ILLINOIS POLLUTION CONTROL BOARD
May 6, 1999
IN THE MATTER OF:
)
)
HOSPITAL/MEDICAL/INFECTIOUS
) R99-10
WASTE INCINERATORS:
) (Rulemaking - Air)
ADOPTION OF 35 ILL. ADM. CODE 229
)
Adopted Rule. Final Order.
OPINION AND ORDER OF THE BOARD (by R.C. Flemal):
This matter comes before the Board upon a petition for rulemaking filed on November
30, 1998, by the Illinois Environmental Protection Agency (Agency). The Agency requests
that the Board amend its air pollution control regulations to establish a program for the control
of emissions from the incineration of hospital, medical, and infectious waste. The program
would be effectuated by the creation of new Part 229, titled “Hospital/Medical/Infectious
Waste Incinerators,” in the Board’s air pollution regulations. By today’s action the Board
promulgates the regulations.
The Board’s responsibility in this matter arises from the Environmental Protection Act
(Act) (415 ILCS 5/1
et seq.
(1996)). The Board is charged therein to “determine, define and
implement the environmental control standards applicable in the State of Illinois.” 415 ILCS
5/5(b). More generally, the Board’s rulemaking charge is based on the system of checks and
balances integral to Illinois environmental governance: the Board bears responsibility for the
rulemaking and principal adjudicatory functions; the Agency has primary responsibility for
administration of the Act and the Board’s regulations, including the regulations that are
adopted today.
Today’s regulations have been brought under Section 28.5 of the Act (415 ILCS 5/28.5
(1996)). Section 28.5 authorizes the Board to adopt via a “fast-track” procedure certain
regulations necessary for compliance with the Clean Air Act Amendments of 1990 (CAA) (42
U.S.C. §§ 7401-76719 (1990)). The United States Environmental Protection Agency
(USEPA) has established September 15, 1998, as the deadline for implementation of the
instant rules in Illinois. 42 U.S.C. 7429(b)(2).
BACKGROUND
On September 15, 1997, USEPA promulgated new source performance standards
(NSPS) and emission guidelines (EG) to reduce emissions from hospital, medical, and
infectious waste incinerators (HMIWIs). Pet. Exh. 1 at 48379-48391.
1
Under the terms of the
1
Documents that are attached to the Agency’s petition to which citation is made are as
follows:
2
NSPS and EG, certain HMIWIs are required to meet specific emission limits using the
maximum available control technology, considering costs, quality of health, and environmental
and energy impacts.
2
The NSPS and EG are based on USEPA’s determination that emissions from HMIWIs
can have adverse effects on both public health and welfare. Pet. Exh. 1 at 48350. The
emissions of concern include organic materials, particulates, metals, acid gases, and NOx.
Pet. Exh. 1 at 48350.
States are required in Section 111(d) of the CAA to submit a plan for the control of
emissions from any source for which USEPA has promulgated a performance standard. As
regards the HMIWI performance standards, the NSPS are directly implemented in Illinois
through the operation of Section 39.5 of the Act; they accordingly need no independent
promulgation by the Board. The EG, however, does need independent promulgation and
implementation. Today’s action is undertaken pursuant to that requirement. The regulations
contain standards and control requirements that are intended to be equivalent to those in the
EGs.
Pursuant to the CAA, states are required to submit their implementation plans to
USEPA within one year of adoption of an EG by USEPA. In this case Illinois was required to
submit its implementation plan by September 15, 1998. Pet. Exh. 1 at 48351. Illinois has not
met that deadline. However, the Agency did seek a formal 18-month extension of the deadline
because it believed that (1) substantial outreach would be required before initiating the
rulemaking process, due to the many sources affected by the regulations and the wide
variability in individual circumstances; and (2) additional time was needed given the process
Attachment 6: Agency’s Statement of Reasons. (Reasons)
Exhibit 1:
Standards of Performance for New Stationary Sources and Emission
Guidelines for Existing Sources: Hospital/Medical/Infectious Waste
Incinerators, Final Rule, 62 Fed. Reg. 48347 (September 15, 1997).
Exhibit 5:
Letter from Bharat Mathur, Chief, Bureau of Air, IEPA to David Kee,
Director, Air and Radiation Branch, USEPA Region 5 (December 15,
1997).
Exhibit 7:
Letter from Bharat Mathur, Chief, Bureau of Air, IEPA to David Kee,
Director, Air and Radiation Branch, USEPA Region 5 (unsigned and
transmitted by facsimile, March 4, 1998).
2
On March 2, 1999, the United States Court of Appeals for the District of Columbia Circuit,
in a case challenging USEPA’s rule establishing medical waste incinerator standards,
remanded the rule for further explanation regarding the maximum emissions allowed under the
rule. See Sierra Club and Natural Resources Defense Council v. United States Environmental
Protection Agency and Carol Browner, Administrator, United States Environmental Protection
Agency, No. 97-1686 (D.C. Cir. March 2, 1999). Since the court did not vacate the rule, the
Board proceeds with today’s promulgation of the rule.
3
by which environmental regulations are adopted in Illinois. Pet. Exh. 5. When USEPA
responded that it did not believe it had the authority to grant the Agency’s request, the Agency
asked USEPA to reconsider the issue. Pet. Exh. 7. USEPA consistently maintained that it did
not believe it had authority to extend time to the states. Reasons at 7. Although Illinois has
missed the September 15, 1998 deadline, if it submits a state plan to USEPA and USEPA
approves it by September 15, 1999, Illinois can avoid having USEPA impose a plan on
Illinois. 42 U.S.C. 7429(b)(3).
PROCEDURAL HISTORY
Schedule and Hearings
By order of December 3, 1998, the Board adopted the proposal for immediate first
notice, as required of rulemaking proposals filed under Section 28.5 of the Act. The Secretary
of State published first notice on December 28, 1998, at 22 Ill. Reg
.
22177.
Further, as also required by Section 28.5 of the Act, the Board in its December 3, 1998
order adopted a fast-track schedule for the proceeding. Pursuant to the schedule the first
hearing was held on January 21, 1999, in Chicago and the second hearing was held on
February 3, 1999, in Springfield.
3
Both hearings were before Board Hearing Officer
Catherine F. Glenn.
At the first hearing the Agency presented the testimony of Joe Uy, Environmental
Protection Engineer in the Air Quality Planning Section of the Agency, and Kevin Greene,
Manager of the Agency’s Office of Pollution Prevention. Mr. Uy, who helped develop the
HMIWI regulations, filed prefiled testimony regarding,
inter alia,
what facilities are affected
by the regulations and the objectives of the regulations. Hearing Exh. 1.
4
Mr. Greene
explained in his prefiled testimony that he drafted the waste management portion of the
3
The transcript from the January 21, 1999 hearing is cited as “Tr.1 at __.” The transcript
from the February 3, 1999 hearing is cited as “Tr.2 at __.”
4
The Agency submitted eight exhibits at the hearings. At the January 21, 1999 hearing the
following three exhibits were admitted:
Exhibit 1 (Exh. 1):
Testimony of Joe Uy
Exhibit 2 (Exh. 2):
Testimony of Kevin Greene
Exhibit 3 (Exh. 3):
Motion to Amend Rulemaking Proposal
At the February 3, 1999 hearing the following five exhibits were admitted:
Exhibit 4 (Exh. 4):
Motion to Amend Rulemaking Proposal
Exhibit 5 (Exh. 5):
Illinois Environmental Protection Agency’s Response to
Comments
Exhibit 6 (Exh. 6):
Illinois HMIWI Rural and Non-Rural Criteria Coverage
Exhibit 7 (Exh. 7):
Trends in the Health Care and Medical Waste Industries
Exhibit 8 (Exh. 8):
Waste Reduction in the Veterinary Clinic
4
regulations and described the intent of that portion. Hearing Exh. 2. No members of the
public attended the first hearing or presented testimony.
At the second hearing the Agency responded to several questions raised at the first
hearing. Also at the second hearing, the Board sought testimony regarding the Department of
Commerce and Community Affairs’ economic impact determination, in accord with Public Act
90-489, effective January 1, 1998, and codified as part of 415 ILCS 5/27(b) (1996); no
economic impact testimony was received. Tr.2 at 8.
The third hearing, which had been tentatively scheduled for February 11, 1999, was
canceled as provided for at Section 28.5(g)(3) of the Act. Tr. at 25.
By order of March 18, 1999, the Board adopted the Agency’s proposal for second
notice and forwarded the proposal to the joint committee on administrative rules (JCAR). At
its April 20, 1999 meeting, JCAR voted “no objection” to the regulations.
Public Comments
The Board received two timely-filed public comments. The first public comment, PC
1, was filed on February 22, 1999, by Bonnie R. Sawyer of the Agency. The second public
comment, PC 2, was also filed on February 22, 1999, by Heidi E. Hanson, on behalf of
Hinsdale Hospital. Three public comments were received after the record closed on
February 22, 1999. On February 23, 1999, the Agency filed a motion to file a response to PC
2
instanter
. On February 24, 1999, Ms. Hanson filed a motion to file
instanter
a response to
the Agency’s February 23, 1999 filing. On March 3, 1999, the Board received a combined
comment from Citizens for a Better Environment, the American Lung Association of
Metropolitan Chicago, and the Sustainable Hospitals Project. Because the Board received the
three comments after the record closed, the Board denied the two motions to file
instanter
and
did not accept the combined comment filed on March 3, 1999.
OVERVIEW
The regulations adopted today contain three principal provisions: (1) establishment of
emission limits for several categories of HMIWIs; (2) requirement that HMIWIs subject to the
emission limits operate pursuant to a Clean Air Act Permit Program (CAAPP) permit; and (3)
requirement that affected HWIMIs create waste management programs. The regulations
closely track the federal EG. The few provisions that are departures from the EG are
discussed later in this opinion.
The regulations are organized into 12 subparts and three appendices. The subparts
address the following:
Subpart A:
General Provisions
Subpart B:
Applicability
Subpart C:
Compliance Schedules
5
Subpart D:
CAAPP Permit Requirements
Subpart E:
Emission Limits
Subpart F:
Exceptions from Emission Limits
Subpart G:
Methods and Procedures for Performance Testing
Subpart H:
Compliance Requirements
Subpart I:
Monitoring Requirements
Subpart J:
Requirements for HMIWI Operators
Subpart K:
Waste Management Plan Requirements
Subpart L:
Recordkeeping and Reporting Requirements
Applicability
Today’s regulations apply to all HMIWIs, with limited exceptions, for which
construction began either on or before June 20, 1996. The Board notes that the proposed rules
apply statewide. In this context, they are unlike some other air regulations that have
applicability limited to certain geographic areas of the State. However, different emission
limits exist for different HMIWIs, depending on their charging capacity (
i.e.
, the amount of
waste that can be incinerated over a period of time) and geographical location. Reasons at 19.
Rural HMIWIs have less stringent emission limits. Reasons at 19. Almost all owners or
operators of HMIWIs will have to install at least some form or add-on pollution control device
in their incinerators. Hearing Exh. 1 at 5.
The majority of HMIWIs are located in hospitals, but HMIWIs are also found at
commercial waste treatment facilities, veterinary medical facilities, funeral homes, mortuaries,
skilled nursing care facilities, commercial physical, biological and medical research facilities,
and pharmaceutical manufacturing facilities. Reasons at 5.
Provisions Based on Types and Percentages of Waste Incinerated
Today’s regulations have varying requirements for HMIWIs that handle different types
and percentages of wastes.
HMIWIs that are otherwise subject to the emission limits in proposed Part 229, but that
during certain periods combust only pathological waste, low-level radioactive waste, or
chemotherapeutic waste, are only subject to the recordkeeping requirements in proposed
Sections 229.182(b), (f), and (g). See Section 229.110(b). The owners or operators of the
HMIWIs must notify the Agency in its CAAPP application of their intent to operate pursuant
to this operating scenario.
6
HMIWIs that combust only pathological waste, low-level radioactive waste, or
chemotherapeutic waste, are subject only to the recordkeeping requirements in Sections
229.182(c), (f), and (g). See Section 229.110(c). The owners or operators of these HMIWIs
must, by December 15, 1999, give both the Agency and USEPA a written certification that
their HMIWIs burn only these wastes. See Section 229.110(c).
