1. Section 33(c)
      2. Additional Information
  1. TITLE 35:ENVIRONMENTAL PROTECTION
  2. SUBTITLE A:GENERAL PROVISIONS
  3. CHAPTER I:POLLUTION CONTROL BOARD
  4. State of Illinois
  5. TITLE 35:ENVIRONMENTAL PROTECTION
  6. SUBTITLE A:GENERAL PROVISIONS
  7. CHAPTER I:POLLUTION CONTROL BOARD
      1. 92—170

ILLINOIS POLLUTION CONTROL BOARD
September
8,
1988
PETER ARENDOVICU AND
PATRICIA A.
LISTERMANN,
)
Complainants,
v.
)
PCB 88—127
KOPPERS COMPANY,
INC.,
Respondent.
ORDER OF THE BOARD
(by J. Anderson):
On September
2,
1988,
the Respondent, Koppers Company,
Inc.
(Respondent)
filed
a motion
to appear,
a motion
to file
a motion
to dismiss instanter,
and
a motion to dismiss.
The first
two
motions are granted.
The Board
reserves ruling on the motion to dismiss while
awaiting a written reply from the Complainants.
The Clerk is
directed
to set this matter
for hearing.
For informational purposes only,
the Board
is also
transmitting with this Order
to both the Complainant and
Respondent prior enforcement decisions involving violations of
Section 9(a)
of the Environmental Protection Act,
as well as
copies of its procedural rules.
The Board emphasizes that it
does not interact with the parties in enforcement proceedings
except
for strictly procedural matters;
its role is to adjudicate
the dispute and reach
a final determination based solely on the
testimony and pleadings presented
in the public recbrd.
Enclosed are the following:
1) Roger Diamond
v. The Center
for the Rehabilitation and Training of the Disabled.
PCB 84—64.
Opinion and Order, February
4,
1988.
(air enforcement);
2)
Citizens of Burbank
v. Overnite Trucking. PCB 84—124.
Interim
Opinion and Order, August
1,
1985; Opinion and Order,
April
21,
1988.
(noise
and
air enforcement)
and
3) General Provisions
(Procedural Rules)
of the Pollution Control Board,
September
1,
1982.
IT
IS SO ORDERED.
92—12
1

—2—
I,
Dorothy M.
Gunn, Clerk
of the Illinois Pollution Control
Board, ~reby
certif
that the above Order was adopted on
the
_____
day of
______________,
1988,
by a vote of
7~0
Dorothy M. G~y~n,Clerk
Illinois PoUution Control Board
92—12 2

ILLINOIS POLLUTION CONTROL BOARD
February
4,
1988
RODGER DIAMOND,
Complainant,
)
v.
)
PCB 84—64
THE CENTER FOR THE
REHABILITATION AND TRAINING
)
OF THE DISABLED,
Respondent.
MR. RODGER DIAMOND APPEARED PRO SE; AND
MR. PAUL FINNEL APPEARED ON BEHALF OF RESPONDENT
OPINION AND ORDER OF THE BOARD
(by B.
Forcade):
This matter comes before
the Board upon a formal complaint
filed April 26,
1984,
by Rodger Diamond (hereinafter
“Diamond”)
against the Center
for the Rehabilitation and Training of the
Disabled
(hereinafter
“the Center”).
Diamond alleges that buses
which load and unload students
in a driveway located between
Diamond’s property and
a building owned by the Center be estopped
from allowing buses
to utilize the driveway for loading and
unloading.
Hearing was held on December
10, 1986,
at the State
of
Illinois Center, Chicago,
Illinois.
Only the parties and the
Board’s hearing officer were
in attendance.
FACTS
Diamond owns
a multi—story commercial—residential building
located
at 6040 North California Avenue,
Chicago, Illinois.
The
building houses six apartments and two businesses.
The building
is approximately 60 years old
(R.
4).
The Center
is a private,
non—profit, charitable social
service organization.
It owns and leases
a number
of
facilities.
The facility at issue consists of
a two—story
building located
at 6050 North California Avenue, Chicago,
Illinois, which
is known as the Byron Center.
The Byron Center
was constructed
in 1957 and offers a variety of services
for the
disabled,
including both day—students and
residential students.
Diamond’s property and the Byron Center are separated by an
alley which
has an approximate 9—foot width.
Twice
daily,
five
92—123

—2—
days
a week,
at approximately 9:00 a.m.
and again at
approximately 2:30 p.m.
(R.
18),
two
to three small buses/vans
(R.
31)
enter
the alley
arid stop adjacent
to an entry/exit which
opens from the Byron Center onto the alley.
There the buses/vans
discharge students during the morning period and
load students
during the afternoon period.
The buses/vans remain
in the alley
for approximately
5
to
10 minutes during
the morning period
arid
for an average of 15 minutes during the afternoon period
(R.
27—
28).
Diamond alleges that the buses/vans,
when stopped
in the
alley with their engines running, produce exhaust which enters
his building through windows and vents on the alley—side of his
building.
DISCUSSION
The burden of proof
in an enforcement action before the
Board
is clearly specified in the Environmental Protection Act
(“Act”),
Ill.
Rev.
Stat.
1985,
ch.
lll~/2, par.
1033(c):
In
hearings before
the Board
under
this Title
the
burden
shall
be
on
the
Agency
or
other
complainant
to show either that the respondent
has caused
or threatened to cause
air
or water
pollution
or
that the
respondent
has violated
or
threatens
to violate
any provision
of
this
Act
or
any
rule or regulation of the Board
or
permit
or term or condition thereof.
The complainant, Mr. Rodger Diamond,
therefore,
has the
burden of showing that the Center has caused
or threatened to
cause air pollution or that the Center has violated or threatens
to violate some provision of the Act or Board rules
or
regulations.
The Board
finds that the Diamond has~failed. to
carry this burden and the Board will accordingly dismiss the
complaint.
The Board
is aware that Diamond
is not an attorney and,
that
for this reason, he might
not be expected
to present a case in as
reasoned a form as would be professional in the field.
Nevertheless,
the Board
finds that the showings which would be
necessary for the Board
to find in Diamond’s favor are absent in
the instant matter.
The Board has
reviewed the testimony at hearing and believes
two concepts are important in discussing that testimony.
First,
the Board
is required
to accept,
as
true,
the uncontroverted
factual
statements offered at hearing.
Second,
the Board is not
required
to accept as true, any conclusory opinions offered as
testimony,
where the underlying rationale and facts supporting
the opinion is lacking.
The great difficulty with the transcript
92—124

—3—
in this proceeding
is the paucity of facts to support Diamond’s
position.
The record discloses
a surplus
of unsupported
conclusory opinions.
As an example, Diamond testified that:
They
come
in
with
their
buses.
They
stand
there
10—15
minutes.
And
all
the
garbage
from
their
exhaust
pipes
comes
into
our building, with the vents, with the bedroom
windows.
We got children sleeping there.
We
have
people
sleeping
there when
they come
in
with their buses.
(R.
5)
From this uncontroverted factual statement, the Board can
determine that for 10—15 minutes some exhaust fumes from the
buses enter
the Diamond’s building through vents and windows at
a
time when children and adults are sleeping somewhere within the
apartment building.
It
is not clear which vents
or windows
provide the pathway
to the fumes
in the alley.
The location of
the sleeping adults and children in relation to the portions of
the building that experience fume problems
is also unclear, as
is
the level
of interference.
However,
the above factual statements must be distinguished
from the large quantity of conclusory opinions offered as
testimony:
So,
wriat point
does he
make
that
these
children have
to
be
in?
Why does he
have
to
kill
us?
We’re
next
door.
He’s
killing
us
normal people
to save retarded people.
I believe
in saving retarded people.
But
I don’t believe
in making money to kill normal
people in the process.
You see my point?
Why
kill
people,
normal
people
in
the process
of
trying to save retarded people?
I’m willing
to
save
retarded people
and
do
everything
for
them,
you
know.
But don’t
kill
me
in
the
process.
That’s
all
I’m
saying.
(R.
13)
The Board cannot conclude that the exhaust fumes present
a danger
of imminent mortality to the individuals in Diamond’s building
without some factual foundation for that conclusion.
Diamond has
presented no credentials
to demonstrate his skill
in the health
effects
of internal combustion engine exhaust fumes and has
presented no rational theoretical basis
for the conclusion of
mortality.
Additionally,
the few facts presented indicate,
at
most,
a short—term exposure of an unquantified number of people
to some unquantified amount of
fumes.
This limited exposure does
not support Diamond’s bald assertions
and opinions regarding the
degree of
interference.
92—125

—4—
Despite the repeated statements
about “killing”
(R.
13,
16),
the Board cannot conclude, based on this record,
that mortality
is
a reasonably anticipated consequence
of the brief exposure to
exhaust fumes.
When stripped of its emotional content, the Board finds
the
following facts:
for 5—10 minutes
in the morning and 10—15
minutes
in the afternoon,
small buses park adjacent to Diamond’s
property.
While they are parked there,
the exhaust pipes from
the buses
are approximately 12 inches from Diamond’s building.
While
they are parked there,
certain exhaust fumes from the buses
enter Diamond’s building through vents and windows.
During
the
period the buses are parked, the fumes preclude Diamond from
using the bathroom
CR.
6,
16).
During
the period the buses are
present,
the fumes cause some unquantified level of
interference
with Diamond’s use of the building.
Thus,
the Board concludes that for
a total
of 15—30 minutes
a day, Monday through Friday, exhaust fumes preclude Diamond from
using
the bathroom and cause some unquantified level of
interference with other uses
of the building.
The standard for finding
a violation of Section 9(a)
of the
Environmental Protection Act (“Act”) as
a general nuisance claim
is whether
the activity
in question causes an unreasonable
interference with the enjoyment of
life.
Prior
to reaching that
conclusion, the Board must consider the factors
in Section 33(c)
of the Act:
In
making
its
orders
and
determinations,
the
Board
shall
take
into
consideration
all
the
facts
and
circumstances
bearing
upon
the
reasonableness
of
the
emissions,
discharges,
or
deposits
involved
including,
but
not
limited to:
1.
the character and degree of injury to,
or
interference
with
the
protection
of
the
health,
general
welfare
and
physical
property of the people;
2.
the
social
and
economic
value
of
the
pollution source;
3.
the
suitability
or
unsuitability
of
the
pollution source
to
the area
in which
it
is
located,
including
the
question
of
priority
of
location
in
the
area
in-
volved;
and
4.
the technical practicability and economic
reasonableness of reducing or eliminating
92—126

—5—
the
emissions,
discharges
or
deposits
resulting
from such pollution source.
There
is substantial testimony in the record regarding the
social
and economic value of the pollution source.
The
representative of the respondent testified on the following
description of the center:
The Center
for the Rehabilitation and the
Training
of
the
Disabled
is
a
private,
non-
profit,
charitable
social
service
organization.
The
Center
provides
rehabilitative
services
to
individuals
with
disabling
conditions.
We
have
been
doing
this
since
1919 and
at this particular
site since 1957.
At
the
site
in
question,
we
provide
services
to
a
variety
of
disabilities.
The
building
was
constructed
in
1957
as
a
school
for
retarded
children.
And
indeed
we
still
are serving children with disabling conditions
as well
as adults with disabling conditions.
The
children
who
are
being
served
are
children
who
have
been
excluded
from
the
Chicago
public
schools.
And
they
have
been
excluded
because
of
the
fact
that
they
are
behaviorally
disordered,
meaning
they
are
prone
to
outbursts,
uncontrollable
behavior,
running
away,
doing
things that perhaps
could
not
be
predicted
or
dealt
with
in
a
normal
fashion.
We
provide
specialized
training
and
specialized
staff
for
them
so
that
they
can
learn
to
control
their
behaviors
and
perhaps
someday
be
readmitted
to
the
public
school
system and maintstreamed into society.
The Center,
as
it was stated,
has been at
the
location
since
1957.
When
the building
was
constructed,
it
was
constructed
with
a
side
drive
at
the
south
end
of
the property
which abuts
the property that the Complainant
represents
or owns.
The
school was
constructed
in such
a way
as
to
allow
loading
and
unloading
at
that
south end
of the building so
as
to provide for
a
sheltered
and
protected
way
for
these
9
2—127

—6—
disabled
children
to get
into and
out
of
the
buses on
a daily basis.
(R. 9—11)
There was also testimony from respondent’s representative on why
use of the side drive was necessary.
The
behaviorally
disordered
children,
however,
do
not
have
any mobility
problems.
Perhaps
their
mobility
problems
might
be
in
the
other
direction,
in
that
they’re
too
mobile.
And
they
have
a
tendency
to
run
outdoors,
take off,
act uncontrollably perhaps
at
times.
So,
they
are
loaded
and
unloaded
using the side drive.
*
*
*
*
There
is
a reason
for
our using
the side
drive.
Our
reason
is
that,
as
I
stated,
the
children
who
are
loaded
using
the
side
drive
are
the
children
who
have
in
the
past
exhibited
and
continue
to
exhibit
behavioral
problems,
outbursts
and
are
difficult
to
control.
Our
experience
in loading
these
children
out on the street or
in the alley
is that they
can
tend
to
run
away,
run
out
into
traffic.
And
we
feel
that
from
a
safety
standpoint
we’re
better
off
using
that
side
drive
for
loading
and
unloading.
That’s
what
the
side
drive was designed for.
(R.
23, 31—32)
Consequently, based on this factual testimony,
the Board finds
there
is great social value
to the Center’s activities
in general
and
to the use of the side drive for
loading the behaviorly
disordered children
in particular.
In sum,
the Board finds
that for the very brief periods of
time involved and the minimal
factually proven interference
to
Diamond’s use of property does not outweigh the social value of
the Center’s use of the side drive.
Consequently, the Board
finds that Diamond has failed
to prove
a violation of Section
9(a)
of the Act and this matter
is dismissed.
This Opinion constitute the Board finds of
fact and
conclusions
of law
in this matter.
ORDER
1.
There is
insufficient evidence in the record
to show that
respondent, The Center
for the Rehabilitation and Training
of
9 2—128

—7—
the Disabled, has violated the Environmental Protection Act
or
rules
and regulations
of the Illinois Pollution Control
Board.
2.
This proceeding is hereby dismissed.
IT IS SO ORDERED.
Board Members 3D. Dumelle,
3. Anderson and
3.
Marlin
dissented.
I,
Dorothy M. Gum, Clerk of the Illinois Pollution Control
Board, hereby cer
i
that the~boveOpinion and Order was
adopted on the
_____
day of
______________,
1988, by a vote
of
___________.
Illi
Control Board
92—129

ILLINOIS POLLUTION CONTROL BOARD
August
1,
1985
CITIZENS OF BURBANK,
Complainants,
v.
)
PCB 84—124
OVERNITE TRUCKING,
)
Respondents.
MRS.
CAROL HARDING, APPEARED PRO SE,
ON BEHALF OF COMPLAINANTS;
AND
MR.
JOHN WOOD FAIN, GENERAL COUNSEL, APPEARED FOR RESPONDENTS.
INTERIM OPINION AND ORDER OF THE BOARD
(by B.
Forcade):
On August
13,
1984, Citizens of Burbank
(“Citizens”)1 filed
a complaint with the Board charging Overnite Trucking with
violations of
Sections 23 and
24
of the Environmental Protection
Act (“Act”),
respecting Noise Pollution and Sections 8 and
9 of
the Act, respecting Air Pollution.
Hearing was held December
13,
1984.
Both parties waived final briefs.
On May
20,
1985,
complainants filed
a letter containing
information pertaining
to the subject matter
of
this case.
This
information
is not
a statement under oath and has not been
subject to cross—examination.
Consequently,
the Board has not
considered this information
in its deliberations.
The
requirements of
sworn testimony and the opportunity
for cross—
examination are
for
the protection of both parties
in
a contested
case proceeding such as
this one.
Since
the May 20 letter meets
neither
requirement,
the Board,
on its own motion, must strike
the letter.
The facility in question, Overnite Transportation Company
(“Overnite”),
is located between West 75thStreet
and West 77th
Street
at approximately South Natoma Avenue.
The property
is
approximately
600
feet wide
in
an east—west direction and 1300
feet long
in
a north—south
direction.
There are two predominant
structures on
the property:
a centrally located terminal
~
“Citizens”
consists of residents from five
(5)
locations near
Overnite
including:
Mr.
& Mrs.
James Harding,
Mr.
& Mrs. Vincent
Bavirsch, Mr.
&
Mrs.
Ken Myslik,
Mr.
& Mrs. Edward Myslek and
Mr.
& Mrs.
Frank
Lojas.
As the complainants were identified by
signature
only,
the Board apologizes
for
any misspelling
of
names.
65-131
92—130

—2—
building
(approximately 550 feet by 100 feet)
and
a smaller
shop
or maintenance building
(approximately 80 feet by 100 feet)
at
the southern end
of
the property (Resp.
Ex.
1).
Overnite’s operations
involve
the collection and
distribution of freight
in the Chicago area, as well as
the
transfer
of
freight from Overnite’s terminal
to terminals
in
other locations
in
the United States.
Four types
of activities
are of concern here:
(1)
trucks entering
or leaving the Overnite
facility destined
for customers or
other terminals;
(2)
tractors
and trailers being moved from one location on Overnite’s property
to another;
(3) miscellaneous trucking activities including
tractor—trailer
repair,
fueling and startup;
and
(4)
the public
address
system.
Overnite’s operations,
as
is standard
in
the
industry, depend on
the pick—up and delivery schedules
established by its customers.
Consequently, very little activity
occurs
in the terminal or “yard” during the day time.
Most
activity
is
from six o’clock
in the evening
until six
o’clock the
next morning
(R.
89—97).
While Overnite has occupied
the
location since May of
1984,
the location has been occupied
by
other
trucking companies
for many years preceding Overnite’s
acquisition of
the property.
The complainants
in
this proceeding
are residents from the
area south of Overnite’s
facility.
Testimony was provided at
hearing
by Mrs.
Alice Bavirsch, who lives 7717 South Natoma,
on
the east side of the Street,
approximately 125 feet south of
Overnite’s southern fence, line;
Mr.
Frank Lojas who resides at
7702 South Nashville,
which would appear
to be
less than 100 feet
from Overnite’s southern fence line;
and
from Mrs.
Carol Harding
who resides at 7701 South Natorna, directly south of the
maintenance building,
which would
appear
from the testimony to
be
less than
50 feet from Overnite’s southern fence
line.
In
addition,
two letters from other
local
residents similarly
situated were admitted
into evidence
(Pet.
Exs.
2, 3).
The complainants
in
this proceeding a1lege~that Overriite’s
operations violate statutory provisions respecting noise and air
pollution.
The two aspects will
be evaluated separately.
NOISE
Title VI
of
the Act provides
the procedures and standards
for noise control.
Sections 23 and
24
of
that Title
provide:
TITLE VI:
NOISE
Section 23
The General Assembly finds
that excessive
noise
endangers physical and emotional health
and well—being,
interferes with legitimate
business and recreational activities,
65-132
92—13 1

—3—
increases construction costs, depresses
property values, offends the senses,
creates
public nuisances,
and
in other
respects
reduces the quality of our environment.
It
is the purpose
of this Title
to prevent
noise which creates a public
nuisance.
Section
24
No person
shall emit beyond
the boundaries of
his property any noise
that unreasonably
interferes with
the enjoyment of life or with
any lawful business or activity,
so as to
violate any regulation or standard adopted by
the Board under
this Act.
The Board
has implemented
these statutory sections
in two
ways.
First,
the Board has adopted specific numerical
limitations on the characteristics of sound
that may be
transmitted
from source
to receiver.
As no numerical
test data
were presented
in this matter,
those portions
of the regulations
are not at
issue.
The second method of implementing
the noise
provisions of the Act are
found
in 35
Ill. Adm. Code Sections
900.101 and 900.102.
Section 900.101
Definitions
*
*
*
Noise pollution:
the emission of
sound that
unreasonably interferes with the enjoyment of
life or with any lawful business or activity.
*
*
*
Section 900.102
Prohibition of Noise
Pollution
No person shall
cause or allow the emission of
sound beyond the boundaries of
his, property,
as property is defined
in Section 25 of the
Illinois Environmental Protection Act,
so as
to cause noise pollution in Illinois,
or
so as
to violate any provision of this Chapter.
In effect,
these two sections adopt a regulatory public nuisance
provision for
noise control using the statutory phrase
“unreasonable interference with
the enjoyment of life or with any
lawful business or activity”
as the standard.
The pleadings,
testimony and exhibits of
the complainants, regarding noise,
are
founded
in this public nuisance theory.
65-133
92—132

—4--
The judicial
interpretation of Sections 900.101 and 900.102
which
is most closely related
to the facts of this case
is
Ferndale Heights Utilities Company
v.
Illinois Pollution Control
Board and Illinois Environmental Protection Agency,
44
Ill. App.
3d 962,
358 N.E.2d
1224
(First District, 1976)
,
(hereinafter
“Ferndale”).
In that case, which
involved the exact statu~ory
and regulatory language at issue
in the instant proceeding
,
the
Board
found
that Ferndale Heights Utilities Company had violated
the regulatory public nuisance standard in their operation of a
pumping station.
On appeal,
the Utility Company argued that the
regulatory language of Section 900.102 was unconstitutional
in
that
it did not contain sufficient standards for determining what
constitutes “noise pollution” and argued that the narrative
testimony at hearing lacked sufficient specificity
to sustain
a
finding of violation of noise pollution.
The Ferndale Court
found
the regulatory language,
when viewed
in the entire
statutory framework,
including the factors listed
in Section
33(c)
of
the Act, was sufficiently specific to pass
Constitutional muster.
In evaluating
the adequacy and
specificity of
the citizen testimony,
the court stated:
Ferndale next asserts that the Board’s
order
should
be reversed because its finding
of
a violation of Rule 102
is contrary to the
manifest weight of the evidence.
Specifically, Ferndale argues that the Pierson
testimony failed
to provide dates and times of
noises,
failed
to show any disturbance
in his
house,
failed
to show physical damage to
himself or any person or property, failed
to
show that he never lounged
or entertained
guests
in his yard and
failed to show when and
how often
he did not lounge or entertain
guests
in his yard.
Other
alleged testimonial
deficiencies involve
failure
to cite dates and
times when activities such as patio parties
were prevented or when the various witness’
sleep was interrupted.However, agency
witnesses used
such terms as
“almost constant
this summer”, “five times
this past summer”
and
“awakened once or twice
this year”
to
describe generally how often they were
disturbed by the noise emanating from the
pumping station.
Terms such as
“a great
source of
irritation,” disturbing”,
“like
ten
air conditioners running
at the same time”
and
Prior
to Codification
in
the Illinois Administrative Code,
Section 900.101,
“Noise Pollution” was found at Illinois
Pollution Control Board, Rules
and Regulations, Chapter
8, Rule
101(j).
Section 900.102 was Rule
102 of that same Chapter.
The
actual
regulatory language was not modified.
65-134
92—133

