ILLflIOIS POLLUTION CONTROL BOARD
    ~4arch 19,
    1981
    IN THE MATTER OF:
    )
    PER~4ITSFOR SLUDGE APPLICATION TO LAND
    )
    AMENDMENTS
    TO THE WATER POLLUTION
    )
    R77-12,
    REGULATIONS: CHAPTER
    3,
    AND
    SPECIAL
    )
    Docket B
    WASTE HAULING REGULATIONS:
    CHAPTER
    9
    )
    OF THE ILLINOIS POLLUTION CONTROL BOARD
    )
    PROPOSED RULE:
    SECOND NOTICE
    PROPOSED OPINION AND ORDER OF THE
    BOARD
    (by J.D.
    Dumelle):
    On May 10,
    1977, the Illinois Environmental Protection
    Agency
    (Agency) filed a proposal, part of which was to add
    a new Rule 950 to Chapter
    3:
    Water Pollution, which proposed
    a permit system for the application of sludge to land.
    The
    entire proposal was docketed as R77—12, but was later divided
    into four separate dockets.
    That part of the proposal concerninq
    the new Rule 950 was designated as R77—12,
    Docket
    B.
    Five
    days of merit hearings concerning
    this matter were held
    in
    late
    1977 and early
    1978.
    On December 10,
    1979, the Illinois
    Institute of Natural Resources
    (INR) filed an economic impact
    study
    (EcIS) concerning the proposed regulation
    (Project
    No.
    80.122,
    INR Document No.
    79/43).
    Thereafter,
    two more days
    of hearings were held to consider the EcIS and any final testimony.
    Dates and places of all hearings are listed below:
    1.
    September
    6,
    1977; Springfield
    2.
    September
    7,
    1977; Springfield
    3.
    September
    8,
    1977; Chicago
    4.
    January 25,
    1978; Chicago
    5.
    March
    6,
    1978; Chicago
    6.
    February
    4,
    1980; Chicago
    7.
    February
    25,
    1980; Springfield
    On March
    24,
    1980,
    the Agency filed an amended proposal
    which the Board found to contain only such changes
    as were
    already adequately covered by the hearings and the ECIS.
    Therefore,
    no additional hearings were deemed to be required,
    and none were held.
    The Agency submitted a brief supporting
    the amended proposal on June 30,
    1980.
    On December
    4,
    1980,
    the Board adopted a modified
    version
    of
    the Agency’s amended proposal for comment
    (Proposed Rule:
    Fir~.~-~
    Notice).
    It was published in the Environmental Register
    No.
    229 on December
    18,
    1980,
    and in the Illinois Rëgister
    41—127

    on January 26,
    1981.
    The comment period ended on February
    15,
    1981.
    Two public comments were received,
    one on February
    10,
    1981, on behalf of the Agency, and another on the same day
    on
    behalf of
    Illinois Power Company.
    The Agency submitted proposed Rule 950 to allow
    it to
    establish a permit program to regulate the land application of
    sludge from sewage treatment plants and to allow this application
    to take place without individual user permits wherever the
    activity could be accomplished without harm to the environment.
    Under the proposal,
    if three conditions are met,
    no permit can be
    required unless the Agency determines that environmental
    harm
    is
    possible and notifies the owner or operator of the site in
    writing of the requirement to apply for a permit.
    The conditions:
    are intended to minimize any possible adverse effects.
    Further,
    those sites which must obtain a permit for receiving sludge
    for
    land application under some other Board rule or through some
    other
    state agency would he exempted from the permitting
    requirement.
    Finally, generators and haulers of municipal waLer
    or wastewater treatment plant sludge which
    is to be applied to
    land and regulated under Chapter
    3 would be exempted from the
    special waste hauling permit requirement and manifest
    requirements under Chapter
    9.
    During the course of the proceedings it became apparent that
    amendments
    to other rules were appropriate in order to integrate
    proposed Rule 950 with other Board rules.
    Therefore, by its
    amended petition, the Agency proposed
    to add the definition of
    “Sludge,” and amend the definitions
    of “FWPCA,” “Pretreatment
    Works” and
    “Wastewater”
    of Rule 104 of Chapter
    3.
    Further,
    the
    Agency proposed a modification of Rule
    910 of Chapter
    3 to
    clarify the Agency’s authority under §39(b)
    of the Act
    to include
    permit conditions pursuant to both federal and state regulations.
    Finally,
    the Agency proposed that Rule 211(c) of Chapter
    9 be
    amended to substitute language parallel
    to that proposed
    in Rule
    950 of Chapter
    3 to ensure consistency between chapters
    concerning the exemption of municipal haulers and wastewater
    treatment plant sludge from permit and manifest requirements.
    The Board agrees with the overall
    scheme of the Agency’s
    proposal and finds that
    it will ensure a useful and workable
    mechanism for safely managing the application of sludge to land.
    However,
    in response to comments and testimony
    (especially
    from
    the Metropolitan Sanitary District of Greater Chicago
    (MSD)) and
    a concern over the statutory authorization of some sections of
    the proposal, the Board has made several modifications of the
    proposal to clarify some of the language and to ensure the
    Board’s oversight of the Agency’s criteria to be used in the
    permitting process.
    A more comprehensive examination of the
    Board’s proposal
    follows.
    RULE 104 OF CHAPTER 3——DEFINITIONS
    “FWPCA”——This change simply updates the previous definition
    and should assist public understanding and make the definition
    41—128

