opinion
    “satisfy the February 20th permitsv
    requirement
    of
    a comprehen-
    sive discussion on the ability of the incinerator to operate”
    (R.
    830).
    Monitoring equipment required and agreed by Album
    to
    be installed was not
    in
    place by
    the
    expected September 30, 1980
    date
    (Alb.
    Ex.
    4,
    It,
    13 at
    p.
    3).
    The Agency’s permit manager
    Dharat Mathur testified that, although he believed the permits
    could
    properly
    have been denied,
    in
    response
    to
    Album’s
    repeated
    requests
    for
    an
    operating
    permit
    an.t
    various
    representations
    “because of
    lack
    of
    prior
    operating
    information
    and
    the
    vital
    need
    of
    the
    Agency
    to
    totally
    understand
    what
    this
    equipment
    was capable of
    doing,
    we
    agreed
    to
    the
    operating
    permit
    for
    a
    limited
    time,
    to be further
    evaluated after
    all the equipment was
    in place,
    and the
    Agency could then intelligently evaluate what was going
    on at Album”
    (R.
    83l~32).
    In short, the Agency was giving Album
    the benefit of any
    doubts about ultimate compliance with the Agency’s
    information
    needs and Album’s own representations, but would keep Album
    on
    a “tight
    rein”
    to insure
    that
    such was done promptly.
    The Agency
    essentially goes on to argue
    that
    Album’s “bad faith” appeal
    here of conditions
    0 #2(a)—(c) and C #2, which had previously
    been agreed to or suggested
    by
    Album, are proof in hindsight
    that the short permit terms were a necessary control upon Albumn.
    Album
    does
    not
    challenge
    the assertion that it agreed to or
    suggested several permit conditions.
    However,
    this was based on
    its
    consultant’s
    belief that an “as blended” permit would be
    issued
    (R.
    782).
    Album’s
    position
    is that the
    4
    month
    duration
    of
    these
    permits, combined
    with
    the
    requirement
    of
    receipt
    of
    supplemental
    waste disposal permits which
    take
    up
    to
    3 months to obtain,
    is
    tantamount to permit denial.
    Album
    alleges that
    it has
    lost
    customers due to the supplemental permit’s
    long processing time
    and short
    life under
    the
    circumstances
    (R.
    650—51).
    It also
    alleges that it has
    been
    l:Lrnited
    in its ability to obtain debt
    financing,
    due
    to
    lack
    of any guarantee concerning its ability
    to
    operate
    after
    the
    4
    month
    period
    (R.
    789).
    C
    #2(a
    and
    b)
    monitoring,
    0
    #4(c)
    logging
    of
    operating
    parameters
    The
    requirement
    for
    continuous
    monitoring
    and
    strip
    chart
    recording
    of
    0.,,
    CO
    and
    CO2
    was
    consistent
    with
    USEPA
    regulations
    for
    the
    incineration
    of
    hazardous
    wastes
    as
    proposed
    December
    18,
    1978,
    45
    Fed.
    Reg.
    59008.
    (The
    federal
    rules
    as
    adopted
    January
    23,
    1981
    require
    continuous
    monitoring
    only
    of
    CO).
    45~”4O~

    11
    Album
    takes manual samples to monitor for these parameters.
    It employs the commonly used Fmyrite system for CO2 and 02,
    and
    the Drager tube method for CO to arrive at these measurements.
    Album
    believes that once the incinerator reaches a steady state
    of combustion,
    further
    testing
    is
    unnecessary
    (R.
    154,
    155,
    159).
    It believes that
    fluctuations
    in
    these
    parameters would be
    reflected
    in
    temperature
    differentials,
    which
    are
    the
    subject
    of
    a continuous digital
    readout
    (R.
    153,
    376) or by visual
    inspection
    of air emissions.
    Its argument is
    that
    the desired end—-complete combustion
    as measured primarily by CO levels——is attainable by less costly
    measures than installation of continuous monitors.
    The Agency testimony
    in support of the condition referred
    to USEPA’s proposed rules, cited
    lack of operating information
    concerning Album’s facility, and noted that continuous monitoring
    was an aid to the Agency’s
    surveillance and enforcement programs
    (R.
