ILLINOIS POLLUTION CONTROL BOARD
    July 11, 1986
    CITY OF MENDOTA
    )
    Petitioner,
    v.
    )
    PCB 85—182
    ILLINOIS ENVIRONMENTAL
    )
    PROTECTION AGENCY,
    )
    )
    Respondent.
    MICHAEL S GUILFOYLE, ATTORNEY AT LAW, APPEARED ON BEHALF OF THE
    CITY OF MENDOTA.
    THOMAS DAVIS, ATTORNEY AT LAW, APPEARED ON BEHALF OF THE ILLINOIS
    ENVIRONMENTAL PROTECTION AGENCY..
    OPINION AND ORDER OF THE BOARD
    (by R.
    C. Flemal):
    This matter comes before
    the Board upon
    a Petition for
    Variance
    (“Pet.”) filed December 10,
    1985 by the City of Mendota
    (“Mendota”).
    Mendota seeks variance for a period of two years
    from 35
    Ill. Adm. Code 306.304
    so that it may continue to operate
    various bypasses.
    On December 20,
    1985 the Board ordered Mendota to submit
    additional information.
    Mendota filed an Addendum to its
    variance petition on February
    6, 1986.
    The Illinois
    Environmental Protection Agency
    (“Agency”) filed
    its
    Recommendation (“Rec.”)
    in this case on March 11,
    1986,
    recommending that Mendota’s request for variance relief be
    denied.
    Hearing was held
    in this matter on April
    22, 1986 in
    Mendota,
    Illinois.
    For the reasons developed below,
    the Board
    finds
    it cannot
    grant the variance relief requested by Mendota and must therefore
    deny the requested relief.
    BACKGROUND
    Mendota owns and operates a wastewater treatment plant
    and
    sanitary sewer system which serve approximately 7,000 persons.
    The plant’discharges to Mendota Creek, which flows
    into the
    Little Vermillion River.
    The plant has a design maximum flow of
    2.8 mgd, and can provide tertiary treatment for 1.8 ingd
    (R.
    at
    98).
    Two excess flow lagoons are also located at the plant.
    Excess
    flows to the plant are bypassed to the “west”
    lagoon,
    then
    to the “east” lagoon
    (R.
    at 50).
    The effluent from the ponds
    discharges to the Little Vermillion River
    (without chlorination)
    and average
    20 mg/l of five day biochemical oxygen demand
    (“BODç”) and total suspended solids (“TSS”),
    rarely exceeding 30
    rng/l ~or either parameter
    (Rec.
    at 2).
    71-12

    —2—
    Mendota upgraded
    its system in 1977 for
    the intended purpose
    of reducing infiltration and eliminating sewage bypassing (Pet.,
    par.
    1).
    Bypassing continues
    to occur, however, at seven
    locations (described below).
    Mendota contends
    that the
    engineering firm utilized by Petitioner
    for
    the prior project
    severely underestimated the volume of infiltration into the
    system
    (R.
    at 18).
    More specifically, Mr.
    G.
    Richard Spencer,
    one of Mendota’s present engineers,
    testified that his
    calculations show that
    for
    a five—year storm, 11,389,000 gallons
    per day are delivered
    to the plant
    (R.
    at
    84).
    The prior
    engineers estimated the expected flow to the plant during
    a five—
    year storm to be 5.3 mgd, and allegedly made inadequate
    modifications
    to
    the system based on that estimate.
    Petitioner
    alleges
    that without the bypasses operating, sewage backs up into
    the basements of approximately 75 residences eight
    to ten times
    per year during precipitation events
    (R.
    at 88—90).
    Mendota was given
    a prior variance from 35
    Ill. Adm. Code
    306.304 by the Board on June
    30,
    1983.
    That variance expired on
    September
    30, 1984,
    and no effort was made by Mendota
    to extend
    or renew
    the earlier variance.
    DESCRIPTION OF THE BYPASSES
    Bypasses occur
    at seven locations
    in Mendota’s system.
    Outfall
    001 is located at the sewage treatment plant and
    discharges
    to Mendota Creek.
    Outfall 002 is located at East
    Sixth Street
    in the city, and
    is an automatic bypass which
    discharges directly to the Little Verinillion River.
    Outfall 003
    is a manually operated bypass located at the east pump station,
    and
    it also discharges directly to the Little Verrnillion River.
    Outfall 004 is a gravity discharge located at First Avenue and
    Ninth Street, and discharges
    to First Avenue Creek,
    a small
    tributary
    to the Little Verniillion River.
    Outfall 005
    is another
    gravity discharge and is
    located at Oak Court.
    It discharges
    to
    Mendota Creek.
    Outfall 006
    is a 12—inch pipe which extends from
    the east lagoon to the Little Verrnillion River.
    Outfall 007
    is
    a
    bypass discharge that occurs to the Little Vermillion River as a
    consequence
    of flow across the top of the dikes located
    at the
    west lagoon.
    R.
    at 118.
    PROPOSE
    D
    IMPROVEMENTS
    TO SYSTEM
    Mendota has indicated several changes
    it has recently made,
    or
    intends to make
    in the near future,
    to
    its system.
    These
    improvements are expected to effect a slight improvement
    in the
    operation of the system, but are expected to neither
    eliminate
    the perceived need for the bypasses nor reduce
    the magnitude of
    the bypasses
    in a significant way.
    Mendota states that on April
    21, 1986,
    it
    installed a
    recirculation line running from the east lagoon to the plant’s
    tertiary treatment equipment.
    The recirculation line acts to
    keep the lagoon at a low depth
    in dry weather
    in order
    to enable
    71-13