    consistent with federal regulations.
    This is done
    in
    response t~
    Agency comments which suggest this alternative to substitution of
    Clean Water Act for FWPCA throughout Chapter
    3 which was rejected
    on the basis of administrative convenience.
    “Pretreatment Works”——The changes make the definition
    consistent with federal language and uses the correct citatio:i to
    the Code of Federal Regulations as changed
    in
    rules published
    on
    June 26,
    1978
    (43 FR 27736—27773).
    It is appropriate to amend
    the definition in this proceeding because Rule 950 refers to
    pretreatment works.
    “Sludge”——In 1979 the Illinois General Assembly amended
    the
    Environmental Protection Act to add the proposed definition of
    sludge consistent with the definition used by the United States
    Environmental Protection Agency
    (USEPA)
    in regulations
    promulgated under the Resource Conservation and Recovery Act of
    1976.
    The
    record
    in
    this proceeding centers on land application
    of sludge of the type produced by municipal wastewater treatment
    plants.
    This typically has a high organic content with troubiesor~
    traces of metals.
    The definition of sludge taken from the Act is considerably
    broader than the sludge types addressed in this record.
    Sludges
    resulting from chemical precipitation are commonly generated
    by water treatment plants and by wastewater treatment plants
    treating form metals and other contaminants such as those
    regulated by Rule 408 of
    Chapter
    3.
    The definition of sludge also includes sludges
    from air
    pollution control facilities.
    A recent case involved a landfill
    permit
    to accept a gypsum—like sludge (calcium sulfate) produced
    by a scrubber on a coal-fired boiler (Environmental Site Devel~ers
    v.
    EPA, PCB 80—15, June 12,
    1980).
    Agronomic use of this
    sludge could be feasible at some time in the future.
    Since the record in this case
    is
    restricted to municipal
    wastewater treatment plant sludge,
    the Board will note
    in this
    Opinion that the rules, permits and exceptions are intended to
    apply only to this type of sludge.
    The Agency proposal sought to add “sludge” to the definition
    of “wastewater,”
    However,
    Rules 203(a)
    and 403
    refer
    to
    “unnatural sludge” and “sludge solids”
    as contaminants present
    in water or effluents respectively.
    If
    the sludge itself
    were “wastewater” an undesirable circular definition would
    be
    introduced.
    Therefore, the Board declines to amend the
    definition of wastewater.
    Under Part II of Chapter
    3 the water in a stream would
    arguably become “wastewater” if contaminated by sludge.
    This
    would presently be thought of as protected waters contaminated
    with sludge.
    Under Part IV a conflict could arise from the
    amiguity as to whether only the sludge in
    a wastestream is
    “wastewater” or whether the entire stream is “wastewater.”
    41—129

    It is not clear what would be gained by adding “sludge”
    to the definition of “wastewater.”
    Sludge is treated as
    a
    contaminant under Rule 203(a) and Rule 403.
    Its discharge
    to waters of the state would violate both rules.
    RULE 949 OF CHAPTER 3--NPDES PERMIT CONDITIONS
    The Agency has proposed the addition of Rule 910(a)(8).
    The
    Board, while recognizing the need for such authority
    to he
    explicitly stated in Chapter
    3,
    finds that for reasons of
    administrative convenience, the rule should be separately
    numbered as Rule 949.
    The rule can be later renumbered
    910(a)(8)
    during the codification procedure for Chapter
    3.
    This
    avoids
    opening all of Rule 910 to public comment
    (which might result
    in
    delay of this rulemaking) and saves the time and effort of
    retyping and publishing the entire rule
    (which is quite
    lengthy)
    at a
    time when an examination of the entire rule would be
    inappropriate.
    By placement of the rule immediately prior to
    Rule 950, permit applicants should have no difficulty noting
    iL.
    The 1977 amendments
    (P.L.
    95—217) to Section 405 of the
    Federal Water Pollution Control
    Act of 1972 provided that permits
    were to be issued under the NPDES program for the disposal of
    sewage sludge where water pollution might occur as a result of
    the activity.
    Subpart 405(d) requires the Administrator of USEPA
    to promulgate “regulations providing guidelines
    for the disposal
    of sludge and utilization of sludge for various purposes” within
    one year after the date
    of enactment of the subsection.
    Some
    regulations implementing Rule 405 have been enacted by USEPA
    (40
    CFR Part 257,
    “Criteria for Classification of Solid Waste
    Disposal Facilities and Practices,” Sept.
    13,
    1979) and are
    included as Exhibit B-23 in this proceeding.
    The NPDES regulations in Subpart A of Part IX of Chapter
    3
    were patterned after the federal NPDES regulations applicable at
    the time of their adoption.
    They contain no
    ~cific
    references
    to permit requirements under Section 405 of the Clean Water Act
    although Rule 910(a)(4)(ii) indirectly authorizes
    the Agency
    Lo
    include federal requirements under Section 405.
    On May
    19, 1980
    EJSEPA published Consolidated Permit
    Regulations at 45 FR 33290 et
    ~,
    The proposed language
    in Rule 949
    is derived from 40 CFR 122.62(o) which refers
    to conditions to be included
    in NPDES permits.
    Under USEPA’s
    delegation of authority to Illinois to administer the NPDES
    permit program,
    the state is required to ensure that permits
    comply with all applicable federal requirements pursuant to
    Section 39(b)
    of the Act.
    The language of proposed Rule 949 will clarify the Agency’s
    authority to include permit conditions pursuant to both federal
    and state regulations in order to implement the requirements
    under Section 405.
    RULE
    950 of CHAPTER 3——PERMITS
    FOR SITES RECEIVING SLUDGE
    4
    1—130