Co-fired combustors are only subject to the recordkeeping requirements in Section
229.182(d), (f), and (g).
5
Owners or operators of a co-fired combustor must, by December
15, 1999, give both the Agency and USEPA a written certification of its status as a co-fired
combustor, including specific information about the amount of waste and other fuels
combusted at the facility. See Section 229.110(d).
Hospitals without HMIWIs that send their hospital waste or medical/infectious waste to
an off-site HMIWI, are subject only to the waste management plan provisions in Section
229.178. See Section 229.110(e).
Affected Facilities
The Agency believes that approximately 98 HMIWIs are potentially subject to the
emission limits in the regulations. Reasons at 8, Tr.1 at 27. The Agency estimates that an
additional 75 HMIWIs may have to notify the Agency and USEPA of their exempt status,
because of the type of waste burned or percentage of hospital, medical, or infectious waste
combusted. Reasons at 8. Further, the Agency believes that approximately 155 hospitals that
send waste off-site may be subject to the waste management planning requirement. Reasons at
9. The Agency estimates there are 43 facilities with on-site incinerators which may be
classified as co-fired combustors. Tr.2 at 22. At the January 21, 1999 hearing, Mr. Uy
testified that Memorial Hospital in Carthage, Illinois, is the only “rural HMIWI” known to the
Agency. See definition of “rural HMIWI” in Section 229.102, Tr.1 at 23. The reason for the
low number of rural HMIWI, Mr. Uy explained at the February 3, 1999 hearing, was that
only a small geographical portion of Illinois meets the rural criteria under the proposed rules.
6
Tr.2 at 22, Hearing Exh. 6.
Timeframes for Compliance
5
“Co-fired combustor,” defined in Section 229.102, is a unit combusting hospital waste or
medical/infectious waste with other fuels or wastes and subject to an enforceable requirement
limiting the unit to combusting a fuel feed stream, of which 10% or less of the weight is
comprised, in aggregate, of hospital waste and medical/infectious waste as measured on a
calendar quarter basis.
6
The rural criteria in today’s regulations are found in Section 229.102 in the definition of
“Rural HMIWI”. They are any HMIWI located more than 50 miles from the boundary of the
nearest Standard Metropolitan Statistical Area, meeting the criteria specified in the definition
of “small HMIWI” and burning less than 2,000 lbs per week of hospital waste and
medical/infectious waste.
7
Generally, HMIWIs subject to these regulations are required to comply with the
emission limits in this part by September 15, 2000. See Section 229.115. However, the
regulations contain separate provisions for those HMIWIs that will continue to operate after
the regulations are in effect, and those that will not continue to operate. See Sections 229.115
and 229.116. HMIWIs that intend to continue operation generally must come into compliance
by September 15, 2000. See Section 229.115(a). Under certain circumstances, the deadline
may be extended to September 15, 2002. See Section 229.115(b). HMIWIs that plan to
comply with these regulations by shutting down must timely notify the Agency and take
affirmative steps to show that the HMIWIs have been rendered permanently inoperable by
September 15, 2000. See Section 229.116. There is no provision for HMIWIs that plan to
shut down, but cannot comply with the September 15, 2000 deadline. The Agency suggests
that those HMIWIs request a variance from the Board in a timely fashion, so that the Board
can rule on the request before September 15, 2000. Reasons at 17.
CAAPP Requirements
Today’s regulations require all HMIWIs subject to the emission limits in the part to
operate under a CAAPP permit by September 15, 2000. See Section 229.120(a). One
provision was proposed at second notice that was different from the first-notice Section
229.120. At first notice, Section 229.120(b) provided that sources subject to Part 229 that are
not required to obtain a permit under Section 39.5 of the Act must submit an application by
September 15, 2000. At hearing, the Agency noted that this was not entirely accurate. Tr.1
at 12. Rather, Section 39.5 of the Act requires sources subject to a standard under Section 111
of the Clean Air Act to obtain a permit. At second notice the Board omitted the reference to
Section 39.5 of the Act in Section 229.120(b). Section 229.120(b) now reads, in part, that
any HMIWI subject to the emission limits in this part that is first required to obtain a CAAPP
permit because it is subject to the emission limits of this part shall submit the CAAPP
application permit by September 15, 2000. See Section 229.120(b). The Board believes this
change addresses the Agency’s accuracy concern.
Emission Limits
Sections 229.125 and 229.126 describe the emission limits for small, medium, large,
and rural HMIWIs. These HMIWIs are defined in proposed Section 229.102. The size of an
HMIWI is determined by the amount of waste that can be incinerated over a period of time.
The chart below summarizes the emission limits for the affected HMIWIs:
Pollutant Units
Small Rural
Small Urban
Medium
Large
Mercury
(mg/dscm or
percent
7.5
0.55 or 85%
0.55 or 85%
0.55 or 85%
8
reduction)
Dioxins/furans
(ng/dscm)
800
125
125
125
TEQ
dioxins/furans
(ng/dscm)
15
2.3
2.3
2.3
Cadmium
(mg/dscm or
percent
reduction)
4
0.16 or 65%
0.16 or 65%
0.16 or 65%
Lead (mg/dscm
or percent
reduction)
10
1.2 or 70%
1.2 or 70%
1.2 or 70%
Hydrogen
chloride (ppmv
or percent
reduction)
3,100
100 or 93%
100 or 93%
100 or 93%
Particulate
matter
(mg/dscm)
197
115
69
34
Carbon
monoxide
(ppmv)
40
40
40
40
Sulfur dioxide
(ppmv)
55
55
55
55
Nitrogen oxide
(ppmv)
250
250
250
250
There are exceptions to the emission limits. If an HMIWI is in a period of startup,
shutdown, or malfunction, it does not have to comply with the emission limits. See Section
229.130(a). Specific duties of the owner or operator of the HMIWI are set forth in Section
229.130(d). Testing procedures for the emission limits are described in Section 229.140. One
addition to the regulations that was not included at first notice, but was included at second
notice at the Agency’s request, is the requirement that when conducting a performance test for
an HMIWI, the owner or operator shall conduct that test when the HMIWI is capturing
maximum emissions, and not during periods of startup, malfunction or shutdown. See
Section 229.140(b)(3), Tr.1 at 11, Hearing Exh. 3. The Board believes adding this
requirement will result in a more relevant and accurate performance test.
Compliance Requirements
Sections 229.142 through 229.164 set forth the compliance requirements for HMIWIs
that are subject to the emission limits of this part. All HMIWIs must conduct an initial
performance test by September 15, 2000, for particulate matter, carbon monoxide,
9
dioxins/furans, hydrogen chloride, sulfur dioxide, nitrogen oxide, lead, cadmium, and
mercury.
7
See Section 229.142(a) and (b).
After the initial performance test, the owners or operators of the HMIWIs may repeat
the test at any time to establish new site-specific operating values for the HMIWIs. See
Section 229.144(a). Additionally the Agency may, at its discretion, request that a new
performance test be conducted at any time. See Section 229.144(b). In addition to the tests
performed at the owners or operators discretion, annual performance tests must be completed
by small, medium, and large HMIWIs to determine the particulate matter, carbon monoxide,
and hydrogen chloride emission limits.
8
See Section 229.148.
9
All owners and operators of
HMIWIs, including rural HMIWIs, must conduct an annual opacity test. See Section
229.146. A change from first notice is the addition of Method 26A as an approved method for
testing for hydrogen chloride. See Section 229.104(e) and proposed Part 229.Appendix C. At
the January 21, 1999 hearing the Agency explained that USEPA recently promulgated Method
26A, which is equivalent to Method 26. Tr.1 at 10. The Board included in the regulations
Method 26A as an option for hydrogen chloride testing.
HMIWI Operator Requirements
The regulations prohibit any HMIWI to operate unless a trained and qualified HMIWI
operator is available on-site. See Section 229.170(a). This standard differs from the federal
EG. The federal EG allows a trained and qualified operator to be available within one hour of
the HMIWI during all periods of operation. Hearing Exh. 5 at 9. The Agency believes that
such a requirement would be too difficult to implement, monitor, and enforce. Reasons at 20.
For safety and simplicity, the regulations require a qualified HMIWI operator to be on-site
when the HMIWI is being operated. See Section 229.170(a).
To become a trained and qualified operator, a person must comply with the procedures
set forth in Section 229.170(b) and (c). Annual maintenance of a person’s qualification status
is required. See Section 229.170(e). Also, the owner or operator of the HMIWI must keep
information on-site regarding the procedures for startup and shutdown of the HMIWI, and
other specific information. See Section 229.172.
Waste Management Plan
Today’s regulations require each hospital that uses on-site incinerators to submit a
waste management plan to the Agency. See Section 229.176(a). The plans must be filed with
7
Owners or operators of rural HMIWIs are not required to test for hydrogen chloride, lead, or
cadmium. See Section 229.142 (c).
8
If three consecutive annual tests show compliance with the emission limits for particulate
matter, carbon monoxide, or hydrogen chloride, no annual test is necessary for that pollutant
during the subsequent two years. See Section 229.148(a).
9
Owners or operators of rural HMIWIs are not required to conduct subsequent annual
performance tests. See Section 229.142. They are, however, required to annually inspect the
HMIWIs. See Section 229.162.
10
the Agency when the facility submits its emission test result and site-specific operating
parameters. See Section 229.176(e). The plans must contain certain elements, including
where the facility is located, goals for reducing the volume and toxicity of waste, names of
staff responsible for developing the plan, and a summary of existing waste management
policies and practices. See Section 229.176.
Hospitals that send their waste to an off-site HMIWI also must prepare a limited waste-
management plan. See Section 229.178. Although today’s regulations are based on an EG
that does not require these hospitals to develop and implement such a plan, the Agency
believes this requirement is consistent with the USEPA mandate, and the recently announced
memorandum of understanding between USEPA and the American Hospital Association
regarding waste management and waste reduction goals. Reasons at 21.
Owners or operators of HMIWIs that accept waste generated off-site, are required to
provide their customers with written information about the availability of waste management
practices. See Section 229.180(a)(1). They must also submit a waste management plan to the
Agency. See Section 229.180(a)(2).
At the January 21, 1999 hearing, the Agency expressed its concern that although the
waste management plans applied to three categories of sources (hospitals that operate an
incinerator, hospitals that send waste to an off-site incinerator, and commercial facilities that
accept waste from off-site generators), the regulations may not have met the federal guideline
requirements because they lacked a provision concerning waste management for affected
facilities that were not hospitals. Tr.1 at 13. The Agency indicated it was not prepared to
propose a revision for the regulations at that time. Tr.1 at 14. The Agency subsequently
discussed the first notice version of proposed Part 229 with USEPA (Hearing Exh. 4 at 2) and
on February 8, 1999, filed a motion to amend the rulemaking proposal
10
by adding a Section
229.181 entitled “Waste Management Plan Requirements for Other HMIWIs”. This section
requires waste management plans from owners or operators of HMIWIs other than those at
hospital or commercial facilities. Hearing Exh. 4 at 2, see Section 229.181. Mr. Greene
testified that the Agency anticipated these types of facilities would be nursing homes,
veterinary clinics, and research institutions. Tr.2 at 15. The plans include that these facilities
assess their current waste management practices, evaluate the feasibility of using certain
additional practices, and submit a waste management plan to the Agency. See Section
229.181. Today’s adopted regulations include Section 229.181.
Recordkeeping and Reporting Requirements
The final section in today’s adopted regulations addresses recordkeeping and reporting
requirements. See Section 229.182. Depending on the type of facility (exempt, co-fired
10
At the February 3, 1999 hearing, the Agency filed as Exhibit 4, the same motion to amend it
filed with the Clerk of the Board on February 8, 1999. The Board granted the motion in its
March 18, 1999 order. Also, the Board granted the Agency’s motion to amend the rulemaking
proposal filed as Exhibit 3 on January 21, 1999.
11
combustor, rural HMIWI, etc.), the owner or operator has varying responsibilities. See
Sections 229.182(a)-(e) and 229.184. Pathological waste incinerators that incinerate only
human remains (e.g., crematoriums) are included in these requirements, which is more
stringent than the EG, under Sections 229.182(b) and (c).
