ILLINOIS POLLUTION CO~TROL 3O~RD
    December 3, 1987
    ILLINOIS ENVIRON~4ENTAL
    PROTECTION AGENCY,
    Complainant,
    v.
    )
    PCB 86—25
    BATES GRAPHIC INDUSTRIES, a
    Delaware coroot ation, doing
    business in Illinois,
    )
    Respondent.
    MS. ~kRL D~VI3, ASSISTNT ~XTTORNEY GENERAL, APPEARED ON BEHALF
    OF COMPLAINANT.
    MS. PAULA F. McKAY, OF GRIFFIN AND FADDEN, APPEARED ON BEHALF OF
    RESPONDENT.
    OPINION ND ORDER OF T:-IE BOARD (by R. C. Flemal):
    This matter comes before the Board upon a two—part complaint
    filed on February 25, 1986, by the Illinois Attorney General’s
    Office on behalf of the Illinois Environmental Protection Agency
    (“Agency”). Count I alleges operation of certain orinting
    equipment without Agency permits. Count II alleges failure to
    obtain an Agency oermit for New Emission Sources.
    Hearing was held on September 15, 1987. Both parties were
    represented by counsel, and no members of the public attended or
    participated.
    At hearing the parties introduced a Stipulation and Prooosal
    for Settlement. That Stipulation is attached and addresses the
    facts in this matter. In sum, Respondent admits to violation of
    Section 9(b) of the Environmental Protection Act (Ill. Rev. Stat.
    ch. 1111/2 pa~
    .
    1009(b)) an~to violation of 35 Ill. Adm. Code
    201.144, and agrees to pay a penalty of two thousand dollars
    ($2,000). The Sttoulation elucidates the pertinent facts.
    The Board has considered all the facts, circumstances, and
    the proposed settlement in light of the c~iteria set forth at
    111. Rev. Stat. ch. 1111/2 par. 1003(c) and finds the Stipulation
    ard Proposal fo~ Settlement acceotable under 35 Ill. Adm. Code
    103.180. Accordingly, the Board orders Respondent to comply with
    the order set fotth below.
    84—07

    —2—
    This Opinion constitutes the Board’s findings of fact and
    conclusions of law in this matter.
    ORDER
    It is the Order of the Illinois Pollution Control Board that:
    1. Respondent has violated Section 9(b) of the
    Environmental Protection Act and 35 Ill. Adm. Code
    201.144.
    2. Respondent shall comply with all the terms and
    conditions of the Stipulation and Proposal for
    Settlement filed with the Board on October 29, 1987,
    which is attached and incorporated by reference as if
    fully set forth herein.
    3. Respondent shall, by certified check or money order,
    payable to the State of Illinois and designated for
    deposit into the Environmental Protection Trust Fund,
    pay the sum of two thousand dollars ($2,000). The sum
    shall be paid within 30 days of the date of tnis
    Order. Payment shall be mailed to:
    Fiscal Services Division
    Illinois Environmental Protection Agency
    2200 Churchill Road
    Springfield, Illinois 62706
    IT IS SO ORDERED.
    Board Member J. Theodore Meyer dissented.
    I, Dorothy M. Gunn, Clerk of the Illinois Pollution Control
    Board, hereby certify that the above Opinion and Order was
    adopted on the
    ~“~-
    day of
    ,
    4t-t.~
    ,
    1987 by a vote
    of
    ~—/
    Dorothy M. i~unn, Clerk
    Illinois Pollution Control Board
    84—08

    STATE OF ILLINOIS
    )
    COUNTY OF
    COOK
    )
    BEFORE THE ILLINOIS POLLUTION CONTROL BOARD
    ILLINOIS ENVIRONMENTAL PROTECTION AGENCY,
    )
    Complainant,
    —vs—
    )
    PCB 86—25
    BATES GRAPHIC INDUSTRIES,
    )
    Respondent.
    )
    STIPULATION
    AND
    PROPOSAL FOR SETTLEMENT
    Now comes Complainant, Illinois Environmental Protec-
    tion Agency, by its Attorney, Neil F. Hartigan, Attorney General
    of the State of Illinois, and Respondent, Bates Graphic Indus—
    tries~ Inc., an Illinois corporation by its Attorney, Gene
    LaPorte and do hereby submit this Stipulation and Proposal for
    Settlement. The parties agree that the statement of contained
    herein—represents a fair summary of the evidence and testimony
    which would be introduced by the parties if a full hearing were
    held. The parties further stipulate that this statement of facts
    is made and agreed upon for purposes of settlement only and that
    neither the fact that a party has entered into this Stipulation,
    nor any of the facts stipulated herein, shall be introduced into
    evidence in this or any other proceeding except to enforce the
    terms hereof by the parties to this agreement. The agreement
    shall be null and void unless the Illinois Pollution Control
    Board (hereinafter “Board”) approves and disposes of this matter
    on each and every one of the terms and conditiftr~Cf~~eDsettle_
    ment set forth herein.
    ENFORC~MENTPPOGR)J~iS
    c~
    321987
    —1—
    84—09
    Em4ronmental Pyot~J~Ag~~