    Rule 950(a)(1)
    through
    (4)
    Generally,
    the Board does not intend to impose a dual
    permit requirement on land application of materials included
    in the definition of sludge but which are regulated under
    other Agency programs or by other agencies.
    These materials
    are, therefore, exempted from the requirements of Rule 950.
    Rule 950(a)(1) exempts livestock wastes which are regulated
    under Chapter
    5 of the Board’s Rules and Regulations:
    Agriculture
    Related Pollution.
    Rule 950(a) (2) exempts septic tank pumpings which are
    regulated by the Illinois Department
    of Public Health under
    the Private Sewage Disposal Licensing Act
    (Ill.
    Rev.
    Stat.,
    1979, Ch.111½, Sections 116,301 et
    ,~,
    ).
    Rule 950(a)(3) exempts sludge disposal operations which
    are regulated under Chapter
    7:
    Solid Waste Regulations.
    Sludge disposal
    in
    a landfill is
    to be distinguished from
    application to land.
    The former is regulated because sludge
    to be landfilled is “waste” and “refuse” as defined in the Act.
    The Act prohibits refuse disposal except pursuant to Board
    regulations
    (~S21& 22).
    On
    the
    other hand,
    land application
    of sludge is regulated pursuant to Title III of the Act and
    Chapter
    3:
    Water Pollution.
    Sludge
    is
    a contaminant which
    if improperly placed upon the
    land creates a water pollution
    hazard ~12(b),
    12(d)
    and 13(a)(3)J.
    Regulation of land
    application pursuant to Chapter
    3 is independent of whether the
    sludge is “waste.”
    Where the sludge
    is indeed waste, unless
    exempted,
    it
    is conceivably also subject to regulation under
    Chapter
    7.
    However, the Board intends
    land application pursuant
    to Chapter
    3 permit
    to be exempt from Chapter
    7 permits.
    Rule
    950(a)(4) exempts
    a site which is specifically
    identified
    in an approved sludge management scheme of an operating or
    NPDES permit issued by the Agency and which receives sludge
    exclusively from the permittee.
    This includes sludge generators
    who utilize their own sludge,
    Rule 950(a) (5)
    Rule 950(a)(5) sets
    up another group of exempt sites.
    However, the basis
    for exemption is
    of a different
    sort.
    This exemption is not based upon the site being subject to
    other permit requirements, but rather is based upon a perception
    that those sites which meet the three conditions
    for this
    exemption are unlikely to present a potential for environmental
    harm.
    The three conditions are that the site receives sludge
    from a properly permitted generator,
    that the user applies
    the sludge to less than 300 acres under common ownership or
    control
    in any year, and that the sludge is handled in compliance
    with an approved sludge management scheme.
    41—131

    MSD has argued that this exemption is inconsistent with
    the mandate of paragraph 583.05 of the Wastewater Land Treatment
    Site Regulations Act (WLTSRA) which states that “No person
    may establish,
    operate, manage or maintain any wastewater
    land treatment site or any digested sludge utilization site
    without first obtaining a permit from the Illinois Environmental
    Protection Agency.”
    The Agency,
    on the other hand, argues that such an exemptio
    is consistent with the WLTSRA in that home rule counties are
    exempted from coverage of the WLTSRA and that the WLTSRA should
    be read consistently with the Environmental Protection
    Act
    (Act) which granted the Board the power to regulate pollution
    sources through the establishment of permit requirements.
    The Agency’s first argument,
    simply stated,
    is that
    since some exemptions are built into the WLTSRA,
    it could not
    have been the intent of the legislature to require a permit
    for each and every site at which sludge is applied to land
    (See para.
    590
    of the WLTSRA exempting home rule counties).
    The exemptions granted under Rule 950(a)(1) through
    (4)
    provide
    other examples of exemptions which the legislature must have
    intended to be permissible,
    for if permits were to be required
    for such sites, a dual permit system would arise creating needless
    administrative costs and,
    perhaps, confusion and inconsistency.
    The Agency’s second argument is that
    th.e WLTSRA must
    be read consistently with the Act and when that is done,
    must
    be read to allow for Board exemptions
    from the permitting
    requirement.
    Section 4(g)
    of the Act, the Agency’s enabling
    statute, states that the Agency has “the duty to administer,...
    such permit and certification systems as may he established
    by this Act or by regulations adopted thereunder.”
    Under
    Sect: ion
    4(j)
    of the Act, the Agency has only ?~theauthority
    to make
    recommendations
    to the Board for the adoption of regulations.”
    Section 5(b)
    gives the Board the authority to adopt regulations.
    Further, Section 39 directs the Agency to issue permits upon
    a demonstration by the applicant that “the facility,
    equipn1cn~:,
    vehicle, vessel,
    or aircraft will not cause a violation of
    this Act or regulations hereunder.”
    The
    Agency
    argues
    that
    nothing
    in
    the
    language
    of
    the
    WLTSRA
    suggests
    that
    the
    General
    Assembly
    intended
    to
    carve
    out
    a
    section
    of
    pollution
    control
    and
    abatement called
    “wastewater land treatment sites and digested sludge utilization
    sites,” assign responsibility for regulating and issuing
    permits for such sites to the Agency,
    and,
    in that manner,
    erode the Board’s authority as the promulgator of pollution
    control regulations in the State of Illinois.
    Such compart-
    mentalization of regulatory authority would interfere with
    the express legislative intent stated in Section
    2 of the
    Environmental Protection Act “that air,
    water,
    and other
    resource pollution, public water
    supply,
    solid waste disposal,
    noise, and other environmental problems are closely interrelated
    and must be dealt with as a unified uhole
    in order to safeguard
    the environment.”
    41—132