CHANGES FROM SECOND NOTICE
JCAR has requested some minor changes be made from second notice. In Section
229.115(b)(1) the phrase “within 6 months after the Board’s approval of this Part,” has been
changed to “on or before November 15, 1999”. Similarly, in Section 229.116(a), “within 6
months after the Board’s approval of the provisions of this Part” is changed to “on or before
November 15, 1999”. Finally, Section 229.120(d)(1) now reads:
If the CAAPP has 3 or more years remaining on the permit term, the owner or
operator of an HMIWI shall apply for revision to the CAAPP permit to
incorporate the applicable requirements of this Part on or before November 15,
1999.
This change is necessary because Section 229.120(d)(1) and (d)(2) had both previously applied
in cases where the CAAPP permit had less than 3 years remaining, which was erroneous. As
corrected, Section 229.120(d)(1) now applies when a CAAPP permit has 3 or more years
remaining on the permit term, and Section 229.120(d)(2) still applies when a CAAPP permit
has less than 3 years remaining on the permit term.
CONCLUSION
The Board finds that, based on the record developed in this matter, adoption of the
regulations as herein discussed and previously sent to first and second notice is warranted.
ORDER
The Board directs that the following Part 229 be submitted to the Secretary of State for
final notice publication in the
Illinois Register
pursuant to Section 5-40 of the Illinois
Administrative Procedure Act:
TITLE 35: ENVIRONMENTAL PROTECTION
SUBTITLE B: GENERAL PROVISIONS
CHAPTER I: POLLUTION CONTROL BOARD
SUBCHAPTER c: EMISSION STANDARDS AND LIMITATIONS FOR STATIONARY
SOURCES
PART 229
HOSPITAL/MEDICAL/INFECTIOUS WASTE INCINERATORS
SUBPART A: GENERAL PROVISIONS
12
Section
229.100
Abbreviations
229.102
Definitions
229.104
Incorporations by Reference
SUBPART B: APPLICABILITY
Section
229.110
General Applicability
229.112
Exemptions
SUBPART C: COMPLIANCE SCHEDULES
Section
229.115
Compliance Schedules for HMIWIs That Will Continue to Operate
229.116
Compliance Schedules for HMIWIs That Will Shut Down
SUBPART D: CAAPP PERMIT REQUIREMENTS
Section
229.120
CAAPP Permit Requirements
SUBPART E: EMISSION LIMITS
Section
229.125
Emission Limits for Small, Medium, and Large HMIWIs
229.126
Emission Limits for Rural HMIWIs
SUBPART F: EXCEPTIONS FROM EMISSION LIMITS
Section
229.130
Operation During Periods of Startup, Shutdown, or Malfunction
SUBPART G: METHODS AND PROCEDURES FOR PERFORMANCE TESTING
Section
229.140
Methods and Procedures for Performance Testing
SUBPART H: COMPLIANCE REQUIREMENTS
13
Section
229.142
Initial Performance Testing and Establishment of Operating Parameters
229.144
Subsequent Performance Testing for All HMIWIs
229.146
Annual Testing for Opacity
229.148
Annual Performance Testing for Small, Medium and Large HMIWIs
229.150
Compliance with Operating Parameter Values
229.152
Compliance Requirements for HMIWIs Using CEMS
229.154
Violations by HMIWIs Equipped with a Dry Scrubber Followed by a Fabric
Filter
229.156
Violations by HMIWIs Equipped with a Wet Scrubber
229.158
Violations by HMIWIs Equipped with a Dry Scrubber Followed by a Fabric
Filter and a Wet Scrubber
229.160
Compliance Requirements for Rural HMIWIs
229.162
Inspection Requirements for Rural HMIWIs
229.164
Optional Performance Testing to Address Actual or Potential Violations
SUBPART I: MONITORING REQUIREMENTS
Section
229.166
Monitoring Requirements for Small, Medium, and Large HMIWIs
229.168
Monitoring Requirements for Rural HMIWIs
SUBPART J: REQUIREMENTS FOR HMIWI OPERATORS
Section
229.170
Operator Training and Qualification Requirements
229.172
Documentation To Be Maintained On-Site for Employees Operating HMIWIs
SUBPART K: WASTE MANAGEMENT PLAN REQUIREMENTS
Section
229.176
Waste Management Plan Requirements for Hospitals Using On-Site Incinerators
229.178
Waste Management Plan Requirements for Hospitals Transporting Waste Off-
Site to an HMIWI
229.180
Waste Management Requirements for HMIWIs Accepting Waste Generated Off-
Site
229.181
Waste Management Plan Requirements for Other HMIWIs
SUBPART L: RECORDKEEPING AND REPORTING REQUIREMENTS
Section
229.182
Recordkeeping Requirements
229.184
Reporting Requirements
14
Appendix A
Toxic Equivalency (TEQ) Factors
Appendix B
Operating Parameters to Be Monitored and Minimum Measurement and
Recording Frequencies
Appendix C
Reference Test Methods and Procedures for Performance Tests
AUTHORITY: Implementing Sections 10, 39 and 39.5 and authorized by Section 27 of the
Environmental Protection Act (415 ILCS 5/10, 27, 39 and 39.5)
SOURCE: Adopted at _____ Ill. Reg. __________, effective ____________________.
SUBPART A: GENERAL PROVISIONS
Section 229.100
Abbreviations
The following abbreviations have been used in this part:
Act
Illinois Environmental Protection Act [415 ILCS 5]
Agency
Illinois Environmental Protection Agency
Board
Illinois Pollution Control Board
Btu
British thermal units
CAAPP
Clean Air Act Permit Program [415 ILCS 5/39.5]
CEMS
Continuous Emissions Monitoring System
CO
carbon monoxide
Cd
cadmium
dscf
dry standard cubic foot
dscm
dry standard cubic meter
ft
3
cubic feet
HCl
hydrogen chloride
Hg
mercury
HMIWI
hospital/medical/infectious waste incinerator
hr
hour
lb(s)
pound(s)
mg
milligrams
NO
x
Nitrogen Oxide
Pb
lead
PM
particulate matter
ppmv
parts per million by volume
SO
2
Sulfur Dioxide
TEQ
toxic equivalency
USEPA
United States Environmental Protection Agency
Section 229.102
Definitions
15
The definitions contained in this Section apply only to the provisions of this Part. Unless
otherwise defined herein and unless a different meaning of a term is clear from its context, the
definitions of terms used in this Part shall have the meanings specified for those terms in 415
ILCS 5/39.5, 35 Ill. Adm. Code 201.102 or 35 Ill. Adm. Code 211.
“Batch HMIWI” means an HMIWI that is designed in such a way that neither waste
charging nor ash removal can occur during combustion.
“Biologicals” means preparations made from living organisms and their products,
including vaccines, cultures, etc., intended for use in diagnosing, immunizing, or
treating humans or animals or in research pertaining thereto.
“Body fluids” means liquid emanating or derived from humans and limited to: blood;
dialysate; amniotic, cerebrospinal, synovial, pleural, peritoneal and pericardial fluids;
semen and vaginal secretions.
“Bypass stack” means an alternative stack used for discharging combustion gases to the
atmosphere primarily to avoid severe damage to an air pollution control device or other
equipment.
“Charge” means the act of placing waste into an HMIWI for incineration.
“Chemotherapeutic waste” means waste material resulting from the production or use
of antineoplastic agents used for the purpose of stopping or reversing the growth of
malignant cells.
“Co-fired combustor” means a unit combusting hospital waste or medical/infectious
waste with other fuels or wastes (e.g., coal, municipal solid waste) and subject to an
enforceable requirement limiting the unit to combusting a fuel feed stream, of which 10
percent or less of the weight is comprised, in aggregate, of hospital waste and
medical/infectious waste as measured on a calendar quarter basis. For purposes of this
definition, pathological waste, chemotherapeutic waste, and low-level radioactive waste
are considered "other" wastes when calculating the percentage of hospital waste and
medical/infectious waste combusted.
“Continuous emission monitoring system” or “CEMS” means a monitoring system for
continuously measuring and recording the emissions of a pollutant from an affected
facility.
“Continuous HMIWI” means an HMIWI that is designed to allow waste charging and
ash removal during combustion.
“Dioxins/furans” means the total emissions of any tetra- through octa-chlorinated
dibenzo-para-dioxins and dibenzofurans, as measured by EPA Reference Method 23,
incorporated by reference in Section 229.104(d) of this Subpart.
16
“Dry scrubber” means an add-on air pollution control system that injects dry alkaline
sorbent (dry injection) or sprays an alkaline sorbent (spray dryer) to react with and
neutralize acid gases in an HMIWI exhaust stream, forming a dry powder material.
“Fabric filter” means an add-on air pollution control system that removes PM and
nonvaporous metals emissions by passing flue gas through filter bags.
“Facilities manager” means the individual in charge of purchasing, maintaining, and
operating an HMIWI, or the owner's or operator's representative responsible for the
management of an HMIWI. Alternative titles may include director of facilities or vice
president of support services.
“High air phase” means the stage of the batch operating cycle when the primary
chamber reaches and maintains maximum operating temperatures.
“Hospital” means any facility that has an organized medical staff, maintaining at least 6
inpatient beds and where the primary function of the facility is to provide diagnostic
and therapeutic patient services and continuous nursing care primarily to human
inpatients who are not related and who stay on average in excess of 24 hours per
admission. This definition does not include facilities maintained for the sole purpose of
providing nursing or convalescent care to human patients who generally are not acutely
ill but who require continuing medical supervision.
“Hospital/medical/infectious waste incinerator” or “HMIWI” means any device that
combusts any amount of hospital waste or medical/infectious waste.
“Hospital waste” means discards generated at a hospital, except unused items returned
to the manufacturer. The definition of hospital waste does not include human corpses,
remains, or anatomical parts that are intended for interment or cremation.
“HMIWI operator” means any person who operates, controls, or supervises the day-to-
day operation of an HMIWI.
“Infectious agent” means any organism that is capable of being communicated by
invasion and multiplication in body tissues and is also capable of causing disease or
adverse health impacts in humans.
“Intermittent HMIWI” means an HMIWI that is designed to allow waste charging, but
not ash removal, during combustion.
“Large HMIWI” means:
An HMIWI whose maximum design waste burning capacity is more than 500
lbs per hour; or
17
A continuous or intermittent HMIWI whose maximum charge rate is more than
500 lbs per hour; or
A batch HMIWI whose maximum charge rate is more than 4,000 lbs per day.
“Low-level radioactive waste” means waste that contains radioactive nuclides emitting
primarily beta or gamma radiation, or both, in concentrations or quantities that exceed
applicable Federal or State standards for unrestricted release. Low-level radioactive
waste is not high-level radioactive waste, spent nuclear fuel, or by-product material as
defined by the Atomic Energy Act of 1954 (42 U.S.C. 2014(e)(2)).
“Malfunction” means any sudden, infrequent, and not reasonably preventable failure of
air pollution control equipment, process equipment, or of a process to operate in a
normal or usual manner. Failures that are caused, in part, by poor maintenance or
careless operation are not malfunctions.
“Maximum charge rate” means:
For continuous and intermittent HMIWI, 110 percent of the lowest 3-hour
average charge rate measured during the most recent performance test
demonstrating compliance with all applicable emission limits specified in
Subpart E of this Part.
For batch HMIWI, 110 percent of the lowest daily charge rate measured during
the most recent performance test demonstrating compliance with all applicable
emission limits specified in Subpart E of this Part.
“Maximum design waste burning capacity” means:
For intermittent and continuous HMIWI:
C=P
V
x 15,000/8,500
Where:
C
=
HMIWI capacity, lb/hr
P
V
=
primary chamber volume, ft
3
15,000 =
primary chamber heat release rate factor, Btu/ft
3
/hr
8,500
=
standard waste heating value, Btu/lb;
For batch HMIWI:
C=P
V
x 4.5/8
Where:
C
=
HMIWI capacity, lb/hr
18
P
V
=
primary chamber volume, ft
3
4.5
=
waste density factor, lb/ft
3
8
=
typical hours of operation of a batch HMIWI, hours.
“Maximum fabric filter inlet temperature” means 110 percent of the lowest 3-hour
average temperature at the inlet to the fabric filter (taken, at a minimum, once every
minute) measured during the most recent performance test demonstrating compliance
with the applicable dioxin/furan emission limit specified in Subpart E of this Part.