—5—
“like)
a lawnmower
running all day under my
window” were used
to describe the effect
of
this sound upon the individuals.
Based upon such testimony the Board
properly found
that the character
and degree
of
interference with the enjoyment of life and
lawful activity occasioned
by sounds emanating
from Ferndale’s pumping operations to be
“unreasonable.”
Our review of the record does
not mandate a contrary conclusion.
(Id.)
These statutory,
regulatory and judicial standards provide
the guidance by which
the Board must evaluate the record in this
proceeding.
At hearing,
Mrs.
Alice Bavirsch testified:
“But
the smell
is bad and the noise
is
bad.
There
is
no doubt about
it
(R.
13).
*
*
*
Q.
When
is
the
noise
the heaviest,
what time of day?
A.
“Well,
if you don’t get
to bed
by
9:00 o’clock,
you’ are up all night fighting
it.
And,
of course, the
smell seeps
right
through,
right into the bedroom area,
and we
are used to
it now.”
(R.
14)
*
*
*
Q.
Okay.
Is there anything that you
want
to say about that maintenance building
at
Overnight?
A.
“They are noisy.
You could hear
the banging
of whatever they are doing.
I
don’t know what they are doing.
But you could
hear it
all
the
time.
And
I guess they must
have
a weighing
station,
the way
I look at
it.
The trucks go right
in there and they
stop and
then they go around
and they keep
going around and around,
and
it is noisy.”
(R.
15)
Mr.
Lojas provided
the best testimonial description of
the
frequency of the problem:
Q.
Could
you estimate
the frequency
that you have,
the kinds of problems that you
have been talking about, on
a weekly or
a
65-135
92—134

—6—
monthly basis with Overnite?
Are you talking
about once
a week you get waked up,
or once
a
month,
or what?
A.
“During the summertime, when our
windows are open,
usually during
the night we
are woken
up.
One example
is we were told there
was going
to be
no repair
at the facilities.
Yet we found
a few times that people were
pounding late at night which woke us up,
and
the
fellows were pounding out trailers.
They
had some damage
to the trailers.
They had
ladders on there, and they were pounding them
out.”
Q.
How often did that kind of thing
happen?
A.
“That happened about three
or
four
times.
We were awakened by P.A. systems,
where people were talking over
the P.A.
system.
In
fact, one of my neighbors next to
me,
the home south of me, complained
that he
even got up one night and walked out into the
back alley area and hollered
at the terminal,
telling them to shut up because his kids were
being woken
up.”
Q.
On
a monthly basis during
the
summer,
how many times do you think that you
were disturbed yourself, or your family?
A.
“I would say about two—thirds
to
three—fourths of
the
time.”
Q.
So does that mean 20 times a month?
A.
“Yes.”
(R.
36—37)
This testimony meets the Ferndale standard of providing
a
description of
the noise, explaining
the type and severity of
interference caused by the noise
(sleep interruption)
and
providing information on the frequency and duration of
the
interference.
This type of
testimony must be provided
in any
proceeding
for the Board
to make
a finding
regarding interference
with the enjoyment of
life.
Mrs.
Carol Harding testified:
THE WITNESS:
“Okay.
My name is Carol
Harding.
My address
is 7701 South Natoma.
I
am the last house
on the
street there, and
I
65-136
92—135

—7—
am dead center with
the maintenance building
of Overnite.
My bedroom windows and my kitchen
windows face the north,
and
I don’t appreciate
being
kept up nightly because of heavy truck
movement going on
in that maintenance area.”
*
*
*
To me,
that
is
a lot of heavy
polluted air that you are putting
into my
lungs, which
I don’t appreciate, and
a lot of
heavy noise.
My house vibrates.
I have
to
keep my TV on high
if
I want to sit down and
try and enjoy watching my TV.”
CR.
50—51)
To support the testimony, Complainants introduced
Pet.
Gr.
Ex.
5
which includes
a listing
of
the dates and times that Mrs. Harding
recorded
“very unnecessarily loud noises”
or odor problems from
Overnite
(R.
59).
That exhibit contains
21 listings
for June of
1984.
In addition to testimony from local
residents,
complainants
provided testimony by Mr. Winfield Ferry,
an enforcement officer
from
the Cook County Department of Environmental Control.
While
Mr.
Ferry did not take noise level readings, he did express an
opinion on the noise levels.
Q.
Did you take any decibel
readings
at any point when you conducted this
investigation?
A.
“Let me read
——“
Q.
Did you take any yourself?
Dfd
you use
a meter
in
the
field
to take any?
I
am not asking whether
they violated the
ordinance or not.
A.
“It was not necessary to take a
reading
at this time because
I can tell from
my experience,
and
I have been an
inspector
for
a while,
that the noise
is sufficient to
warrant corrective action.”
(R.
76)
Overnite made
no attempt to dispute or
impeach
the
complainants’
testimony on the severity or
frequency of the noise
problem.
In discussing
the
issue, Counsel for Overnite tacitly
admitted
the problem:
MR.
FAIN:
“This
is correct.
We are
not saying this is going to alleviate your
65-137
92—136

—8—
problem;
and
it will never alleviate
the
problem.
That
is part of
the problem with
living next door
to
a property that is zoned
industrial and has a truck line sitting
there.
But we think these measures will
appreciably help.”
(R.
125—126)
Based on the above—cited evidence,
the Board finds
that
noises emanating from Overnite’s facility, specifically from
vehicle movement, maintenance, horns
and
the public address
system,
are causing interference with the sleep and normal
leisure time activities
of adjacent residents.
Further,
the
Board
finds this interference
is frequent and severe.
ODOR
The Environmental Protection Act,
Board regulations
and
judicial
interpretations
adopt
a similar approach
to controlling
odor problems.
The Act defines and prohibits unreasonable
interference with
the enjoyment of life
or property from odors.
Section
3
b.
“AIR POLLUTION”
is
the presence
in the
atmosphere of one or more contaminants
in
sufficient quantities and
of such
characteristics and duration as
to be
injurious to human, plant,
or animal
life,
to health,
or
to property,
or
to
unreasonably interfere’ with
the enjoyment
of life or property.
Section 9
No person shall:
a.
Cause
or
threaten or allow the discharge
or emission of any contaminant into the
environment
in any State
so as
to cause
or tend
to cause
air pollution in
Illinois, either alone or
in combination
with contaminants from other
sources,
or
so as
to violate regulations or standards
adopted by the Board
under
this Act;
Board regulations
at 35
Ill. Adm. code Sections 201.102, “Air
Pollution” and 201.141 “Prohibition of Air Pollution” contain
identical language
to the Act.
Similar judicial interpretations
apply to the “unreasonable interference” odor pollution cases.
See:
Incinerator, Inc.
v.
Pollution Control Board,
59
I1l.2d
290, 319 N.E.2d 794
(1974);
Mystic
Tape,
Div.
of Borden,
Inc.
v.
Pollution Control Board,
60
Ill.2d
330;
328 N.E.2d
5
(1975);
Processing
& Books
v.
Pollution Control Board,
64 Ill.2d 68,
351
N.E.2d 865
(1976).
65-138
92—137

—9—
The hearing
testimony on odor
is similar
in character
to the
testimony on noise:
“Well,
if you don’t get
to bed by
9:00 o’clock,
you are up all night fighting
the
noise
.
And, of course,
the smell seeps
right
through,
right
into
the
bedroom
area,
and
we
are
used
to
it
now.
Q.
Okay.
What
type
of
relief
are
you
trying
to
seek
here
today?
A.
Well,
if
they
would
limit
their
operations
to
daytime hours and,
I
don’t
know,
sometimes
when
they
start up those trucks
the
smog
is
so
thick
you
could
choke.
I
used
to
walk
my
dog
there
every
morning,
and
it
was
just
overpowering.
You
could hardly breathe.
And that just drifts
all the way across
to my yard,
and
I am 150
feet away.”
(R.
14)
*
*
*
“Usually, you park cabs over
there,
usually three
to six cabs.
They have a
tendency to start
up
in the morning, and when
they do start up and the wind is out of the
north,
we get
a foul smell
and
taste into our
kitchen area,
and this happens many times
around breakfast time.”
(R.
32)
*
*
*
“When you figure you have trucks.
lining
up, getting
ready to fuel, we get all
the smell.
This
is all
coming towards us.
If you get
inversions it keeps
it
down
on
the
ground,
and
we
are
finding
that
it
does
bother
us.
It
affects
our
sleep,
it
affects
our
way
that
we
operate
during
the
day, because we could not relax during the
night and get our proper sleep,
or even during
the days
it affects your thinking
because
it
cuts down the air, oxygen that you are taking
in.”
(R.
34)
*
*
*
“From,
I would
say,
five o’clock at
night, you will have up to 15 trucks waiting
to
fill
up
in this pumping
area;
up to 15
trucks,
I counted.
65-139
92—138

—10—
To
me,
that
is
a
lot
of
heavy
polluted
air
that
you
are
putting
into
my
lungs,
which
I
don’t
appreciate,
and
a
lot
of
heavy
noise.”
(R. 50—51)
In addition,
Pet.
Gr.
Ex.
5 contains references from Mrs.
Harding
to “excessive odors of truck
fumes” and “heavy odors”
during June of 1984.
Additionally, Pet.
Ex.
1
(A through EE)
contains photographs which show smoke surrounding
truck tractors
on Overnite’s property.
While
the photographs certainly cannot
demonstrate
odor,
they
support
the
conclusion
that
Overnite
is
the
source
for
the
odor.
Again,
Overnite made no attempt to dispute or
impeach the
complainants’
evidence
on
severity
or
frequency
of
the
odor
problem.
Based
on the
above—cited evidence,
the Board
finds that
odors from Overnite’s facility, specifically truck operation,
start—up and fueling,
are causing
interference with the sleep,
food consumption and normal
leisure time activities of adjacent
residents.
Further,
the Board finds this interference
is
frequent and severe.
Section 33(c)
The Board may find severe and frequent interference with the
enjoyment of life solely based
on testimony describing
the
impacts of noise or
odor.
However,
to evaluate whether those
noise or odor
impacts are “unreasonable,”
the Board must evaluate
a series of factors listed
in Section 33(c)
of the Act:
Section
33
*
*
*
c.
In making
its orders
and determinations,
the Board
shall
take
into consideration
all
the facts
and circumstances bearing
upon
the reasonableness of the emissions,
discharges,
or deposits involved
including,
but not limited
to:
1.
the character and degree of injury
to,
or
interference with
the
protection of the health, general
welfare and physical property of the
people;
2.
the social
and economic value
of the
pollution source;
3.
The
suitability
or
unsuitability
of
the pollution source
to the area
in
which
it
is located,
including
the
65-140
92—139

—11—
question of priority
of location
in
the area involved;
and
4.
the
technical
practicability
and
economic reasonableness of reducing
or
eliminating
the
emissions,
discharges or deposits resulting
from such pollution source.
The “unreasonableness” of the noise or odor pollution must be
determined
in reference to these statutory criteria.
Wells
Manufacturing Company v. Pollution Control Board,
73 Ill.2d 226,
383 N.E.2d
148
(1978);
Mystic Tape,
supra;
Incinerator,
supra,
City of Monmouth
v. Pollution Control Board,
57 Ill.2d 482,
313
N.E.2d 161
(1974).
However, complainants are not required to
introduce evidence on these points.
Processing
& Books, supra.
In evaluating
the first
of the Section 33(c)
factors,
the
Board
finds
there
is
a
frequent
and
severe
interference
with
sleep,
food consumption and normal leisure activities of
adjacent
residents caused by noise
and odor from Overnite’s facility.
This interference goes
far beyond trifling
interference, petty
annoyance or minor discomfort.
The noise
and odors constitute
a
substantial
interference with the enjoyment of life and property.
Concerning
the second of
the Section 33(c)
factors,
the
Board
finds that Overnite
is of substantial
social
and economic
benefit
in that
it provides valuable services
in the local
and
national movement of
freight
(R. 90—93)
and employs many people
(R.
109).
However, the social
and economic benefit is
significantly reduced by the nature of noise
and odor emissions
from the property.
The third Section 33(c)
factor concerns suitability of
the
pollution source
to the
area in which
it
is located and priority
of location.
The record contains very little descrjptive
information
on
the
area
beyond
complainants’
and defendant~s
property.
It is clear
that complainants’ property
is
in the City
of Burbank, while defendant’s property is “across the street”
in
the Village of Bedford Park
(R.
8,
49).
While the property which
Overnite’s facility occupies was originally, zoned
for residential
use
R4 by Bedford Park,
that zoning use was changed and
the
facility is
in compliance with current Bedford Park zoning uses
(R.
18, 32—33,
38).
The Board
finds
that Overnite’s facility
is
suitable
for
the area
in which it
is located
if noise
and odor
problems can be reduced
to acceptable
levels.
On the priority of location issue,
the Board
finds that
complainants have
the clear
priority.
The record
is undisputed
that local
area residents generally,
and several complainants
in
particular,
lived
in the area
in
1967 when the facility in
question was undeveloped and
uninhabited prairie land
(R. 32).
92—140
65-141

—12—
Concerning
the last
of
the Section 33(c)
factors,
the
Board
finds that there
are technically feasible and economically
reasonable methods of making some reductions
in noise
and odor
levels,
that Overnite has begun
to implement some of these
measures, but that the record
is insufficient
to support
a
detailed Order commanding what specific steps must be taken, by
what
certain
time,
and
what
steps will be necessary
to completely
cure
the
problems.
Additionally,
the Board
finds that
to curtail all nighttime
activities would amount to an Order
for Overnite
to cease
operation and go out of business (R.
98).
However,
lack
of
a
technologically feasible method of
reducing the pollution
is not
an absolute defense
to a finding
of violation by this Board.
Wells supra, Chicago Magnesium Casting Co.
v.
Pollution Control
Board,
22
Ill.App.3d
489,
317
N.E.2d
689.
The Board believes
that
the report required
in today’s Order will provide
information on specific workable methods of
reducing
the noise
and odor problems
to acceptable levels without facing the
difficult closure
issue.
Based
on
the Board findings of substantial
interference with
the enjoyment of life and after consideration of the factors
listed
in Section 33(c),
the Board
finds that noise emissions
from Overnite’s
facility are unreasonable and constitute
a
violation of
35
Ill. Adm. Code 900.102 and Section
24
of the
Environmental Protection Act.
Based on the Board findings of
substantial
interferencewith enjoyment of life and after
consideration of the factors listed
in Section 33(c),
the Board
finds
the odor emissions from Overnite’s facility are
unreasonable and constitute
a violation of
35
Ill. Adm.
Code
201.141 and Section 9 of
the Environmental Protection Act.
Additional Information
Throughout
this
proceeding,
steps
were
mentioned
which
would
have
the
effect
of
reducing
the
noise
and
odor emissions from
Overnite’s facility.
These
include:
1.
Operational
changes,
such
as
rerouting
on—site
truck
movement
patterns;
2.
Moving
the
electric
hot lines from the south end of
the
terminal
to
decrease
truck
start—up
at
that
location;
3.
Building
an acoustical barrier along
the
southern
perimeter;
and
4.
Enclosing the maintenance building fuel
bay area.
While these options were discussed favorably at hearing, certain
informational deficiencies exist.
For example, prior
truck
traffic patterns were not compared
to future traffic patterns,
plans
for
the
acoustical barrier were produced and discussed at
65-142
92—14 1

—13—
hearing but not introduced
as evidence, discussions
of
fuel bay
enclosure were very general
in nature, and most importantly,
no
attempt was made
to quantify the reduction
in noise
and odor that
would
be accomplished by implementing these
steps.
Additionally, the Board
is concerned
that moving certain
operations
may
only
shift
the
impact
to
persons not present in
this
proceeding.
Therefore,
the
Board
will
order
Overnite
to
prepare a report evaluating,
to the maximum extent possible,
the
type and degree of noise and odor reductions possible by changes
in operation or construction of noise and odor reduction
devices.
This report should
be prepared by
a competent
individual or
firm,
and should evaluate all methods of control
(not just those already discussed).
Each control option should
include anticipated pollution reductions, cost of implementation
and
an estimate of
a reasonable time for
implementation.
The Board will retain jurisdiction
in this case pending
receipt
of the report, and final disposition of this matter.
The
report is
to be filed with the Board
and complainants’
representative, Mrs.
Carol Harding, not later
than November
1,
1985.
Unless
a motion requesting
a hearing on the contents of
the report
is received by November
30,
1985,
the Board will
proceed
to issue a final Order regarding compliance as soon as
possible thereafter.
This Interim Opinion constitutes the Board’s initial
findings of fact and conclusions of law in this matter.
ORDER
1.
The Board
finds that Overnite Trucking has violated
35
Ill.
Adm. Code Sections 900.102 and 201.141, as well
as Sections
24 and
9 of the Environmental Protection Act.
2.
Overnite
is Ordered
to submit
to
the Board
and •complainants,
not later
than November
1,
1985,
a report on methods of
reducing or eliminating noise
and odor pollution at
its
facility consistent with the Opinion.
3.
The
Board
will
.retain
jurisdiction
in
this
matter
pending
receipt
of
the
report.
Unless a motion for hearing on the
contents of that report
is received by November
30, 1985,
the
Board will proceed
to issue
a final Order
in this matter.
IT
IS SO ORDERED
65-143
92—142

—14—
I,
Dorothy
M.
Gum,
Clerk
of
the
Illinois
Pollution
Control
Board,
hereby
certify
that
the
above Interim Opinion and Order
was
adopted
on
the
/44_
day of
~
,
1985,
by
a
vote
of
7’o
Dorot~’~~unn,C
lerk
Illinois Pollution Control Board
65-144
92—143

ILLINOIS POLLUTION CONTROL BOARD
April
21,
1988
CITIZENS
OF
BURBANK,
Complainants,
)
V.
)
PCB 84—124
OVERNITE TRANSPORTATION COMPANY,
)
Respondent.
OPINION AND
ORDER
OF THE BOARD
(by B.
Forcade):
On
August
1,
1985,
the
Board
entered
an
Interim
Opinion
and
Order
in
this
matter
which
found
that Overnite Transportation
Company
(“Overriite”)
had
violated
35
Ill.
Adm.
Code
900.102
and
201.141,
as
well
as
Sections
9
and
24
of
the
Illinois Environ-
mental Protection Act
(“Act”).
That Opinion and Order
found
unreasonable noise emissions and unreasonable odor emissions from
Overnite’s
facility
and
found
that
those
emissions
constituted
a
substantial
interference
with
enjoyment
of life for
complianants.
After
making
this
finding
of
a
noise
and
odor
public
nuisance
violation,
the
Board retained jurisdiction and
ordered
Overnite
to
prepare
and
submit
a report on the methods,
cost
and
timing
of
pollution
reduction
options.
Overnite filed
reports compiled by a contracted engineering firm, ETA, Inc., on
June
16,
1986,
arid
July
3,
1986.
Citizens of Burbank
(“Citizens”)
filed collective comments regarding the report on
July
28,
1986.
On January
7,
1987, Overnite filed
a response to
the complainants’ comments.
By its January
8,
1987 Interim Order, this Board mandated
that Overnite undertake certain actions
to reduce
its noise
emissions
to below complaint levels and its odOr emissions to
eliminate their nuisance.
This order required Overnite
to
construct
a 12-foot high wall along
its southern and portions of
its eastern or western boundaries and to reduce the engine
RPM
of
its yard tractor
fo,r noise reduction.
It left certain details of
the wall construction to Overnite’s discretion.
The order
required Overnite to reduce its odor emissions by reducing the
number
of trucks sitting at idle within its facility.
Overnite
was
to permit only one truck at any time to await refueling, and
it was
to assure that
its drivers did not start their vehicles
until
after they had first acquired their schedules and
paperwork.
Overnite was
to file
a final report with this Board
no later than September
1,
1987 explaining the changes completed
and results achieved.
The Board retained jurisdiction pending
final disposition.
These requirements were based on the
recommendations contained in
a study contracted by Overnite and
submitted
to the Board June
16 and July
3,
1986.
9
2—144