    Therefore,
    the argument continues,
    the only reasonable
    way to resolve the apparent conflict between provision of
    the
    two
    statutes
    is
    to
    conclude
    that
    a
    permit
    is
    required
    under Paragraph 583.05 of the WLTSRA only
    if
    a permit is
    required by Board regulation under the Environmental Protection
    Act.
    Section 12(b)
    of the Act states that no person shall
    “construct,
    install, or operate any equipment,
    facility, vessel,
    or aircraft capable of causing or contributing to water pollution
    .of any type designated
    by
    Board regulations,
    without a permit
    granted by the Agency.”
    (Emphasis added.)
    This language suggests
    that the Board has discretion in designating those facilities and
    activities for which
    a permit will be required under the Act.
    The exercise of this discretion is illustrated
    in other
    regulations in Part
    IX of Chapter
    3.
    Rule 951(b)
    for example,
    excludes from the requirement of
    a construction permit new
    projects such as storm sewers than transport only land runoff
    (among others).
    Rule 952 excludes these
    sources from the
    requirement of obtaining an operating permit as well.
    Furthermore,
    in Rule 953 the Board makes exceptions to the general requirement
    of operating permits as applied to existing treatment works,
    pretreatment works,
    and wastewater sources.
    By adopting regulations which exclude some potential
    pollution sources,
    the Board has exercised its authority
    to adopt “different provisions as required by circumstances
    for different contaminant sources” under Section 27 of the
    Environmental Protection
    1~ct.
    The Board
    is acting consistently
    with prior practice and with Section 27
    in exempting some
    sludge application sites from the requirement to obtain a
    permit.
    Thus concludes the Agency’s second argument.
    Clearly the Board must pass regulations prior to the
    Agency’s commencement of permitting facilities under
    Rule
    950.
    The Board finds that the WLTSRA did not take away any
    of the Board’s regulatory powers.
    However,
    in rebuttal to the
    Agency’s argument,
    it could
    be argued that the WLTSRA indirectly
    compelled the Board to pass
    a
    regulation without exemptions.
    The Board finds that such is not the case.
    As stated above,
    the exemptions granted in Rule 950(a)(1) through
    (4)
    must have
    been intended.
    Further,
    the
    granting
    of exemptions under
    Rule 950(a)(5) does not relieve those
    who
    fall under it from
    the obligation to transport, store and apply the sludge according
    to an approved management scheme
    (Rule 950(a)(5)(C)).
    Thus,
    the Agency retains control over the management of the sludge
    which is certainly consistent with the legislative intent
    of the WLTSRA.
    41—133

    The overriding justification for the Rule 950(a)(5) exemption
    is economic.
    A requirement
    for site-specific permits is1estimated
    to be an annual cost to the Agency of $120,000
    (R.VI—16)
    With the exemption the annual cost is approximately $23,000
    (R.VI—15).
    These figures are
    in 1978 dollars (R.VI-28) and do
    not take into consideration other costs, especially those to
    the applicant,
    a considerable part of which would also be saved.
    The second major justification for the exemption is
    the intent to encourage the use of the land application of
    sludge.
    If the agricultural user had to apply
    for a permit,
    it is less likely that he would participate in a utilization
    program (EcIS 2).
    Mr.
    Erwin D.
    Torber, an author of the EelS,
    estimated total savings accruing to the Illinois agricultural
    industry at $5.3 million (EelS
    2 and 79) but qualified that by
    stating that that is the total value of the sludge which can be
    applied to land and that much of this amount is currently being
    applied anyway
    (R.VI—17).
    Further, this figure ignores the fact
    that farmers may well have to make extra applications to the field
    because sludge
    is not a complete fertilizer and must he supple-
    mented
    (R.VII-23).
    Two other assumptions also lower this
    figure.
    It
    is assumed that all the sludge is,
    in fact, applied
    to agricultural land, and that commercial fertilizer would
    he purchased for the land if sludge were not available
    (EelS 79).
    Thus, the true value to all of the users
    is something considerably
    less than $5.3 million.
    This relatively small benefit
    to the individual may well
    be more than offset in many farmer’s minds by
    any
    requirement
    of
    a permit.
    If that were to
    happen,
    the greater benefits
    which accrue to others would be
    lost,
    These other benefits accrue to the sludge generator and
    to society as a whole and result from the ability of
    the
    sludge generator to dispose of an unwanted product
    at
    little
    or no expense rather than transporting
    it
    for
    disposal
    at
    increasingly expensive and scarce landfills.
    As Mr.
    Rothenberg
    of the MSD pointed out,
    in April of 1978
    it cost MSD $1.40 per
    cubic yard to landfill sludge;
    whereas
    in February
    of
    1980 the
    cost had risen to
    $3.60
    per cubic yard.
    He
    stated
    further
    that if MSD’s give-away program were to halt,
    taxpayers would
    have to pay $12.8 million for transportation
    of the unwanted
    sludge to Fulton County and as much
    as $25 million for additional
    capital expenditures (R.VII—20).
    The EcIS found that unit costs
    for
    land application systems ranged from $10 to $38 per dry ton while
    landfilling costs ranged from $81 to $177 per dry ton
    (EelS
    71—80).
    For all of these reasons,
    the
    Board finds that
    it was
    the intent
    of
    the
    1~gicz1M-nr~
    to allow the Board to use its
    discretion in determining how the application of sludge to
    1Although the transcrips
    of the first five hearings are numbered
    consecutively, the 5th 6th and 7th hearing transcripts are
    numbered separetely.
    Hence,
    the page numbers of those transcripts
    will be referred to as V-p, VI—p.,
    and Vu—p.
    4
    1—134