“Maximum flue gas temperature” means 110 percent of the lowest 3-hour average
temperature at the outlet from the wet scrubber (taken, at a minimum, once every
minute) measured during the most recent performance test demonstrating compliance
with the applicable Hg emission limit specified in Subpart E of this Part.
“Medical/infectious waste” means any waste generated in the diagnosis, treatment, or
immunization of human beings or animals, in research pertaining thereto, or in the
production or testing of biologicals. The definition of medical/infectious waste does
not include hazardous waste identified or listed under the regulations in 40 CFR 261;
household waste, as defined in 40 CFR 261.4(b)(1); and domestic sewage materials
identified in 40 CFR 261.4(a)(1). For the purposes of this Part, medical/infectious
waste includes:
Cultures and stocks of infectious agents and associated biologicals, including:
vaccines and cultures intended for use in diagnosing, immunizing, or treating
humans or animals; cultures from medical and pathological laboratories;
cultures and stocks of infectious agents from research and industrial
laboratories; wastes from the production of biologicals; and discarded live and
attenuated vaccines;
Human pathological waste, including tissues, organs, and body parts and body
fluids that are removed during surgery or autopsy, or other medical procedures,
and specimens of body fluids and their containers;
Human blood, any products derived from human blood, or anything that has
been in contact with human blood in any form;
Intravenous bags and associated tubing;
Sharps that have been used in animal or human patient care or treatment or in
medical, research, or industrial laboratories, including hypodermic needles,
syringes (with or without the attached needle), pasteur pipettes, scalpel blades,
blood vials, and needles with attached tubing;
Culture dishes, regardless of the presence of infectious agents, and culture
dishes and devices used to transfer, inoculate, and mix cultures;
19
Any type of broken or unbroken glassware that has been in contact with
infectious agents;
Animal waste, including contaminated animal carcasses, body parts, bedding of
animals that were known to have been exposed to infectious agents during
research (including research in veterinary hospitals), production of biologicals
or testing of pharmaceuticals;
Isolation wastes, including biological waste and discarded materials
contaminated with blood, excretions, exudates, or secretions from humans who
are isolated to protect others from highly communicable diseases, or isolated
animals known to be infected with highly communicable diseases; and
Unused sharps, including the following unused, discarded sharps: hypodermic
needles, suture needles, syringes, and scalpel blades.
“Medium HMIWI” means:
An HMIWI whose maximum design waste burning capacity is more than 200
lbs per hour but less than or equal to 500 lbs per hour; or
A continuous or intermittent HMIWI whose maximum charge rate, as set by
permit, is more than 200 lbs per hour but less than or equal to 500 lbs per hour;
or
A batch HMIWI whose maximum charge rate, as set by permit, is more than
1,600 lbs per day but less than or equal to 4,000 lbs per day.
“Minimum dioxin/furan sorbent flow rate” means 90 percent of the highest 3-hour
average dioxin/furan sorbent flow rate (taken, at a minimum, once every hour)
measured during the most recent performance test demonstrating compliance with the
applicable dioxin/furan emission limit specified in Subpart E of this Part.
“Minimum Hg sorbent flow rate” means 90 percent of the highest 3-hour average Hg
sorbent flow rate (taken, at a minimum, once every hour) measured during the most
recent performance test demonstrating compliance with the applicable Hg emission
limit specified in Subpart E of this Part.
“Minimum HCl sorbent flow rate” means 90 percent of the highest 3-hour average HCl
sorbent flow rate (taken, at a minimum, once every hour) measured during the most
recent performance test demonstrating compliance with the applicable HCl emission
limit specified in Subpart E of this Part.
20
“Minimum horsepower” or “minimum amperage” means 90 percent of the highest
3-hour average horsepower or amperage to the wet scrubber (taken, at a minimum,
once every minute) measured during the most recent performance test demonstrating
compliance with the applicable emission limits specified in Subpart E of this Part.
“Minimum pressure drop across the wet scrubber” means 90 percent of the highest
3-hour average pressure drop across the wet scrubber PM control device (taken, at a
minimum, once every minute) measured during the most recent performance test
demonstrating compliance with the applicable PM emission limit specified in this
Subpart E of this Part.
“Minimum scrubber liquor flow rate” means 90 percent of the highest 3-hour average
liquor flow rate at the inlet to the wet scrubber (taken, at a minimum, once every
minute) measured during the most recent performance test demonstrating compliance
with the applicable emission limits specified in Subpart E of this Part.
“Minimum scrubber liquor pH” means 90 percent of the highest 3-hour average liquor
pH at the inlet to the wet scrubber (taken, at a minimum, once every minute) measured
during the most recent performance test demonstrating compliance with the applicable
HCl emission limit specified in Subpart E of this Part.
“Minimum secondary chamber temperature” means 90 percent of the highest 3-hour
average secondary chamber temperature (taken, at a minimum, once every minute)
measured during the most recent performance test demonstrating compliance with the
applicable PM, CO, and dioxin/furan emission limits specified in Subpart E of this
Part.
“Operating day” means a 24-hour period between 12:00 midnight and the following
midnight during which any amount of hospital waste or medical/infectious waste is
combusted at any time in an HMIWI.
“Operation” means any period during which waste is combusted in an HMIWI,
excluding periods of startup or shutdown.
“Pathological waste” means waste material consisting of only human or animal
remains, anatomical parts, tissue, and the bags or containers used to collect and
transport the waste material and associated animal bedding, if applicable.
“Primary chamber” means the chamber in an HMIWI that receives waste material, in
which the waste is ignited, and from which ash is removed.
“Rural HMIWI” means any HMIWI identified in Section 229.110(a) of this Part, that
is located more than 50 miles from the boundary of the nearest Standard Metropolitan
Statistical Area, as defined in OMB Bulletin No. 93-17, incorporated by reference at
Section 229.104(b) of this Part, meets the criteria specified in the definition of “small
21
HMIWI” and burns less than 2,000 lbs per week of hospital waste and
medical/infectious waste (except the 2,000 lbs per week limitation does not apply
during performance testing).
“Secondary chamber” means that component of an HMIWI that receives combustion
gases from the primary chamber and in which the combustion process is completed.
“Shutdown” means the period of time after all waste has been combusted in the
primary chamber.
“Small HMIWI” means:
An HMIWI whose maximum design waste burning capacity is less than or equal
to 200 lbs per hour; or
A continuous or intermittent HMIWI whose maximum charge rate, as set by
permit, is less than or equal to 200 lbs per hour; or
A batch HMIWI, whose maximum charge rate, as set by permit, is less than or
equal to 1,600 lbs per day.
“Startup” means the period of time between the activation of an HMIWI and the first
charge of waste to the unit. For batch HMIWI, startup means the period of time
between activation of an HMIWI and ignition of the waste.
“Wet scrubber” means an add-on air pollution control device that utilizes either an
alkaline or some other type of scrubbing liquor to collect pollutants and/or neutralize
acid gases.
Section 229.104
Incorporations by Reference
The following materials are incorporated in this Part by reference. These incorporations by
reference do not include any later amendments or editions.
a)
“An Ounce of Prevention: Waste Reduction Strategies for Health Care
Facilities,” American Society for Healthcare Environmental Services, 840
North Lake Shore Drive, Chicago, Illinois, 60611 (1993).
b)
"Revised Statistical Definitions for Metropolitan Areas," OMB Bulletin No.
93-17, Office of Management and Budget, Washington, D.C. (June 30, 1993).
c)
40 CFR 60.8.
d)
40 CFR 60, Appendix A, Methods 1, 2, 3, 3A, 5, 9, 10, 10B, 23, 26, 26A, 29.
22
e)
40 CFR 60, Appendices B and F.
SUBPART B: APPLICABILITY
Section 229.110
General Applicability
a)
This Part applies to all HMIWIs for which construction commenced either on or
before June 20, 1996, except as provided for in subsections (b), (c), (d) and (e)
of this Section and Section 229.112 of this Subpart.
b)
An HMIWI otherwise subject to the emission limits in this Part is only subject
to the recordkeeping requirements set forth in Section 229.182(b), (f) and (g) of
this Part during those periods when it combusts only pathological waste, low-
level radioactive waste, or chemotherapeutic waste, provided the owner or
operator of the HMIWI notifies the Agency of its intention to operate pursuant
to this operating scenario in its CAAPP application submitted in accordance
with either Section 229.115(b)(1), Subpart D of this Part, or Section 39.5 of the
Act.
c)
An HMIWI that combusts only pathological waste, low-level radioactive waste,
or chemotherapeutic waste is subject to only the recordkeeping requirements set
forth in Section 229.182(c), (f) and (g) of this Part, provided that the owner or
operator of an HMIWI provides, by December 15, 1999, both the Agency and
the USEPA with a written certification of its status as an HMIWI burning only
the wastes listed in this subsection.
d)
A co-fired combustor is subject only to the recordkeeping requirements set forth
in Sections 229.182(d), (f) and (g) of this Part, provided that the owner or
operator of the combustor is subject to a permit condition limiting its fuel feed
stream to co-fired combustor status, provides, by December 15, 1999, both the
Agency and USEPA with a written certification of its status as a co-fired
combustor including an estimate of the relative weight of hospital waste,
medical/infectious waste, and other fuels and/or waste combusted at the facility.
e)
Any hospital that does not operate an HMIWI but that sends any of its hospital
waste or medical/infectious waste to an off-site HMIWI is subject only to the
waste management plan provisions set forth at Section 229.178 of this Part.
Section 229.112
Exemptions
Notwithstanding other provisions of this Part, the following emission units are exempt from
the requirements of this Part:
a)
Any combustor required to have a permit under Section 3005 of the Solid Waste
Disposal Act, 42 U.S.C. 6925;
23
b)
Any municipal waste combustor that meets the applicability provisions for
municipal waste combustors under Subparts Cb, Ea or Eb of 40 CFR 60;
c)
Any pyrolysis unit (i.e., a unit that uses endothermic gasification to treat
hospital waste or medical/infectious waste in order to render such waste
harmless);
d)
Any cement kiln firing hospital waste or medical/infectious waste; or
e)
Any HMIWI subject to the
Standards of Performance for
Hospital/Medical/Infectious Waste Incinerators for Which Construction is
Commenced After June 20, 1996
, contained in Subpart Ec of 40 CFR 60.50c.
SUBPART C: COMPLIANCE SCHEDULES
Section 229.115
Compliance Schedules for HMIWIs That Will Continue to Operate
a)
Except as provided in subsection (b) of this Section and unless another date is
specified in the provisions of this Part, all owners or operators of HMIWIs shall
be in compliance with all of the provisions of this Part by September 15, 2000.
b)
Except as provided in subsection (c) of this Section, the owner or operator of an
HMIWI may have up to September 15, 2002, to come into compliance with this
Part. To avail themselves of this extended compliance timeframe, the owner or
operator of an HMIWI shall:
1)
Submit its CAAPP application to the Agency, on or before November
15, 1999, requesting an extended compliance schedule, pursuant to
Section 39.5(5)(d) of the Act, [415 ILCS 5/39.5(5)(d)]. This
compliance schedule shall include documentation supporting the need for
an extension, a final control plan for the HMIWI and incremental steps
to be taken toward compliance with this Part that, at a minimum, meet
the increments of progress specified in subsection (b)(2) of this Section;
2)
Meet the following increments of progress by the dates indicated:
A)
Finalize all contracts for the purchase of either pollution control
equipment, process modification or control systems by February
29, 2000;
B)
Commence the implementation of either the process
modifications or the necessary construction or installation of air
pollution control devices for the HMIWI by November 30, 2000;
24
C)
Complete either the process modifications or the installation or
construction of the new air pollution control equipment by
August 31, 2001;
D)
Perform initial startup of the retrofitted HMIWI by January 15,
2002; and
E)
Complete the initial performance test in accordance with Section
229.142 of this Part within 180 days after initial startup.
c)
Any owner or operator of an HMIWI that fails to demonstrate compliance with
this Part by September 15, 2002, shall cease operation of the HMIWI until
compliance with the provisions of this Part is achieved.
d)
Notwithstanding subsection (b) of this Section, all owners or operators of
HMIWIs shall be in full compliance with all of the HMIWI operator provisions
of Subpart J of this Part by September 15, 2000.