—2—
Overnite
requested
an
extension
of
time
to
construct
the
noise
barrier,
which
this
Board
granted
until
July
1,
1987
by
its
June
10,
1987
Order.
The
Citizens
complained
by
a
letter
dated
June
29,
1987
that
they
felt
the newly constructed wooden barrier
was
ineffective
in its purpose.
Overnite submitted
its final report to this Board on
September
1,
1987 and its amended final report on September 17,
1987.
Overnite reports having reduced the engine speed of
its
yard tractor, erected the primary noise barrier along
its
southern perimeter,
erected a secondary noise barrier on the
sides of
its
truck fueling area,
restricted traffic and vehicular
activities near the southern end of its facility,
revised
its
public address system,
and instituted a program of employee
training
to reduce
its noise emissions.
Part of the noise
barrier along the southern boundary
is a pre—existing structure
of nearly
the same height as the erected barrier.
The erected
barrier
is of wood.
Overnite claims to have expended about
$48,300 towards monitoring
and controlling
its noise emissions.
Monitoring
at various points along
the noise barrier
indicates significant reductions
in the center of the barrier,
arid some reduction at its eastern end.
There was virtually no
reduction
at
a point beyond the western end of the barrier.
Much
of the noise
at that location was attributed
to the neighboring
property to the west:
Advance Transportation.
It
is observed,
however,
that the engineers’
report indicates that Overnite did
not extend
its noise barrier beyond the drivers’ sleeping
quarters building along the south wall
to the western edge of its
property.
There
is,
therefore,
about 50
feet of southern
boundary
not
protected
by
the
noise
barrier,
Overnite
also
did
not build any barrier along the southern portion of either
its
eastern
or
western
boundary.
Examination of the engineers’
data tabulations indicates
that although most of
the noise recorded at the western site was
attributable to Advance Transportation,
a
significant portion was
attributable to Overnite.
The record indicates this monitoring
site is located about 150 feet west of Overnite’s western
boundary,
or 200 feet from where the Overnite noise barrier ends
at the western edge of
the sleeping quarters.
Discussion
Overnite has demonstrated significant reductions
in noise at
locations directly opposite its noise barrier as a result of
its
operational and facilities changes.
Those changes, however,
do
not fully comply with this Board’s January 8,
1987 Interim
Order.
That Order mandated,
inter
alia, that Overnite construct
a noise barrier
along
its entire southern boundary, excluding
that portion occupied by the drivers’ sleeping quarters,
and
along
so much of
its eastern or western boundary
as was necessary
92—145

—3—
to reduce
its noise emissions.
Overnite’s discretion was not
entirely unbridled in defining “necessary”
for the purposes of
compliance.
The
January
8,
1987
Order
considered
the
July
3,
1986
ETA,
Inc.
study
which
indicated that the noise barrier
should extend over the entire length of the southern boundary,
except that portion occupied by the sleeping quarters, and along
the southern 400 feet of the eastern boundary.
That study
indicated construction of a western barrier would avail little
benefit
because
of
the
Advance
Transportation
activities
in
that
area.
Overnite has failed to build
a noise barrier along the
western
50
feet
of
its
southern
perimeter.
Overnite
has
failed
to explain its decision not to do so.
The January
8,
1987 Order,
in light of the July
3,
1986 engineers’
report, clearly required
Overnite
to do so.
The monitoring data indicate that most of the
noise
at the western monitoring site beyond the Overnite noise
barrier
is from the Advance facility, but a significant portion
of
it emanated from Overnite operations.
This could indicate
that ideally any barrier would extend
to include the southern
boundary of the Advance property,
but that
is not the issue
here.
It
indicates that noise emanates from the Overnite
facility
to this area and there is no noise barrier
to protect
this location.
The Board realizes that maximum noise reductions
from
Overnite
alone would require completion of the barrier along
this
50
feet
of
south
perimeter,
then
extension
along
some
distance
of
the
southern
part
of
the
west
perimeter.
Construction
of
a barrier along
the western perimeter would only
reduce Overnite’s noise,emi~sionsand do nothing
to alleviate
those of
Advance Transportation.
The Advance Transportation
emissions are not before
the Board,
and this Final Order can only
address
the
Overnite
emissions.
The
ETA,
Inc.
study
recommended
construction
of the barrier along the western 50
feet
of south perimeter,
but not along any southern portion of
the western perimeter.
The Board will now explicitly require
construction
of
this
omitted
50
feet
of
barrier
to
complete
the
south perimeter noise barrier.
The engineers’
July
3,
1986 recommendation was that Overnite
construct
at
12—foot
noise
barrier
along
the
southern
400
feet
of
the east perimeter.
Monitoring data from the east end of the
south barrier indicate that the noise reduction in this area was
less significant than that at
the center
of the south barrier.
The significance of
this result is greater
in light of the
expectation
of
greater
noise
emissions
at
the
center
location
in
the absence of
the
barrier.
The adjoining land immediately to
the east is
a retention basin which would emit little
if any
noise,
and
emissions
to
that
area
are
of
little
consequence.
The
land
to the south and southeast, however,
is residential,
so
minimization of noise emissions to this area
is of interest.
The
Board believes that explicitly requiring Overnite to fully adopt
the engineers’
recommendation and construct the omitted 400 feet
92—146

—4—
of 12—foot noise barrier along
the southern end of its eastern
perimeter would minimize the noise emissions
to the neighboring
residential area.
With regard to all other
noise reduction measures undertaken
by Overnite,
i.e., the operational changes made,
the Board will
require no more than that Overnite continue their exercise to
minimize its noise emissions.
The Citizens have failed to
criticize the results of these measures as reported by the
engineers’
study.
The foregoing discussions, ‘together with those included in
the January 8,
1987 Interim Order, constitute the Board’s
findings of facts and conclusions
of law in this matter.
ORDER
For the
foregoing reasons,
the Board hereby Orders Overnite
to undertake and perform the following actions.
1.
Erect,
before
July
31,
1988,
a
12—foot
tall
noise
barrier
of
solid
construction
along the south perimeter of its property
extending
from
the
western
most
end
eastward
to
the
western most end of
the
drivers’ sleeping quarters;
2.
Erect,
before
July
31,
1988,
a
12—foot
tall
noise.. barrier
of solid construction
along
the
southernmost
400
feet
of
the
east perimeter
of its property;
3.
Prohibit
its drivers from starting
their
assigned trucks
in the morning until they
have
first
obtained
their
schedules
and
paperwork
and
otherwise
fully
prepared
for immediate departure;
4.
Prohibit more than one truck south of the
north
edge
of
the
terminal
building
to
await fueling at any one time;
5.
Restrict
or
minimize
all
traffic
and
other
vehicular
traffic
in
the
extreme
southern end of its property;
6.
Operate
its
public
address
system
and
orient
its speakers
in such a manner that
noise
emissions
from
this
source
are
minimized
to
the
lowest
practicable
level;
92—147

—5—
7.
Operate
arid
maintain
its
yard
tractors
and
similar
vehicles
at
such
reduced
engine
speeds
that
their
noise
emission
are kept at the lowest practicable level;
8.
Train
and
educate
all
employees
working
on
its
property
who
perform
duties
capable
of
generating
significant
noise
emissions
in methods
of performing
those
duties
which
would
minimize
noise
emissions
to
the .residential
area
south
of the property; and
9.
Post conspicuous warnings for
all persons
on the property against the generation of
noise likely
to emanate
to
the resident-
ial area
to the south of property.
IT
IS SO ORDERED
Board Member
3. Theodore Meyer dissented.
I,
Dorothy M.
Gunn, Clerk of the Illinois Pollution Control
Board,
hereby cer,~ifythat
the aboy~Opj~nionand Order was
adopted on the
~
day of _________________________,
1988, by
a
vote of
4.—/
Dorothy M. Gunn,
Cletk
Illinois Pollution Control Board
92—148

State of
illinois
Rules
and
Regulations

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TITLE 35:
ENVIRONMENTAL PROTECTION

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SUBTITLE
A:
GENERAL PROVISIONS

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CHAPTER
I:
POLLUTION
CONTROL BOARD
September
1,
1982
92—149

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State of Illinois
Rules
and
Regulations

Back to top


TITLE 35:
ENVIRONMENTAL PROTECTION

Back to top


SUBTITLE
A:
GENERAL PROVISIONS

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CHAPTER
I:
POLLUTION
CONTROL BOARD
This printing of Title
35: Environmental Protection
Subtitle A:
General Provisions, Chapter
1: Pollution Control
Board
1nclude& anaendmenU through
September
1,
1982.
92—150

TITLE 35:
ENVIRONMENTAL PROTECTION
Depaninent” means the flhinois Department
of Nuclear
Safety.
SUBTITLE
A:
GENERALPROVISIONS
CHAPTER
1:
POLLUTION CONTROLBOARD
PART
101
GENERAL
RULES
SUBPART
A: GENERAL
PROVISIONS
SUBPART B: CANONS OF
ETHICS
Financial
Disclosure
Lx
pane
Contacts
Improper
Public Ity
SUBPART
C:
JUDICIAL REVIEW
Section
101.140
Review of
Final Orders and Stay Procedure
Appendix
Old Rule
Numbers Referenced
.4L7FIORJTY Authar~zed
b)
Section
26
of
the
En&.’ironmental Pro’
~ct,on
Act
(111
Ret. Stat
1979,
c/i.
111
112,
par.
1026’;
and imp/c’
~wntzng
Sections
5.
7,1,
27, 28, 29,
31, 32. 33. 35, 36. 37, 38, 40
and
41 ofth,Entironm.entalProsectg,nAc:
(J/l
Rec. Stat
1979.
di.
111
l/2,pars
2005.
1007.1,
1027.
1028.1029. 1031.1032,
1033,
1035.
1036.
1037,
1038.
1040
and
1041’,
and
Section
4
of “An
Act
in
relation
to
natural resources, research,
data
colLection
and
eni,iron-
mental studies. “approL’ed and
effectii’e
July
14.
1978.
as
amended
(Ill. Re~Stat.
1979,
c/i.
96
112,
par.
7404’.
SOtRCE
Filed wa/i
Srcreta~y
ofState
Januo~y
1, 1978; codified6
IlL
Reg
8357.
SUBPART
A:
GENERAL PROVISIONS
Section
101.10)
Applicability
This
Chapter
governs
the
practices
and
procedures of the Board
and all
proceedings conducted
by
the
Board
Unless
the
contrary
is clearly
indicated. all references
to
“Parts”
or “Sections’
are
to
Illinois
Admirnstrstive
Code.
Title
35:
Environmental
Protec-
tion
For example,
“Part
309”
is
35
III. Adin
Code309,
and “Sec~
t3on 309.101”
i5
35
III.
AiIm
Code
309.101.
SectIon 101.102
Definitions
As used
in
Part.s
101-107. the
following terms
mean:
“Act”
means the
Environmental
Protection
Act
(Sections
1.511
and
all
amendments
thereto
(ifl.
Rev
Stat
cli.
111
112,
pars
3001.1051
as
amended’
“Agenc~”means
the Illinois Environmental
Protection
Agency
“Board”
means
the
Illinois Pollution
Control
Board
“Chairman”
means the
Chairman
of the
Board
“Clerk”
means
the Clerk of
the Board
‘Document”
means
pleading,
notice,
motion,
affidavit,
memorandum.
brief.
petition, or other
paper
or
combination
of
papers
required
or
permitted to be
filed.
‘Economic
Impact
Study”
means
the
study
prepared
by
the
Institute in accordance with Ill.
Rev.
Stat.
1979, cb.
96
112,
par.
7404.
tnvironniental
Register” mean.s the
official Board
publication
nontaining
Information
and
legal
notices
regarding
Board
activities.
“‘Hearing
Officer”
means
a
person duly
qualified and
designated
as
a
H.aring Officer
under Section 5(ai of
the
Act.
“Institute”
means
the
Illinois
Department
of
Energy
and
Natural Resources, formerly the
Institute
of
Natural Resources
“Person”
means
any entity
defined
in
Section
3
of the Act.
‘NPDES”
means
the
National
Pollutant Discharge
Elimination
System
for
issuing,
establishing conditions for, and denying
per’
mit.1
under
Section 402 of
the
Clean Water Act (Pt 92.500
(33
USC.
1251.
13421.
All
terms
used in
connection
with
NPDES
which
have
been
defined
in
the
Clean
Water
Act
or regulations
adopted thereunder
shall
have
the meanings
specified therein.
unless specifically noted
otherwise.
“NPDES Permit”
means an NPDES
permit
iuued
by
the Agency
or
the
United States Environmental Protection Agency
Section
101.103
Filing
Documents
and
requests permitted or
required
to
be
filed
with
the
Board
or
its Clerk
shall
be
addressed
and
mailed to
or
filed
with
the Clerk
at
‘the
office
address.
The
office address
of the
Clerk
is 309 West
Washington
Street.
Suite
300.
Chicago.
Illinois
60606.
The
office
of
the Clerk
ii
open
for
filing.
inspection,
and
copying
of
documents
from
8:30
am
to
5:00
p.m
Monday
through
Friday.
except
for national
and
state legal
holidays
Section
301.104
Form ofDocuments
a~
Documents
shall clearly
show
the file
or docket
number
and
the titleof
the
proceeding with
which they are filed.
and
shall
be
designated
“Petition
for
Amendment
to
Regulation”,
“Complaint”.
“Petition
for
~‘ariance”.
“Petition
for
Review”.. “Motion”.
“Public
CQmment”
or
any
other
beading
which
describes
the
nature
of
the
relief
sought.
b’
Except
as
otherwise
provided. 10
copies of
all
documents
shall
be filed
with
the
Clerk.
Onlt’
two copies of any
dii
covery
motion,
deposition.
inlerrogatories.
answer
to
Iziterrogatories.
or
subpoena
need
be
filed with the Clerk
ci
Documents,
excluding
exhibits,
shall
be
typewritten
or
reproduced
from
typewritten
copy
on
unglazed
white
paper
of greater
than
12
pound
weight
and
measuring
6”
X
10
112”
cr8 1’2” X
1”.
Reproductions ma~
be made by
carbon or electrostatic copying machine or any other pro
cess
that
produces
legible
bl.ck.on-white
copies
All
documents
shall
be
fastened
on
the
left
aide
or
in
the
upper
left
hand
corner
The
left
margin
of
each
page
shall
be
at
least
1
1/2
inches
and
the right
margin
st
least
one
inch
The
Board
may
make an
exception
from
these
requirements (or
citizen complaints
d’
One
copy
of
each
document
filed
need
be
signed
b~the
party
or
by
his
authorized
representative
or
sttorfle’
The first document
filed
in any cause or firstserved
up’r.
the
opposite
party shall
bear
the business
addres-
and
telephone
number,
if
ant. of
tht
attorne
filing
the
same.
or
of
the
party
who
appears
in
hii own
proper per.on
ApplIcabilIty
Definitions
Filing
Form of
Documents
Computation
ofTime
Appearances
Public Information
Publications
Board
Meetings
Informal Complaints
Section
101.101
101.102
101.103
101.104
101.105
101.106
101.107
101.108
101.109
101.110
Section
101.120
101.121
101.122
1
92—151

e)
Except
as
otherwise
provided
by Ill.
Rev. Stat.
1979. cli
116. pars
35.39. or
by
leave
of the
Board,
documents
on
microfiche are not
acceptable
for
filing,
Section 101.105
ComputatIon
of
Time
at
Cornput.ation
of any
period
of
time
prescribed
by
these
rules
or
the
Act
shall
begin with
the
first
business
day
following
the
day on
which
the
act
event,
or develop’
merit
occurs
and
shall
run until the
end of
the
last
day, or
the
next following
business day
ifthe
last
day
is a
Satur
day. Sunday,
or
legal holiday.
Where
the period of time is
five days or
le~a.
Saturdays.
Sundays and
legal
holidays
shall
be
excluded
in the computation
of
time.
b)
Notice
requirements
shall
be
construed
to
mean
notice
received,
but
proof
that
notice
was
sent
by
means
reasonably
calculated
to
be
received
by
the
prescribed
date shall
be
prima fade
proof that
notice
was
timely
received.
Section 101.106
Appearances
a)
Any
person
entitled
to participate in Board
proceedings
shall appear as
follows
1)
A natural
person in
his
own
behalf
or by
an attorney
at
law
licensed
and
registered
to
practice
in
the
State
of Illinois.
or
both.
2’
Any
other
person
through
arty
bonafide
officer.
employee,
or
representative
or
by
an
attorney
licensed
and
registered
to
practice
in
the
State
of
Illinois. or
both
b’
Attorneys
not
licensed
and
registered
to practice in
the
State
of
Illinois
ins’
request
to appear
on
a
particular
matter
on motion filed
with the
Board
ci
An attorney appearing
in
a representative capacity shall
file
a
written
notice
of
appearance
with
the
Clerk.
together
with
proof
of
service
on
all
parties
or
their
respective
attorneys
Section 101.107
Public information
ai
The
Board
shall
maintain
files
containing
all
informs’
tion submit~edto or
produced
by
the
Board
or any of its
Members relating to matters within the Board’s jurisdic’
tion
Without
limiting
the
foregoing,
the
files
shall
include:
pleadings,
motions,
notices,
minutes.
transcripts.
exhibits.
orders and
opinions,
proposed
and
adopted
regulations.
communications
to
or
from
the
Board
or
any
Board
Member,
the
Environmental
Register
and
other
Board
releases.
business
records.
informal complaints,
and
such
internal communications
filed
at the
request
of
any
Board
Member.
b’
All
such
files shall
be
open
to
reasonable
public
inspec.
tion
and
copying.
except
material
stamped
by
Board
Order.
“Not
Subject
to
Disclosure”.
Only
the
following
materials may
be so
stamped
by
the
Board’
1)
Information
which
constitutes a
trade secret
2i
Information
privileged
against
introduction
in
judicial proceedings.
3’
Internal
communications
by
the Board.
4,
Information concerning
secret
manufacturing proc.
eases
or
confidential
data submitted
by
any
person
under
the Act,
and
5’
Income
and
earnings
data
when
not
an
issue
in
the
proceeding
c)
Except
in the
case of
internal
communication, material
shall
be
stamped
“Not
Subject
to Disclosure”
only
upon
written
application
at
the
time
the
material
is
submit’
ted.
An
application
for
nondisclosure
shall
contain
the
following:
1)
identific.ation
of
the
precise
material.
or parts
of
material,
for
which
nondisclosure is
sought.
2)
Indication
of
the particular nondisclosure
category
into which
the
material fal1a~arid
3)
A
concise
statement
of
the
reasons
for
requesting
nondisclosure.
The
application
shall be
verified
and
contain
such
data
and
information
as
will
apprise
the
Board
of
the
nature
of
the
material
for
which
nondisclosure
is
sought.
the
reasons
why
non~
disclosure
is
necessary.
the
number
and title
of
all
persons
familiar
with
such
information,
and
hov~
long
the
material
has been
limited
for disclosure.
A
single
copy
of
the
material
for
nondisclosure
shall
be
filed
with
the
Clerk
with
the
application
and
shall
be
available
for examination
only
by
Board
Members.
The
Board
shall
promptly rule
on
every
application
and
inform the
applicant of its decisiott
Art
application
shall
bar
public
inspection
of
the
material
for nondisclosure until
the application has
been
disposed
of
by
the
Board
and
the
time
for
appeal
has
run
The
Board
may
enter
conditional
nondisclosure
orders
allowing
withdrawal by
sppli.
cant
of the material
covered
by
such order. at
which
time
the
Board’s
ruling on the
application
shall
be
based
on
the
record
excluding the
material
so with.
drawn.
d’
Internal
communications
may
be
stamped “Not
Sub3ect
to
Disclosure”
by any
Board Member
at
any
time. subject
to review
by
the
Board.
e’
The
Clerk
shall
maintain
a
comprehensive
index
of
all
Board files
open
to
public
inspection.
ft
Reasonable
copying
facilities
shall
be
available
at
the
Board
offices
Requests
by
mail
shall
be
honored
A
single opinion or
order will
be furnished
on request
with’
out
cost.
irrespective
of
length.
Requests
for
multiple
opinions or orders totalling
10
pages
or
less
shall
be
fur
rushed
without
cost.
Requests for
multiple
opinions
and
orders totalling
more than 10
pages
shall be furnished
at
a
cost
to
be
determined by
the
Board
plus mailing
costs
However,
the Board
reserves the
right
to contract
with
a
professional
reproduction
service
for
any
cop.ying
that
would
impose
a substantial administrative burden
on
the
Board
and
to
charge
to
the
requesting
party
the
reproduction
and
mailing
costs
incurred
by
the
Board
Section 101.108
Publications
The Board
shall
publish at
least
once every month
an
Environ’
mental
Register
containing
notices
of
meetings.
hearing~.and
reports of
Board
activities
One copy shall
be sent without charge
to
anyone
requesting
it
Copies
of
the
Act
and
regulations
pro
posed
and
in force shall be provided
without charge in reasonable
quantities by mail and
at Board
offices.
The
Board shall
publish
regularly
its
decisions
and
orders,
which
subscribers
ma~
buy
and
receive by
mail at
a
reasonable
cost.
Section
101.109
Board Meetings
a’
All decisions of the Board shall
be made at meetings
open
to
the
public
Three
members
of
the
Board
shall
eon
stitute
a
quorum.
and
three
affirmatie
votet
ahal
be
required
for
an
final
determinations
of
the
Board
except
in
a
proceeding
to
remove
a
seal
under
Section
34’d’
of the
Act
92—152

