ILLINOIS POLLUTION CONTROL BOARD
October
23, 1986
IN THE MATTER OF:
HAZARDOUS WASTE PROHIBITIONS
)
R 86-9
ORDER OF THE BOARD (by
J.
D.
Dumelle):
This matter comes before the Board upon a October
6,
1986
motion for disqualification
filed on behalf of Citizens for a
Better Environment (CBE).
On October
3,
1986 CBE filed
a motion
for recusal directed to Board Member
J.
Theodore Meyer to which
the Illinois Environmental Regulatory Group responded on October
6,
1986. On that date Board Member Meyer
stated at a special
Board meeting
that he would not recuse himself.
This motion was
subsequently filed.
The Board will not reach the merits of this motion since it
finds that matters such as this should primarily be determined by
the Board Member involved.
Absent compelling circumstances the
Board will not assert any authority it may have to order one of
its members not to participate
in any particular vote.
Nowhere
in the Act is such authority expressly granted to the Board, and
CBE has cited no case law indicating that the Board has any such
powers.
Section 7(a)
of the federal Administrative Procedure Act
states that “on the filing
in good faith of
a timely and
sufficient affidavit of personal bias
or other disqualification
of
a presiding or participating employee, the agency shall
determine
the matter
a part of the record and decision in the
case.”
However, there
is no similar state provision and,
as
pointed out
in The United Corporation,
32 S.E.C.
633,634
(1951),
that section “does not relate to charges of bias against members
of the
Securities
and Exchange
Commission acting
in their
quasi—judicial capacity.
See S. Rep. No. 752, 79th Cong.
2nd
Sess.
(1946)
21;
U.R. Rep.
No. 1980,
79th Cong.,
2nd Sess.
(1946)
34—35.”
Furthermore, the S.E.C. has held that “it does not have
the authority to rule upon the qualifications of its members, and
that each individual member must determine his own
qualification.”
Otis
& Co.,
31 S.E.C.
380
(1950).
Similarly,
the Nuclear Regulatory Commission has stated that “consistent
with the Commission’s past practice, and the generally accepted
practice of the federal courts and administrative agencies, the
Commission has determined that disqualification decisions should
reside exclusively with the challenged Commissioner and are not
reviewable by the Commission.”
Pacific Gas and Electric Co., 48
Ad.
L.
819
(NRC 1980).
It so held despite the fact that by
73.457
—2—
regulation the Commissioners do review Appeal Board member’s
decisions not to disqualify themselves.
Pacific Gas and Electric
Co.,
48 Ad.
L.
820
(NRC 1980).
Similarly,
the FTC has
traditionally viewed requests
for disqualification as a matter
primarily to be determined
by the individual member concerned.
Hearst Corp.,
30 Ad.
L.
1127
(FTC 1972).
In Standard Oil Compar~y
of California et al.
29 Ad.
L. 2nd 338
(FTC 1971)
the FTC set
forth its reasoning as follows:
The Procedure that was followed here is that
which
the
Commission
has
always
followed
where
motions
to
disqualify
individual
members
of
the
Commission
have
been
filed.
As reiterated many times by the commission in
previous cases:
“Section
7(a)
of
the
Administrative
Procedure
Act
clearly
empowers
the
Commission
to
determine
whether
a
presiding officer conducting a ‘hearing’
on
behalf
of
the Commission
is
subject
to
‘personal
bias
or
disqualification.’
It
is
less
clear
that
it
was
meant
to
apply
to
participation
of
individual
agency
members
in
final
or
appellate
determinations.
The
inquiry
called
for
by
a
motion
for
disqualification
is
necessarily subjective in nature.
It
is
extremely difficult
and delicate
for
a
tribunal
to assume the responsibility of
weighing,
objectively,
the
ability
of
one
of
its
own
members
to
make
an
objective judgement in a case.
Further,
the
existence
of
such
a
power
to
disqualify
carries
with
it
an
inherent
danger
of
abuse,
as
a
potential
instrument
for suppression of dissent.
“Under
the
Commission’s
practice,
disqualification
is
treated as
a matter
primarily
for
determination
by
the
individual
member
concerned,
resting
within
the
exercise
of
his
sound
and
responsible discretion.”
American Cyanamid Company,
59 FTC 1488
(Order
of December 20, 1961);
id,
60 FTC 1885
(Order
of
February
5,
1962
denying
motion
to
reconsider);
Campbell
Taggart
Associated
Bakeries,
Inc.,
62
FTC 1510
(Order of May
7,
73.458
—3—
1963);
Id,
62
FTC
1511
(Order
denying
reconsideration).
Bakers
of
Washington,
Inc..,
66
FTC
1569;
Sun
Oil
Co.,
66
FTC
1570.
See
also
Carvel
Corporation,
66
FTC
1577.
Furthermore,
this policy
is consistent
with
the
practice
followed
by
the
Supreme
Court
and
other
Federal
and
State
multimembered
.
judicial
tribunals
when
a
motion to disqualify a member
is filed, where
there
is no clear statutory authorization
for
the
court
to disqualify one
of
its members.
Frank,
“Disqualification
of
Judges.”
56 Yale
U
605,
612.
See
also
Jewell
Ridge
Coal
Corp.
v.
Local
No.
6167,
325
US
897
(1945),
(statement of Justice Jackson):
‘Because of
this
lack
of
authoritative
standards
it
appears
always
to
have
been
considered
the
responsibility
of
each
Justice
to determine
for
himself
the propriety
of
withdrawing
in
any
particular
circumstances.’
We
believe
that
the
procedure
used
in
this
case
was
proper and consistent with the law.
The Federal Communications Commission reached
a somewhat
different result in
In the Matter of Segal and Smith,
5 F.C.C.
3
(1937) wherein
it held that “the Commission has jurisdiction to
hear and determine
a motion to disqualify a member of the
Commission from participation
in and consideration of
a judicial
or quasi—judicial proceeding in which he is challenged on grounds
of personal bias, malice or prejudice.”
5 F.C.C.
11.
Support
for that position is found
in Section
4(j)
of the Communications
Act of 1934 as well as the “inherent jurisdiction and duty”
of
the Commission.
5 F.C.C.
12.
However, the matter before the
Board
is neither
judicial nor quasi—judicial,
but is quasi—
legislative.
Board Members are appointed by the governor and confirmed by
the Senate.
They are equal and independent.
To allow
a majority
of the Board to determine the eligibility to vote of an
individual Member
in
a particular regulatory proceeding would be
to travel
a road fraught with hazards.
The Board does not
believe that
in a regulatory proceeding
it should exercise its
authority,
if any,
to rule on the qualification of one of its
members to participate
in the decision absent compelling
circumstances.
No such compelling circumstances have been
demonstrated here.
CEE’s motion to disqualify
is hereby denied.
IT IS SO ORDERED.
Board Member J. Theodore Meyer concurred.
73.459
—4—
I, Dorothy
M. Gunn,
Clerk of the Illinois Pollution Control
Board,
hereby certify that ~4ieabove Order was adopted on
the
______________
day of cC~~c~
,
1986 by
a vote
of
______________
~77).
~
Dorothy M.
G4’nn,
Clerk
Illinois Pollution Control Board
73-460