ILLINOIS POLLUTION
    CONTROL BOARD
    September
    4,
    1987
    ILLINOIS ENVIRONMENTAL
    PROTECTION AGENCY,
    Petitioner,
    V.
    )
    PCB 87—52
    BATTERY BUILDERS,
    INC.,
    an
    Illinois Corporation,
    Respondent.
    FRED RUTH APPEARREC
    ON
    BEHALF OF RESPONDENT.
    GERALD
    T.
    KAN,
    ASSISTANT ATTORNEY GENERAL, APPEARRED ON BEHALF OF
    COMPLAINANT.
    OPiNION
    AND
    ORDER OF THE BOARD
    (by
    3.
    Fiarlin):
    This matter comes before
    the Board on an April
    28, 1967,
    Complaint brought
    by the Illinois Environmental Protection Agency
    (Agency) against Battery Builders,
    Inc.
    (Battery).
    The Complaint
    alleges
    that Battery operated
    its Naperville manufacturing
    facility without
    an operating permit between June
    1,
    1973,
    and
    November
    29, 19b1 and that Battery failed
    to comply with standard
    permit conditions between November 30,
    1981, and March
    31,
    1986.
    Hearing
    in
    tnis
    matter was held July
    26,
    1987,
    at
    the Board
    offices
    in Chicago.
    No members
    of the public attended.
    At hearing,
    the parties
    introduced
    a Stipulation
    and
    Proposal
    for Settlement
    (Stipulation).
    The Stipulation
    is
    attached
    and adequately addresses
    the facts
    in
    this matter.
    Accordingly,
    this opinion will not contain
    the customary
    discussion
    of
    the issues.
    Battery admits
    to the violations
    and
    agrees
    to pay a penalty of $2,500
    to
    the Environmental Protection
    Trust Fund.
    In evaluating
    this enforcement action and proposeá
    settlement agreement,
    the Board
    has taken
    into consideration all
    the facts
    arid circumstances
    in
    light of the specific criteria
    delineated
    in Section
    33(c)
    of the Act and finds
    the Stipulation
    and Proposal
    for Settlement
    acceptable
    under
    35
    Ill. Adm. Code
    103.180.
    Accordingly,
    the Board orders Battery
    to comply with
    the Order
    set forth
    herin.
    This Opinion
    and Order constitutes
    the Board’s
    findings of
    fact and conclusions of
    law
    in this matter.
    81—43

    ORDER
    It
    is
    the Order
    of
    tue Illinois Pollution Control
    Board
    that:
    1)
    The Board hereby accepts
    the Stipulation and Proposal
    for Settlement executed by Battery Builders,
    Inc.
    (Battery) and the Illinois Environmental Protection
    Agency filed
    with the Board
    on July
    6,
    1987.
    The terms
    and condition
    of
    the Stipulation
    and Proposal
    for
    Settlement, which
    is attached hereto, are incorporated
    into
    this Order.
    2)
    Battery has violated:
    Count
    I:
    Section
    9(b)
    of
    the Illinois Environmental
    Protection Act
    (Act),
    Ill. Rev. Stat.
    1985,
    ch.
    1111/2,
    par. 1009(b)
    and
    35
    Ill.
    Adm.
    Code 201.144.
    Count
    II:
    Section
    9(b)
    of the Act.
    3)
    ~attery
    shall,
    by certified check
    or money order payable
    to the State of
    Illinois and designated
    for deposit into
    the Environmental Protection Trust Fund, pay the sum of
    S2,500
    (Two Thousand Five Hundred Dollars).
    The sum
    shall
    be paid within
    30
    days
    of the date
    of this
    Order.
    The payment
    shall
    be mailed
    to:
    Fiscal Services Division
    Illinois Environmental Protection Agency
    2200 Churchill
    Road
    Springfield,
    IL 62706
    IT
    IS
    SO ORDERED.
    I, Dorothy
    M.
    Gunn, Clerk
    of
    the Illinois Pollution Control
    Board, hereby certify
    that
    the above Opinion
    and Order was
    adopted
    on
    the
    -~--‘~‘-
    day of
    ~
    ,
    1987,
    by
    a vote
    of
    ~-~—-C~
    Dorothy
    M’. Gunn, Clerk
    Illinois Pollution Control Board
    81—44