b)
The Board
shall
bold at
least
ore
meeting
a
month
and
shall
adopt
at
the
beginning
of
each
fiscal
year
s
schedule of meetings which
shall
appear at least
once in
its
minutes
and
Environmental Register.
Special meet~
inga
may
be
called by the Chairman
or
by
any two Board
Members upon delivery of 24 hours’ written notice to the
office of each
member. Public
notice of all special meet-
ings
shall be given
at
least
24
hours in
advance
of each
a.ettnc
by posting
at the Board’s
offices.
Iii
emergencies
in which
a
majority of the Board certifies that exigencies
ci time require
a
special meeting to be held
inamedtataly,
the requirements of
24
hour
written
notice
may
be dis’
paused
with,
and
Board
Members
shall
receive
such
notice
as
is
reasonable
under
the
circumstances. Notice
of changes
in the regular meeting schedule
shall be
given
in
the
manner
used for special
meetings.
ci
The
Board
shall
keep a
complete
and
accurate
record of
all
meetings
including
the
votes of individual
members
on all adjudications and
proposed regulations.
SectIon 101.110
Informal Complaints
Complaints
received
by
the
Board
against
particular
pollution
sources
shall
be
filed
with
the
Clerk,
who
shall maintain
a
rile
and
index
of such
complaints.
The
Clerk
shall
send
a
copy of the
complaint
to
the Agency
and request
a
response
to the Board.
At
the time
of the
filing of the
informal
complaint,
the
Clerk
shall
notify the complainant
of his nght
to commence an
enforcement
proceeding
pursuant
to
35
Ill.
Adrn
Code
103
by
filing
a
formal
complaint
and shall
provide
a
form on which
a formal complaint
may
be
filed with
the Clerk
SUBPART
B: CANONS
OF
ETHICS
Section
101
.120
FinancIal Disclosure
rd
Members
shall
comply
with
financial
disclosure
require.
nts as
provided
by
Law
and
Executive
Order.
Section
201.121
ExparteContacts
a~
No member.
hearing
officer,
or
employee
of
the
Board
shall commu.~icate
cx
par’te.
directly
or indirectly,
with
any
person
not
employed
by
the
Board
with
respect
to
any
adjudicative
proceeding
pending
before
the
Board
Lx
parte
contacts
with
reapect
to
individual
pollution
sources which may
become the
subject of such
a
proceed.
ira
are
permissible
to
the
extent
that
information
so
received
is relevant to possible
rule.rnaking proceedings.
but caution
shall
be
exercised
by
Board
members
and
employees
to
avoid
prejudging
the
merits
of any
poten.
tial
individual
case.
Nothing in
this
section
shall
pre.
elude
Board
members,
hearing
officers,
or
employees
from
receiving
informal
complaints
about
individual
pollution
sources in
accordance
with
Section
101.110.
or
forbid
such
administrative
contacts
as
would
be
appropriate
for judges
and other
judicial’officers.
bi
Board
members
and
employees
shall
make
every
reasonable effort
to
assure that any cx part, communica
tions
with
respect
to
nonadjudicative
proceedings
become
a matter
of public record.
in
order thai
informs.
tion on
which
the
Board
bases its
decisions can be subject
to
scrutiny
and
to rebuttal.
Whenever
pracucable.
com~
snunications
shall
be
in
writing
and
sddreswd
to
the
Board
rather than
t.o
individual
members.
SectIon 101.122
Iiproper Publicity
a)
Hearings
should
be
conducted with
fitting dignity
and
decorum. The
Hearing
Officer may
forbid
the
taking
of
photographs
or
the
broadcasting
or
televising of
all
or
part of
the
proceedings
while
the bearing
is
being
con~
ducted
if
be
finds
that such
activities
detract
from
the
dignity
of
the
proceedings
or
unduly
distract
partici.
pants
and
witnesses
in giving
testimony.
b)
Parties
in
proceedings
brought before the
Board shall
at
all
times
conduct themselves with
the
same
degree
of
dignity
and
respect that they would
before
a
Court.
SUBPART
C:
JUDICIAL REVIEW
SectIon 101.140
RevIew of Final Orders
and
Stay
Procedure
~)
Review
of final
orders
of
the
Board
in
regulatory
and
adjudicatory
proceedings
shall
be
pursuant
to
Sections
29
and
41
of
the
Act respectively
and
to
Rule
335 of the
Rules of
the
Supreme
Court
of
Illinois and
any amend’
menu thereto
and
the Administrative Review
Act of the
State of Illinois. as amended (Ill. Rev. Stat.
1979. cli
110,
par.
264)
bi
Procedure
for stay of any
order
to
the
Board
upon appeal
shall
be
as
provided
in
Rule
335
of
the
Rules
of
the
Supreme
Court
of Illinois
and
amendments thereto
ct
For
purposes
of
judicial
review,
Board
action
becomes
final upon
enactment,
or
upon
subsequent
Board
action
on
any
Motion
to
Reconsider
under Section
103.240.
APPENDIX
OLD
RULE
NUMBERS
REFERENCED
The
follou’Eng
zcbk
is
prortded
to
cid
in
referencing
old Board
rule
eusmbers
to
section
numbers
puraisanJ
to codiwotron.
3$
Ill.
Adm.
Code
Parts
101.107
Part
101:
General
Rules
Rule
101
Section
101.101
Rule 102
Section 101.102
Rule
103
Section
101.103
Rule
104
.
Section
101.104
Rule
105
Section
101.105
Rule
106
Section
101.106
Rule 107.
Section
101.107
Rule
108
Section
101.108
Rule
109
Section
101.109
Rule
110
Section
101
110
Rule
801
Section
101.120
Rule
802
Section
101.121
Rule
803
Section
101.122
Rule
901
Section
101.140
Chapter
1:
Procedural
Rules
Part
1: General
Rules
3
92—153

TITLE
35:
ENVIRONMENTAL
PROTECTION
BVBPART
A:
GENERAL PROVISIONS
Applicability
Adoption of Regulations
Sect
ion
102.140
Discovery
SUBPART
E:
ECONOMIC IMPACT HEARINGS
Hearings on the Economic Impact Study
of New
Proposals
Hearings
on the Economic impact Studs’
of Existing Regulations
SUBPART
F: BOARD ACTION
Revision
of Proposed Regulations
Notice of Adopted
Regulations
SUBPART G:OTHER PROCEEDINGS
Section
102.220
Other
Proceedings
Appendix
ø)d Rule Numbers Referenced
AtTHORJTY.
AuThorized
b~
Section
26
of
the
Ertt ironmentalPro.
Vecnon
Art
(ill
Ret
Stat
197E~’ ch
111
1.’2.
par
1026;,
and
tsnplr.
men::
rig
Sections
5.
27 and 2~of the Illinou Erii’iron’nentalProte’
tion Act
WI
Ri’z
Star
197s’,
cli
11)
1/2.
pars
1005.
1027
and
102ê’.
and Srct:on
4
of
“An
Act
in
relation
to
natural
resourie~
rescorch.
data
ollect:on and entironmen:ol stud.es. “~pprot’ed
and
r Juh
14,
)97h,
as amended
‘lii Re~Stat
197S’.
cli
96
1.2,
par
7404’
SOL’RCE
Filed u*rh
Serrr:at-~
of
State
Jonuor~
1.
1978
codified
6
211
R~ 8357
4
Section
302.101
ApplIcability
This Part shall apply
to
all
regulatory and other nonadjudicative
bearings
and
procedures.
Hearings
conducted
pursuant
to this
Part
shall
be
deemed
in
the
nature
of
legislative
hearings
Unless the contrary
is clearly indicated,
all
references to “Parts”
or
‘Ssctions”
are
to
IIli~oisAdministrative
Code.
ritle
35~
Environmental
Protection.
For
example.
‘Part
309”
is
35
Ill.
Adm.
Code
309.
a.nd
“Section
309.101”
is
35
Ill.
Adm.
Code
109.101.
$.ctlon
102.102
Adoption of Regulations
a’
No substantive regulation shall
be
adopted. amended
or
repealed
by the
Board until
after
a public hearing
within
the ares
of the
state concerned,
and
in
the case of state
wide
regulations,
until
public
bearings
are
held
in
at
least
two areas
of the
state.
bi
In
adopting any
such
new
regulation.
the
Board
shall
consider
those
elements detailed
in
the
economic
impa.ct
study of such regulation and the
Board
shall.
in
its writ~
ten
opinion,
make
a
determination,
based
upon
the
conomic
impact
study
and
other evidence
in
the
public
bearing
record.
as
to
whether
the
proposed
regulatior.
has
any
adverse
economic
impact
on
the
people
of
the
State of
Illinois.
When the
Board
finds that
a
severe pub
1k
health
emergency
is involved
in
relation to
any
pro.
posed
regulation.
the
Board
may
provide
that
such
regulation shall
take
effect
without
delay and
permit the
Board
to
proceed
with
the
required
economic
impact
hearings
while
the
regulation continues
in effect
SUBPART B: PROPOSAL OF REGULATIONS
SectIon
102.120
Proposal
of
Regulations
Any
person
may submit
a
regulatory
proposal for the
adoption.
amendment.
or
repeal
of
a
substantive
regulation
Ter.
‘10’
copies
of
each
proposal
shall
be
filed
with
the
Clerk.
Each
pro.
posal
shall
include
a’
The
language
of the
proposed
regulation or amendment:
and
b~
A
statement
of
the
reasons
supporting
the
propoeal
including
a
short and
plain
statement of facts
known
to
the
proponent
which
support
the
proposal.
and
a
short
and plain
statement of the
purpose
and
effect of the
pro
posal. The
applicable factors
as listed in
Section 27 of the
Environmental Protection Act tAct’ shall be discussed
in
regard
to
the
proposal.
Where
the
propos.al
covers more
than
one
substantive
point,
the
supporting
statement
shall
include statements
in
support
of
each
point
Section
102.121
Authorization of Hearing
a1
If the
proposal
is made
by
the Agency.
the
Institute,
or
a
Board
Member.
or
if
it
is
accompanied
by
a
petition
aigi’ied
by
at
least
200
persons
with
home
sddre-~
specified.
the
Clerk
shall
assign
a
docket
number
to
the
proposal
and
distribute
copies
to each
Board
Member
If
the
proposal
is
not made
by the
Agency or
the Institute.
the
Chairman
shall
place
the
matter
on
the
agenda
for
Beard
decision
whether
or
not
to
authorize
a
hearing
The
Board
shall authorize
a
hearing unless
it
determines
that
the
proposal is
plainly
devoid
of merit
or deal.
with
a
subject
on
which
a
hearing
has
been
held
v
ithiri thr
preceding
six
months. or
is
not
accompanied
b~
an
ade
quate
statement of supporting reasons
If the
Board rule’
against
a
hearing,
it
shall enter
an
order setting forth
it~
reasons
for
so ordering and
shall
notify
the proponent
of
ts
decision
The
Board ms~hold a
hearing
ott an~pro
po~.al
that
does not mcci
the requirements of this section
SUBTITLE
A:
GENERAL PROVISIONS
CHAPTER
1:
POLLUTION
CONTROL BOARD
PART 102
REGULATORY
AND
OTHER
NONADJ’UDICATIVE
HEARINGS
AND PROCEEDINGS
SUBPART
A: GENERAL PROViSIONS
Sec’tion
302.101
102.102
Section
102.120
102.12 1
102.122
SUBPART B: PROPOSAL
OFREGULATIONS
Proposal of Regulations
Authorization
of
Hearing
Notice of Hearing
SUBPART
C:
DiSCOVERY
SUBPART D: HEARINGS
Authority of Hearing Officer
Examination of Witnesses
Prior Submissions
Written Submissions
Record
Section
102.160
102.161
102.162
102.163
102.164
Section
102.180
102.181
Section
102.200
102.201
92—154

bi
If
the proposal
is made
by the Agency, the Institute. or
a
Board Member, or ifthe
Board
authorizes
a
hearing,
the
Chairman
shall
designate
an
attending
Board
Member.
and
shall
notify
the
proponent
of
such
designation.
A
Member
of
the
Board
may
serve
as
Hearing
Officer
if
otherwise
qualified,
and
such
bearing
need
not
be
attended
by
another Member of the
Board.
c)
In
the
case
of a
proposed regulatory
change
under
the
peavisions of
35
111.
Adm.
Code
302.211(31 or
304.141(c’.
the
requirement
of
Section
102
121(a)
relating
to
a
roquiresnent
of
200
signatures
shall
not
apply;
in
such
ease onb’ a single
hearing shall be
required.
to be held
in
the area
to
be
affected.
d)
The
Clerk
shall
forward
a
copy
of
.11
proposed
regula
tions
authorized
for
hearing
to the Institute
and.
if nor
proposed
by
the
Agency,
a
copy
to the
Agency.
.1
The
Board
may
consolidate
two
or
more
proposals
for
purpose
of
hearings and
decision.
Section
102.122
Notice of Hearing
~t
The Hearing
Officer. after
appropriate consultation
with
the
proponent.
shall
set
a
time
and
place
for hearing.
which
shall
be within
a
reasonable
time
after
the date
on
which
the
proposal
was received
by the Clerk
The CI~rk
shall give
notice
at
lean
20
days
prior to the
date of the
hearing
as
follows
1’
To the
proponent. by
mail.
2’
To all
persons
art
the
Beard’s
mailing
list
through
notice
in
the
Boards Environmental
Register
or
by
special
mailing,
and
3
By
public advertisement
in
a
newspaper
of
general
circulation
in
the area
of
the state
affected.
b’
The
Board shall
make available
to
any
person
copies of
proposed
regulations
and
supporting
statements
at
the
time
the hearing
date
is announced
c’
Hearings
which
are
continued
on
the
hearing
record do
not require notice
that
complies with
subsection
a.
SUBPART
C: DISCOVERY
Section
102.140
Discovery
The
Beard
or
the
Hearing
Officer
on behalf
of the
Board
may
issue
subpoenas
for
attendance
of
a
witness
at
a
hearing
under
this
Part
Subpoenas
may
include
a
command
to
produce
books.
papers.
documents.
or
tangible
things
designated
therein
and
reasnnably
necessary
to
resolution
of
the
matter
under
con
sideration
Subpoenas
shall
conform
to the requirements
of
Sec
tion
103.163’b’
and
‘c’
SUBPART
D: HEARINGS
SectIon
102.360
Authorityof Hearing Officer
The
Hearing Officer
shall
have
the duty
to conduct
a
fair hear
ing.
to
take
all
necessary
action
to
avoid
delay.
so
maintain
order. and to ensure dcv
eloprnerit of
a
clear and complete
record
He
shall
hate
all po~ersnecesur~
to these
ends including
‘but
not limited
to’
the authority
to
a
Require prior
submission
of
expert
tesiimon
arid writ
ten
exhibii.s
before
hearing
b’
Require
all
parties
to
atite
their
position
with respect
to
the
propo~..al.
ci
Administer
oaths
and
affirmations,
di
Ez..siriine
witnesses
and direct witnesses
to testify.
et
Regulate
the
course
of
the
bearing:
1)
Establish reasonable
limits
on the
frequency
and
dun.
tion of the
testiniony of any
witness
and limit repetitious
or
cumulative
testimony;
and
g’
When so directed
by the Board
to issue
an order requiring
the
answering
of
interi’ogatories
in
the
name
of
the
Board.
SectIon 102.161
Ezaznluatlon
of
Witnesses
at
Examination of witnesses
by
any
member
of the
Board.
by
Board
staff,
by
the
Hearing
Ofuicer.
by the proponent
of
the
regulations
under
consideration.
by
represents
tives of the Agency.
by
the
institute, or
by
the
Attornie’
General
shall
be
permitted
Reasonable examination by
any
other
person
shall
be
permitted
b~the
Hearing
Officer.
Repetitious examination
may
be
limited
b~.the
Hearing
Officer.
b’
All
witnesses
at hearings
shall
be
sworn.
Section
302.162
PrIor Submissions
When
prior
submission
of
written
testimony
is
required
or ten
dared.
10 copies
shall be
filed with the Clerk
Rebuttal
testtmor.y
and
exhibits
may
also
be
tendered
in writing, not
later
than
14
days
after
the
hearing
on
the
direct
testimony
and
exhibii~
Notice
of requirement
for
prior
submission of written testimony
and
exhibits shall
be given
to
all
persons
required
to be
notified
by Section
102.122
not
later
than
21
days prior
to
the date
that
the testimony
is
to
be
given.
SectIon 102.163
WrItten
Submissions
Any
person
may
snake
a
written
submission
on
any
proposal
within
14 days of the
close
of the hearing
or within
14 days after
regulation revision
under
Section
102.200
by
filing
it with
the
Clerk
and
the
parties.
unless
otherwise
specified
or
limited
b~
the
Hearing
Officer The record
will
remain open
for its
temertt’
for
14 days following the close
of
the hearing
unless
the Hearing
Officer or Board
directs otherwise
Section
302.164
Record
All
testimony
shall
be
recorded
stextogrsphicallx
When
the
transcript
is
filed
with
the
Clerk,
the
Hearing-Officer
iha~l
receive
and
rule
en
corrections
from
any
person
who
may
examine
the
transcript
For
accuracy.
Failure of
any
witness
to
correct the
transcript
within
14
days after
its
receipt
in
Board
offices
shall
constitute
a
waiver
of any
right
to
correct
urile~
undue
prejudice results
The transcript
as
so approved, all
writ
ten
testimony,
all
exhibits
offered
in
connection
with
the
hear
ing.
and
all
written
submissions filed
with
the Clerk
under
Sec
tion’
102
163
and
102.200 before or after she
close
of the
hearing
shall
constitute the
record
The Clerk
shall certify
the
record
to
the
Board
when
is
is complete
SUBPART
E:
ECONOMIC IMPACT HEARINGS
Section 102.380
Hearings on thr Economic Impact Studs
of
New
Proposals
a’
The
Board
before
the
final
adoption
of
an’
propo’ed
regulations
or amendment
to existing
regulations.
sha~
conduct
hearings
on
the
economic
impact
study
on
such
proposal’
5
92—155

b~
The
provisions of
this
Part shall
govern all
bearings held
pursuant
to
this
section.
c)
Hearings
held
pursuant
to
this
section
may
be
consoli
dated with any
other
hearings held pursuant to this
Part.
SectIon
102.181
Hearings on the
Economic Impact
Study
of
Existing Regulations
.1
Within
a
reasonable
time, but not longer
than
120
days.
after
each
economic
impact
study
has
been
filed,
the
Board
shall
conduct
public
bearings
throughout
the
State
en
such study.
b)
The
provisions
of this Part
shall govern all
bearings held
pursuant
to this
section.
c~
Upon conclusion of the hearings,
the
Board
shall
publish
u.s
findings
and
conclusions
on
the areas
covered
by the
study
and
the
testimony
received
by
the
Board.
di
The
Board
shall also specifically determine whether, as
a
result of
its
findings
and
conclusions,
any regulations
of
the
Board
shall
be
modified
or
eliminated.
e’
If the
Board
concludes that
modification
or elimination
may
be
necessary.
it
shall
propose such
modification
as
regulations
and
conduct
further
hearings
on
said
modiuicstior,
I”
Any
such
proposed
rnodificstior
shall
not
require
any
additional
economic impact
study
SUBPART
F: BOARD ACTION
Section
102.200
Revision of Proposed Regulations
~l
After a
rulemaking
hearing,
the
Board
may
revise
the
proposed
regulations before
adoption
in
response
to sug’
gestionc
made
at
the
hearing
and
written
submissions
received
subsequent
thereto.
without
conducting
a
Furl hen hearing
on
the revisions
The Board
shall
specify
the
portions
of
the
final
form
of
the
regulations
that
differ
from
the
proposal
on
which the
hearing
was
held.
shall
send
such
statement
of revisions
to
persons
heard
on
the
original
proposal.
and
shall give
notice
to
all
per’
ions on
the Boards
mailing list
that
such
a
statement
is
available
Any
person
may
make
a
written
submission
concerning any revision by filing
it
with
the Clerk within
34
da~
a
after such notice
The
Board,
in its discretion and
in
response
to
the
written
comments
submitted
on
the
proposed
final
draft.
may
make
further revision
on
the
proposed
regulation
Such
final
regulation
may
be
adopted
without
further
hearing
or
publication
in
the
Environmental Register.
b’
The
Board
may
modify
and
subsequently adopt
any
pro’
posed
regulations
or amendments
to
existing regulations
without any
additional economic
impact study,
provided
that.
such
modification
by
the
Board
does
riot
signifi’
cant1~’
alter
the
intent
and
purpose
of
the
proposed
regulation which
was the subject
of the economic
impact
study.
Section 102.201
Notice of Adopted
Regulations
Any person heard
on the original proposal, who
has submitted hi’
name
and
address
to the
Clerk
or
is
on the
Board’s mailing
list.
shall
be
viven
notice of the
Board’s
final action
The Clerk
shall
fur
art
affidavit
of compliance
with
this section
The
Board
shall
pub)iih
a
writtCn
opinion
.tating
its
reasons
supporting
the
regulations
as
adopted
SUBPART
G:
OTHER PROCEEDINGS
SectIon 102.220
Other Proceedings
The Board
may
conduct such
other
nonadjudicative or
informs.
tional
hearings
as
may
be
necessary to
accomplish
the
purposes
of the
Act.
Such other
bearings shall
be conducted
according
to
these
rules
to
the extent
applicable.
APPENDIX
OLD RULE NUMBERS
REFERENCED
The
folLowing
tebk
is
protiided to aid
in
r,fereswüig
old Board
ru/e
*iimbers to
ertw~i*embers purai~mntto
~ir~rson.
Chapter
1: Procedural
Rules
*5
111.
Adus.
Code
Parts
301
.107
Part U:Regsalatory and
other Part
102:
Regulatory
Non~adjudicative
a.nd
other
bearings
arid
Non..djudicative
Proceedings
bearings and
Proceedings
Rule
201
Section 102.101
Rule
202
Section 102
102
Rule
203
Section
102
120
Rule
204
Section
202.121
Rule 205
Section
102
222
Rule 206
Section
102
160
Rule 20’~
.
Section
102
140
Rule 206
Section
102.161
Rule 209
Section
102.162
Rule
210
Section
202.163
Rule
211
Section
102
164
Rule
212
Section
102.200
Rule
213
Section
102.201
Rule
214
Section
102.180
Rule
215
Section
102.181
Rule
216
Section
302.220
6
92—156