    834).
    Album
    does
    not routinely monitor for hydrocarbons,
    which
    are emitted
    when
    incomplete combustion occurs.
    However,
    it cites
    June,
    1980 stack
    tests
    as
    showing
    low
    hydrocarbon emissions——0.7,
    1.09,
    and 1.08 ppm and a destruction efficiency of 99.95
    (R.
    349
    and Mb.
    Gm.
    Ex.
    9).
    As there exists a relationship between CO
    levels and hydrocarbon levels,
    Athurn believes that maintenance
    of low CO levels provides a reasonable indication of minimal
    hydrocarbon
    levels
    (R.
    160).
    Album
    further
    notes that hydrocarbon
    monitoring is expensive, difficult,
    and a high maintenance item
    (R.
    631).
    In
    support,
    the
    Agency
    states
    that
    not
    only
    do hydrocarbons
    contribute to ozone formation,
    but that “when hydrocarbons are
    combusted and come out of the stack,
    they combine and react with
    each other to produce
    products
    of
    combustion that nobody really
    knows or can predict as to what they will be”
    (R.
    838).
    The June,
    1980 stack tests were discredited because there was never an
    analysis of the waste which was incinerated
    (R.
    680,
    683)
    (although
    there exists a dispute as to whether such analysis was the respon-
    sibility of the Agency or Album,
    R.
    ).
    The Agency agrees that
    there
    is
    in fact a relationship between CO levels and hydrocarbons,
    but submits that it
    is neither a direct relationship,
    nor one
    which has been reduced to any sort of equation
    (R.
    971-73).
    The condition requiring the
    logging
    of
    parameters
    at
    15
    minute
    intervals
    is
    based
    in
    part
    on USEPA proposed rules,
    and
    installation
    of
    continuous
    monitors.
    The
    Agency
    admits,
    as
    Album
    argues,
    that
    the 15
    minute
    interval “is impractical
    if
    all
    the monitoring is performed physically”
    (Br. at 46).
    C#6”Waste Similari~y~”,C
    #7
    Future
    permit limitation,
    0 #2(a)
    supplemental
    permit,
    (b)test
    burns,
    c)
    discrepancy
    tests,
    0
    #6
    permit
    limitation
    45—407

    12
    Condition
    2
    of the
    operating
    permit is the condition from
    which
    flows the other challenged requirements, and around which the
    others center.
    Album
    alleges that these conditions
    improperly
    ignore the character and operating requirements of its facility,
    by regulating wastes on an “as received” basis rather than on an
    “as blended and burned” basis.
    The wastes which
    Album
    received
    and incinerated prior to
    issuance of the challenged
    permits
    and which it contemplates
    continuing to receive and incinerate consist of solvents and waste
    oils generated in the point industry, the graphic arts field,
    and
    in machinery and
    other
    operations and inüustries
    (R.
    79-81).
    In
    its January
    23,
    1980
    letter to the Agency,
    Album
    submitted a
    list
    of solvents according to industry type,
    its prospective customers
    and a waste analysis of
    26 wastes received in 1979
    (Agency
    Ex.
    1).
    Album’s permit
    application
    included a flow chart indicating
    existence of its
    several
    holding
    and
    storage
    tanks,
    and
    only
    generally indicating that wastes received would be blended by
    inclusion of
    a box labelled “blending tanks”
    (Agency Ex.
    1).
    The
    application did not
    contain
    a
    narrative description of Album’s
    blending capabilities,
    which
    has
    admittedly evolved since
    September,
    1980
    (R. 249~250,703),
    At hearing,
    Album
    explained that the waste it receives from
    any particular source varies in quantity from as little as several
    barrels to as much as 3,000
    to
    6,000 gallons
    (R.
    343,
    344).
    Received wastes flow by gravity into one of the six 10,000-12,000
    gallon storage
    “Q” tanks
    (R.
    586).
    Stored wastes are then pumped
    directly into one of two 4,500 gallon agitated “day tanks” for
    feeding into the
    incinerator,
    or into one of two 10,000 gallon
    “U”
    mixing
    tanks
    for
    blending
    prior
    to
    incineration.