    land should be regulated and that the exemption granted
    in
    proposed Rule 950(a)(5)
    is an appropriate exercise or that
    discretion.
    Rule 950(a)(5)(A)
    This is the first of the three conditions each of which
    must be met to be exempted from the permit requirement under
    this subsection.
    Two
    points are of particular note here.
    First,
    the requirement that the sludge generator inform
    the user that he has an approved sludge management scheme is
    included to ensure that an unknowing user
    is not found to be
    operating without a required permit simply because the generator
    is acting improperly;
    i.e. the failure of the generator to inform
    the user is a defense in an action against a user for operating
    without a permit which is predicated upon
    a violation of Rule
    950(a) (5) (A).
    Second, this subsection is written to ensure that products
    (such as “Milorganite”) which are produced by a sludge generator
    in a state other than Illinois, but which are sold in Illinois,
    are subject to the same limitations as those imposed on Illinois
    generators whose sludge management schemes will be part of
    their operating or NPDES permits.
    The First Notice proposal
    inadvertently altered the language proposed by the Agency
    such that out—of state products would be treated differently,
    but the Board now proposes to change the language back to what
    it was.
    It should he noted that the Agency will approve or
    disapprove an out—of—state generator’s sludge management
    scheme on the basis of the draft NPDES permit from that state
    which goes to the Agency for comment.
    Rule 950(a)(5)(B)
    The condition that the user apply the sludge to less than
    300 acres under common ownership or control was reached by
    balancing the risk of pollution to the waters of the state
    against the Agency’s ability to administer the permit program
    and the intent to encourage the application of sludge to land
    by the average farmer.
    The Agency had originally proposed
    a 200
    acre limitation.
    However, the MSD objected to that as being too
    restrictive.
    The 200—acre limitation would have subjected the
    Agency to the possibility of issuing permits to about 40,000
    farms;
    whereas the amended proposal would reduce the number to
    12,000, which the Agency now contends
    is
    a number which can he
    reasonably handled administratively
    (See p.
    12 of Attachment
    C to
    the Agency’s Petition for Amendments).
    While the Board agrees that the 300 acre figure is a
    reasonable one, the Board has modified the language to allow the
    aggregation of separate parcels of land which are not contiguous.
    The Board finds that it would not promote the purposes of the act
    to allow a farmer to be exempted from the permit requirement because
    41—135

    a public road divides his
    land into two 250 contiguous acre
    parcels whereas his neighbor with 350 contiguous acres could not
    be exempted.
    Rule 950(a)(5)(C)
    This third condition for exemption under Rule 950(a)(5)
    ensures that any sludge which
    is applied to land,
    which is not
    regulated by some agency other
    than1 the Environmental Protection
    Agency or by some other Board regulation,
    will be applied
    pursuant to procedures which have been reviewed by the Agency.
    Rule 950(b)
    and
    (c)
    These paragraphs add another level of scrutiny by the Agency
    over exempted sites.
    They allow the Agency to require permits on
    a case—by—case basis for sites which would be otherwise exempted.
    Upon an Agency determination that a potential for pollution
    exists at such a site, the Agency may give written notice that a
    permit is required.
    Users of sludge falling under the exemption
    of Rule 950(a) (1) through
    (5) may assume no permit is necessary
    unless notified otherwise by the Agency.
    A listing of factors which the Agency
    shall consider in
    making a determination that special circumstances exist which
    require a permit is included in this paragraph.
    If the permit
    requirement
    is attacked,
    the burden shall be on the Agency
    to
    demonstrate the special circumstances which demonstrate that the
    potential for harm to the environment
    or the public health
    justifies the requirement of a permit.
    Finally, the
    last sentence of Rule 950(c)
    indicates that the
    requirement of a permit may only be reviewed in a permit appeal
    proceeding.
    The Agency comments recommend that language be added
    to allow for such review
    in the context of an enforcement
    proceeding.
    The Board declines
    to add such
    language.
    It appears
    that the Agency has misapprehended the substance of this
    sentence.
    The Agency argues that there is no means
    for enforcement
    of its determination that
    a permit
    is required under these
    subsections unless
    the
    user applies for a permit and
    is either
    denied or wishes
    to contest conditions of
    it.
    The Agency
    argues further that there would be no reason for the user to
    make such application.
    That
    is
    riot,
    in fact, the intent of
    this rule.
    As soon as the Agency notifies the user that
    a
    permit is required,
    that requirement becomes effective.
    If
    the user fails to apply
    for a permit,
    he will then be operating
    without a required permit and will be subject to an enforcement
    action on that basis and
    in which the requirement of
    a permit
    will not be reviewed.
    This should give the user considerable
    incentive to apply for a permit in a timely fashion.
    If the
    Board were to follow the Agency’s comment,
    the following
    circuitous situation would be
    likely to result.
    The Agency
    brings an enforcement action for operating without a permit;
    the permit requirement is upheld by the Board;
    the user applies
    4 1—136