TITLE
35: ENVIRONMENTAL PROTECTION
SUBPART G:
POST-HEARING PROCEDURES
PART 103
ENFORCEMENT PROCEEDINGS
SUBPART
A: GENERAL
PROVISIONS
Section
103.101
Applicability
SUBPART B: COMPLAINT,SERVICE AND
AUTHORiZATION OF HEARING
Who May Initiate
Parties
Notice, Formal
Complaint, and
Answer
Service
Authorization of Hearing
Notice of Hearing
SUBPART C: MOTIONS, JOINDER AND INTERVENTION
Motions and Responses
Consolidation and Severance of
Claim.
and
Joining Additional
Parties
Intervention
Continuances
SUBPART D: DISCOVERY, ADM ISSIONS
AND SUBPOENAS
Prehearing Conferences
Discovery
Admissions
Subpoenas
SUBPART E:
SETTLEMENT PROCEDURE
Section
103.180
Settlement Procedure
SUBPART F: CONDUCTOF HEARINGS AND
RULES
OF EViDENCE
Section
103.200
AuthorItyof Hearing
Officer
103.201
Authorityof
Board
Members
and Board
Assistants
103.202
Order of Enforcement Hearings
103.203
Conduct of Hearing
103.20.4
Admissible Evidence
103.205
Written
Narrative Testimony
103.206
Official
Notice
303.207
Viewing of Premises
I03.20~
Admission of Business
Records in Evidence
103.209
Examination of Adverse Party or Agent and
Hostile Witnesses; Compelling
Appearance
Thereof at Hearing
103.210
Amendment and Variance
Default
Tr*n.scrlpt
Record
Briefs
and
Oral Argument
Contents at BoardOpinions arid
Orders
SUBPART H:
RELIEF
FROM
FINAL
ORDERS
Motion Subsequent to
Entry
of Final Order
Relief
from Section 303.224
Final Orders
Appendix
Old Rule
Number,
Referenced
AUTHORITY:
Authorized by Section
26
of the En&ironmentcl Pro’
9.eciion Ac:
(Ill
Rn.
Star
1979.
ch.
111
1/2.
par. 1026,
cnd
imp/c.
mentirig
Sections
5
~nd 31 through 33
of
the
Illinois Eiwuronmenta
I
Protection
Ac’:
(El
Rn..
Star.
1979.
tli.
111
1/2.
pars.
1003
arid
.1031
through
1033’.
SOURCE.
Filed
wit/a
Secrerar’v of State Jasusary
1,
1978,
amended
4
111
Rq.
39.
page
285.
effeciwe September
12.
1980,
amended
5
ILL Re.g
14146,
effecru’e December
3,
1981;
codified
61/i
Reg
8357
SUBPART A: GENERAL
PROVISIONS
Section 103.103
Applicability
The Rules
in
this
Part apply where applicable to proceedings
to
adjudicate
alleged
violations
of
the
Environmental
Protection
Act
(Act), regulations.
orders of
the
Board,
permit
appeals,
and
variance petitions.
Unless the
contrary
is
clearly
indicated.
all
references
to ‘Part,s” or “Sections” are to illinois
Administrative
Code.
Title
35’
Environmental
Protection.
For
example~“Pant
309”
is
35
III.
Adrn.
Code 309.
and
“Section
309.301”
is
35 ill
Adus. Code
309.101.
SUBPART
B: COMPLAINT,SERVICE AND
AUTHORIZATION OF HEARING
Section 103.120
Who
May
initiate
An enforcement
proceeding
may
be commenced
by
any
person
Section 303.121
Parties
1t
The person
initiating an enforcement
proceeding
shall be
designated
the
complainant.
Any
adverse
parts
shall
be
designated
the’
respondent.
b)
Misnomer
of
a
party
is
not
a ground
for dismissal.
the
name
of
any
party
may
be corrected
at any
time
c)
If
a
complete
determination of a
controversy
cannot
be
had
without
the
presence of
other
parties,
the
Board
or
Hearing Officer
shall
order
them
to be
brought
in
If
a
person
not
a
party
has
an
interest which
the
order ma’
affect. the
Board or
Hearing Officer may
order him
to be
made
a
paris.
Seri’ice of process
and
subsequent
plead’
ings shall
be had
as
directed
by
Section 103.123.
Section
303.122 Notice, Formal Complaint, and Answer
a~
An enforcement
action
shall
be
commenced by
the
s.er’
ice of a notice and formal
complaint upon
all
respondent’
and
the filing of 30
copies of the
notice a’.d
formal
con’
plaint
with
the
Clerk.
92—157
SUBTITLE
A:
GENERAL
PROViSIONS
CHAPTER
1:
POLLUTION
CONTROL BOARD
Section
103.220
103.221
103.222
103.223
i03J2~
Section
103.240
103.241
Section
103.120
103.121
103.122
103.323
103.124
103.125
Section
103.340
103.141
*03.142
~03.343
Section
103.160
103.161
303.3 82
103.363
7

b)
The
notice
shall
be directed
to
the respondents notifying
them
of
the
filing
of
the
accompanying
complaint arid
that
they
may
be
required
to
attend
a
be.ar’ing
at
a
date
aet
by the
Board.
c)
The
‘ormal complaint
shall
contain:
1
A
reference
to
the
provision
of the
Act and
regula.
tiona
which the respondents
are alleged to be v~olat~
2)
The
dates,
location,
events.
natw’e.
extent.
dura’
tion.
and
strength
of
discharges or
emissions,
arid
consequences alleged
to
constitute violations of the
Act
and
regulations.
The
complaint
shall
advise
respondents
of
the
extent and
nature of the
alleged
violation,
to
reasonably
allow
preparation
of
a
defense,
and
3)
A
concise
statement
of
the
r*lief
which
the
complainant
seeks.
d)
Respondent ma’
file
an
answer
within
30 days
of
receipt
of
the
complaint.
All
material
allegations of
the
com~
plaint
shall be
taken as
denied if not specifically
admit.
ted
by
the answer, or
if no answer
is
filed
Any
facts con~
stituting an affirmative defense
which would be
likely to
take
the
complainant
by
surprise
must
be
plainly
set
forth prior to
hearing
in the
answer
or in
a supplemental
answer
filed
pursuant
to
Section
103.210(b),
(Source
Amended
5
IlL
Reg
14146.
effecriue
December
3,
1951,
Section 303.323
Service
a~
A
copy of the notice
arid complaint shall either be
served
personally
on
the
respondent
or
his authorized
agent.
or
shall be
served
by
registered or certified mail
with
return
receipt signed
by
the
respondent or
his authorized agent.
Proof shall
be
made
by
affidavit
of
the
person
making
personal
service,
or
by
properly
executed
registered
or
certified
mail receipt
Proof of service of the
notice
and
complaint ihafl be
filed with the Clerk
immediately
upon
completion of
service.
b~ After notice
and
complaint. all
pleadings,
motions.
and
discovers
notices
and
all
other
notices
shall
be
served
personally
or
by
First
Class
United
States
mail.
arid
10
copies
of pleadings
and
motion:
shall
be
filed
with
the
Clerk
with proof of service Two copies of
any
discovery
motion,
deposition.
interrogatories,
answer
to
inter.
rogatonies.
or
subpoena
shall be filed
with
the Clerkwith
proof of service
c1
Service
by
mail
is
presumed
complete
four
days
after
mailing
Section 303.124
Authorizationof Hearing
a1
The
Clerk
shall
assign
a
docket
number
to
each
corn
plaint
filed
deposit
the
complaint
and
notice
in
the
Board’s
files,
and
distribuie
copies
to each
Board
Mem
ber.
If
the complaint
is
filed
by
a
person
other
than the
Agency,
the Clerk
shall
also
send
a
copy to
the
Agency,
the
Chairman
shall
place the
matter
on
the
agenda
for
Board
determination
whether
the
complaint
is
do
plicitous
or
frivolous
If
the
Board
rules
that
the
corn
plaint
is
duphc’itous
or
frivolous,
it
shall
enter
an
order
setting
forth
Its
reasons
for so ruling
and shall
notify
the
partiet. of
Its
decision
If
the
Board
rules that
the
corn
plai’t
is
riot duplicitoui.
or
frivolous
this
does
not
pre
dude the filing of motions regarding th~inaufficienc’~of
the
pleadings
b~
If the Board rules that
the complaint
is not duplit’itou.. or
frivolous. or
if
the
complaint
is
filed b~
the
Agenci, the
8
Chairman
shall
designate
a
Hearing Officer
and
the
Clerk
shall
notify
the
parties
of
such
designation
‘The
Hearing Officer may
be
a
Member of
the
Board if other.
wise
qu.alified.
S.ctloniO3.iZ3
Notlceo(14az’lzig
a)
The
Hearing
Officer, after appropriate
consultation
with
the
parties. shall
set
a
time
and
place for
hearing
to
be
beld
within
90
days
after
the filing
of
the
complaint
*nleas
the Board
orders otherwise.
b)
The
hearing
shall be
held
in the
county
in which
the
alleged violation
occurred
or in
such other county
as
the
Hearing
Officer
shall
for
stated
cause
designate.
The
Clerk
shall
give
notice
of
the
bearing
at
least
21
days
before
the
hearing
to;
I)
All
persons
on the
Board’s mailing
list
by
notice
in
the Board’s
Environmental
Register,
or
by
special
mailing; and
21
Except
when
the Agency
is complainant,
by public
advertisement
in
a
newspaper
of
general
circula
tion
in
the
county
in
which
the
cause
of
action
arose.
c)
The
Hearing
Officer
shall give
notice
of the
hearing
at
least 2
days before
the hearing,
to the parties
in accord~
ance
with
Section 103.iZ3b.
d)
The Agency. when
complainant, shall
give
notice of each
complaint
and
hearing
at
least
21
days
before
the
hear’
angso:
1’
Any
person
who
has complained to the Agency
with
respect
to
respondent
within
six
months
preceding
the
date of the
complaint;
21
Any
person
in
the
county
in
which
the
alleged
offending
activity
occurred
who
ha:
requested
notice
of enforcement proceedings.
3)
The public,
by public advertisement
in
a newspaper
of
general
circulation
in
the
county
in
which
the
cause of
action
arose; and
4i
Such
other
persons
as
required
by
law.
ti
Failure
to comply with
the
provisions of this section ma’
not be
used
as
a
defense
to an
enforcement
action,
but
any
person
adversely
affected
by,such
failure
of
corn
pliance may
upon
motion
to the Hearing Officer
have
the
hearing
postponed
if prejudice ~.a
shown.
f)
Whenever
a
proceeding before
the
Board
may affect
the
right of the
public individually
or
collectively to the
use
of community
sewer
or
water
facilities
provided
b~a
municipally
owned
or
publicly
regulated
cotripan\.
the
Board shall at least 30 days prior to the scheduled date of
the first
hearing
in
such
proceeding.
give
notice
of
the
date.
time.
place.
and
purpose
of
such
hearing
by
public
advertisement
in
a
newspaper
of general
circulation
Ira
the area of the State concerned
SUBPART C: MOTIONS. JOINDER AND INTERVENTION
Section
103.140
Motions and
Responses
a~
All motionc preliminsr~
to
a
hearing
shall
be
presented
to
the
Board
or
Lu
the
Hearing
Officer
it
least
14 da~~
prior to the
date
of the
hearing, or on
such other
date a~
the
Hearing
Officer
or
the
Bo.jrd
shall
dceignaie
All
motion’ b~re.pondent
tod,.~mi..,.
or
*tr,ke
the complaint
or challenging
the
jurisdiction of the Board ehall
be
filed
within
14
da~s
after
reet’ipt
of
complaint,
shall
be
92—158

directed
to
the
Board
and
shall
be
thspo.ed
of prior
to
bearing
on
the complaint,
subject.
bowever, to
subaec.
tions
(Ci
and
(it.
Motions
by
complainant
to
voluntarily
dismiss
an
action
against
any
os
all
parties as
to any
or
all
claims
shall
be
directed
to
the
Board
amid
may
be
made orally
upon
the
hearing record, or may
be
made
in
wntin.g
at
any
tint.
prior to issuance of the Board’s
deci~
sion.
All motions must be
served on all
parties, including
the
Agency
and
its
representative
and
the
Hearing
Officer
designated
by
the
Board,
with
proof
of
service.
Oral argnnsent on motions before the Board
shall
be
per.
muted
only by
ceder
of the
Board.
b)
Unless
made
orally
on
the
record
during
a
bearing
or
unless
the
Hearing
Officer directs
otherwise,
a
motion
shall
be
in
writing,
shall
state
the
reasons
for
and
grounds
upon
which
the
motion
is
made,
and
may
be
accompanied
by
any iffidavits
or
other evidence
relied
cii
and. when
appropriate, by
a
proposed
order.
All
writ.
ten
motions
by
complainant
to voluntarily
dismiss
an
enforcement
action
shall
be
accompanied
by
affidavit
attesting
to
the truth
of the
facts alleged.
c)
Within
7
days
after
service of
a
written
motion, or
such
other
period
as
the
Board
or
Hearing
Officer
may
prescribe,
a
party
may
file
a
response
in support
of or
in
opposition to
the
motion,
accompanied
by
affidavits
or
other evidence.
If
no response
is
filed. the
parties
shall
be
deemed to have
waived
objection
to the granting of the
motion.
but
such
waiver
of
objection
does
not
bind
the
Board
in
its
determination
The
moving
party
shall
not
have
the right to reply,
except
as
permitted by the
Hear~
ing
Officer
or the
Board.
di
No oral
argument
will
be
heard
on
a
motion
before the
Board unless the
Board
so directs. A
written brief
may
be
filed with
a
motion or
an answer
to
a
motion. stating
the
arguments
and
authorities relied
on.
.1
The
Hearing
Officer
shall
rule upon
all
motions, except
that
he shall have
no authority to dismiss, or rule upon
a
motion to
dismiss or decide
a
proceeding on
the merits, or
for failure to state
a
claim,
or for
want
of jurisdiction, or
to strike any claim
or
defense for insufficiency
or want
of
proof.
The
Hearing Officer
shall refer
any
such
motions
to
the Board.
pursuant
to
paragraph
(a).
Notwithstsnd.
ing the
provisions
of paragraph
(a
above,
the
Board
in
its
discretion.
may
direct that
hearing on
the proceeding
be
conducted
and,
in
its discretion. may
take
all
motions
directed
to it
with
the
case.
This conditional
ruling
by
the
Board
shall
not
foreclose
a
party from
advancing the
same
contentions
as
to
jurisdiction
or
adequacy
of the
complaint
upon
the
completion of the hearing
When rul~
ang on
s
motion
by
complainant for
voluntary dismissal
of
an
action
the
Board
shall,
for
reasons
stated
in
it:
Order
dismiss
the
action without
leave
to
reinstate
if
)ustice
so
demands
Among
the
factors
to
be
considered
in making
such
a
determination
are
evidence
and
argu.
menu
concerning the
action’s
age
and
procedural
histo’
ry.
and
the
prejudicial
effects, if
any.
of dssmiuing
the
action with
leave
to reinstate
ft
No interlocutory
appeal
of a motion
may
be
taken to
the
Board
from
a
ruling
of
the
Heating
Officer.
except
by
allowance
of the
Board
after motion
filed
by
a
part
or
the Hearing Officer
When
in the
judgment of the
Hear.
log Officer prompt decision
is
necessary to
prevent harm
to
the
public
interest
or
to
avoid
unusual
dela)
or
expense.
the
Hearing
Officer
may
refer
the
ruling
promptly
to the
Board
and
notify
the
parties
either
by
announcement
on
the
record
or
b~written notice
if
the
hearing
is
not
in
session.
g’
Rulings
of
the
Hearing
Officer
may
be
reviewed
by
the
Board
after
conclusion
of
the
hearing,
but will
be
set
aside
onl)
to avoid
material
prejudice
to the
rights of
a
litigant.
The
Hearing
Officer, ifs
member of the
Board,
may vote
upon
motions to
review
his
rulings
as
Hearing
Officer.
hI
Unless
otherwise
provided
herein
or
ordered
by
the
Board,
neither the fihn.g of
a
motion not’the certification
of
a
question
to the Board
shall
stay
the
proceeding
or
,xtand
the
urn.
for
the
performance
of,any
act.
I)
Any
party
may
participate In
the proceedings without
forfeiting any jurisdictional objection.
if such objection
Is raised at
or
before the time
the
respondent
tiles
his
Initial
pleading or motion, or. if
no pleading
or
motion
is
made,
within
14
days
after
receipt
of
complaint
All
jurisdictional
objections shall
conform
to
the
require.
mania
of
subsection
(a1.
~Sourre:Amended 5111
Reg
14146, ,ffectiur December
3.
196J’
SectIon
103.141
ConsolIdation
and
Severance
of
Claims
said
Joining
Additional Parties
In
the interest of
convenient.
expeditious,
and
complete
deter.
siin.atiori
of
claims, the
Board
may
consolidate
or sever
enforce.
merit,
variance,
permit
or
other
adjudicative
claims
involving
any
number of
parties,
and
may
order
addational
parties
to
be
brought in
pursuant to
the
provisions of
Section
103.121c.
Section
103.142
Intervention
Upon
timely
written
application
irid
subject
to
the
necessity
for
conducting
an
orderly
and
expeditious hear.
log,
the
Hearing
Officer shall permit
any
person
to inter
vene
in
an
enforcement
proceeding
when
either
of
the
following
conditions
ii
met:
1)
The applicant is
so
situated that he may
be
adverse.
Iy affected
by
a
final
order of the
Board,
or
2)
An
applicant’s
claim
or
defense
and
the
enforce-
ment
proceeding
involve
a
common
question
of Isv
or fact.
b)
Ten
(1O~
copies
of
a
petition
for
intervention
shall
be
filed with
the
Board
and
the
applicant
shall
also
serve
copies on
each
party not later
than
48 hours prior
to the
date
set
for
hearing
The
Hearing
Officer
may
permit
intervention
at
any
time
before
the
beginning
of
the
bearing
when
good
cause
for
delay
is
shoin
Upon
allowance
of
intervention
the
Hearing
Officer
shall
notify the parties
and
the Clerk and
may alloy
a contin~
uance
of
the
hearing to enable
~dequate
pre.hearing pro’
cudures
as
justice
may
require.
C)
An
intervenor
shall have all the rights of an original
par.
ty.
except
that
the
interversor
shall
be
bound
by
orders
theretofore
issued
and
shall
not
raise
issues
which
actually
were raised
or
were
required
to be
raised
at
an
earlier
stage
of the
proceeding
d~ Whenever
a
proceeding
before
the Board
may
affect
the
right of the public
individually
or collectively
to
the
use
of
community
sewer
or
water
facilities
provided b~a
municipally
owned
or
publicly
regulated compan.
all
persona claiming
an
interest shall
have the
right
to inter
eerie
as
parties pursuant
to this
section
and
present ci
i.
dance of such
social
and economic
impact
Section 103.143
Continuances
~l
A
motion for continuance
for any
enforcement.
variance
or
permit
appeal
proceeding
shall
be
granted b~the
Hearing
Officer
whenever
justice
ma~
require
All
motions
for
continuance
must
be
supported
by
an
affidavit or written
motion before
the
Hearing Officer b~
the person or
persons
having
knowledge
of the facts
sup’
at
92—159

porting
the
motion
Provided.
however,
that if
the
Board
determines,
in its
discretion. that
any
variance
petition.
permit
appeal.
or
enforcement
case
is
not
proceeding
expeditiously
to
a
conclusion,
the Board shall
order
such
actions
as
it deems
appropriate
to reach
an
expeditious
conclusion.
b’
No continuance shall
be granted to the petitioner
for any
variance or
permit
appeal
proceeding
unless the deadline
for
final
Board action,
whenever applicable,
is extended
by
the petitioner for
a
like
period,
as
a
minimum
CSou rev: Amended
4
Ill.
Reg
39.
pcge
285.
effec:ii’e
September
J2.
1980i
SUBPART
D: DISCOVERY. ADMISSIONS
AND
SUBPOENAS
Section
10L
160
Prebearing Conferences
a’
Upon written
notice
by
the
Hearing
Officer
in any
pro.
ceeding
parties
or
their
attorneys
may
be
directed
to
appear
at
a
specified
time
and
place
for
a
conference.
prior
to or during the
course of hearing
for the
purposes
of.
Simplifying
the
issue:,
2’
Amending
the
pleadings
for
clarifications.
amplification,
or
limitation
3
Making
admission:
ci’
fact:
or
stipulating
to
the
admissibility
of an~matters
to expethie
the
hear-
ing.
4’
Limiting
the
number of witnesses.
5
Exchanging
prepared
testimony
and exhibits,
arid
6’
Aiding
ui
the simplification of the
evidence and
di:’
position
of the
proceeding
b’
Action
taken
st
the
conference
shall
be
noted
in
the
hearing
record.
unless
the
parties
enter
upon
written
stipulation
a:
to such
matter:
or agree to a
statement
in
another
appropriate
ruling
Section
103.163
Discovery
a
Regarding
an’
matter
not
privileged
the
Hearing
Officer
shsi
order
discovery
upon the
written request
of
arty
parts
when
parties
cannot
agree
on the
legitimate
scope
of
discovery
It
is
not
a
ground
for
objection that
the
testimony
will
be
inadmissible
at
hearing
if
the
information
sought
•ppears
reasonably
calculated
to
lead to the discovery of admissible evidence or
is relevant
to the subject
matter involved in the pending
action
The
Hearing
Officer shall
order.
1’
The
production
of the
identity and
location
of per.
~ôn: having
knowledge of relevant
facts
2’
The
taking of the
deposition of any witness
includ-
ing expert
witnesses
expected to test
ifs’
at the hear
ing
3’
The
taking
of the interrogaror~of
an’
parts
4
The
production
of
evidence
under
the
contrt,)
or
possession of
any
parts
for
the
purposes
of
insper
tion and where
necessary for purpose~
of cop~ing
or
duplication
This shall
include
the right
of
reasons
ble
inspection of premises of
any
parts
b’
The
Hearing
Officer may
at
any
time
on his
own initia
ti’e
or on motion of an~
party
orwitness,
snake
a
protec
10
tive
order
as
justice
requires.
deriving,
limiting.
condi.
tioning
or
regulating discovery
to
prevent
unreasonable
delay, expense.
harassment.
or
oppression,
or
to
protect
materials
from
disclosure
by
the
party
obtaining
such
materials
consistent
with
the
provisions of
Sections
‘~
and 7.
of
the
Act.
ci
All
depositions
and
inteircgatories
taken
pursuant
to
this
section
shall be (or
purposes
of discovery only. except
as
herein
provided
Depositions and
interrogatoriel may
be
used
for
purposes
of impeachment
and
as
admissions
of the
deposed
or interrogated
person
Upon
application
to the
Hearing Officer either before or after the taking
of
such deposition or
interrogatories and
upon a showing
at
the time
of the
hearing
that
the
person
deposed
or inter
Togated
will
not
be available
to participate
itt
the
hear
nig
because
of
death.
age.
sickness.
infirrnny.
absence
from
the
country
or
other
exceptional
circumstances.
the
Hearing Officer
may
order
that
the
deposition
or inter
rogatories
be
used
as evidence
in
the
hearing
4
Upon
transcription
of
the
deposition.
it
shall
be
made
available
to the deponent for
examination,
unless
his
sig
nature
is
waived
by
him
and
by
the
parties
who
are
represented
at
the
deposition
Any
changes
in
form
or
substance
which
the
deponent
desires
to
make
shall
os
entered upon the
deposition
by
the
Hearing
Officer
with
a
statement
of the reasons given by the deponent making
them
The
deposition
shall then
be
signed b~the
depo’
nent
unless
he is
ill or cannot
be
found or refuse: to sigr..
in
which
event
the
Hearing
Officer’s
certificate
shal
state
the reason for the
omission of the
signature
e’
A
party
at
hearing
may
exclude
by
objection
those
por.
tion:
of
any
deposition
which
contain
evidence
that
would
be
excluded
if the
witness
were
testifying
in
per
son
f
All
objections
to
rulings of the
Hearing
Officer
shall
be
made
in
the
record
\her,
in
the
judgment
of
the Hea-
ing
Officer
prompt
decision by the Board is nece:sar~
the
Hearing
Officer
may
request
the
Board
to
rule
or
the
objection
The
Board shall grant
or deny the objectior.
or
in
its
discretion rule
that
the
Hearing
Officer’s
ruling
be
conditionsli~ upheld
and
take
the
objection
with
tne
case
Any
ruling
by
the
Board
to
grant or dens
the objet’
tions
ortoconditionally uphold
the ruling of the
Hearing
Officer shall
not relieve
the objecting party
of
otherw
ise
complying
with
the requirement:
of Section 1O3.l4~e
g’
Subsection: 103 140b. c. ‘d.
c. •g’.
h’.
and
i
shall
apply
regarding
procedure: for ruling on
objection~
h’
Failure
to comply with
any
ruling
shall
subject
the
per’
son to sanction:
under
Part
1O’.
Section 103.162
Admissions
a’
Request
for Admission
of
Fact
A party ma~
serve
or.
ar.’~
other
party.
no
sooner
than
23
days
after
filing
of th~
complaint,
a written request
for the admission by the ls~
icr of the truth of
an~
specified
relevant fact
set
forth
in
the request
b’
Request
for Admission of
Genuineness
of Document
A
party
may
serve
on
an~other
party.
no
sooner
than
21
days
after
filing of
the complaint,
a
written requs’~tfor
admis~onof the
genuineness
of any relevant
documt’r.t’
described in
the
request
Copies
of the document
shall
be
served
with
the
request
unless
copies
hs’e
already
beer.
furnished
c
Admission
ic
the
Absence
of
Denial
Each
of the matter-
of
fact
and
the
genuinene’s
of each
document
of
which
admission
is requested
is
admitted
unless.
withir. 2(~dat.
after
service
thereof.
the
pans
to
whoir.
the
request
i,~
directed
serve:
upon
the pari\
requesting
the admi’-ior.
92—160