    STATEMENT OF FACTS
    1. Complainant, Illinois Environmental Protection
    Agency (hereinafter “Agency”), is an administrative agency es-
    tablished in the executive branch of the State government by Sec-
    tion 4 of the Illinois Environmental Protection Act (hereinafter
    “the Act”), Ill.Rev.Stat., 1985, ch.l 111 1/2, par. 100. et
    ~.,
    and charged, inter alia, with the duty of enforcing the Act,
    pursuant to Title VIII thereof and recovering civil penalties
    pursuant to Title XII thereof.
    2. ~espondent, Bates Graphic Industries, Inc.
    (hereinafter ‘L~.a~e”),is an Illinois corporation which has at all
    times pertinent hereto transacted business in the State of Ii-
    linois. At all time pertinent to this action Bates has caused or
    allowed the operation of a business located at 6029 West 31st
    Street, Cicero, Cook County, Illinois.
    3. Bates engages in the business of printing. It
    operates a number and variety of printing presses and a small
    coal—fired boiler at its facility.
    4. Since at least June 18, 1984 caused or allowed the
    operation of its business without an Agency permit, in
    violation
    of Section 9(b) of the Act and 35 Ill. Adju. Code Section 201.144.
    5. By letters of July 13,1984, and November 20, 1984,
    Respondent was notified of the violations of Section 9(b) of the
    —2—
    84—10

    Act and 35 Ill. Adm. Code Section 201.144, as well as the Agen-
    cy’s intent to bring an enforcement action. Respondent was of-
    fered an opportunity to meet with the Agency representatives in
    order to resolve the conflicts which have resulted in the filing
    of the complaint in this action, in accordance with the require-
    ments of Section 31(d) of the Act.
    6. Respondent did not attend the 31(d) meeting on De-
    cember 3, 1984 but dispatched a letter to the Agency expressing
    an intent to file the appropriate permit applications. The per-
    mit applications was filed on October 7, 1985.
    7. A complaint was filed on February 25, 1986 alleging
    the permit violations.
    8. The appropriate permit was issued on November 1,
    1985 (copy attached as Exhibit A).
    PROPOSAL FOR SETTLEMENT
    As a result of the settlement discussions between the
    parties and of actions taken or to be taken by Respondent, the
    parties believe that the public interest will be best served by
    resolution of this enforcement action under the terms and condi-
    tions provided herein. This proposal for settlement is expressly
    conditioned upon and effective only with the approval thereof in
    all respects by the Board. All statements contained herein are
    agreed to for purposes of settling this action only and shall be
    null and void and of no effect in any further proceeding or cause
    —3—
    84—11

    of action if the Board does not approve this proposal for settle-
    ment in its entirety.
    TERMS OF SETTLEMENT
    Bates and the Agency have agreed to the following Terms
    of Settlement. These terms shall be in full settlement of the
    action filed herein by the Agency and Respondent’s liability for
    all violations alleged in this Complaint.
    1. The Agency contends and Respondent admits the facts
    as set out in the Complaint constitute the following violations
    of the Act and the Board Regulations:
    Count I: Section 9(b) of the Act and 35
    Ill. Adm. Code 201.144.
    2. Respondent agrees that it will expeditiously cor-
    rect any errors or emissions in its permit application pending
    before the Agency.
    3. Respondent agrees to abide by all terms and condi-
    tions of all operating permits issued by the Agency.
    4. Respondent agrees to cease and desist from any and
    all violations of Illinois Environmental Protection Act and Rules
    and Regulations of the Illinois Pollution Control Board.
    5. The parties enter into this Stipulation and Pro-
    posal for Settlement and Respondent agrees to pay a penalty
    specified in this paragraph in order to avoid the substantial
    costs, inconveniences, uncertainties of further litigation. In
    order to resolve this dispute and as a condition of settlement,
    —4—
    84—12

    Respondent agrees to pay a penalty of two thousand ($2,000.00)
    dollars into the Environmental Protection Trust Fund. Within 30
    days from the date on which the Pollution Control Board adopts a
    final order approving, accepting and incorporating this Stipula-
    tion and Proposal for Settlement. The Agency deems the payment
    to be appropriate to aid in the enforcement of the Act under the
    circumstances of this case. Factors bearing on this penalty
    amount include Respondent’s lack of knowledge of the requirement
    of a State operating permit as well as the length of time between
    Respondent’s actual knowledge of the requirement and the submit-
    tal of the permit application.
    WHEREFORE, Complainant and Respondent jointly request
    that the Board adopt and accept the foregoing Stipulation and
    Proposal for Settlement as written.
    For Complainant
    For Respondent
    NEIL F. HARTIGAN
    Attorney General
    State of Illinois
    ILLINOIS ENVIRONMENTAL
    PROTECTION AGENCY
    ________________________
    By:
    Dated:
    V77?7r~
    /
    7
    mj mstlb
    —5—
    84—13
    BATES GRAPHIC INDUSTRIES, INC.
    Eugene F. LaPorte
    Attorney for Bates Graphic
    Industries, Inc.

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