    for a permit and
    is denied;
    finally, the Board again reviews
    the permit
    in a permit appeal proceeding.
    By requiring the permit
    to be attacked in a permit appeal proceeding
    in this first instance,
    this possibility of double review is avoided,
    and the matter is
    expedited.
    Rule 950(d)
    On March
    15,
    1979 the Board adopted Chapter 9 by which the
    transport of special wastes is regulated under a permit and
    manifest system (R76—10).
    Rule 211(C) of Chapter
    9 states
    that “Any person who hauls only municipal water or wastewater
    treatment plant sludge pursuant
    to established Agency policy
    need not obtain a special waste hauling permit or carry and
    complete a manifest under this Chapter.”
    However, the Board did
    “...
    reserve consideration of
    the sludge exemption from the
    requirements of this proposed Chapter for the concurrent
    proceeding R77—12,
    Docket B.”
    (P76—10 Opinion, page 26.)
    Rule 950(d)
    is the Board’s proposal fo~final action on the
    question of exclusion of municipal water and wastewater treatment
    plant sludges from the requirements of Chapter
    9,
    Special Waste
    Hauling Regulations.
    The Board finds that only municipal sludges,
    which are applied to land and regulated under proposed Rule 950
    and Agency policy adopted pursuant to Rule 967
    of Chapter
    3,
    should be exempt from the requirements of Chapter
    9.
    All sludge
    destined for landfills should be tracked through the manifest
    system which,
    in turn, will provide a means for monitoring the
    generator’s implementation of the approved sludge management
    program, as regards the transport of sludge for purposes other
    than land application.
    The exemption is
    intended to encourage
    land application where that practice is
    a reasonable and safe
    management alternative.
    Rule 950(e) and
    (f)
    These paragraphs, which were not part
    of
    any Agency proposal,
    were added by the Board
    in an
    attempt to retain the essence of
    the Agency’s proposal
    as
    well
    as to alleviate concerns expressed
    by MSD regarding the possibility of
    an unauthorized subdelegation
    to the Agency.
    The major problem that these
    paraqraphs
    address
    is the
    function of Agency criteria
    (WPC
    3
    and
    LPC 77).
    The Agency’s
    Petition for Amendment
    (Attachment
    C,
    p.5)
    included in what is
    now being proposed as Rule 950(a)(5)(C)
    a condition that the
    sludge be transported,
    stored and applied in compliance with
    Agency criteria.
    The Board’s proposal,
    on the other hand,
    requires compliance with an approved sludge management scheme.
    The Board
    finds that this distinction is crucial to the avoidance
    of unauthorized subdelegation of the Board’s regulatory powers,
    and yet also finds that the ability of the Agency to adopt such
    criteria could be quite useful
    in assuring an efficient regulatory
    scheme.
    4
    1—137

    Therefore, paragraph
    (e) enables the Agency to adopt such
    criteria; whereas paragraph
    (f) makes
    it clear that these criteria
    are not given the force and effect of regulations.
    Pursuant to
    the Board’s proposal,
    the Agency’s criteria act,
    in effect,
    as a
    model permit.
    If the permit applicant desires to simply adopt
    the Agency criteria as its sludge management scheme,
    the submission
    of the application to the Agenc~’shall be accepted as a prima
    facie showing that the scheme will not violate the Act or Chapter
    3.
    If,
    however, the applicant desires to be permitted to utilize
    an alternate scheme, that scheme shall be approved upon an adequate
    demonstration that the sludge will be stored, transported and
    applied
    so as not to cause a violation of the Act or of Chapter
    3.
    In this way the Agency criteria are reviewable by the Board,
    and the applicant will not he faced with the necessity of
    conforming to the design criteria without an opportunity
    to
    present a workable alternative.
    At the same time,
    the criteria can be easily amended without
    resorting
    to the Board’s requirements for rulemaking.
    The Board
    finds that such a mechanism is appropriate
    in this matter.
    If
    the Board were to take the alternative route of examining the
    criteria and promulgating them as rules,
    the Board would be
    tied,
    for example, to specific cadmium limitations which may well
    change in the near future
    (R.V—356),
    Since there is presently
    considerable disagreement over these numbers because sludge
    management is an infant science, this allows flexibility
    (R.V—357).
    Further, the United States Environmental Protection
    Agency
    (tJSEPA) will presumably be promulgating such standards,
    and Illinois will be required to conform to them
    (R.V—340).
    Again, this calls
    for
    the greater flexibility of criteria.
    The Board finds that
    the Agency criteria
    are not presently
    before the Board and makes
    no finding as to their
    sufficiency or
    desireability.
    However,
    since their effect
    is essentially
    being limited to that of guidance documents,
    the Board finds
    that they do not constitute an unauthorized subdelegation
    of regulatory authority.
    Rule 211 of Chapter
    9:
    Special Waste Haulinqj~u1ations
    The Board proposes that Rule 211(C)
    of Chapter
    9 he amended
    to substitute language parallel to that proposed
    in
    Rule
    950(d).
    The interim character of the exemption in Chapter
    9,
    as noted above,
    and the Board’s continuing jurisdiction over
    the matter are implicit
    in the
    statement “Until the Board
    makes
    a decision upon Docket B, the pollution control waste
    exclusion of water
    and wastewater treatment plant sludge and
    the Rule 211(C) exemption will continue as part of this Chapter.”
    (R76—10 Opinion,
    p.
    26.)
    Proposed Rule 950(c)
    states the
    scope of the exemption,
    as originally intended by the Agency,
    and provides notice in the appropriate
    place
    for those affected by
    the exemption.
    41—138