Section 229.116
Compliance Schedules for HMIWIs That Will Shut Down
All owners or operators of HMIWIs that intend to permanently shut down their HMIWI as a
means of complying with this Part shall:
a)
Provide the Agency with written notice of their intention to permanently shut
down their HMIWI on or before November 15, 1999; and
b)
Take the following affirmative steps to demonstrate that the HMIWI has been
rendered permanently inoperable by September 15, 2000:
1)
Weld the primary chamber door shut;
2)
Dismantle the HMIWI; or
3)
Other means that reasonably demonstrate that the HMIWI is no longer
functional.
SUBPART D: CAAPP PERMIT REQUIREMENTS
Section 229.120
CAAPP Permit Requirements
a)
All HMIWIs subject to the emissions limits in this Part shall operate pursuant to
a CAAPP permit by September 15, 2000.
25
b)
For any HMIWI subject to the emission limits in this Part that is first required
to obtain a CAAPP permit because it is subject to the emission limits in this
Part, the owner or operator shall submit a complete application for a CAAPP
permit by September 15, 2000, except as provided for in Section 229.115(b)(1)
of this Part.
c)
Upon submittal of a timely and complete CAAPP application, the owner or
operator of an HMIWI shall not be in violation of the requirement, specified in
subsection (a) of this Section, to have a CAAPP permit, to the extent provided in
Section 39.5(5)(h) of the Act [415 ILCS 5/39.5(5)(h)].
d)
For any HMIWI that currently has a CAAPP permit, the following conditions
apply:
1)
If the CAAPP permit has 3 or more years remaining on the permit term,
the owner or operator of an HMIWI shall apply for revision to the
CAAPP permit to incorporate the applicable requirements of this Part on
or before November 15, 1999; or
2)
If the CAAPP permit has less than 3 years remaining on the permit term,
the CAAPP permit shall be revised to incorporate the applicable
requirements of this Part, upon renewal of the permit.
SUBPART E: EMISSION LIMITS
Section 229.125
Emission Limits for Small, Medium, and Large HMIWIs
a)
The emission limits in this Section shall apply to HMIWIs identified in Section
229.110(a) at all times, except as provided in Section 229.110(b) of this Part,
Section 229.126 of this Subpart and Subpart F of this Part.
b)
The emission limits for small, medium, and large HMIWIs are as follows:
HMIWI EMISSION LIMITS
HMIWI EMISSION LIMITS
Pollutant
Pollutant
Units
Units
(7% oxygen, dry basis)
Small
Small
Medium
Medium
Large
Large
PM
mg per dscm(grains per
dscf)
115 (0.05)
69 (0.03)
34 (0.015)
CO
ppmv
40
40
40
Dioxins/
Furans
Nanograms per dscm,
total dioxins/furans
(grains per billion dscf),
or nanograms per dscm
TEQ (grains per billion
dscf)
125 (55) or
2.3 (1.0)
125 (55) or
2.3 (1.0)
125 (55) or
2.3 (1.0)
HCl
ppmv or percent
reduction
100 or 93%
100 or 93%
100 or 93%
SO
2
ppmv
55
55
55
26
NOx
ppmv
250
250
250
Pb
mg per dscm (grains per
thousand dscf) or percent
reduction
1.2 (0.52)
or 70%
1.2 (0.52) or
70%
1.2 (0.52) or
70%
Cd
mg per dscm (grains per
thousand dscf) or percent
reduction
0.16 (0.07)
or 65%
0.16 (0.07) or
65%
0.16 (0.07) or
65%
Hg
mg per dscm (grains per
thousand dscf) or percent
reduction
0.55 (0.24)
or 85%
0.55 (0.24) or
85%
0.55 (0.24) or
85%
c)
No owner or operator of a small, medium, or large HMIWI shall cause or allow
any emissions that cause greater than 10 percent opacity, as measured on a 6
minute block average, according to Method 9, 40 CFR 60, Appendix A,
incorporated by reference at Section 229.104(d) of this Part, from any stack
used by an HMIWI.
Section 229.126
Emission Limits For Rural HMIWIs
a)
Notwithstanding the emission limits set out in Section 229.125 of this Part, any
rural HMIWI shall comply with the emission limits set out in subsection (b) of
this Section. The emission limits under this Section shall apply at all times,
except as provided for in Section 229.110(b) and Subpart F of this Part.
b)
The emission limits for rural HMIWI are as follows:
Pollutant
Pollutant
Units
Units
(7% oxygen, dry basis)
EMISSION LIMITS
EMISSION LIMITS
PM
mg per dscm (grains per dscf)
197 (0.086)
CO
ppmv
40
Dioxin/
Furans
nanograms per dscm total
dioxins/furans (grains per billion dscf),
or nanograms per dscm TEQ (grains
per billion dscf)
800 (350) or 15 (6.6)
HCl
ppmv
3100
SO
2
ppmv
55
NOx
ppmv
250
Pb
mg per dscm (grains per thousand dscf)
10 (4.4)
Cd
mg per dscm (grains per thousand dscf)
4 (1.7)
Hg
mg per dscm (grains per thousand dscf)
7.5 (3.3)
c)
No owner or operator of a rural HMIWI shall cause or allow any emissions that
cause greater than 10 percent opacity, as measured on a 6 minute block average,
according to Method 9, 40 CFR Part 60, Appendix A, incorporated by
reference at Section 229.104(d) of this Part, from any stack used by an HMIWI.
SUBPART F: EXCEPTIONS FROM EMISSION LIMITS
Section 229.130
Operation During Periods of Startup, Shutdown, or Malfunction
27
a)
The emission limits specified in Subpart E of this Part do not apply to an
HMIWI during periods of startup, shutdown or malfunction, if the requirements
provided in subsections (b), (c) and (d) of this Section are met.
b)
No waste shall be charged to an HMIWI during periods of startup, shutdown or
malfunction.
c)
The shutdown of any HMIWI shall proceed according to the following
requirements:
1)
For continuous HMIWIs, shutdown may commence no less than 2 hours
after the last charge to an HMIWI;
2)
For intermittent HMIWIs, shutdown may commence no less than 4 hours
after the last charge to an HMIWI; and
3)
For batch HMIWIs, shutdown may commence no less than 5 hours after
the high air phase of combustion has been completed.
d)
During periods of malfunction, the owner or operator of an HMIWI shall do all
of the following:
1)
Take all reasonable steps to ensure that an HMIWI operates within the
parameters established for that HMIWI and to minimize excess
emissions;
2)
Continue monitoring all applicable parameters; and
3)
Take appropriate corrective actions prior to resuming the charging of any
waste to an HMIWI.
SUBPART G: METHODS AND PROCEDURES FOR PERFORMANCE TESTING
Section 229.140
Methods and Procedures for Performance Testing
This Section applies during all performance tests.
a)
The owner or operator of an HMIWI shall provide, or cause to be provided, the
facilities for emission testing specified in 40 CFR 60.8(e), incorporated by
reference at Section 229.104(c) of this Part.
b)
When conducting a performance test for an HMIWI, the owner or operator
shall:
28
1)
Test an HMIWI at the waste charging rate specified in its permit or, if
no permit has been issued, in its permit application;
2)
Burn representative waste streams that are typically combusted in that
HMIWI;
3)
Conduct testing during periods that are inclusive of maximum emissions
of the HMIWI and not during periods of startup, malfunction, or
shutdown; and
4)
Weigh the amount of waste combusted for each run of the performance
test before charging the waste to an HMIWI to within 1.0 percent
accuracy.
c)
The owner or operator of an HMIWI shall submit a test plan to the Agency at
least 45 days before conducting a performance test pursuant to this Part.
Performance test plans shall include the following:
1)
The proposed date of the performance test;
2)
A roster of testing personnel, which provides information concerning
their testing experience;
3)
A description of the specific conditions under which the test will be
performed, including, at a minimum:
A)
Why these conditions will be representative of the operation and
include maximum emissions of the HMIWI; and
B)
The means by which the operating parameter values will be
determined;
4)
A technical description of the HMIWI being tested;
5)
The parameters and pollutants that will be monitored during the
performance test; and
6)
The quality assurance procedures that will be followed during the
performance test.
d)
The owner or operator of an HMIWI shall give the Agency 5 days written
notice prior to actually conducting any performance testing required by the
provisions of this Part.
29
e)
Testing conducted pursuant to this Part shall be according to the procedures and
test methods specified for the measurement of each pollutant in Appendix C of
this Part.
f)
Notwithstanding subsection (e) of this Section, alternate testing methods may be
used if approved by the Agency in a permit and approved by USEPA.
g)
Any use of a bypass stack during a performance test shall invalidate the results
of that run.
SUBPART H: COMPLIANCE REQUIREMENTS
Section 229.142
Initial Performance Testing and Establishment of Operating Parameters
The owner or operator of an HMIWI subject to the emissions limits under this Part shall
comply with the following requirements:
a)
Except as provided in Section 229.115(b)(2)(E) of this Part, conduct an initial
performance test on their HMIWI by September 15, 2000;
b)
Except as provided in subsection (c) of this Section, in the initial performance
test, test for all pollutants limited pursuant to Subpart E of this Part;
c)
During the initial performance test, rural HMIWIs are not required to test for
HCl, Pb or Cd;
d)
If an HMIWI is equipped with a dry scrubber followed by a fabric filter, a wet
scrubber, or a dry scrubber followed by a fabric filter and wet scrubber,
establish the appropriate maximum and minimum operating parameter values
indicated in Appendix B of this Part for the relevant control system during the
initial performance test, provided that the performance test demonstrates
compliance with the emission limits specified in Section 229.125 of this Part;
e)
If air pollution control equipment other than a dry scrubber followed by a fabric
filter, a wet scrubber, or dry scrubber followed by a fabric filter and a wet
scrubber is used to comply with the emission limits under Section 229.125 of
this Part, the initial performance test may not be conducted until site-specific
operating parameters that will be monitored to demonstrate compliance with this
Part have been established by the Agency in a construction permit and approved
by USEPA.
f)
For rural HMIWI, establish the maximum charge rate and minimum secondary
chamber temperature as site-specific parameters during the initial performance
test, provided that the performance test demonstrates that the HMIWI is in
compliance with the emission limits specified in Section 229.126 of this Part.
30
Section 229.144
Subsequent Performance Testing for All HMIWIs
a)
The owner or operator of an HMIWI may conduct a repeat performance test at
any time to establish new site specific operating values for the HMIWI. Such
new site specific operating parameter values may not be relied upon until
approved by the Agency as a permit condition.
b)
The Agency or the USEPA may request that the owner or operator of an
HMIWI conduct a new performance test at any time.
Section 229.146
Annual Testing for Opacity
Following the date on which the initial performance test is completed, as required by Section
229.142 of this Section, the owners or operators of all HMIWIs shall conduct an annual
opacity test, in accordance with Section 229.140 of this Part, by September 15 of each year.
Section 229.148
Annual Performance Testing for Small, Medium and Large HMIWIs
Following the date on which the initial performance test is completed, as required by Section
229.142 of this Part, all owners or operators of small, medium, or large HMIWIs shall
conduct an annual performance test, by September 15 of each year to determine compliance
with the PM, CO and HCl emission limits specified in Section 229.125(b) of this Part, using
the applicable test procedures and methods specified in Section 229.140 of this Part.
a)
If all 3 annual performance tests over a 3-year period indicate compliance with
the emission limits for PM, CO, or HCl specified in Section 229.125(b) of this
Part, the owner or operator of an HMIWI may forego a performance test for
that pollutant during the next 2 years. If the next performance test conducted
every third year indicates compliance with the emission limits for PM, CO, or
HCl specified in Section 229.125(b) of this Part, the owner or operator of an
HMIWI may forego a performance test for that pollutant for an additional 2
years from the date of the previous performance test.
b)
If any performance test indicates noncompliance with the respective emission
limit, the owner or operator of an HMIWI shall conduct a performance test for
that pollutant annually until all annual performance tests over a 3-year period
indicate compliance with the respective emission limits.