    Album
    states that it determines compatibility of
    a newly
    received waste with material already
    in any given storage tank
    before admitting new material into
    a
    tank.
    This initially
    involves comparison of composite samples of the new waste with
    previous samples from that source regarding viscosity,
    layering,
    and odor,
    and performance of
    a palate test to arrive at estimated
    Btu, water and chlorine contents.
    Samples of the new waste are
    mixed with samples
    of the stored waste,
    for the purpose of
    observing occurrence
    of
    layering,
    increase
    in
    viscosity
    or
    temperature,
    or
    evolution
    of
    gases.
    While
    layering occurs
    in one
    of ten compatibility
    analyses,
    Album
    alleges that layering can
    be corrected either
    in
    its
    day
    tanks
    or mixing tanks
    (R.
    460—472).
    The Agency does not challenge this description, but
    strenuously asserts
    that
    Aibumn~s failure
    to
    provide
    such
    information mandated
    “as
    received”
    restrictions to prevent the
    environmental dangers
    potentially
    caused by either occurrence of
    chemical reactions
    between
    incompatible
    wastes or creation of
    a
    waste fuel incapable
    of
    proper
    incineration
    (e.g.
    R.
    842,
    837,
    874,
    976).
    Album
    counters
    that
    lack of
    a detailed written waste
    45~
    408

    13
    blending proposal does not justify this condition, as the Agency
    is chargeable with knowledge of the existence of Album’s blending
    operation.
    In support,
    it cites the fact that
    a prior permit had
    been issued for the facility,
    and that Agency personnel had
    previously observed the operation of the facility (see e.g.
    R.
    845—846).
    While
    the
    Agency
    does
    not
    specifically
    address
    this
    point,
    the
    tenor
    of
    its
    arguments
    as
    a
    whole
    are
    that
    it
    is
    the
    applicant’s
    duty
    to
    provide
    the Agency with necessary information,
    and not the duty of the Agency
    to
    “fill
    in
    the blanks”
    in
    a
    deficient application.
    Given the Agency’s l~~ck
    of information
    concerning blending,
    and its dissatisfaction with the June, 1980
    stack test with no waste feed analysis,
    it
    is of the opinion that
    only two environmentally
    sound courses
    of action were open to it.
    The first,
    as outlined in the Agency brief
    (at 39—40) would have
    been
    to
    require
    Album
    to
    conduct
    a
    thorough
    analysis
    of
    each
    waste
    as
    it
    was
    received,
    and
    then
    to
    submit
    test
    results
    to
    the
    Agency
    while
    storing
    the waste on site,
    to conduct further trial
    burns
    or
    stack tests as necessary,
    and then finally either to
    incinerate
    the
    waste
    with
    Agency
    permission
    or
    to
    ship
    it
    else-
    where for proper disposal.
    The Agency chose,
    instead,
    to impose
    the challenged conditions
    discussed
    below.
    C #2(a) requires Album
    to obtain supplemental waste disposal
    permits issued by the Agency’s land division pursuant to Chapter
    7:
    Solid Waste provisions..
    This condition was not based on
    requirements of Chapters
    7 or
    9 themselves
    (R.
    894).
    Rather,
    use of this existing procedure,
    in the Agency’s view,
    had the
    benefits
    of eliciting a detailed waste analysis,
    of preventing
    Album
    from accepting waste
    it
    could not incinerate, and of
    preventing creation of a new paperwork section within the air
    division duplicative of
    a functioning unit within the land
    division.
    Album
    objects
    to
    the
    condition
    as
    a
    matter
    of
    law
    on
    the
    basis that Chapter
    7 solid waste requirements cannot be made to
    apply to liquid waste incinerators.
    It further argues that,
    since supplemental applications submitted by Album
    in February-
    September,
    1980 were not included in the Agency record, that it
    did not rely on the information contained therein
    in issuing the
    September
    permits.
    Album
    further states
    that,
    in practice, compliance with
    this practice can take up to
    90 days
    (the
    statutory
    deadline
    for
    Agency
    permitting
    decisions),
    by
    which
    time
    a
    waste
    generator
    may have taken his business elsewhere
    (R.
    457,
    650—651).