    —3—
    the lagoon
    to handle higher volume
    in wet conditions
    (Pet., par.
    7).
    The line had formerly run from the lagoon
    to the head of
    the
    plant.
    The prior
    set—up of the line caused some difficulties
    related
    to overloading of the activated sludge system, thus the
    line was rerouted
    as water
    coming from the east lagoon
    is
    believed
    to be of sufficiently high quality to require only
    tertiary treatment and chlorination
    (R.
    at 97).
    Petitioner also intends to install a motorized gate valve at
    the head of the plant.
    This valve would replace the manually
    operated one currently
    in place, and would function to control
    flows into the plant during periods when an operator
    is not on
    duty.
    Such control
    is necessary
    to prevent the biological
    processes at the plant from being
    “flooded”,
    and thereby rendered
    ineffective, during periods of rain.
    Installation of the
    motorized gate valve
    is expected to cost $30,000
    (R.
    at 99—100).
    Testimony given by both Arthur Fry, Head
    of Operations at
    the Mendota plant,
    and Mr. Spencer indicates that Mendota
    is
    going
    to correct problems of infiltration in a few small areas
    (R.
    at
    70).
    This work will not be sufficient to remove
    Petitioner’s need
    to bypass
    (R. at 121).
    ENVIRONMENTAL IMPACT
    Mendota has submitted some data indicating the amounts
    of
    various parameters contained
    in effluent discharged during bypass
    events between May, 1985 and March,
    1986.
    This data
    is contained
    in Exhibit E,
    and shows
    the following:
    Outfall 001
    (NO DATA)
    Outfall 002
    D.O.
    SS
    BOD
    November
    11,
    1985
    8.6
    7.7
    18
    15
    November
    19, 1985
    8.6
    7.6
    15
    25
    November 20,
    1985
    Bypass occurred, but no sampling done
    November 21, 1985
    November 22,
    1985
    December
    1, 1985
    8.8
    7.2
    13
    21
    December
    2, 1985
    Bypass occured, but no sampling done
    December
    3,
    1985
    December
    4, 1985
    71-14

    —4—
    October 21, 1985
    November 19, 1985
    November 20, 1985
    November
    21,
    1985
    November 22, 1985
    December
    1, 1985
    December
    2, 1985
    December
    3, 1985
    December
    4, 1985
    December
    5, 1985
    December
    6, 1985
    February 4, 1986
    Outfall 004
    D.O.
    SS
    ___
    November
    19, 1985
    7.5
    November
    20, 1985
    Bypass occurred,
    but
    December
    1, 1985
    9.4
    7.6
    23
    P.O.
    !~.
    ___
    7.8
    7.6
    34
    24
    8.7
    7.5
    10
    4
    9.0
    7.1
    9
    7
    9.9
    7.7
    11
    9
    8.1
    7.4
    8
    14
    10.4
    7.4
    10
    20
    10.2
    6.9
    12
    10
    9.6
    7.5
    13
    6
    13.6
    7.6
    13
    16
    11.2
    7.8
    28
    12
    13.0
    7.4
    10
    9
    Mendota has submitted no flow data, however,
    for any of the
    bypasses, nor for Mendota Creek and the Little Verinillion
    River.
    Such data
    is critical
    to the determination of the degree
    of environmental impact caused by any given discharge(s).
    Since
    such data
    is not present here,
    the Board
    finds it difficult to
    BOD
    ‘I
    ft
    8.8
    N
    7.2
    31
    23
    ft
    ‘I
    ft
    9.6
    Outfall 003
    P.O.
    21!.
    4.8
    7.6
    24
    37
    8.2
    7.3
    29
    28
    Bypass occurred, but no sampling done
    ft
    ft
    ft
    I,
    Bypass occurred,
    but no sampling
    no sampling
    done
    done
    I,
    ft
    N
    7.5
    I,
    ft
    ft
    ft
    ft
    24
    26
    BOD
    10
    30
    8.1
    31
    SS
    BOD
    12
    28
    Outfall 005
    P.O.
    21!.
    9.7
    7.6
    Outfall 006
    December
    1, 1985
    May 16, 1985
    October 21,
    1985
    November
    1, 1985
    November
    10, 1985
    November
    18, 1985
    December
    1, 1985
    December 13, 1985
    February 4, 1986
    March
    5, 1986
    March 18,
    1986
    April
    1, 1986
    71-15