    STATE OF ILLINOIS
    )
    COUNTY OF WILL
    THE ILLINOIS POLLUTION ~
    ILLINOIS ENVIRONMENTAL PROTECTION
    )
    AGENCY,
    Complainant,
    v.
    )
    PCB NO.
    87-52
    BATTERY BUILDERS,
    INC.,
    an
    Illinois corporation,
    Respondent.
    STIPULATION AND PROPOSAL FOR SETTLEMENT
    Now Comes Complainant, Illinois Environmental Protection
    Agency,
    by its Attorney, Neil
    F. Hartigan, Attorney General of
    the State of Illinois,
    and Respondent,
    Battery Builders,
    Inc.,
    an
    Illinois corporation by its attorney Frederick Roth,
    and do here-
    by submit this Stipulation and Proposal for Settlement.
    The
    parties agree that the statement of facts contained herein rep-
    resents a fair summary of the evidence and testimony which would
    be introduced by the parties
    if a full hearing were held.
    The
    parties further stipulate that this statement of facts is made
    and agreed upon for purposes of settlement only and neither the
    fact that a party has entered into this stipulation, nor any of
    the facts stipulated herein,
    shall be introduced into evidence
    in
    this or any other proceeding except to enforce the terms hereof
    by the parties to this agreement.
    The agreement shall be null
    and void unless the Illinois Pollution Control Board
    (hereinafter
    ~1
    81—45

    “Board”) approves and disposes of this matter on each and every-
    one of the terms and conditions of the settlement set forth
    herein.
    STATEMENT OF FACTS
    1. Complainant,
    Illinois Environmental Protection Agency
    (hereinafter “Agency”),
    is an administrative agency established
    in the executive branch of the State government by Section
    4 of
    the Illinois Environmental Protection Act (hereinafter “the
    Act”)
    ,
    Ill.
    Rev. Stat.,
    Ch. 111—1/2,
    par.
    1001 et
    ~2•.
    1985,
    and
    charged,
    inter alia, with the duty of enforcing the Act, pursuant
    to Title VIII thereof and recovering civil penalties pursuant to
    Title XII thereof.
    2. Respondent,
    Battery Builders,
    Inc.
    (hereinafter “Battery
    Builders”)
    an Illinois corporation, has caused or allowed the
    operation of
    a business located at 31 West 328 91st Street,
    Naperville,
    Will County,
    Illinois.
    3.
    Battery Builders engages
    in the manufacturing of in-
    dustrial batteries at this facility.
    4.
    From June
    1,
    1973 until November 20, 1981 Battery
    Builders allowed the operation of its facility without
    a valid
    Agency operating permit,
    in violation of Section 9(b)
    of the Act
    and Section 201.144 of the Air Pollution Regulations of the Pol-
    lution Control Board.
    5.
    On November 20, 1981 Battery Builders was issued a valid
    Agency
    operating
    permit
    for its facility.
    The permit allowed
    the
    —2—
    81—46

    operation of the following emission sources and/or air pollution
    control equipment:
    one oxide tank and one paste
    mixer
    with bag—
    house, two grid casting machines and furnaces and one three pro-
    cess operation as described in the permit application.
    6.
    Attached to the operating permit were the Agency’s Stan-
    dard Operating Conditions,
    including standard condition number
    seven
    which
    stated
    as
    follows:
    The permitee shall maintain a maintenance
    record on the premises for each item of air
    pollution control equipment. This record shall
    be available to any agent of the Environmental
    Protection Agency at any time during normal
    working and/or operating hours. This record shall
    show,
    as a minimum,
    the:
    (a)
    date of performance
    of,
    and nature of,
    preventive maintenance,
    and
    (b) date of any malfunction or breakdown and
    the nature of repairs to,
    or corrective
    measures performed to maintain the perform-
    ance
    of the equipment.
    6.
    For the period from November 20,
    1981, until March 31,
    1986,
    Respondent failed to maintain a maintenance and malfunction
    record for its baghouse as called for in Standard Operating Con-
    dition number seven
    in
    violation of Section
    9(b)
    of the Act.
    7. Since April
    1,
    1986 and upto and including the date of
    filing of the complaint
    in
    this action Battery Builders has been
    in
    compliance with Standard Operating Condition number seven.
    PROPOSAL FOR SETTLEMENT
    As a result of the settlement discussions between the
    parties and actions taken by the Respondent, the parties believe
    that the public interest will be best served by resolution of
    —3—
    81—47