either
a
eworn statement denying specifically
the
mat
ters of
which
ad.miaaiori
is
requested or
setting
forth
in
detail
the
rss.aona
why
be
cannot
truthfully admit
or
dany those
matters
or
written ob,~.ctionaon
the
ground
that
some
or
all
of
the
requested
admissions
are
priv.
ileged
or
Irrelevant
or
that’ the
request
is
otherwise
Improper
in
whole
or
las part If
written ob~sctionsto
a
part
of
the
request
an
made,
the
remainder
of
the
,squ.st shall
be answered
within
the
period designs ted
Iii
the request. A denial shall
fairly
inset the substance of
the
requested
admission.
If
good faith
requires that
a
party
deny
only
a
pert, or
requires
qualification,
of
a
matter
of
which
an
admission
is
requested,
he
shall
specify
so
much
of
it
as
is
true
and
deny
only
the
nmainder.
Any objection
to
a request
or
to
an
answer
shall
be beard by the Hearing Officer
upon prompt notice
*nd motion of the
party making the request.
41
Effect
of Admission. Any
admission
made by a party pur’
suant
to request
under
this section
ii
for the
purpose
of
the
penthn.g action only. It does not
constitute an
admis’
sion by
him for
any
other
purpose
arid may
not
be used
against
him
in any
other
proceeding.
e)
Expenses of
Refusal
to Admit.
If
a
party,
after
being
served with
a
request
to admit
the
genuineness
of
any
documents or
the
truth
of
any
matters
of
fact,
serves
a
sworn
denial
thereof,
and
if
the
party
requesting
the
admissions
thereafter
proves
the
genuineness
of
the
document or the truth of
the
matter of fact,
be may apply
to the
Board
(or an
order under
Part
107.
Section 103.163
Subpoenas
a1
Upon
timely
motion
to
the
Board
by
any
party,
or
on
motion
of the Hearing Officer or the
Board. the Hearing
Off~ceror
the
Board
shall
issue
a
subpoena
for
attend’
ance
at
a
deposition
or
a
hearing.
The
subpoena
may
include
a
command
to
produce
evidence
reasonably
necessary
to resolution
of the
matter
under
considera-
tion.
subject to the
limitations on
discovery prescribed by
this Chapter
A copy of the
subpoena
shall be
served
upon
the Clerk
for Board files
If
the witness
is
a
non’resident
of
the
state, the
order may
provide such terms and
condi’
tions in connection with his
appearance at the hearing
as
are just, including payment of his
reasonable expenses
bI
Every’
subpoena
shall state
the
title
of
the
action
arid
shall
command
each
person
to whom
it
is
directed
to
attend and
give testimony
at the
time
and place therein
specified
C1
The
Hearing Officer
or
the
Board,
upon
motion
made
promptly and
in
any event
at or before the time specified
in the
subpoena
for compliance
therewith,
may quash
or
modify
the subpoena if
it
is unreasonable and
oppressive.
di
Failure
of any
witness to
comply with
a
Board
subpoena
shall
subject the
witness
to
sanctions
under Part
307.
SUBPART E;
SETTLEMENT PROCEDURE
SectIon
103.160
Settlement
Procedure
a)
No case
pending
before
the
Board shall
be
disposed
of
or
modified
without
an
order
of
the
Board
All
parties
to
any
case
in
which
a
settlement
or
compromise
is
pro’
posed
shall
file
with
the
Hearing
Officer at
the
time
of
the
scheduled hearing
a
wntten
statement, signed
by the
parties or
their
authorised rvtrrsentatsves, outlining the
nature
of.
the
reasons
for,
arid
the
purpose
to
be
accompliahed
by
the
aettlement.
Such
statement
shall
contain
1)
A
full
stipulation of all material
facts
pertaining to
the
nature. extant, and
causes
of
the alleged
viola-
tions;
2)
Tb.
nature
of the
relevant
parties’
cpmtiooa
and
control equipment;
8)
Any
explanation for peat failures
to comply
arid an
assessment of
the
impact
oc
the public
resulting
truss such noncicinapliance;
4)
Details as to future plans for compliance,
including
a
description ofadditional control me.a.awes
and
the
data.
(or
their implementation;
and
5)
The
proposed penalty.
b)
When
the
parties
submit
a
proposed
settlement
or
stipulation to
the Hearing Officer,
the
Hearing
Officer
shall
conduct
a
bearing
in which
all
interested
persons
may
testify
with
respect
to
the
nature
of
the
alleged
violation
and
its
impact
on
the
environment.
together
with
their
views
on
the proposed
stipulation and
settle-
ment.
The
Hearing Officer shall transmit
such record of
bearing to the
Board, together with
all
exhibits.
c
The
Board
shall
consider
such
proposed
settlement
and
itipulatiori
and
the
bearing
record
The
Board
may
accept.
suggest
revisions in.
reject
the
proposed
settle-
ment
and
stipulation,
or
direct
further
hearings
as
it
appears
appropriate
Where
an
NPDES
(National Pollu’
tent
Dia.chs.r~e
Elimination
Syst.emi
permit
is
involved
in
the seulernerit, notice of hearing
shall be
published
in
the
Environmental
Register
at
least
30
days
prior
to
such hearing.
SUBPART F:
CONDUCT
OF HEARINGS AND
RULES
OF EVIDENCE
SectIon 103.200
Authority of
Hearing
Officer
The
Hearing Officer
shall
have
the
duty
to conduct
a
fair hear’
ing.
to
take
all
necessary’
action
to
avoid
delay,
to
maintain
order.
and
to
ensure
development
of
a clear
and
complete record
He
shall
have all
powers
necessary
to
these
ends including
but
not
limited
to~the
authority
to:
at
Issue
discovery
orders;
hI
Rule
upon
objections to discovery
orders,
e1
Make
such protectivrorder’s
as
justice requires. denying.
limiting,
conditioning
or
regulating
discovery’
to prevent
unreasonable
delay,
expense. harassment. or
oppression.
or
to
protect
materials
from
disclosure
by
the
party
obtaining
such
materials;
41
Hold
preheanrig conferences
for settlement. siniplifica
-
tiers
of the
issues,
or
any
other
proper purposes.
•)
Administer oaths
and
affirmations:
(I
Rule upon
offers
of
proof
and
receive
evidence md
rule
upon
objections to
the
ustroduction
of evidence,
subject
to
Section
103.203,
g1
Regulate
the
courae
of the
bearings
and
the
conduct of
the
parties
and
their counsel.
h)
Examine
witnesses
for
the
sole
purpose of clarifying
the
record
established
by
the parties
at
the
hearing
When
any
party
is
not
represented
by
counsel.
the
Hearing
Officer
may.
examine
and
cross
examine
any
witness to
11
92—161

insure
a
clear
and
complete record.
However,
the
Hear.
log Officer
msy
nol
exclude exhibits or
other
testimony
as a
result of his examination u~leu
all parties
so
agree.
I)
Except
as
otherwise
provided,
consider
and
rule
as
justice
may
require
upon
nsouons
appropriate
to
an
,.djudic.ative
proceeding.
SectIon
103.201
AutborhyciBoard
Members
sod
Board
Asaistants
Any Board Member or assistant to the Board
Member
present
at
the
hearing
may advise
the
Hearing
Officer and
may
interrogate
witnesses but shall
not have
the authority
to
rule
on
objections
or motions
or
to overrule the Hearing
Officer during
the
hearing.
Section103.202
Order of Enforcement Hearings
The following shall
be
the
order of all enforcement hearings, sub.
ject to
modification
by
the
Hearing
Officer for good
cause:
~1
Presentation,
argument,
and
disposition
of
motions
preliminar~to
a
hearing
on
the
merits
of
the
matters
raised
in the complaint.
bi
Presentation of opening
statements.
c1
Complainants case
in
chief;
dl
Respondent’s
case
in chief:
el
Complainant’s
case
in rebuttal.
1)
Statements
from
interested citizens,
as
authorized by the
Nearing Officer,
gI
Complainant’s
opening
argument.
which
may
include
legal
argument,
h’
Respondent’s closing argument,
which
may include legal
argument.
ji
Complainant’s
closing
argument,
which
may
include
legal
argument:
jI
Presentation
and
argument
of
all
motions
prior
to sub-
mission of the transcript
to the
Board,
and
~
A
schedule
for submission of briefs
to the
Board.
Section
103.203
Conduct of
Hearing
at
All
hearings under this Part shall be
public,
and any per.
son
not
a
party and
not
otherwise
a
witness
for
a
party
may
submit
written
statements
relevant
to the
subject
matter
of
the
hearing
Any
person
submitting
such
a
statement
shall
be
subject
to cross-ezarnination
by any
party.
If such person
is not available for cross-examina
tion
upon
timely
request,
the
written statement
may
be
stricken
from
the
record
The Hearing
Officer shall
per.
mit
any
person
to
offer
reasonable
oral
testimony
whether
or
not
a
party
to the
proceedings
bi
All
witnesses
shall
be
sworn
ci
Whenever
a
proceeding
before
the
Board may
affect
the
rht
of
the
public
individually
or collectively
to the
use
of
community
sewer
or
aster
facilities
provided
by
a
municipally
owned
or
publicly
regulated company,
evi-
dence
of
an~
social
and
economic
impact
which would
result
from restriction or denial
of the
right to
use
such
facilities
shall
be
admissible
in
such
proceeding
The
Hearing
Officer
shall
allow
all
persons
claiming
an
interrst
to
intervene
as
parties
pursuant
to
Section
303
142
and
to
present
evidence
of
such
social
and
economic impact
12
41
Upon
the
conclusion
of
the hearing,
the
Hearing Officer
shall make a statement as to the
credibility
of witnesses
This statement
shall
be
based
upon his
legal
judgment
and experience
and shall indicate
whether
he finds cred-
ibility
to
be
at
issue
In
the
case
arid
if
so.
the
reasons
why. This
statement shall
become
a
part of
the oflicial
record
and
shall be transmitted
by the
Nearing
Officer to
each
of the
parties in the
case.
No other statement
shall
be
made
or
be
appropriate
unless
otherwise ordered
by
the Board.
SectIon 103.204
AdmIssible
EvIdence
a)
The
Hearing
Officer
shall
receive
evidence
which
is
admissible
under the rues of evidence
as applied
in
the
Courts
of
Illinois
pertaining
to
civil
actions
except
as
these
rules otherwise
provide
The
Nearing Officer
may
receive
evidence
which is material, relevant.
and
would
be relied
upon
by reasonably prudent
persons in the con~
duct of
serious
affairs provided that
the rules relating
to
privileged communications and privileged
topics shall
be
observed.
bi
When
the
admissibility
of
evidence
depends
upon,
an
arguable
interpretation of substantive
law,
the Hearing
Officer
shall
admit
such
evidence.
el
Upon stipulation of the parties. the
Hearing Officer
may
order the
record
of
any
relevant
prior proceeding
before
the Board
or part
thereof
incorporated
into the record
of
the
present
proceeding
Accordingly. the
Hearing Officer
shall
direct the Clerk to physically incorporate
the ent:re
or
appropriate
poruon, of
the
record
constituting
such.
prior proceeding
into the
present
proceeding
di
Relevant
scientific
or
technical
articles,
treatise’
or
materials
may
be
introduced
into
evidence
subject
to
refutation
or
disputation
through
arty
introduction
of
comparable
documentary.-
evidence
or ezpert
testimony
Section 103.205
Written Narrative Testimony
Written narrative testimony
may
be
introduced
by
a
party
in
a
hearing
only if provided
to all
other parties of retord prior
to the
date of the
hearing and only
after
the
opposing
parties have
had
an
opportunity
to
object
to
all
or
portions
of
the
writter,
testimony
and
to
obtain
a
ruling
on
said
objections
prior
to
its
introduction
The
person on
whose behalf
the
testimony
is
sub-
nutted
shall
be
available at
hearing
for crossexamination
Section
103.206
Official
Notice
Official notice may be
taken
or
all facts
of which
judicial
notice
may
be
taken
and
of
other
facts
within
the
specialized
knowledge and
experience of the
Board
Section 103.207
Viewing of Premises
Upon
motion of any
party
or
upon
the
Hearing
Officer’s
own
motion,
the
Hearing
Officer
and
any
Board
Members
present
may
view
the
premises
in
question
to
establish
a
more
com-
prehensive
record
but
no
such
viewing
by
less
than
the
whole
Board
shall be
made
if
any
party objects
No stenographic record
need
be taken
of what transpires
at the viewing.
Section
103.208
Admission of Business Records
in
Evidence
Any
writing
or
record.
whether
in the
form
of
any
entry
in
a
boc’1~
or
otherwise
msdr
as
a
memorandum or
record
of
any
act. tran,
action,
occurrence
or
event,
shall
be
admissible as
evidence
of
the
act,
transaction,
occurrence,
or event
To be
admissible
the
writing
or
record
shall
have been
made
in the
regular cour~e
of
any
business,
provided
it
was
the
regular
course of the busine~
to mike such
a
memorandum
or record
at
the time of
such
an art
transaction.
occurrence,
or
event
or
within
a
reasonable
time
92—162

thereafter.
All other
circumstances of the
making of the
writing
or record,
including lack of
personal
knowledge by
the entrant
or
maker. may be
shown
to affect
iu
weight, but
shall not
affect
its
Id~issibility.
The term
busin.ss’, as
used
iD
this rule, includes
business,
profession.,
occupation,
and
calling
of ev~ry
kind-
SectIon 103.209
Examination of Adverse
Party
or
Agent
and
Hostile
Witnesses; Compelling
Appearance Thereof
at
Hearing
a)
Upon the bearing of any action, any
party thereto, or
any
person
for
whose
umimediate
benefit
the
action
is
prosecuted
or defended, or the officers,
directors, manag
lug agents or
foreman of any
party to the
action. may
be
called
and enamined
as
if
under
cros.s’ex.amination
at
the
Instance
of any
adverse
party.
The
party
calling
for
the
examination
may
rebut
the
testimony given by counter~
testimony
and may
impeach the witness
by
proof
of
prior
i~conaistentstatements.
b)
if
the
Hearing
Officer
determines
that
a
witness
is
hostile or unwilling, the witness
may
be
examined by the
party
calling
him
as
if under
cross~ezantination.
c~
The
party calling
an
occurrence witness, upon the
show.
ing
that
he
called
the
witness
in
good
faith
and
is
surprised
by
his
testimony.
may
impeach
the
witness
by
proof
of
prior inconsistent statements.
d
The
appearance at
the hearing
of
s party
or
a
person
who
at
the
time
of
the
hearing
is
an
officer,
director
or
emploveeof
a
party maybe
required
by serving
the party
with
a
notice
designating
the
person
who
is
required
to
appear
If
the
party
or
person
is
a
non.resident
of
the
State.
the
Hearing
Officer
shall
provide
by
order
such
terms
and
conditions
in
connection with
his
appearance
at
the
hearing
as
are
just.
including
payment
of
his
reasonable expenses
The
notice also
may
require produc.
tion
at
the
hearing of
documents
or tangible things.
Section 303.210
Amendment
and
Variance
s)
Proof
mas’
depart
from
pleadings
and
pleadings
may
be
amended
to
conform
to
proof.
so
long
as
no
undue
surprise
results
that
cannot
be
remedied
by
a
contin-
uance.
bi
At any
time prior to commencement of hearing and prior
to
the
close
of
hearing,
the
Hearing
Officer
may
upon
motion of
a
party
permit
a
supplemental
pleading
set’
ting
forth
contininng
transactions
or occurrences
which
have continued or occurred subsequent to the date of
the
filing
of the initial
pleading
Dr any
amendment
thereto.
so
long
as
no
undue
surprise
results
that
cannot
be
remedied by
a
continuance.
SUBPART
G: POST-HEARING PROCEDURES
SectIon
103.220
Default
Failure’nf a
party to
appear
on
the
date
set
forhearing or failure
to
proceed
as
ordered
b~
the
Board
shall constitute
a default. The
Board
shall thereafter enter
such order as appropriate, as
limited
by the pleadings and
based
upon
the
evidence
introduced at
the
bearing.
Section
303.221
Transcript
a)
The Board
shall provide
for or
arrange
a
court
reporter
who
shall
transcribe the entire hearing
Seven
(7i
copie,.
of which one
(1
must
be
an
original, of th.
transcript
shall be filed
with
the Board within
35
days
following the
close of
the
hearing
b
Any
party
or
witness
may
correct the transcript, as
pro
vided
in
Section
102.164
Section 103122
Record
The
transcript
of
the
bearing
approved
by the
Hearing
Officer
and all
exhibita
shall
constitute the
record. The Clerk ahall
cer~
$Ify
th. record to the
Board
when
it is complete.
SectIon 103.223
BrIefsandOralArgument
Tb. psrti.s may submit
be4efa to the
Board
within
14
days
after
receipt of final transcripts in Board offices
or
such other reasons
ble
time as the
Hsanrug Officer shall determine consistent with
the Board’s responsibility for expeditiou. decision
and
the
needs
of th.parties
under Section 103,202(k). Upon request
at
the
time
of the submission
of briefs or on
its own
motion, the
Board
may
psrmit seal argument by
the
parties
before the
whole
Board.
Section
103.224
Contenta of
Board Opinionsand
Orders
The Board shall prepare
a written opinion and
order for
all
final
determinations which
shall include:
a)
Findings
of
fact
(with specific
page
references to prin.
cipel supporting items
of evidence
in the record
and
con
clualons of
law
(supported
by
adequate
reasoning’
on
all
material
issues.
b)
The
final
order or
determination
of
the Board. The Board
Order may
include
any or all of
the
following
1)
A
direction
to
cease
and
desist
from
violations
of
the
Act
or
of the
Board’s
rules
and
regulations.
2)
The imposition
of
money.’
penalties in
such amounts
as
appropriate
in
each
case,
3)
The
grant, denial,
or
revocation
of a
variance;
4)
The
grant,
denial,
or
revocation of
a
permit;
5)
The
posting
of
sufficient
performance bond or other
security
as provided
by the Act to assure the correc-
tion
of such
violation
within the
time
prescribed.
and
6)
Such
other order that
may
be appropriate.
c)
The Clerk
shall
publish
the
order
and
opinion
with
the
vote of each
Board
Member
recorded and shall
notify the
parties
required to be
notified
of the hearing
from
which
the order
arose
of such order
and
opinion
SUBPART
H: RELIIF
FROM FINAL ORDERS
SectIon 103.240
MotIon Subsequent
to Entry of Final
Order
Within 35
days after the adoption of
a
final
order, any party may
file
a
motion
for
rehearing
or
modification
of
the
order
or
to
vacate the
order
or for other relief. Response
to
said
motion shall
be
filed
within
14
days
from
the filing
thereof.
A
motion filed
within
35 days stays enforcement of
the
final order
and the time
for appeal from such
order
runs
anew
after the Board rules upon
the motion. Failure of a party
to
appeal a
final
order or
to
file
for
appellate
court
review
within
35
days
of adoption of the
final
order
waives
all
rsght
to
review
except
as
set
out
in
Section
103.241.
Section 103.241
Relief
from
Section
103,224
Final Orders
a1
Clerical
mistakes
in
orders
or
other
parts
of
the
record
and
errors therein
arising
from
oversight
or
omission
may
be
corrected
by
the
Board
at any
time
of its
own
initiative or
on
the
motion of
any
party
and
after
such
notice, if
any. si
the
Board
orders
During
the
penderir’
of an
appeal,
such
mistakes
may
be
so
corrected
before
the
appeal
is
docketed
in
the
appellate
court,
and
33
92—163

thereafter
while
the
appeal
is
pending
may
be
so
cor~
Rule
332
Section
103.224
rected
with
leave of the
appellate
court.
Rule
333
Section
103.240
Rule
334
Section
103.24 1
bi
On
motion
and
upon
such
terms
as
are
just,
the
Board
may
relieve
a
party
or
his
legal
representative from
a
rmal order,
for the following:
1)
Newly
discovered
evidence
which
by due
diligence
could
not
have
been
discovered
in time
under Sec.
lion
103.224;
or
2)
Fraud
(whether
heretofore denominated intrinsic
or
exthnsic~.misrepresentation,
or other
misconduct
of an adverse
party;
or
3)
Void order.
c~
1)
A
motion
under
this
section
does
not
affect
the
finality
of
a
Board
order or suspend
the operation of
a
Board order. The motion
must
be filed
in the
same
proceeding in which
the order was entered
but
is
not
a
continuation of
the
proceeding
The
motion must
be
supported
by affidavit or other appropriate show.
irig
as
to matters
not of
record. All
parties
to
the
motion
shall
be
notified
as
provided
by
Section
103,123ts
~.
2’
The motion
shall
be
filed
with
the
Board within
one
year
after entry of
the order except that
a
motion pur.
suant
to
subsection
(bi)3
shall
be
filed
within
a
reasonable time
after
entry
of the
order
APPENDIX
OLD RULE NUMBERS REFERENCED
The follou’ing table isprot~id.edto aid
in
referrnciri~old Board rule
numbers to section
numbers pursuant to cod
iricorion
Chapter 1: Procedural
Rules
33 III. Adm.
Code
Parts
101.107
Part III:
Enforcement Proceedings
Part
103:
Enforce-
ment
Proceedings
Rule
303
Section
103
101
Rule
302
Section
103.120
Rule
303
Section
103.121
Rule
304
Section 103.122
Rule
305
Section 303
123
Rule
306
Section
103.124
Rule 30”
,
Section
103.125
Rule
308
Section
103.140
Rule 309
Section
103.14 1
Rule 310
Section
303.142
Rule
33)
Section
303.343
Rule
312
Section
103.160
Rule
333
Section
103.161
Rule
314
Section
103
162
Rule
335
Section. 103.163
Rule
316
Section
303.200
Rule
337
Section
303.203
Rule 318
Section
103.202
Rule 319
Secuon
103.203
Rule 320
Section 103.204
Rule
321
Section
103.205
Rule 322
Section
303.206
Rule
323
Section 303.20’~
Rule
324
Section
103.208
Rule
325
Section
103.209
Rule
326
Section
303.21 0
Rule
327
.
Section
103.220
Rule
328
Section
103.221
Rule
329
Section
103.222
Rule 330
Section 103.223
Rule 331
Section
103 180
14
92—164