    This
    requirement is viewed as being particularly onerous
    in light of
    the permit’s four month duration, also being challenged.
    C #2(a)(1)—(5), containing limitations on characteristics of
    individual
    wastes,
    were
    based
    by
    the Agency on
    the
    contents
    of
    the
    representative
    waste
    analyses
    submitted
    to
    the
    Agency
    by
    Album,
    45—409

    14
    and
    in part on Alburns own proposals.
    The
    Agency
    objects
    to
    Album’s
    appeal
    of
    conditions
    for
    this
    reason,
    and
    for
    various
    independent
    reasons.
    The establishment
    of
    the
    10,000
    btu/lb,
    heating
    value
    as
    a
    minimum
    (a)(1)1
    was
    designed
    to
    insure maintenance
    of an
    adequate
    temperature
    (R.
    947~48),
    This
    goal
    could
    be
    attained
    when
    incinerating
    waste
    with
    a
    lower
    htu
    content, but for the
    Agency’s
    limitation
    of
    the
    feed
    mate
    (based
    on
    Rule
    203).
    A
    limitation
    of
    8
    by
    weight
    was
    imposed
    on
    any
    waste’s
    chlorine
    content,
    in
    contrasL
    ~o th~
    10
    limit
    requested
    by
    Album.
    The January waste analyses indicated chlorine contents
    of
    less than 8.
    The Agency’s choice of the 8
    limit was based
    on
    “engineering
    judgment”
    and
    the
    desire
    to
    prevent
    production
    oh
    halogenated
    products
    which
    are
    the
    result
    of
    incomplete
    combustion.
    The difference
    in
    the
    risks
    between
    an
    8
    and
    10
    chlorine concentration were not quantified by either party.
    The 10
    moisture
    content
    limitation
    (a)(4)
    was also
    designed
    to
    insure
    adequate
    temperature
    for
    incineration
    and
    to
    prevent
    separation
    and
    inconsistencies
    within
    the
    fuel
    (R.
    958).
    Album
    maintains
    that
    it has
    successfully
    incinerated
    waste
    alcohols
    with
    moisture
    contents
    of
    up
    to
    40
    (R.
    475).
    The
    limitation
    of
    flash
    point
    to
    less
    than
    140°F is
    said
    by
    the
    Agency
    to
    be
    consistent
    with
    then-existing
    RCRA
    regulations
    prohibiting
    landfilling
    of
    low
    flash
    point
    materials.
    Album
    believes
    the
    condition
    is
    arbitrary,
    as
    being
    unrelated
    to
    the
    ability
    to
    incinerate
    materials
    with
    higher
    flash
    points,
    as
    is
    the
    Agency’s
    unsupported
    insistence
    on
    open—cup
    as
    opposed
    to
    closed—cup
    tests.
    The required
    15
    minute
    test
    burn
    prior
    to
    acceptance
    or
    storage
    of
    waste
    2(b)
    was intended to insure that incinerator
    operating
    conditions
    could
    be
    met
    regarding
    each
    waste.
    Album
    objects
    to
    this
    testing
    of
    each
    waste
    “as
    received”,
    and
    in
    addition
    ob~ects
    because
    of
    practical
    difficulties.
    When
    the
    incinerator
    is
    “down”,
    a test burn
    is
    obviously
    impossible.
    Album
    ~itaintains
    that
    its
    procedure
    of
    conducting
    a palate test,
    manifest
    analysis
    and
    visual
    observations
    are
    in
    themselves
    sufficient
    to
    allow
    for
    safe
    acceptance and incineration of an
    incoming
    waste
    load.
    The
    mainfest
    discrepancy
    test
    requirements
    2(c)
    for
    flash
    point
    and
    moisture
    content
    are
    challenged
    as
    being
    impractical
    and
    unnecessary
    (Album
    notes
    that
    they
    were
    deleted
    from
    the
    invalidated
    permit
    of
    January,
    1981),
    Album
    believes
    that
    its
    existing
    comparison
    procedures are adequate to insure close
    similarity of a given waste
    load to previous wastes
    shipped by
    a particular generator, particularly as compared with tests taking
    up to 1½ hours to
    complete
    while
    a
    hauler
    waits
    to
    deliver
    a
    load
    (R.