Section 229.150
Compliance with Operating Parameter Values
a)
Following the date on which the initial performance test is completed, as
provided in Section 229.142 of this Part, an HMIWI, using a dry scrubber
followed by a fabric filter, a wet scrubber, or dry scrubber followed by a fabric
31
filter and a wet scrubber to comply with the emission limits of this Part, shall not
operate above any of the applicable maximum or below any of the applicable
minimum operating parameter values specified in Appendix B of this Part. All
operating parameters shall be measured at all times, except during periods of
startup, shutdown, and malfunction (calculated each hour as a 3-hour rolling
average of the previous 3 operating hours). For batch HMIWIs, the charge rate
shall be measured on a per batch basis.
b)
For HMIWIs using air pollution control equipment other than a dry scrubber
followed by a fabric filter, a wet scrubber, or dry scrubber followed by a fabric
filter and a wet scrubber to comply with the emission limits under Section
229.125 of this Part, following the date on which the initial performance test is
completed, as provided in Section 229.142 of this Part, an HMIWI shall not
operate above any applicable maximum or below any applicable minimum
operating parameter values established in its CAAPP permit.
c)
Operating parameter limits do not apply during performance tests.
Section 229.152
Compliance Requirements for HMIWIs using CEMS
The owner or operator of an HMIWI may use a CEMS to demonstrate compliance with any of
the emission limits under Section 229.125(b) of this Part, if provided for in its permit. Any
HMIWI that is allowed to use a CEMS to demonstrate compliance with the emission limits of
this Part shall:
a)
Determine compliance with the applicable emission limits using a 12 hour
rolling average, calculated each hour as the average of the previous 12 operating
hours, not including startup, shutdown, or malfunction; and
b)
Operate all CEMS in accordance with the applicable procedures under
Appendices B and F of 40 CFR 60, incorporated by reference at Section
229.104(e) of this Part.
Section 229.154
Violations by HMIWIs Equipped with a Dry Scrubber Followed by a
Fabric Filter
Except as provided in Section 229.164 of this Subpart, for an HMIWI equipped with a dry
scrubber followed by a fabric filter:
a)
Simultaneous operation of an HMIWI above the maximum charge rate and
below the minimum secondary chamber temperature (each measured on a 3-
hour rolling average) shall be a violation of the CO emission limit;
b)
Simultaneous operation of an HMIWI above the maximum fabric filter inlet
temperature, above the maximum charge rate, and below the minimum
32
dioxin/furan sorbent flow rate (each measured on a 3-hour rolling average) shall
be a violation of the dioxin/furan emission limit;
c)
Simultaneous operation of an HMIWI above the maximum charge rate and
below the minimum HCl sorbent flow rate (each measured on a 3-hour rolling
average) shall be a violation of the HCl emission limit;
d)
Simultaneous operation of an HMIWI above the maximum charge rate and
below the minimum Hg sorbent flow rate (each measured on a 3-hour rolling
average) shall be a violation of the Hg emission limit; or
e)
Use of the bypass stack (except during startup, shutdown or malfunction) is a
violation of the PM, dioxin/furan, HCl, Pb, Cd and Hg emission limits.
Section 229.156
Violations by HMIWIs Equipped with a Wet Scrubber
Except as provided in Section 229.164 of this Subpart, for an HMIWI equipped with a wet
scrubber:
a)
Simultaneous operation of an HMIWI above the maximum charge rate and
below the minimum pressure drop across the wet scrubber or below the
minimum horsepower or amperage to the system (each measured on a 3-hour
rolling average) is a violation of the PM emission limit;
b)
Simultaneous operation of an HMIWI above the maximum charge rate and
below the minimum secondary chamber temperature (each measured on a 3-
hour rolling average) is a violation of the CO emission limit;
c)
Simultaneous operation of an HMIWI above the maximum charge rate, below
the minimum secondary chamber temperature and below the minimum scrubber
liquor flow rate (each measured on a 3-hour rolling average) is a violation of the
dioxin/furan emission limit;
d)
Simultaneous operation of an HMIWI above the maximum charge rate and
below the minimum scrubber liquor pH (each measured on a 3-hour rolling
average) is a violation of the HCl emission limit;
e)
Simultaneous operation of an HMIWI above the maximum flue gas temperature
and above the maximum charge rate (each measured on a 3-hour rolling
average) is a violation of the Hg emission limit; or
f)
Use of the bypass stack (except during startup, shutdown, or malfunction) is a
violation of the PM, dioxin/furan, HCl, Pb, Cd and Hg emission limits.
33
Section 229.158
Violations by HMIWIs Equipped with a Dry Scrubber Followed by a
Fabric Filter and a Wet Scrubber
Except as provided in Section 229.164 of this Subpart, for an HMIWI equipped with a dry
scrubber followed by a fabric filter and a wet scrubber:
a)
Simultaneous operation of an HMIWI above the maximum charge rate and
below the minimum secondary chamber temperature (each measured on a 3-
hour rolling average) is a violation of the CO emission limit;
b)
Simultaneous operation of an HMIWI above the maximum fabric filter inlet
temperature, above the maximum charge rate and below the minimum
dioxin/furan sorbent flow rate (each measured on a 3-hour rolling average) is a
violation of the dioxin/furan emission limit;
c)
Simultaneous operation of an HMIWI above the maximum charge rate and
below the minimum scrubber liquor pH (each measured on a 3-hour rolling
average) is a violation of the HCl emission limit;
d)
Simultaneous operation of an HMIWI above the maximum charge rate and
below the minimum Hg sorbent flow rate (each measured on a 3-hour rolling
average) is a violation of the Hg emission limit; or
e)
Use of the bypass stack (except during startup, shutdown, or malfunction) is a
violation of the PM, dioxin/furan, HCl, Pb, Cd and Hg emission limits.
Section 229.160
Compliance Requirements for Rural HMIWIs
a)
Following the date on which the initial performance test is completed or is
required to be completed under Section 229.142 of this Subpart, whichever date
comes first, the owners or operators of a rural HMIWI shall not operate their
HMIWI either above the maximum charge rate or below the minimum
secondary chamber temperature at all times, except during periods of startup or
shutdown (calculated each hour as a 3-hour rolling average of the previous 3
operating hours).
b)
Except as provided in Section 229.164 of this Subpart, the simultaneous
operation of a rural HMIWI above the maximum charge rate and below the
minimum secondary chamber temperature (calculated as a 3-hour rolling
average) shall constitute a violation of the PM, CO and dioxin/furan emission
limits.
Section 229.162
Inspection Requirements for Rural HMIWIs
34
a)
Each owner or operator of a rural HMIWI shall inspect the HMIWI according
to the following schedule:
1)
An initial inspection shall be conducted by September 15, 2000; and
2)
An annual inspection shall be conducted by September 15
of each year
thereafter.
b)
Each inspection shall be conducted to ensure the proper operation of the rural
HMIWI and, at a minimum, shall consist of the following steps:
1)
An inspection of all burners, pilot assemblies, and pilot sensing devices,
cleaning the pilot flame sensor, as necessary;
2)
An inspection of the primary and secondary chamber combustion air
flow, adjusting, as necessary;
3)
An inspection of the hinges and door latches, lubricating, as necessary;
4)
An inspection of dampers, fans, and blowers;
5)
An inspection of the HMIWI door and door gaskets;
6)
An inspection of all HMIWI motors;
7)
An inspection of the primary chamber refractory lining, cleaning,
repairing or replacing the lining, as necessary;
8)
An inspection of the incinerator shell for corrosion or hot spots;
9)
An inspection of the secondary/tertiary chamber and stack, cleaning as
necessary;
10)
Where applicable, an inspection of the mechanical loader, including limit
switches;
11)
A visual inspection of the waste bed (grates), repairing or sealing, as
necessary;
12)
Where applicable, an inspection of air pollution control devices to ensure
their proper operation;
13)
Where applicable, an inspection of the waste heat boiler systems;
14)
An inspection of all bypass stack components;
35
15)
Calibration of thermocouples, sorbent feed systems and monitoring
equipment; and
16)
A general inspection of all equipment to ensure that it is maintained in
good operating condition.
c)
The owner or operator of a rural HMIWI shall document that, during the burn
cycle immediately following the inspection required by this Section, the HMIWI
is operating properly and make any necessary adjustments.
d)
All maintenance, adjustments, or repairs identified during the inspection
required under this Section shall be completed within 10 days after the
inspection. The owner or operator of an HMIWI may have a longer period of
time in which to complete any repairs identified as a result of the inspection
required by this Section, provided that it makes this request to the Agency in
writing, and the Agency approves the owner or operator of an HMIWI’s request
in writing.
Section 229.164
Optional Performance Testing to Address Actual or Potential Violations
The owner or operator of an HMIWI may conduct another performance test within 30 days
after exceeding an applicable operating parameter value in order to demonstrate that an
HMIWI is not in violation of the applicable emission limits. In addition to the applicable
performance testing provisions under this Part, any performance test conducted pursuant to this
Section shall meet the following conditions:
a)
All tests shall use the same operating parameter values that indicated a violation
under Section 229.154, 229.156, 229.158 or 229.160 of this Subpart;
b)
The owner or operator of an HMIWI shall notify the Agency in writing at least
21 days before the date of any optional performance test;
c)
The owner or operator of an HMIWI shall notify the Agency in writing of its
intent to proceed with the optional performance test 5 days prior to conducting
the test; and
d)
The owner or operator of an HMIWI shall conduct the optional performance test
using the same approved performance test plan that was used for the
performance test in which the violated operating parameter values were
established.
SUBPART I: MONITORING REQUIREMENTS
36
Section 229.166
Monitoring Requirements for Small, Medium, and Large HMIWIs
a)
Once the initial performance test required by Section 229.142 of this Part has
been performed, and the site-specific minimum and maximum operating
parameter values have been established, the owner or operator of a small,
medium or large HMIWI shall continuously monitor those parameters.
b)
The owner or operator of a small, medium or large HMIWI shall comply with
the following monitoring requirements:
1)
Install, calibrate according to manufacturer’s specifications, maintain,
and operate devices or establish methods for monitoring the applicable
maximum and minimum operating parameters specified in Appendix B
of this Part such that these devices or methods measure and record
values for these operating parameters at the frequencies indicated in
Appendix B of this Part at all times, except during periods of startup and
shutdown;
2)
Install, calibrate according to manufacturer’s specifications, maintain,
and operate a device or establish a method for identifying the use of the
bypass stack, including date, time, and duration of use;
3)
If control equipment other than a dry scrubber followed by a fabric
filter, a wet scrubber, or a dry scrubber followed by a fabric filter and a
wet scrubber is used to comply with the emission limits under Section
229.125(b) of this Part, install, calibrate according to manufacturer’s
specifications, maintain, and operate the equipment necessary to monitor
the site-specific operating parameters developed and approved pursuant
to Section 229.142 (e) of this Part; and
4)
Record monitoring data at all times during HMIWI operation, except
during the periods of monitoring equipment malfunction, calibration, or
repair. At a minimum, valid monitoring data shall be recorded for 75
percent of the operating hours per day and for 90 percent of the
operating days per calendar quarter that an HMIWI is combusting
hospital waste or medical/infectious waste.
Section 229.168
Monitoring Requirements for Rural HMIWIs
The owner or operator of each rural HMIWI shall comply with the following monitoring
requirements:
a)
Install, calibrate according to manufacturer’s specifications, maintain, and
operate a device measuring and recording the temperature of the secondary
37
chamber on a continuous basis, the output of which shall be recorded, at a
minimum, once every minute of operation;
b)
Install, calibrate according to manufacturer’s specifications, maintain, and
operate a device that automatically measures and records the date, time, and
weight of each charge fed into an HMIWI; and
c)
Record monitoring data at all times during HMIWI operation, except during
periods of monitoring equipment malfunction, calibration, or repair. At a
minimum, valid monitoring data shall be recorded for 75 percent of the
operating hours per day and for 90 percent of the operating hours per calendar
quarter that an HMIWI is combusting hospital waste or medical/infectious
waste.