    this enforcement action under the terms and conditions provided
    herein.
    This proposal for settlement is expressly conditioned
    upon and effective only with the approval thereof in all respects
    by the Board.
    All statements contained herein are agreed to for
    purposes of settling this action only and shall be null and void
    and of no effect
    in any further proceeding or cause of action
    if
    the Board does not approve this proposal
    for settlement in its
    entirety.
    TERMS OF SETTLEMENT
    Battery Builders and the Agency have agreed to the following
    Terms
    of Settlement. These terms shall be in full settlement of
    the
    action
    filed
    herein
    by
    the
    Agency
    and
    Respondent’s
    liability
    for all
    violations
    alleged
    in
    the
    Complaint.
    1.
    The Agency contends and the Respondent admits the facts
    as
    set
    out
    in
    the
    Complaint
    constitute
    the
    following
    violations
    of
    the
    Act
    and
    the
    Board
    Regulations:
    Count
    I:
    Section
    9(b)
    of
    the
    Act
    and
    35
    Iii.
    Adm. Code 201.144.
    Count
    II:
    Section
    9(b)
    of
    the
    Act.
    2.
    Respondent
    agrees
    to
    abide
    by
    all
    terms
    and
    conditions
    of
    all
    operating
    permits
    issued
    by
    the
    Agency.
    3.
    Respondent agrees to cease and desist from any and all
    violations
    of the Illinois Environmental Protection Act and Rules
    and Regulations of the Illinois Pollution Control Board.
    8 1—48

    4.
    The parties enter into this Stipulation and Proposal for
    Settlement and Respondent agrees to pay
    a penalty specified in
    this paragraph in order to avoid the substantial costs, incon-
    veniences and uncertainties of
    further litigation.
    In
    order to
    resolve this dispute and as
    a condition of settlement Respondent
    agrees to pay a penalty of two thousand five hundred dollars
    ($2,500.00)
    into the Environmental Protection Trust Fund within
    30 days from the date on which the Board adopts a final order
    approving,
    accepting and incorporating this Stipulation and Pro-
    posal for Settlement.
    The Agency deems the payment to
    be
    appro-
    priate to aid in the enforcement of the Act under the circum-
    stances of this case.
    Factors bearing on this penalty amount in-
    clude the prolonged period of non-compliance and the ease with
    which compliance could have been achieved.
    WHEREFORE,
    Complainant and Respondent jointly request that
    the Board adopt and accept the foregoing Stipulation and Proposal
    for Settlement as written.
    ILLINOIS ENVIRONMENTAL
    BATTERY BUILDERS,
    INC.
    PROTECTION AGENCY
    By:__________
    __________
    E~H
    ~VO~ODA
    ~AMES
    E.
    HANS
    LIK
    M~n~ger, Enforcement
    president
    DATED:
    ~/2~/11
    81—49

    CERTIFICATE OF SERVICE
    I,
    GERALD T. KARR,
    an attorney hereby certify that
    I caused
    true and accurate copies of the attached Stipulation and Proposal
    for Settlement, to be served upon,
    Frederick E.
    Roth
    Patricia
    F.
    Sharkey
    2001 Midwest Road
    Hearing Officer
    Suite 107 A
    6236 North Lakewood
    Oak Brook, Illinois 60521
    Chicago, Illinois 60660
    by causing said copies to be mailed to the addresses indicated
    above by first class mail postage pre-paid,
    from 100 West Ran-
    dolph Street,
    Chicago, Illinois 60601 on July
    6,
    1987.
    Qta&~
    ~.
    GERALD T. KARR
    81—50

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