TITLE
35:
ENVIRONMENTAL PROTECTION
SUBPART A:
GENERAL PROVISIONS
SUBTITLE
A: GENERAL
PROVISIONS
CHAPTER
I:
POLLUTION
CONTROL
BOARD
PART
104
VARIANCES
SUBPART A: GENERAL
PROVISIONS
Variance from New
Regulation
References
SUBPART B: PETITiON FORVARIANCE
Notice of Petition
Objections to Petition
SUBPART D: AUTHORIZATION OF HEARINGS
Board Action on Petitions for
Variance
and
Authorization of Hearing
SUBPART E; RECOMMENDATIONAND RESPONSE
Agency In~estigstion
and
Recommendation
Response or Amended Petition
SUBPART F: HEARINGS
Notice of Hearing
Proceedings
Transcript
i
SUBPART C: FINAL ACTION
Section
104.220
Decision
Appendix
Old
Rule Numbers Referenced
A
t7H0R17’Y: Authorized &~Section 26 of the
Eni’trenmentol ~
teftion Act
(111
Re:.
Star
1979.
ch
111
J!2,
par
1026;
and
inipk
mcritiri6
Section.,
Sand 35 through 38 of the Illinois
En:ironm,n:al
Protection
Act
‘Ill
Re:
Star
1979.
c/i
11)
1.’2.
pars
1003
and
1033
through
1038
SO~’RCE
Filed ~:th
Serretar~
ofSsau’
Janirav’~1.
1978.
amended
2
111
Re~c
16.
page
3.
effec:::e
Ma,~1.
1976.
amended
S
Ill
Rec
2763,
effech:,
March
2.
1i~’8J,codified 6111
Reg
8357
SectIon 104.102
VarIance from New
Regulation
II any
person
files
a
petition for
variance
from
a regulation
wth.
in 20
days after the
effective date of such regulation, the opera.
lion
of such role
or
regulation ahall
be
staved as
to such
person
pending
the disposition of
the petition.
The
Board
may
hold
a
bearing upon the petition
five days
front the
notice
of such hear.
lag. and
lxi all
other respects the rults
in this Part
shall
apply
to
the extent they are
consistent
with the
bearing
date set
by the
Board.
Section 104.103
keferenees
Unless
the
contrary
is clearly indicated, all
references to “Parts’
ci’
“Sections”
are
to
Illinois
Administrative
Code.
Title
35
Environmental
Protection.
For
example.
‘Part
309”
ii
35
Ill
Mm.
Code
809.
and
“Sction 309.101”
is
35
Ill.
Adm
Code
309.101.
(Source.’
Added
or
6
Ill.
Reg
8357,
effect
tie
July
16.
1962’
SUBPART B: PETITION
FOR
VARIANCE
Section
304.120
Petition forVariance
A variance
proceeding
shall be
commenced by any
person b~
fil
ing
a
petition for
variance
with
the
Agency
and simultaneously
filing
10
copies
with
the Clerk of the Board
All
additional
ir.for
enstion
or amendments
to
the
petition
for variance shall be
filed
with
the
Agency
and
Board
in
the same
manner
as
that required
for
commencing
the
action
Section 104.121
Contents
of Variance Petition
To enable
the
Board
to
rule
on
the
petition
for variance,
the
following information, where
applicable, shall be
included in the
petition:
at
A
clear and
complete statement
of the precise
extent
of
the relief
sought.
including
specific
identification of the
particular
provisions
of
the
regulations
or Board
Order
from
which
the
variance
is
sought;
b’
A
description of the
business
or activity of the
petitioner
including
the
size
of
the
business
and
number
of
employees
and
a
description
of
the
location
and
area
affected
by
petitioner’s
operations.
c1
The
quantity
and
typee
of materials
used
ii~
the process
or activit~
for
which
the
variance
is
required
arid
a
full
description
of the particular process
or
activity
in which
the
materials
are
used.
d’
The quantity
and
types of materials discharged
from the
process or activity
requiring the
variance,
the
locstion of
the points of
discharge, and.
as rpplicable. the
identifica
tion of
the receiving waterway
or land.
or the location
of
the
nearest
air
monitoring
station
maintained
b~the
Agency;
et
Data
describing
the
nature
arid
extent
of
the
present
failure
to
meet
the
numerical
standards
or
particular
provisions
from
which
the variance
is
sought
and
a
far.
tual
statement
why compliance with
the
Act and regula
tions
was
not
or cannot
be achieved
by
the required
corn
pliance
date.
f
A
detailed
description
of
the
existing
and
propc...ed
equipment
or
proposed
method
of
control
to
be
under
Section
104.102
104.103
Section
104.120
104.121
104.122
104.123
104.124
104.125
Section
104.140
204.14
Petition for Variance
Contentsof Variance Petition
Consistency
with
Federal Law
Extension of Prior
Variance
Hearing Request or Waiver; Affidavit
Dismissal for Inadequacy
SUBPART C: NOTICE AND OBJECTIONS
Sect ion
104.160
Section
104.180
204.1d1
Section
204.200
104.201
104.202
92—
165
15

taken
to
achieve
full
compliance
with
the
Act
and
regulations. including
a
time schedule
for the
implemen’
t.ation of
all
phases
of
the
control
program
from initia’
tion of design to program
completion
and
the
estimated
costs
involved
for
.ach
phase
and
the
total
cost
to
achieve
compliance;
gI
An
asseument, with
supporting
factual information,
of
the
environmental
impact that
the
variance will
impose
on
human,
plant,
and
animal
life
in
the aff.ctad
area,
including,
where applicable, data describing
the existing
air and water
quality
which
the discharge
may
affect;
hI
Past
efforts to
achieve
compliance including costa incur~
red, results
achieved, permit
status.
and.
for
publicly’
owned treatment works or connections thereto. construc~
tion grant
status;
I)
A
discussion
of
the
availability
of
alternate
methods of
compliance,
the
extent
that
such
methods
were studied,
and
the comparative
factors
leading
to
the
selection of
the
control program proposed to
achieve compliance;
j)
A statement
of the measures
tobe
undertaken during the
period
of
the
variance
to minimize
the impact of the die’
charge of contaminants on human, plant, and animal life
in the affected
area,
including the numerical interim dis’
charge
limitations which
can
be
achieved
during
the
period
of the
variance,
k~
A
concise
factual
statement ofthe
reasons
the
petitioner
believes that
compliance
with
the
particular
provisions
of
the
regulations
or
Board
Order
would
impose
an
arbitrary
or unreasonable hardship,
and
1)
Such other things
as
are
required
in
this Subpart
Section 104.122
Consistency with Federal Law
a1
All petitions for
variances
from
Title
II
of
the
Act
or
from
35
Ill
Adm
Code.
Subtitle
B.
Ch.
I
(prior
to
codification. Subtitle
B.
Chapter I
was
Ch
2: Air Pollu’
tiont. shall
indicate
whether
the
Board
may
grant
the
requested
relief
consistent with
the
Clean
Air
Act
(42
U.S.C. 7401
et
.eq.~
and
the Federal
regulations
adopted
pursuant
thereto
II
granting
a
variance
would
conS
stitute
issuance of
a
delayed
compliance
order
as
that
term
is
defined
in
40
CFR
65.01(e1.
the
petition
shall
indicate
whether
the
requested relief
is consistent
with
Section
113~d of
the
Clean Air
Act
and
40
CFR
65.01~
65.10
and
65.181.
If granting
a
variance
would
require
revision of
the
State
Implementation Plan.
the petition
shall
indicate
whether
the
requirements of
Section
2
IOta)
of
the
Clean
Air
Act
and
40
CFR
51
wIll
be
aatisfied
b)
All petitions for
variances from Title Ill
of the Act; from
35
III
Adm
Code. Subtitle C. Ch.
1; or
from water pollu’
tion
related
requirements of
any other
title of the Act or
chapter
of
the
Board’s
Regulations
shall
indicate
whether
the
Board
may
grant
the
relief consistent
with
theClean
Wst~r
Act
(33
U.S.C.
1252),
US.E.P.A
cf
fluent
guidelines
and
standards,
any
other
Federal
regulations,
or
any
areawide
waste
treatment
manage’
went
plan
approved
by
the Administrator
of US.E.P.A.
pursuant
to
Section
208 of the
Clean
Water Act.
ci
All petitions
for
variances
front Title IV
of
the
Act
or
from
35111
Adm
Code. Subtitle F.Ch
I (priort.ocodifica
tiori, Subtitle
F.
Chapter I
was
Ch
6
Public
Water Sup’
pliesi.
shall
indicate
whether
the
Board
may
grant
the
relief
conaistent
with
the
Safe Dnnking
Water
Act
i42
U.SC
30011
it
seq
and
the
U.S.EP.A
National
~riterim
Primary
Drinking
Water
Regulations
(40
CFR
141.
di
The
petition
may
include
an
analysis
of
applicable
federal
Law
and legal
arguments
and
facts which may
be
necessary
to show
compliance
with federal
law. llit
does
not
and
petitioner subs.quently
files
s
pleading
contain
lxsg
such, it will be
deeut.d
an amended
petition, thereby
restarting
the
decision period.
However,
petitioner
may,
pursuant
to
Section
104.181,
file a re*ponae.W
the Agen’
cy’a
analysis of federal laws
without
amending
the
peti’
bon.
~o4srce: Ansendrd SILL Rq.
2763.
affective March
2.
1981)
SectIon 104,123
Extension of
Prior Variance
16
a1
A
petition
to
extend
a
prior
variance
granted
by
the
Board
shall
be
commenced
by
filing
a
petition
for
variance
with
the
Agency
and
the
Board
in
accordance
with
the
requirements
of
Sections
104.120 and
104.121
To the extent
that
the
information
required
by
Sections
104.120
and
104.121
has been included
in the
pnor
peti.
tion
for variance for
which
extension
is
sought. a resub
mission
of
that
information
shall not be required pro.
vided that
the
petition
shall
request the incorporation
of
the
record, opinion
and
order in the prior
proceeding into
the
new
petition.
b)
A petition
to
extend a
prior variance shall be
a new
peti’
tion for
variance
before the Board
and shall be
subject
to
all
of the
requirements of
this Part except as
provided in
subsection (a.
Section
104.124
Hearing
Request or Waiver; Affidavit
The petition shall contain
a request for
a hearing
on the
petition
if desired by petitioner. or.
in
the alternative, a statement waiv~
ing
a
hearing.
accompanied by
such
affidavits
or other
proof
in
support
of
the
material
facts alleged
in the
petition
as
the peti.
tinner may submit, sufficient to enable the
Board.
if it so decides
to
rule
upon
the petition
without a
bearing.
In
the
event
that
a
bearing
on
the
variance
petition
has
been
waived
by
the
peti’
tioner
and
no hearing is held, the
petition for
variance,
the
Agen
cy
recommendation,
and
any
amendments or
responses
thereto
shall
constitute the entire record in the
proceeding arid
the dcci’
sion
of
the
Board
shall
be
rendered
after
consideration
of
the
record
except
that
the
Board
may
take
official
notice
of
prior
regulatory proceedings
and
opinions of the
Board
in adopting the
regulations
or
orders of the
Board
from
which
the
variance
is
sought.
Section
104.125
Dismissal
for
Inadequacy
The
failure
to
satisfy’
the
requirements
of
this
Subpatt.
to
the
extent that
the
Board
is not reasonably
informed of petitioner’s
circumstances,
will
render
the
petition
for
variance
subject
to
dismissal for
inadequacy,
unless the
Board
shall
rule
otherwise.
~ourcv’
Amended
5111
Reg
2763.
effectit’e
March
2.
19811
SUBPART C~
NOTICE
AND
OBJECTIONS
Section
204.140
Notice of Petition
a)
The Board shall give
notice
of all variance
petitions to all
persons
on
its
mailing
list
through
publication
of notice
of the
petition in the Board’s
Environmental
Register in
the first publication of
the
Environmental Register after
the
Board
has
considered
the petition in
accordance
with
Section 104,160(b.
b~ The Agency shall give
written notice of all
variance
pet
tions
to
any
person
in
the
county
an which
the
installs.
tion
or
property
is
located
for
which
the
variance
is
sought who
has
in writing to the Agency
requested notice
of variance
petition,
the
Si..ates Attorney ofsuch county.
92—166

the Chairman
of the County
Board
of
such county,
and to
oach
member of the
General
Assembly
from
the
legiala’
tive
district
In
which
the
inat.altation
at’
property
is
located
and
to
other
persons
as
required by
law,
Within
10 days after the
petition
is
filed,
the Agency
shall
pub’
hah
notice
of
such
petition In a
newspaper
of general cir~
eulation in
the county
in which the
installation
or
prop-
arty Is located
for which the variance is sought.
~oa~rse:
Arswisded
2
ILL Rq,
16, poge
3,
affective May 1.
1978)
Sectlot 104141
Obj.ctloaa to Petition
Any
person
may
file with the Clerk, within
21
days after the
fil’
*n.g
of
the
petition,
a
written
objection
to
the
grant
of
the
variance. Such
objection
may
as’
may
not
be
accompanied
by
a
petition
to intervene in accordance with
Section
103.220.
A copy
of such
objection shall be
mailed
to the
petitioner and the
Agen’
cy
by
the Clerk.
SUBPART
D: AUTHORIZATION OF HEARINGS
Section
sua.I0O
Board Action on Petitions for
Variance
and
Authorization of Hearing
a)
The Clerk
shall
assign
a
docket
number
to
each petition
filed.
deposit
the
petition
in
the
Board’s
files,
and
dis’
tribute
copies
to
each
Board
Member.
Copies
of
objec’
tiona
to
the
petition,
amendments,
the
Agency’s
recorn~
mendations
and
responses
to
the
recommendation
shall
be
filed
and
distributed
as
received
hI
.All
petitions
for
variance
shall
be
placed
on the
Board
agenda
and the
Board
will
authorize one
or
more of the
following
actions,
as
they
shall
determine
.1)
The petition
may
be
dismissed
if
the
Board
deter’
mines
that
it
is
not
adequate
under
the
Act
and
Subpart B
hereof, or,
2)
The Board
may
enter
art order for
additional
inforrn
utation
in
support
of the
petition;
or,
3)
The
Board
may
accept
the
petition and
defer
dcci’
lion
until
an
Agency
recommendation
has
been
served upon
the petitioner
and filed
with
the Board;
or,
4)
The Board
may
authorize
a hearing on
the petition.
ci
The
Board shall
authorize a
hearing
ott
any
petition for
variance,
determined
to
be
an
adequate petition
by the
Board,
in any
of
the following
circumstances:
3)
When
a hearing is requested
by’ the petitioner on
(II’
ing
the petition in accordance with Section 104 .124;
or,
2’
When
an
objection
to
the
variance
has
been
filed
within
21
days
after
the
filing
of
the
petition
in
accordance
with Section 104.141, or.
3)
When
a
hearing
is
requested
by
an
amended peti.
tion
within
7
days
after
receipt
of
the
Agency
recommendation
by
the
petitioner
in
accordance
with
Section
104.181(b).
d’
When
s
hearing
has
been
authorized
by the
Board
put
suant
to
subsections
(b”4’
or
(ci.
the
Chairman
shall
designate
a
Hearing
Officer
in
accordance
with
Section
103.181 (b’
if
no
hearing
has
been
authorized
pursuant
to
subsec
Lions
(b’l4’
or
ic’.
the
Board
shall
act
within
90 days
of
the
filing
of
the
petition
and
shall
prepare
an
opinion
stating
reasons
supporting
the
grant
or
denial
of
the
petition.
except
that
the
Board
shall not act to grant
or
deny
any
petition until
after
21
days have
elapsed
front,
the
date
of filing.
I)
No
variance
shall be
granted, with
or without hearing.
without a showing
by affidavits or
other
adequate
proof
by the
petitioner that compliance with
the regulations or
Board
order would
impose an
arbitrary or
unreasonable
bardahip upon the petitioner.
SUBPART £~
RECOMMENDATION AND
RESPONSE
SectIon
104.100
Agency
Investigation
and
Recommendation
a)
After
investigating
the
variance
petition
and
consider
lug the views of
persons who
might be adversely affected
by the grant of the
variance, the Agency shall
within
30
days
of
the
filing
of
the
petition
or
any
amendment
thereto make a recommendation to the
Board on
the
dis’
position
of
the
petition.
The
recommendation
shall
include:
1)
A
description of the efforts
made
by
the
Agency
to
investigate the
facts
as alleged
and
to ascertain
the
views
of persona
who
might
be
affected and
a
sum
mary of the
views
so
ascertained.
2)
A
statement
of
the
degree
to
which. if
at
all,
the
Agency
disagrees with
the
facts
as
alleged
it’.
the
petition,
including
facts refuting
any allegations
itt
this
petition
(or variance;
3)
Allegations of any
other
Facts
the
Agency
believes
relevant
to the disposition of the
petition.
4)
The Agency’s estimate
of
the
costs that
complisnce
‘would impose
on the petitioner
and on others and
of
the
injury’
that
the
grant
of
the
variance
would
impose
on
the public
including the
effect
that
con-
tinued
discharge
of
contaminants
will
have
upon
the environment;
5)
The
Agency’s
analysis
of
applicable
federal
laws
and regulations and
an
opinion concerning
the cot
sistency
of
the
petition with
such
federal
laws
and
regulations;
and
6~
The
Agency’s conclusion of what disposition
should
be
made
of the petition.
b)
The Agency
shall
serve a copy of its recommendation
on
the
petitioner
in
accordance
with
Section
103.123’b’.
Failure of the
Agency
to timely
file
its
recommendation
shall
be pounds for the
Hearing
Officer
to
adjourn
the
bearing to a date which will
allow reasonable time
to pre
pare.
fSosjrceAme*kd
SILL
Rig
2763,
effs’c:we
March
2.
1981’
SectIon 204.101
Response
or Amended Petition
WIthin
7
days after
receipt
of the Agency’
Recommendation. the
petitioner
may:
a)
File
with
the
Board
a
response
to any Agency recommert
dation and
a
copy
shall
be
served
upon
the
Agenr~..or.
b)
File
an
amended
petition
for
variance in accordance
with
Section
104
121.
requesting
that
the
matter
be
set
for
hearing. The
Board
shall authorize
the matter
for
heat
lug
and
render
a
final
decision
within
90 days
after
the
filing
of the
amended
petition
17
92—167