    Finally, the Board retains jurisdiction over these proceedings
    until
    January
    31,
    1982,
    and
    requires
    the
    Agency
    to
    submit
    any
    adopted
    criteria
    under
    Rule
    950,
    in
    order
    that
    it
    can
    reassess
    its
    position
    on
    the
    Agency
    criteria
    in
    light
    of
    any
    changes
    in
    the
    state
    of
    the
    art
    of
    sludge
    management
    and
    any
    federal
    promulgations
    which
    arise
    between
    the
    date
    of
    this
    Order
    and
    that
    date.
    ORDER
    The
    Board
    proposes
    to
    adopt
    the
    language
    of
    the
    Order
    of
    December
    4,
    1980
    with a
    correction
    of
    the
    numbering
    of
    the
    definitional
    rule
    in
    Chapter
    3
    to
    Rule
    104,
    the
    addition
    of
    the
    amendment
    to
    Rule
    104
    of
    Chapter
    3
    concerning
    the
    definition
    of
    “FWPCA”,
    and
    the
    amendment
    of
    Rule
    950(a)(5)(A)
    which
    simply
    conforms
    the
    language
    of
    that
    subparagraph
    to
    the
    originally
    proposed
    Agency
    language
    which
    was
    inadvertently
    changed
    in
    the
    First
    Notice.
    Lastly,
    the
    definition
    of
    “wastewater”
    has
    been
    omitted
    in
    that
    the
    Board
    no
    longer
    intends
    to
    amend
    it.
    Any
    Agency
    criteria
    established
    under
    Rule
    950
    and
    any
    revisions
    thereto
    shall
    be
    filed with the Board by the Agency.
    The
    Board
    will
    retain
    jurisdiction
    over
    this regulatory proceeding
    until
    January
    31,
    1982,
    The
    Clerk
    is
    directed
    to
    institute
    the
    Second
    Notice
    period.
    The
    language
    of
    the
    Second
    Notice
    proposed
    rules
    is
    below.
    Language
    which
    is
    new
    with
    respect
    to
    existing
    rules
    is
    underlined,
    and
    deletions
    are
    stricken~.
    104
    Definitions
    “FWPCA” means the Federal Water Pollution Control Act,
    as amended, U.S.C.
    1251,
    et seq.,
    Public Law 92—500,
    enacted by the Congress October 18,
    1:972,
    as amended;
    by
    the “Clean Water Act,”
    Public Law 95—217, enacted
    December 12,
    1977,
    as amended.
    “Pretreatment Works” means a treatment works designed
    and intended for the treatment of wastewater
    from a ma~e~
    ee~4~g
    ~a~y
    an indir~:di~1~rcj~rJndustrial
    user,
    as defined
    in 40 CFR
    ~
    Part_403, before introduction
    into a sewer system tributary to a publicly owned or
    publicly regulated treatment works.
    “Sludge means any solid,
    semisolid,
    or liquid waste
    generated from
    a municipal, commercial,
    or
    industrial
    wastewater
    treatment
    plant,
    water supply treatment plant,
    or air pollution control facili~yor any other such
    waste having similar characteristics and effects.
    949
    Terms
    and
    Conditions
    of
    NPDES
    Permits
    Concerning
    Sewage
    Sludge
    Disposal
    In
    addition
    to
    Agency
    authority
    granted
    in
    Rule
    910,
    in
    establishin9
    the
    terms
    and
    conditions
    of
    each
    issued
    NPDES
    permit,
    the
    Agency
    shall
    apply
    and
    ensure
    compliance
    4 1—139