    695).
    45—4
    10

    15
    The permit limitation condition
    (0 #6)
    is considered
    objectionable first in that it refers to the challenged supple-
    mental waste permit procedure, but further in that it requires
    a supplemental permit for stack testing of wastes which do not
    comply
    with
    all
    of
    the
    challenged
    parameters.
    The
    “Waste
    Similarity”
    characteristics
    were
    included
    in
    the
    construction
    permit
    (C
    #6),
    according
    to
    the Agency “so that the
    applicant
    is
    informed
    that
    the
    waste
    it
    can
    accept
    can
    vary
    from
    the specific parameters detailed earlier in condition 2(a)(1—5)
    of the operating permit”
    (Brief at 34).
    Album
    challenges this
    condition on the grounds that they were “arbitrarily lifted
    verbatim from a draft document prepared for USEPA entitled
    ‘Guidance Manual for Evaluating Permit Applications
    of Incinerator
    Units’”,
    a document not contained in the record before the Board
    (Brief
    at
    29).
    The limitation of future permits to wastes for which
    successful
    tests are received
    (C #7)
    is objectionable because
    it
    prohibits
    calculations
    of
    estimated
    emission
    values
    based
    upon
    stack
    tests
    and
    other information.
    The
    Board’s
    Determination
    The parties’ positions can be paraphrased most concisely.
    Album
    complains that the short construction and operating permits,
    to whose conditions it originally agreed in the main (though on an
    “as blended” permit basis),
    do not take its operating capabilities
    and requirements sufficiently into account, and create operational
    impossibilities and absurdities.
    The Agency replies that Album
    should not complain about the permits,
    since they were issued as
    an accommodation and were as
    closely tailored to the facility as
    was possible given the fact that the Agency did not have sufficient
    information about the facility’s operating capabilities and
    requirements.
    Joining the parties in their penchant for observations made
    with the benefit of hindsight,
    the Board will comment that the
    Agency’s most proper action in 1980 would have been to deny the
    operating permit and to issue a construction permit of
    longer
    duration.
    The Agency’s goal was clearly to accommodate the
    business
    needs of
    a potential waste disposer while protecting the
    environment.
    The results have been a business disaster for Album
    and the delay of
    a realistic determination concerning how useful
    the site may be in furthering the expressed legislative preference
    for disposal of hazardous wastes other than by deposition in
    landfills
    Section
    22(h) of the Act.
    In short,
    expedition of the
    permitting process has substantially delayed resolution of the
    operating questions at issue.
    The Board finds that issuance of a four month “accommodation”
    operating permit to seek further information was an unsound
    exercise
    of the Agency’s permitting discretion.
    The permit to
    operate
    should not have been issued until
    information gaps had
    been closed to the Agency’s satisfaction.
    45—411

    16
    Given the Agency’s lack of information, which created an
    unreasonable permitting situation from the beginning,
    the Board
    believes that the Agency’s required stack gas and incinerator
    operation monitoming and logging
    requirements was reasonable,
    and necessary to accomplish the purposes
    of the Act.
    Close
    monitoring of emissions from the stack and of incinerator
    operations
    is directly and reasonably related to the purpose
    of.
    insuring complete combustion and destruction of wastes,
    and
    prevention
    of release of contaminants into the air.
    Were the monitoring requirements not included in the permit
    to directly measure the effectiveness of Album’s
    operation,
    agaTi~giventhe information
    lack, the Board would find the tight
    control
    of wastes as received to be reasonable,
    as an indirect
    front-end check on emissions to the air.
    Assuming that the Agency
    had
    no knowledge of
    an
    Album
    blending capability,
    restrictions
    on the specifications of
    each
    waste received would also be viewed
    as reasonable.
    However,
    given
    the
    monitoring
    requirements,
    and
    the fact that the Agency had some,
    although not detailed, knowledge
    of
    a blending capability,
    the
    dual controls combined to create
    unreasonable,
    overly—tight
    restrictions which are not necessary
    to
    accomplish
    the
    purposes
    of the Act.
    Album’s initial
    acquiescence to these conditions does not change the Board’s
    thinking
    in
    this
    regard.