SUBPART J: REQUIREMENTS FOR HMIWI OPERATORS
Section 229.170
Operator Training and Qualification Requirements
a)
No HMIWI shall be operated unless a trained and qualified HMIWI operator, as
specified in this Section, is available on-site to operate or supervise the
operation of the HMIWI.
b)
To become a trained and qualified operator, a person shall complete a training
program that, at a minimum, meets the criteria specified in subsection (c) of
this Section, pass the examination administered in accordance with subsection
(c)(2) of this Section and have either 6 months experience as an HMIWI
operator or have completed 2 burn cycles under the observation of 2 trained
and qualified HMIWI operators.
c)
An operator training program shall satisfy all of the following criteria:
1)
Consist of at least 24 hours of training covering the following subjects:
A)
Work safety procedures;
B)
Pre-startup procedures;
C)
Environmental concerns, including pathogen destruction and
types of emissions;
D)
Basic combustion principles, including combustion byproducts;
38
E)
Instruction in the proper operation of the same type of incinerator
that will be used by the operator, including proper startup, waste
charging, and shutdown procedures;
F)
Combustion controls and monitoring;
G)
Operation of air pollution control equipment and factors affecting
performance;
H)
Methods for monitoring pollutants, both by CEMS and by
monitoring of HMIWI and air pollution control device operating
parameters, and monitoring instrument calibration procedures;
I)
Inspection and maintenance of an HMIWI, air pollution control
equipment, and CEMS;
J)
Corrective measures to remedy malfunctions and conditions that
may lead to malfunction;
K)
Characteristics of and proper handling procedures for bottom and
fly ash;
L)
Recordkeeping procedures; and
M)
Applicable Federal, State, and local regulations.
2)
Administer an examination designed by the course instructor; and
3)
Provide reference materials covering all of the course topics specified in
subsection (c)(1) of this Section.
d)
Operator qualification is valid from the date on which the examination specified
in subsection (c)(2) of this Section is passed, or the completion of the
experience requirements set forth in subsection (b) of this Section, whichever is
later.
e)
In order for an operator that has been qualified in accordance with subsection
(b) of this Section to maintain the necessary qualification status, the operator
shall:
1)
Complete and pass an annual review course of at least 4 hours in length
that, at a minimum, covers the following subjects:
A)
An update of applicable regulations;
39
B)
Proper incinerator operation, including startup and shutdown
procedures;
C)
Proper incinerator inspection and maintenance;
D)
Responses to malfunctions and conditions that may lead to
malfunction; and
E)
A discussion of operating problems encountered by attendees.
2)
If an operator fails to either take or to complete and pass the annual
review course, the operator’s qualification will lapse.
3)
If the operator’s qualification lapses for less than 3 years, qualification
may be reinstated by taking and passing the annual review course, as
provided under subsection (e)(1) of this Section.
4)
If there is a 3 year or greater lapse in an operator’s qualification, then
the operator shall take and pass an operator training course, as provided
for under subsection (c) of this Section, in order to reinstate the
qualification.
Section 229.172
Documentation To Be Maintained On-Site for Employees Operating
HMIWIs
a)
The owner or operator of an HMIWI shall maintain the following information
on-site for the use and reference of HMIWI operators:
1)
A summary of the applicable requirements under this Part;
2)
A description of basic combustion theory applicable to HMIWIs;
3)
Procedures for receiving, handling, and charging waste;
4)
Procedures for startup and shutdown of the HMIWI;
5)
Procedures for maintaining proper combustion air supply levels;
6)
Procedures for operating the HMIWI and associated air pollution control
systems within the standards established under this Part;
7)
Procedures for responding to periodic malfunction or conditions that
may lead to malfunction;
8)
Procedures for monitoring HMIWI emissions;
40
9)
Recordkeeping and reporting procedures; and
10)
Procedures for handling ash.
b)
The owner or operator of an HMIWI shall establish a program for the annual
review of all of the information listed under subsection (a) of this Section by all
employees that operate an HMIWI.
1)
The initial review of the information listed in subsection (a) of this
Section shall be conducted by September 15, 2000, or prior to assuming
responsibilities for operating an HMIWI, whichever is later;
2)
Subsequent reviews of the information contained in subsection (a) of this
Section shall be conducted annually.
c)
The information identified in subsection (a) of this Section shall be kept in a
location readily accessible to all HMIWI operators.
SUBPART K: WASTE MANAGEMENT PLAN REQUIREMENTS
Section 229.176
Waste Management Plan Requirements for Hospitals Using On-Site
Incinerators
a)
The owner or operator of a hospital subject to the requirements in this Part shall
submit to the Agency, in accordance with Section 229.184(b) of this Part, a
waste management plan. Such plans shall outline technically and economically
feasible policies and practices for reducing the amount and toxicity of hospital
and medical/infectious waste incinerated at the hospital. The waste management
plan shall include the following components:
1)
The name and location of the facility;
2)
A written policy statement setting forth management support for waste
management and implementation of the plan;
3)
A statement of goals for reducing the volume and toxicity of waste,
expressed numerically where feasible;
4)
Identification of the staff responsible for development and
implementation of the plan, as well as a description of their roles and
responsibilities;
41
5)
A description of communication and education programs to make
employees aware of the waste management program and their
responsibilities;
6)
A summary of existing waste management policies and practices;
7)
Identification of technically and economically feasible waste management
policies and practices to be implemented and, where practical, a schedule
for the implementation of the selected measures; and
8)
Procedures for tracking implementation of the plan and progress toward
achieving the goals.
b)
Prior to the development of the waste management plan, the hospital shall
assess:
1)
Current waste management practices;
2)
All of the available data that it has collected on the types, quantities, and
sources of its waste;
3)
Technical information on alternative waste management practices, such as
the American Hospital Association publication entitled “An Ounce of
Prevention: Waste Management Strategies for Health Care Facilities,”
incorporated by reference at Section 229.104(a) of this Part; and
4)
The feasibility of implementing additional waste management policies and
practices, taking into account such considerations as:
A)
The effectiveness of existing policies and practices;
B)
The costs of additional measures;
C)
The potential effects on patient care and worker safety;
D)
The environmental benefits and savings;
E)
The recycling options available in the area; and
F)
The availability of products or equipment needed to implement
alternative measures.
c)
The following measures, at a minimum, shall be considered when evaluating
alternative waste management practices and developing waste management
policies and procedures:
42
1)
Segregating waste streams;
2)
Phasing out the use of products containing toxic materials;
3)
Reusing products and equipment;
4)
Reducing the use of packaging and disposable items;
5)
Collecting recyclable materials; and
6)
Improving inventory control, training and housekeeping practices.
d)
Any waste management plan that has been developed by a hospital subject to the
requirements of this Part prior to May 15, 1999, may be incorporated into the
waste management plan required by this Section for that hospital, to the extent
that such a plan is consistent with the requirements of this Section.
e)
The owner or operator of each affected hospital shall submit a waste
management plan to the Agency at the same time site-specific operating
parameters are reported, as specified in Section 229.184(b) of this Part.
f)
The waste management plan shall be updated every 5 years to coincide with
either the issuance or renewal of the facility’s CAAPP permit.
g)
The owner or operator of each affected hospital shall submit a waste
management progress report to the Agency annually, along with the annual
emissions report required by 35 Ill. Adm. Code 201.302 and 254. The progress
report shall include the following elements:
1)
A description of progress made during the previous calendar year toward
meeting the goals established in the plan;
2)
A summary of the waste management practices that were implemented;
and
3)
Any amendments to the plan along with a brief explanation of the need
for the amendments.
h)
Upon written request, the affected hospital shall make the waste management
plan and annual progress reports available for public review during normal
business hours.
Section 229.178
Waste Management Plan Requirements for Hospitals Transporting Waste
Off-Site to an HMIWI
43
a)
By September 15, 2000, the owner or operator of any hospital that transfers
hospital or medical/infectious waste off-site to an HMIWI shall conduct an
assessment of its current waste management program and consider additional
technically and economically feasible measures for reducing the volume and
toxicity of waste to be incinerated.
b)
In identifying additional technically and economically feasible waste
management practices, the owner or operator shall consider:
1)
Segregating waste streams;
2)
Phasing out the use of products containing toxic materials;
3)
Reusing products and equipment;
4)
Reducing the use of packaging and disposable items;
5)
Collecting recyclable materials; and
6)
Improving inventory control, training and housekeeping practices.
c)
Within 1 year after the assessment conducted pursuant to subsection (a) of this
Section, and annually thereafter, affected hospitals shall submit a waste
management progress report to the Agency. The progress report shall
summarize any waste management policies and practices that were implemented
in the previous calendar year.
Section 229.180
Waste Management Requirements for HMIWIs Accepting Waste
Generated Off-Site
a)
The owner or operator of any HMIWI that accepts hospital waste or
medical/infectious waste generated off-site shall:
1)
Provide hospital, medical or infectious waste customers with written
information at least once a year concerning the availability of waste
management practices for reducing the volume and toxicity of waste to
be incinerated; and
2)
Submit a waste management plan to the Agency, in accordance with
Section 229.184(b) of this Part, that outlines the efforts that will be
undertaken to distribute information as specified in subsection (a)(1) of
this Section and identifies the information that will be distributed.
44
b)
Paper or electronic copies of the materials disseminated under this Section shall
be made available to the Agency upon written request.
Section 229.181
Waste Management Plan Requirements for Other HMIWIs
The owner or operator of an HMIWI that is subject to emission limits in Subpart E of this
Part, but is not subject to the waste management plan provisions of Sections 229.176 or
229.180 of this Subpart, shall develop a waste management plan in accordance with this
Section.
(a)
The owner or operator of an HMIWI subject to this Section shall conduct an
assessment of its current waste management program and submit a waste
management plan to the Agency, in accordance with Section 229.184(b) of this
Part, that:
1)
Identifies, pursuant to subsection (b) of this Section, the additional
technically and economically feasible measures for reducing the volume
and toxicity of the waste to be incinerated; and
2)
Where practical, outlines a schedule for the implementation of the
selected measures.
(b)
In identifying additional technically and economically feasible waste
management practices, the owner or operator shall consider:
1)
Segregating waste streams;
2)
Phasing out the use of products containing toxic materials;
3)
Reusing products and equipment;
4)
Reducing the use of packaging and disposable items;
5)
Collecting recyclable materials; and
6)
Improving inventory control, training and housekeeping practices.
(c)
In assessing its current waste management practices, the facility shall consider
technical information on alternative waste management practices, such as the
American Hospital Association publication entitled “An Ounce of Prevention:
Waste Management Strategies for Health Care Facilities,” incorporated by
reference at Section 229.104(a) of this Part.
(d)
Any waste management plan that has been developed by a facility subject to this
Section before May 15, 1999, may be incorporated into the waste management
45
plan required for that facility, to the extent that such a plan is consistent with
the requirements of this Section.
(e)
The waste management plan shall be updated every 5 years to coincide with
either the issuance or renewal of the facility’s CAAPP permit.