    with
    applicable
    regulations
    promulgated
    under
    Section
    405
    of
    the
    FW?CA
    governing
    the
    disposal
    of
    sewage
    sludge
    from
    treatment
    works.
    950
    Permits
    for
    Sites
    Receiving
    Sludge
    for
    Land
    Application
    (a)
    A
    construction
    and
    an
    operating
    permit
    are
    required
    under
    this
    Chapter
    for
    any
    site
    receiving
    sludge
    for
    land
    application
    unless:
    (1)
    The
    site
    receives
    only
    livestock
    wastes;
    or
    (2)
    The
    site
    receives
    only
    septic
    tank
    sludges
    generated
    from
    domestic
    sources;
    or
    (3)
    The
    site
    is
    regulated
    under
    Chapter
    7
    of
    the
    Boards
    regulations;
    or
    (4)
    The
    site
    is
    specifically
    identified
    in
    an
    approved
    sludge
    management
    scheme
    of
    an
    operating
    or
    NPDES
    permit
    issued
    by
    the
    Agency
    and
    receives
    sludge
    exclusively
    from
    the
    permittee;
    or
    (5)
    All
    of
    the
    following
    conditions
    are
    satisfied:
    (A)
    The
    site
    is
    not
    specifically
    identified
    in
    an
    NPDES
    or
    operating
    permit
    of
    any
    treatment
    works
    or
    pretreatment
    works
    but
    receives
    sludge
    from
    a
    treatment
    works
    or
    pretreatment
    works
    which
    has
    a
    valid
    operating
    permit
    issued
    by
    the
    Agency,
    or
    an
    NPDES
    permit
    with
    a
    sludge
    management
    scheme
    approved
    by
    the
    Agency.
    The
    sludge
    generator
    shall
    inform
    the
    user
    that
    this
    requirement
    has
    been
    met;
    and
    (B)
    The
    sludge
    user
    apples
    the
    sludge
    to
    less
    than
    300
    acres
    under
    common
    owner-
    ship
    or
    control
    in
    any
    year;
    and
    (C)
    The
    sludge
    is
    transported,
    stored
    and
    applied
    by
    the
    user
    in
    compl:Lance
    with
    the
    approved
    sludge
    management
    scheme
    of
    the
    generator
    from
    which
    the
    user
    receives
    the
    sludge.
    Any
    person
    who
    intends
    to
    transport,
    store,
    or
    apply
    sludge
    in
    any
    manner
    other
    than
    that
    described
    in
    the approved sludge
    management
    scheme
    must
    apply
    for
    (b)
    Notwithstanding subparagraphs
    (1)
    through
    (5)
    of paragraph
    (a), the Agency may require a user
    receiving
    sludge
    for
    land
    application
    to
    obtain
    a
    permit
    under
    this
    rule
    when
    the
    Agency
    determines
    that
    special
    circumstances
    exist
    such
    that
    a
    permIt
    is
    required
    to protect the
    environment
    or
    the
    public
    health.
    In
    making
    its
    determination,
    the
    ~gency
    shall
    consider
    the
    following
    factors:
    (1)
    Where
    the
    sludge
    will
    he
    stored
    (2)
    The
    proposed
    rate
    and
    method
    of
    application
    of
    the
    sludge
    to
    the
    receiving
    L
    41—140

    (3)
    The quality (enn.~it~i~nt~
    and
    concen-
    trations) of the sludge
    to he applied
    to the receiving site;
    and,
    (4)
    The
    geological
    and
    hydrological
    charac-
    teristics
    of
    the receiving site,
    including
    proximity to waters of the state.
    (c)
    No
    permit
    may
    be
    required
    under
    Rule
    950(b)
    for
    a
    user
    receiving
    sludge
    for
    land
    appli-
    cation unless the owner or operator is
    notified in writing of the requirement
    to apply for a permit.
    That notification
    shall
    include a statement
    of the special
    circumstances
    requiring
    the
    site
    to
    be
    permitted.
    The
    requirement
    of
    a
    permit
    is
    reviewable
    only
    in
    a
    permit
    appeal
    ~~din.
    (d)
    Generators
    and
    haulers
    of
    municipal
    water
    or
    wastewater
    treatment
    plant
    sludge,
    which
    is
    to
    be
    applied
    to
    land
    and
    which
    is
    regulated
    under
    this
    Chapter,
    need
    not
    obtain
    a
    special
    waste
    hauling
    permit
    or
    prepare,
    carry
    arid
    complete
    a
    manifest
    under
    Chapter
    9
    of
    the
    Board’s
    regulations.
    (e)
    The
    Agency
    may
    establish
    and
    revise
    criteria
    in
    accordance
    with
    Rule
    967
    of
    this
    Chapter
    for
    the
    design,
    operation,
    and
    maintenance
    of
    facilities
    regulated
    under
    this
    Rule.
    (f)
    For
    purposes
    of
    permit
    issuance
    and
    approval
    of a sludge management scheme, proof of
    conformity with Agency criteria shall be
    prima
    facie
    evidence
    of
    no
    violation
    of
    the
    Act
    or Chapter
    3,
    However, nonconformity
    with
    Agency
    criteria
    shall
    not
    be
    grounds
    for
    permit denial,
    or for
    failure
    to
    approve
    a
    sludge
    management
    scheme,
    if
    the
    applicant
    submits
    adequate
    information
    showing
    that.
    the
    sludge
    will
    be
    stored,
    transported
    arid
    applied
    so
    as
    not
    to
    cause
    a
    violation
    of
    the
    Act
    or
    chapter
    3.
    Chapter
    9:
    Special
    Waste
    Hauling Regulations
    211
    Exemptions
    for
    Special
    i~aste
    Haulers
    Items
    A, B,D, F,
    F,C, an~
    TI
    are
    not
    changed.
    (C)
    Generators
    and
    haulers
    of
    a~y
    ~e~se~
    w~e
    ha~~
    e~iy municipal
    water
    or
    washowater
    treatment
    plant
    sludge
    which
    is
    to
    be
    applied
    to
    land
    and
    which
    is
    to
    he
    regulated
    under
    Chapter
    3
    pursuant
    to
    c~tab~ishcd a
    sludge
    management
    scheme
    approved
    by
    the
    Agency
    pe~ey
    need
    not
    obtain
    a
    special
    waste
    hauling
    permit
    or
    j~reJlare,
    carry
    and
    complete
    a
    manifest
    under
    this
    Chapter
    for
    that
    sludge.
    IT
    IS
    SO
    ORDERED.
    4
    1—14
    1

    I, Christan L. Moffett, Clerk of the Illinois Pollution
    Control Board,
    hereby certify that the above Order was adopted
    on the
    /4’
    “~‘
    day of
    _______________,
    1981 by a vote of
    ~
    -
    ~
    .L~
    ~
    ~
    ~
    Christan L.
    Moff~t~?/
    Clerk
    Illinois Pollution Control Board
    41—142

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