    The limitations placed on various waste characteristics
    0
    #2(a)
    would,
    of course,
    guarantee that a waste blend would
    violate none of the individual waste characteristics specifi-
    cations.
    However, in insisting that each waste meet
    such
    specifications,
    an
    unreasonable
    prohibition
    is
    placed
    on
    the
    burning
    of a waste which individually could be difficult to
    incinerate,
    hut which could be safely destroyed
    if appropriately
    blended.
    Permit prohibition
    of incinerating waste blends beyond
    set specifications
    would. have been the more appropriate response.
    (Use of the existing supplemental waste disposal permit system
    was an administratively sound decision, though based on a faulty
    premise.)
    This permit condition must accordingly fall as applied
    to each individual
    waste, but would appear to be justified as
    applied to waste blends
    (to the extent the prohibitions are not
    invalidated by the Board’s decision regarding applicability of
    Rule 203).
    Based on the record,
    the Board will sustain the
    Agency’s “engineering judgment” concerning the 8
    chlorine
    limitation on an “as blended” basis
    as Album
    has failed
    to
    prove
    its unreasonableness.
    The 0 #2 b) test burn falls for simi.ar
    reasons,
    as does
    the 0 #6 permit limitation.
    The
    0 #2 c)
    specified manifest
    discrepancy tests also fall as unnecessary in this context
    (in addition to being a condition eliminated by the parties
    in the invalidated January,
    1981 permit.
    The 0
    #7 and C #7 permit limitations cannot stand as written,
    as they require testing of each waste.
    Even within the scheme of
    the two permits as written,
    inclusion of the
    C #6 waste similarity
    45—4
    12

    17
    tests baffles the Board.
    As the operating
    permit
    required
    a
    permit
    for each new waste stream,
    and the relevance
    of
    this
    requirement
    to the construction permit has been nowhere explained,
    inclusion
    of
    this condition cannot be sustained on any basis.
    The foregoing is not to be read as preventing the Agency
    from
    requiring
    Album
    to
    submit
    an
    analysis
    of
    each new waste
    stream
    it
    receives,
    from performing appropriate manifest
    discrepancy
    tests,
    or
    from being
    required
    to
    prove
    by
    the use
    of stack tests or other appropriate
    means
    that
    a
    waste
    blend
    with those beyond the challenged permits’
    individual waste speci-
    fications can be successfully incinerated.
    MrscELLAr~EorJs_CONDITIONS
    C
    #4
    Waste
    Di~~Plan
    Album
    contests
    this provision only
    to
    the
    extent
    that
    it
    is
    required
    to
    submit
    a plan for disposal of wastes “other than by
    incineration”.
    The
    Agency’s arguments concern why a plan should
    be required,
    but
    do
    not explain why proper
    incineration
    cannot
    be
    allowed.
    This condition shall therefore be revised to delete the
    “no
    incineration”
    provision.
    C
    #5
    Automatic
    Incinerator
    Shutdown
    The
    Agency
    agrees
    that
    Album’s
    existing systems serve
    the purpose of this condition, which
    is to prevent incomplete
    destruction of waste.
    Elowever,
    Album’s
    capabilities
    were not
    submitted to the Agency
    in
    the
    permit
    application.
    While
    the
    Board will sustain
    the
    Agency’s 1980 decision,
    it would anticipate
    that these capabilities will be recognized in the reissued perrnit.
    This Opinion constitutes the findings of fact and
    conclusions
    of law of the Board
    in
    this
    matter.
    ORDER
    The
    Agency’s
    decisions to impose the contested conditions are
    affirmed
    in
    part
    and
    reversed
    in
    part.
    These
    permits
    are
    remanded
    for Agency revision consistent with the
    terms
    of
    this
    Order.
    IT
    IS
    SO
    ORDERED..
    I,
    Christan
    L,
    Moffett,
    Clerk
    of
    the
    Illinois
    Pollution
    Control Board, hereby certif
    that the above Opinion and Order was
    a$pPtedon the
    day
    of
    ~
    1982 by a vote of
    Christan L,
    Moff
    Clerk
    Illinois
    Pollutio
    ntrol
    Board
    45—413

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