SUBPART L: RECORDKEEPING AND REPORTING REQUIREMENTS
Section 229.182
Recordkeeping Requirements
a)
The owner or operator of an HMIWI subject to the emission limits under
Subpart E of this Part shall maintain records of the following information:
1)
The calendar date of each record;
2)
The following data, where applicable:
A)
Concentrations of all applicable pollutants listed in Section
229.125(b) or 229.126(b) of this Part (as determined by the
CEMS, if applicable) and any measurements of opacity as
required under Section 229.125(c) or 229.126(c);
B)
HMIWI charge dates, times and weights, and hourly charge
rates;
C)
If a fabric filter is used, the fabric filter inlet temperatures during
each minute of operation;
D)
The amount and type of dioxin/furan sorbent used during each
hour of operation;
E)
The amount and type of Hg sorbent used during each hour of
operation;
F)
The amount and type of HCl sorbent used during each hour of
operation;
G)
The secondary chamber temperatures recorded during each
minute of operation;
H)
The liquor flow rate to the wet scrubber inlet during each minute
of operation;
I)
The horsepower or amperage to the wet scrubber during each
minute of operation;
46
J)
Any pressure drop across the wet scrubber system during each
minute of operation;
K)
The temperature at the outlet from the wet scrubber during each
minute of operation;
L)
The pH at the inlet to the wet scrubber during each minute of
operation;
M)
Identification of any use of the bypass stack, including dates,
times, and the duration of such use; and
N)
For sources complying with Section 229.166(b)(3)
of this Part,
all operating parameter data monitored;
3)
Identification of any calendar days for which data on emission rates or
operating parameters specified under subsection (a)(2) of this Section
have not been obtained, with an identification of the emission rates or
operating parameters not measured, reasons for not obtaining data, and a
description of the corrective actions taken;
4)
Identification of any malfunctions, including the calendar date, the time
and duration, and a description of the malfunction and of the corrective
action taken to remedy it;
5)
Identification of calendar days for which data on emission rates or
operating parameters specified under subsection (a)(2) of this Section
exceeded the applicable limits, with a description of the exceedences,
reasons for such exceedences, and a description of the corrective actions
taken;
6)
The results of the initial, annual, and any other performance tests;
7)
Records of calibration of any monitoring devices as required under
Sections 229.166(b)(1), (2) and (3) and 229.168(a) and (b) of this Part;
and
8)
Identification of the names of all HMIWI operators who have met the
criteria for qualification under Section 229.170 of this Part, including:
A)
Documentation of training and the dates of the training; and
47
B)
The date of the initial review and all subsequent annual reviews
of the information specified in Section 229.172(a) of this Part, as
required by Section 229.172(b) of this Part.
b)
The owner or operator of an HMIWI claiming an exemption from the emission
limits in this Part pursuant to Section 229.110(b) of this Part shall keep
contemporaneous records identifying each period of time when only
pathological waste, low-level radioactive waste, or chemotherapeutic waste is
burned, including the calendar date and duration of such periods.
c)
The owner or operator of an HMIWI claiming an exemption pursuant to Section
229.110(c) of this Part shall keep records on a calendar quarter basis
demonstrating that only pathological waste, low-level radioactive waste, or
chemotherapeutic waste is burned.
d)
The owner or operator of a co-fired combustor claiming an exemption from the
emission limits under Section 229.110(d) of this Part shall maintain records on a
calendar quarter basis of the relative weight of hospital waste and/or
medical/infectious waste, and of all other fuels or waste combusted.
e)
The owner or operator of each rural HMIWI shall maintain records of the
annual equipment inspections required under Section 229.162 of this Part, any
required maintenance, and any repairs not completed within 10 days after an
inspection or the time frame established by the Agency.
f)
All records required under this Section shall be maintained onsite for a period of
5 years, in either paper copy or electronic format, unless an alternative format
has been approved by the Agency in a permit condition.
g)
All records required to be maintained pursuant to this Section shall be made
available to the Agency upon request.
Section 229.184
Reporting Requirements
a)
The facilities manager and the responsible official for the affected source shall
certify each report required under this Section.
b)
The owner or operator of an HMIWI shall submit to the Agency the results of
any performance test conducted on the HMIWI within 60 days after conducting
the performance test. The information submitted with the initial performance
test required by Section 229.142 of this Part shall include:
1)
The test data and values for the site-specific operating parameters
established for an HMIWI pursuant to either Section 229.142(d), (e) or
(f) of this Part, as applicable; and
48
2)
A copy of the waste management plan required under Subpart K of this
Part.
c)
All owners or operators of HMIWIs shall submit the information specified
under this subsection (c) to the Agency by September 15, 2001 and by
September 15 of each year thereafter. Once an HMIWI is issued a CAAPP
permit, the owner or operator of an HMIWI shall submit these reports semi-
annually, in accordance with subsection (d) of this Section. The annual report
shall include the following information:
1)
The values for site-specific operating parameters established pursuant to
either Section 229.142(d), (e) or (f) of this Part;
2)
The highest maximum operating parameter and the lowest minimum
operating parameter, as applicable, for each operating parameter,
recorded for the calendar year being reported and for the calendar year
preceding the year being reported;
3)
Any information recorded pursuant to Section 229.182(a)(3) through (5)
of this Subpart for the calendar year being reported and for the calendar
year preceding the year being reported;
4)
If no exceedences or malfunctions were recorded under Section
229.182(a)(3) through (a)(5) of this Subpart for the calendar year being
reported, a statement that no exceedences occurred during the reporting
period; and
5)
Any use of the bypass stack, the duration of use, the reason for
malfunction, and the corrective actions taken.
d)
Once the owner or operator of an HMIWI is required to submit semiannual
reports, these reports must be submitted within 60 days following the end of the
reporting period. The first semiannual reporting period ends on March 15 of
each year and the second semiannual reporting period ends on September 15 of
each year.
e)
The owner or operator of each rural HMIWI subject to the emission limits
under Section 229.126(b) of this Part, shall submit an annual report containing
all information listed in subsections (b) and (c) of this Section by no later than
60 days following the year in which the data was collected. Subsequent reports
shall be sent no later than 12 calendar months following the previous report.
Once
the unit is subject to permitting requirements under the CAAPP, the
owner or operator shall submit these reports semiannually in accordance with
the schedule specified in subsection (d) of this Section.
49
Section 229.APPENDIX A
Toxic Equivalency (TEQ) Factors
The following TEQ factors shall be used to determine compliance with the dioxin/furans
standards under either Section 229.125(b) or Section 229.126(b) of this Part.
Dioxin/Furan Congener
Toxic Equivalency Factor
2,3,7,8-tetrachlorinated dibenzo-p-dioxin
1.0
1,2,3,7,8-pentachlorinated dibenzo-p-dioxin
0.5
1,2,3,4,7,8-hexachlorinated dibenzo-p-dioxin
0.1
1,2,3,7,8,9-hexachlorinated dibenzo-p-dioxin
0.1
1,2,3,6,7,8-hexachlorinated dibenzo-p-dioxin
0.1
1,2,3,4,6,7,8-heptachlorinated dibenzo-p-dioxin
0.01
octachlorinated dibenzo-p-dioxin
0.001
2,3,7,8-tetrachlorinated dibenzofuran
0.1
2,3,4,7,8-pentachlorinated dibenzofuran
0.5
1,2,3,7,8-pentachlorinated dibenzofuran
0.05
1,2,3,4,7,8-hexachlorinated dibenzofuran
0.1
1,2,3,6,7,8-hexachlorinated dibenzofuran
0.1
1,2,3,7,8,9-hexachlorinated dibenzofuran
0.1
2,3,4,6,7,8-hexachlorinated dibenzofuran
0.1
1,2,3,4,6,7,8-heptachlorinated dibenzofuran
0.01
1,2,3,4,7,8,9-heptachlorinated dibenzofuran
0.01
octachlorinated dibenzofuran
0.001
Section 229.APPENDIX B
Operating Parameters to be Monitored and Minimum
Measurement and Recording Frequencies. An “x” in any box in this matrix means that
measurement of that parameter is required.
MINIMUM FREQUENCY
MINIMUM FREQUENCY
CONTROL SYSTEM
CONTROL SYSTEM
Operating
Operating
Parameters
Parameters
Data Meas-
Data Meas-
urement
urement
Data Recording
Data Recording
Dry Scrubber
Dry Scrubber
Followed by
Followed by
Fabric Filter
Fabric Filter
Wet
Wet
Scrubber
Scrubber
Dry Scrubber Followed
Dry Scrubber Followed
by Fabric Filter and Wet
by Fabric Filter and Wet
Scrubber
Scrubber
Maximum
1
Charge Rate
Continuous
Once per hour
X
X
X
Maximum Fabric
Filter Inlet
Temperature
Continuous
Once per minute
X
X
Maximum flue
gas temperature
Continuous
Once per minute
X
X
Minimum
secondary
chamber
temperature
Continuous
Once per minute
X
X
X
50
Minimum
Dioxin/ Furan
Sorbent Flow
Rate
Hourly
Once per hour
X
X
Minimum HCl
Sorbent Flow
Rate
Hourly
Once per hour
X
X
Minimum Hg
Sorbent Flow
Rate
Hourly
Once per hour
X
X
Minimum
Pressure Drop
Across the Wet
Scrubber or
Minimum
Horsepower or
Amperage to Wet
Scrubber
Continuous
Once per minute
X
X
Minimum
Scrubber Liquor
Flow Rate
Continuous
Once per minute
X
X
Minimum
Scrubber Liquor
pH
Continuous
Once per minute
X
X
1
For batch HMIWIs, record the charge per batch.
PART 229.APPENDIX C Reference Test Methods and Procedures for Performance Tests.
The following test methods and procedures shall be used as specified in Section 229.140(e) of
this Part, when conducting any performance test for the purpose of demonstrating compliance
with the emission limits established under this Part.
a)
All performance tests shall consist of a minimum of 3 test runs conducted under
representative operating conditions. The minimum sample time of 1 hour per
test run shall be used unless otherwise indicated. In order to demonstrate
compliance with the emission limits set forth in Subpart E of this Part, the
arithmetic average of all 3 performance test runs shall be used.
b)
Method 1, at 40 CFR 60, incorporated by reference at Section 229.104(d) of
this Part, shall be used to select the sampling location and number of traverse
points.
c)
Method 2, at 40 CFR 60 shall be used to determine average gas density, as well
as to measure gas velocity.
d)
Method 3 or 3A, at 40 CFR 60 shall be used for gas composition analysis,
including measurement of oxygen concentration. Method 3 or 3A, at 40 CFR 60
shall be used simultaneously with each reference method.
51
e)
The pollutant concentrations shall be adjusted to 7 percent oxygen using the
following equation:
C
adj
= C
meas
(20.9-7)/(20.9-%O
2
)
Where:
C
adj
= pollutant concentration adjusted to 7 percent oxygen;
C
meas
= pollutant concentration measured on a dry basis
(20.9-7) =
20.9 percent oxygen – 7 percent oxygen (defined oxygen
correction basis);
20.9
= oxygen concentration in air, percent; and
%O
2
= oxygen concentration measured on a dry basis, percent.
f)
Method 5 or 29, at 40 CFR 60 shall be used to measure particulate matter
emissions.
g)
Method 9, at 40 CFR 60 shall be used to measure stack opacity.
h)
Method 10 or 10B, at 40 CFR 60 shall be used to measure CO emissions.
i)
Method 23, at 40 CFR 60 shall be used to measure total dioxin/furan emissions.
The minimum sample time shall be 4 hours per test run. If the affected facility
has selected the TEQ for dioxin/furans (set out in Appendix A of this Part), as
provided under Section 229.125(b) or 229.126(b) of this Part, whichever is
applicable, the following procedures shall be used to determine compliance:
1)
Measure the concentration of each dioxin/furan tetra-through-octa-
congener emitted using Method 23;
2)
For each dioxin/furan congener measured in accordance with subsection
(i)(1) of this Section, multiply the congener concentration by its
corresponding TEQ factor specified in Appendix A of this Part; and
3)
Sum the products calculated in accordance with subsection (i)(2) of this
Section to obtain the total concentration of dioxin/furans emitted in terms
of TEQ.
j)
Method 26 or 26A, at 40 CFR 60 shall be used to measure HCl emissions. If
the affected facility has selected the percentage reduction standard for HCl as
provided under Section 229.125(b) or 229.126(b) of this Part, whichever is
52
applicable, the percentage reduction in HCl emissions (%R
HCl
) is computed
using the following formula:
(%R
HCl
)= ((Ei-Eo)/Ei) x 100
Where:
%R
HCl
=
percentage reduction of HCl emissions achieved;
E
i
=
HCl emissions concentration measured at the
control device inlet, corrected to 7 percent oxygen
(dry basis); and
E
o
=
HCl emissions concentration measured at the
control device outlet, corrected to 7 percent
oxygen (dry basis).
k)
Method 29, at 40 CFR 60 shall be used to measure Pb, Cd, and Hg emissions.
If the affected facility has selected the percentage reduction standards for metals
as provided in Section 229.125(b) or 229.126(b) of this Part, whichever is
applicable, the percentage reduction in emissions (%R
metal
) is computed using the
following formula:
(%R
metal
)=((Ei-Eo)/Ei)x 100
Where:
%R
metal
=
percentage reduction of metal emissions (Pb, Cd,
or Hg) achieved;
E
i
=
metal emissions concentration (Pb, Cd, or Hg)
measured at the control device inlet, corrected to 7
percent oxygen (dry basis); and
E
o
=
metal emissions concentration (Pb, Cd, or Hg)
measured at the control device outlet, corrected to
7 percent oxygen (dry basis).
IT IS SO ORDERED.
I, Dorothy M. Gunn, Clerk of the Illinois Pollution Control Board, hereby certify that
the above opinion and order was adopted on the 6th day of May 1999 by a vote of 7-0.
53
Dorothy M. Gunn, Clerk
Illinois Pollution Control Board