    —5—
    determine the environmental impact to the receiving streams of
    the Petitioner’s bypasses.
    HARDSHI P
    Mendota contends that denial
    of the variance relief
    it
    requests would constitute an arbitrary or unreasonable hardship
    to the city.
    Petitioner has presented a good deal of information
    detailing the seriousness of
    its financial condition.
    For
    example, Exhibit B
    is
    a comparison of Mendota’s sewer
    rates with
    the average rates of a surveyed group of 36 Illinois
    communities.
    In every
    rate category,
    the rate charged by Mendota
    exceeded
    the
    survey average.
    In addition,
    due
    to the loss of
    revenue sharing Petitioner anticipates a budget deficit of
    $90,000 over the next 3—4 years*
    (IL at 6).
    Moreover, Mendota
    already has the fifth highest tax rate in LaSalle County, yet
    is
    ranked 34th among
    37 LaSalle County communities on the basis of
    per capita income
    (R.
    at 6—7).
    Mendota’s engineers have proposed
    a $1.6 million plan to
    upgrade the system, but implementation of that plan would not
    eliminate bypassing within the system
    (R. at 88) although
    it
    would reduce the frequency of bypassing
    to 2—3 times per year
    (Id.).
    To eliminate bypassing entirely, Mendota contends the
    sewer system would have to be completely replaced,
    at a cost in
    excess of $14
    million.
    The city believes that the rates
    for
    sewer service would increase by 67
    if the $1.6 million upgrade
    was undertaken, while the $14 million plan,
    if adopted, would
    cause
    rates
    to increase by 670.
    COMPLIANCE PLAN
    Mendota asserts that
    it cannot come into compliance as
    a
    consequence of any action undertaken during the pendency of the
    proposed
    variance
    (B.
    at 121—2).
    Rather, Mendota proposes to use
    the period of the variance
    to prepare a proposal for site—
    specific relief
    (R. at 122).
    The Board has previously held
    that
    contemplation of a proposal for regulatory relief does not
    constitute
    a compliance program (Citizens Utilities Com~an~of
    Illinois
    v.EPA,
    PCB 85—95, Apri1~1I~TT~uc~i7Mendota
    ha~noE~proposeda compliance plan of any sort,
    although such a
    plan is required by 35 Ill. Adm. Code 104.121(f).
    CONCLUSiON
    The Board
    finds that the Petition for Variance filed by
    Mendota in this matter must be denied.
    The Board certainly
    understands
    the financial difficulties currently being
    ~Tt~is
    not clear
    from the transcript whether this amount refers
    to
    an annual deficit over
    the next 3—4 years, or
    a cumulative
    deficit
    for that period~.
    71-16

    —6—
    experienced by the Petitioner, and empathizes with
    the worries
    and frustrations that must result as a consequence of the
    situation.
    The Board
    is not able to grant variance relief
    in
    this case, where the relief is not conditioned upon
    identification of and committment to a compliance plan.
    The Board has,
    in certain instances, granted short term
    variances so that information necessary to formulate and schedule
    a compliance plan can be gathered.
    The Board does suggest that
    Mendota might wish
    to continue to explore efforts,
    short of
    complete sewer replacement, which might allow for the reduction
    or elimination of surcharging in its sanitary sewer system.
    These could include, but need not necessarily be limited
    to,
    disconnection from the sanitary sewer
    of downspouts
    and sump
    pumps, repair of leaky manholes,
    and grouting or lining of
    existing sewers.
    In the event that Meridota determines
    that it
    wishes
    to consider this course, Mendota would
    be free to refile
    for variance for the term necessary to complete the compliance
    program information gathering.
    If Mendota believes that the circumstances regarding its
    sewer system are such that compliance with Board regulations
    simply cannot be achieved,
    the Board suggests that Petitioner
    continue
    to consider
    filing a proposal for site—specific
    regulatory relief.
    The Board
    notes
    that
    in making this
    suggestion it gives no assurances regarding the possible outcome
    of such
    a proceeding.
    The Board
    is simply indicating that the
    site—specific process
    is designed for situations where compliance
    cannot be achieved
    in an economically reasonable manner.
    ORDER
    The December 10, 1985 Petition for Variance filed by the
    City of Mendota
    is hereby denied.
    IT IS SO ORDERED.
    Board Member Jacob D. Dumelle dissented.
    I, Dorothy M. Gunn,
    Clerk of the Illinois Pollution Control
    Board, hereby certify that the above Opinion and Order was
    adopted on the
    //~
    __________
    day of
    ____________,
    1986,
    by
    a vote of
    -
    ~‘
    -7
    /1
    ‘-~-~=~Z
    ~
    _____
    Dorothy M. ~dnn,
    CI~erk
    -_________
    Illinois Pollution Control Board
    71.17

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