SUBPART
F:
HEARINGS
SectIon 104.200
Notice of
Hearing
a)
The Hearing Officer, after appropriate consultation with
the
parties.
shall
set
a
time
and
place
for
bearing
to be
held within
80
days
of the
filing
of the petition.
b)
The
Hearing
Officer shall give
notice of the
bearing
in
accordance
with
Section
103.223(b),
at
least
21
days
before
the
hearing
to
the
petitioner,
the
Agency,
and
anyone who
has
(i,led
an
objection
to the petition.
c)
The Clerk shall publish the time and
place of the hearing
in
the Board’, Environmental
Register
in the
first
pub’
lication of the Environmental Register
after the Hearing
Officer
shall
have
set
the
date
(or hearing.
SectIon 104.301
Proceedings
a~
Proceedings
upon
a
petition
(or
variance
shall
be
in
accordance with
Part
103,
except
as
otherwise
provided
in
this
Part.
b)
In
a
hearing
on the petition
for
variance
the
burden
of
proof
shall
be
on the petitioner
and
it
shall
be the duty’
of
the
petitioner.
at
hearing,
to
prove
each
material
fact
alleged
in the petition
for
variance
Section 104.202
Transcripts
•i
In
any
proceeding brought
pursuant to
this Part, where
a
hearing
has
been
authorized by
the Board.
the petitioner
at its
own
cost
shall
furnish to the
Board within
15
day-c
following
the
completion
of
the
hearing
seven
legible
copies
of
a
complete stenographic transcript
of the
pro’
ceedings of the
hearing
and any
delay
in
the filing of the
transcript
shall constitute waiver of the right
to a
dcci’
aion
within
90
days
under Section
38 of the Act.
b’
Upon
petition
and
good
cause
shown,
the
Board
may
assume
the
cost
of
the
stenographic
transcript
of
the
hearing provided,
however,
that
such
petition
shall
have
been
filed with
and
granted
by
the
Board
prior
to
the
hearing.
SUBPART C: FINAL ACTION
Section
104,220
Decision
The Board
shall
render
a final
decision upon the
petition
with:n
90 days
after
the
filing
of
the
peittion.
except
that
any
parts
may’ agree
to waive his
right
to
a
decision
within 90 days
Time
included
in
a
continuance
granted
at
the
request
of
the
pen.
tioner shall
not
be counted
towards the running of
the
90
days
When exigencies of time
require. the
Board
may delay
the
filing
of
an
opinion for
30
day’s
after the filing of
its
final
order
under
this
Part
Where the
petition
for
variance
is amended. the 90 day
period
shall commence
from
the date
of filing of the amendment
Any order for the filing of
a
bond
shall
be in accordance
with
the
Act
APPENDIX
OLD RULE
NUMBERS REFERENCED
The
following
tobk is
provided so aid in referencing oLd Board
rule
*ismbers to arct~on
aiunbers
purw.an~to
codification.
*5111.
Adut.
Code
Parts
101.107
Part
104:
Variances
Rule
403(a)
............,,..,...,,....
Section 104.120
Rule 401(a~&(c)
......,..,............,
Section
104.121
Rule 401(b) ....,,...........,...,..,..Section
204.124
Rule 402 Id
i.(g)
~
Section 104.122
Rule 401(h)
~
Section
204.225
Rule
402
..................,..........,Section
104.123
Rule
403
,.,,.....,,,.........~....,.
Section
104.140
Rule
404 .......,..,.,..,.,..,...,.....Section
204
141
Rule
4Q5
,..........,...,.,,.......,,.,Sectson
104.280
Rule
406 ....,..,.....,.,.,.,..,.....,.Section
104.181
Rule 407
.,..,.,,,.......,,.........,,.
Section
104.160
Rule 408
..,...,.,.,,....,.........,,.,
Section
104.200
Rule
409
,.,,....,....,,....,.,....,.,.Section
104.202
Rule 410
.,,.....,......,..,,.,,...,...Section
104.220
Rule
411
.,...,,,,,...,.,.............,
Section 104.302
Rule
412 ,.,.,.,,.....,,.,..,..........Secuort
104.202
Chapter
1: Procedural
Rules
Part IV: Variances
18
92—168

Setting
Standards
Perazilt Appeals
Permit Review
Cost of
Review
Appendix
Old Rule
Numbers
Referenced
A
LTHORJTYr
Authorized by
Section 26 of the
Environmental
Pro’
Uction Act
tilL
Ret’. Stat
1979,
ch,
111
112,
par.
1026’
and irnple’
mentzng
Sethoru
5,
39,
40 and 40.1
of the Illinois
Environmental
Protection
Act
(IlL
Rei.
Stat
1979,
ch.
111
1/2,
pars.
1005.
1039,
1040
and 1040.1,
as
amended
b~’
P,A. 82.682,.
SOLRCE
Filed
~‘it)i
Secretary
of State
Jonuar’.
.1,
1978,
amended
4
IlL
Reg
52. page
42, effective
December
11,
1980,
codified
6 Ill
Reg
8357.
Section
105.101
Setting Standards
The
Board ihall
prescribe
standards
for the issuance
of
permits
in
accordance
with
the
procedures
set
forth
in
Part
202.
Unles’
the
contrary
is
clearly
indicated,
all
references
to
“Parts”
or
‘Sections”
are
to
Illinois
Administrative Code. Title 35.
Environ.
mental
Protection. For
example.
“Part
309”
is
35
Ill
Adm
Code
~09
and
“Section 309.101”
is
35
lii
Adm
Code
309.103.
Section
3 05.102
Permit Appeals
at
Permit
Appeals
Other than
NPDES
‘National
Pollutant
Discharge Elimination
System’
Permit
Appeals
1
If the
Agency
denies
the
p
mit. it
shall advise the
permit
applicant
in w’riting in
accordance
with
the
requirements of Section 39a
of the Environmental
Protection Act
(Act’.
2’
In the case of
a
denial
of a
permit or
issuance by
the
Agency of
a
permit
with
one
or
more conditions
or
limitations
to
which
an
applicant
objects.
an apph.
cant who
seeks
1.0
appeal
the
Agency’
decision shall
file
a
petition for a
hearing
before
the Board
within
35 days of
the date
of
mailing of the Agency’s final
decision.
The
petition
shall
include’
A
Citation
of
the
particular
standards
under
which a
permit
is
sought,
B
A
complete
and
precise
description
of
the
facility,
equipment,
vehicle,
vessel,
or
aircraft
forwhich
a
permit
is
sought. inciud
ing
its
location,
Ci
A
complete description of contaminant
emia
sions
and
of
proposed
methods
(or their
con~
trol.
and
D
Such other materials
as
may
be
necessary
to
demonstrate
that
the
activity’
for
which
the
permit
is
sought will
not
cause
i
violation of
the
Act
or
the regulations
3i
The
method of filing service shall
be
in
accordance
with
Sections
303 122
and
303.323
4)
The Agency shall appear as
respondent
in
the
hear
irig
and
shall.
within
34
days.
upon
notice
of
the
petition.
file
with
the
Board
the
entire
AgencY
record
of the
permit
application, including.
A)
Tb.
application;
B)
Correspondence with
the
applicant,
and
C)
The
denial.
5)
The
Clerk shall give notice
of the
petition
and
hear
Ing in accordance with
Part
103.
6)
The
proceedings
shall be
irs
accordance
with
the
rules
set,
forth
in Part
103.
b)
.NPDES
Permit
Appeals:
1)
If’ the Agency denies
an
NPDES
Permit.
it
shall
advise
the permit
applicant
in
writing
in
accord.
ance
with
the
rtquirement.s
of Section 39ta~of the
2)
in
the case of the denial of an NPDES Permit or
the
issuanc,
by
the Agency
of an
NPDES Permit
with
one
or
more
conditions
or
limitations
to
which
the
applicant
objects,
the
applicant
may
contest
the
decision
of
the
Agency
by
filing
with
the Clerk
of
the
Board
a
petition
(or
review’
of
the
Agency’s
action
in
accordance with this Section
5)
Any
person other than
the applicant who has
been
a
party
to
or
participant
at
an
Agency
hearing
wth
respect
to the
iuuance
or denial
of an
NPDES
Per
mit
by’
the
Agency.
or
any
person
who
requested
such
a
hearing
in accordance
with
applicable
rules.
may
contest
the final
decision of
the Agency
by Iii’
in.g with the
Clerk a petition for review’
of the Agen’
cy’s action.
4)
The
petition
shall
be filed
and
notice issued
within
30
days
from
the
date
the Agency’s
final
decision
baa
been
mailed
to the
applicant
and
all other
per
ions w’ho
have right of appeal
The method
of filing
and
service
shall
be
in
accordance
with
Sections
103.122
and
103.123.
5)
The
Agency
shall
appear
as
respondent
and
shall
file
an
answer
consisting
of
the
hearing
file of any
hearing
w’hich
may have
been held before the Agen.
c”.
including
any’
exhibits, and
the following
docu’
ments
NPDES
Permit application. NPDES
Permit
denial
or
issuance
letter,
and
all
correspondence
with the applicant concerning
the application
8
All
parties
other than the
petitioner
w’ho
w’ere par-
ties
to
or
participants at any
Agency
hearing
shall
be
made
respondents.
7)
The
petition
shall
contain
a
statement of
the
dcci
mon or part
thereof
to be
reyiewed
The Board
upon
mouon
of
ant
respondent
shall,
or
upon
its
own
iootion
mat.
require
of
the petitioner
a
specifics.
tien of
the errors upon
which the petitioner relies in
his
petition.
8~
The
hearings
before the
Board
shall extend
to
all
questions
of
law
and
fact
presented
by
the
entirp
record
The
Agency’s
findings
and
conclusions
on
questions
of fact
shall be
prima
facie true
and
coy
rect. If
the Agency’s conclusions of (act are
disputed
by
the
party
or
ii
issues
of
fact
are
raised
in
the
review
proceeding.
the
Board
ms~make
its
own
determination
of
fact
based
on
the
record
If
sn~
party
desires to introduce evidence before the
Board
with respect
to an’
disputed issue of fact. the
Board
shall
conduct
a
de
novo
hearing
and
receive
e’.i
dence
with
respect
to such
issue
of
(act
TITLE
35: ENVIRONMENTAL PROTECTION
SUBTITLE
A: GENERAL
PROVISIONS
CHAPTER
1:
POLLUTION
CONTROL BOARD
PART
105
PERMITS
Section
105.101
105.102
105.103
105.304
Act.
19
92—169

9)
This
proc.eding
shall
be
in
accordance
with
Part
103.
10)
The order of the
Board entered
pursuant to hearing
may affirm or reverse
the decision of the Agency, in
whole or
in
part,
may
remand
the proceeding to
the
Agency for
the
taking of
further
evidence,
or
may’
direct the
issuance of the permit
in such
form
as
it
deems just, based
upon the
law
and
the evidence.
~Source:
Anse*d,d
4
IlL
Rag
52,
page
41,
rffectwe
December
11.
1980.’
Section 105.103
Permit Review
at
Permit
Review for
Hazardous Waste
Disposal
Sites:
i~
Any person other than
the applicant
or the Agency
may
petition the
Board for
a
bearing
to
contest
the
issuance of
a
permit (or
$
hazardous waste disposal
site.
The petition
shall be filed within 35 days of the
date of
mailing
of the Agency’s final decision
to
the
applicant.
The
Agency
and
the
applicant
shall
be
named
co.respondents~ The
Board
shall conduct
a
public
hearing,
in
accordance with Section
105.102
and
Part
103
hereof,
unless it
determines that.
Al
The petition
is
duplicitous or
frivolous.
B’
The
petitioner
is
so
located
as
not
to
be
affected
by
the permitted (atility~or
C’
The permit
was
granted
for
the
disposal
or
utilization
of
sludge
from
publicly
owned
sewage
works
2’
The hearing
shall be
based exclusively on the
record
before
the
Agency
at
the
time
the
permit
was
issued.
The
burden
of
proving
that
the
Agency’s
action
was
in
violation
of
the
Act
or
applicable
Board
regulations shall
be
upon
the
petitioner.
b’
NPDES
Permit Review’
Any
person may tile
a
complaint. w’hether ‘r not
a
party
to
or
participant
to
any
earlier
proceeding
before
the
Agency,
or
for modification, suspension.
or revocation of
an
NPDES Permit
in
accordance with
35
111
Adm
Code
309.182. Such a complaint shall
be commenced in accord.
ance
with Section 103.122
Part
103 shall
govern the pro-
ceeding
(Source’ Amended
4
Ill
Reg
52.
page
42.
effer:ic~e
December
11,
1980’
Section
105.104
Cost of
Review
In
any
proceeding
brought pursuant to
this Part,
including
an
NPDES
Permit
review,
the
petitioner
shall
pay
all
costs of
review
except
that
he
shall
not
be
required
to
reiinbura.e the
Agency
for expenses incurred in the preparation of the record
or
otherwise,
and shall furnish the Board within
14 dayi following
the
completion of said bearing. at petitioner’s cost.
seven
copies
of a
complete stenographic transcript
of the
proceedings
of the
bearing.
Upon petition
and
good
cause
shown, the
Board
ma’
assume all
or
any
part of the
costs of said
review’ or
transcript or
may
allocate
the costs
among
the
parties as
it deems equitable.
Any
delay
in the filing of the transcript shall
constitute a
waiver
of the right to
decision
within
90
days
under
Section
40 of the
Act. where
applicable, for the period
of the
delay.
APPENDIX
OLD RULE
NUMBERS
REFERENCED
The
following
table
is
provided
to
aid
in
r,f,rrncth.g
old
Board
rukrturnbers to
section
siumberg pursuant
to
codification.
$5
III.
Adm.
Code
Parts 101.107
Part 105:
Permits
Rule
501
.,,..,,.,,,....,.,,,,,,,,,,.,.
Section 105.102
Rule 502 ..,......,.,......,,,,,..,.,,.S.ction
105.302
Rule
503 ...........................,,,Sectsori
105
103
Rule
504
.,..,,..,.,.,.,,,,,,,,,,,,.,,,
Section
305.104
Chapter
1: Procedural
Rules
Part
V:
Permits
20
92—170

TITLE
35: ENVIRONMENTM. PROTECTION
a)
General Plant Description
PART
106
HEARINGS PURSUANT TOSPECIFICRULES
SUBPART
A:
HEATED EFFLUENT
DEMONSTRATIONS
SUBPART B: ARTIFICIAL
COOLING
LAKE
DEMONSTRATIONS
Petition
Notice and Hearing
Transcripts
Effective Date
Appendix
Old
Rule
Numbers
Referenced
A
t7HQRITY.
Authorized b~
Section
26 of the £nt’zronrnentol Pro-
tection Act
‘111
Ret
Stat
1979.
cli.
112
112.
par.
1026’ and imple’
men:in.g
Sections
5.
27
and 28
of
the
Illinois Ent-ironmental &otec
tion
Act
fill
Ret
Stat
1979.
cli.
121
1/2,
pars.
1005,
1027 and
1028.
SOL’RCE
Tiled
u’irFi S
cretcr’t’ ofState
Januar’~,
1,
1978.
amended
4
III
Re1
2,
page
186.
effecrii’e
December 27,
1979, codified
6
lii.
~eg
8357
SUBPART A:
HEATED
EFFLUENT
DEMONSTRATIONS
Section
106.1
01
Petition
a’
A
hearing
pursuant
to 35
111.
Adm.
Code
302.213
Ifi
shall
be commenced
by
filing
a petition
for
Section 302.231
if
I
beanng
with
the
Agency
and
by
filing
ten
copies with
the
Clerk of
the
Board.
bi
At
the time
of
filing
its petition.
petitioner shall
submit
to the
Agency
and to the
Board
any reports or other
evi-
dence
in
accord
with
Section
106.102
including
all
cvi
dence
petitioner intends to
introduce
at
the
hearing
c’
Unless the contrary
ii
clearly indicated,
all references
to
‘Paris’~
or
“Sections” are to Illinois Administrative
Code.
Title
35
Environmental Pr~tectionFor
example.
“Part
309”
is
35 Ill
Adm
Code 309. and”Section
309 301”
is 35
Ill.
Adm
Code
309
201.
Section
106.102
Requirements for Petition
The following
information,
where
applicable, shall
be
filed
1)
Generating
capacity;
2)
Type of fuel
used;
3)
Operating
charactersatica
of
the
condenser
cooling
system;
4)
Histoeyoftheloadfactoroftheplantfoithelaat
five
years;
$1
Projected load
factors
for the
life of the
plant:
6)
Eati.mat.d
date of
retirement
for
each
unit
at
the
plant
and
any
plans
for
additional
units
at
the
plant;
7)
Mutory
of plant
shutdowns: and,
8)
Planned, emergency.
and
project.d shutdowns with
frequency
and
duration.
b)
Description
of
Method
for
Heat
Dissipation
1)
Type
of
system
used
(once’through.
mechanica~
draft cooling
towers,
etc.)
in
narrative
form,
and.
2)
Summary information on
temperature
of
discharge
to receiving
waters
in
narrative form
a)
Plume
Studies
11
Actual
plume
studies
in
the
last five
years
corre~
lated with
plant
operation
and meteorological
con-
ditions,
2)
Theoretical plume
studies
for
all
four
seasons
for
typical and
worst case conditions.
Worst case condi’
t.ions
shall be identified
as
worst conditions of plant
load
factor.
precipit.atiorl.
ambient
water
tern
perature,
air
temperature;
such
studies
shall
conS
sider the frequency
of
occurrence
and
their
joint
probabilities
of occurrence;
and
3)
Theoretical
plume studies which identity
isotherrns
at
3°Fahrenheit
(1.70
Centigrade’
inter~’alidown
to
ambient
temperature
indicating
three
dinten
aional
effects
d~
The discharger shall
satisfactorily demonstrate
that
dis-
charges
from
that
source
have
not
caused and cannot
be
reasonably
expected
to
cause
significant
ecological
damage
to
the
receiving
waters,
including
but
not
limited
to:
1)
Biological studies
in
the last
five years
on receiving
waters,
including
species
studied.
location
of
studies,
and
conclusions
reached, including
conclu.
mona as
to
both
the
lethal
and
sublethal effects
of
the thermal
discharge;
2)
The
impact
on other animal
life twlldfowl.
amphibi.
ans. etc.)
in
the
area
as a result
of the thermal di~
charge;
3)
Secondary Considerations
Al
Possible
and
known
impact
on
recreation
from
thermal
discharges,
and
B’
Management
practices
employed
or
planned
in
order
to
limit the
effect
of
any
environ
mental
harm
established
under
paragraph
Id’
above.
4)
The
required
showing
in
this
paragraph
‘d
may
lake
the
(attn
of
an
acceptable
and
still
accurate
SUBTITLE A: GENERAL
PROVISIONS
CHAPTER
1:
POLLUTION
CONTROL BOARD
Petition
Requirements
for
Petition
Parties
Recommendation
Notice
and Nearing
Transcripts
Opinion and Order
S.etlon
106.101
106.102
106.103
106.104
106.1
05
106.106
106.107
Section
306.201
106,202
106.203
106.204
SUBPART
C:
SULFUR
DIOXIDE DEMONSTRATIONS
Section
106.30)
Petition
106.302
Requirements
for Petition
106.303
Parties
r4
Recommendation
305
Notice and Hearing
.306
TranscrIpts
21
92—171

final environmental
impact statement or pertinent
proviaions
of
environmental
assessments
used
in
the
preparation
of the
final
environmental
impact
statement.
or
may
take the
form of
a showing
pur
suant to
Section 304.141(c’
or Section 3O2.2l11j1.
SectIon 106.103
Parties
The Agency shall be joined
as a
party
in
any
bearing pursuant
to
this
Part.
SectIon
106.104
Recommendation
5)
Within
sixty days
of the
filing of
the
petition. the Agency
may
make
a
recommendation
to
the
Board
as
to
the
ecological
impact
of
the
thermal
discharges
from
peti.
tioner’s
source
upon
the
receiving
waters.
Such recoin~
utendation may
include.
1~
A description of
the efforts made
by
the
Agency in
conducting
its revie~,
2i
The
Agency~sconclusion
as
to whether
discharges
from
the
source
have caused
or can
reasonably
be
expected
to
cause
significant
ecological
damage to
the receiving
waters,
3)
The
factual
basis
for the
Agency’s conclusion.
4)
Any
corrective measures which the Agency
recom-
mends
be
taken
and
the
recommended time
period
for
irnplementatior.
of such
measures,
and
5~
The Agencys concluilon
of what
disposition should
be
made
of the petition
b~ The
Agency
shall
serve
a
copy
of
itS
recommendation
upon
petitioner
personally
or
by
First
Class
Urnted
Lutes
mail,
and
ten
copies shall
be
filed with
the
Cleric
with
proof
of
service
Filing of
a
recommendation
by the
Agency
beyond
the sixty’day period
shafl
be
grounds for
the Board
to postpone
consideration
of the
petition
to
a
date
which will
allow
reasonable
time
to prepare.
C1
The petitioner
or any other
person
may
file
a response
to
the Agency recommendation within
14
days
with proper
notice
given
to
the
Board
and the
Agency
Section 106.105
Notice
and
Hearing
a’
The Clerk shall give
notice
of
the
petition
and
hearing in
accordance
with
Part
103
The
proceedings
shall
be
in
accordance
with
Part
103
However,
the
Part
203
requirements
as
to the county
in
which
the hearing
is
to
be
held
shall
be
inapplicable
b’
In
a
hearing,
the
burden
of
proof
shall be on
petitioner.
Ci
The
record
from
any
proceeding
pursuant
to
Section
302.21j’
or
Section 304 14’c,
in
which
the
source
which
is
the
subject
of
the
Section
302 211
If
hearing
was
a
party.
shall
be incorporated into the
record of the
Section 302.2’f’
hearing
Section 106.106
Transcripts
a
in
any
proceeding
brought
pursuant
to
Section
302.2)1
if,
the
petitioner
at
its own
cosi
shall
furnish to
the
Board
within
15
days
following the completion of the
hearing
seven
legible
copies
of
a
complete
stenographic
transcript of
the
proceedings of
the
hearing
b’
Upon
petition
and
good
cause
shown,
the
Board
ma’.
assume
such
cost
Section 106.i0~
Opinion
and
Order
a)
Subsequent to hearing, the Board shall prepare
a
written
Opinion
and
Order, which shall
include.
1)
Findings of
fact,
with references
to principal
sup.
porting items
of evidence
in the
record.
2)
The
Board’s
final determination
as
so whether di,-
charges
from
the
source
have
caused
or
can
reasonably
be expected
to
cause significant
ecologi’
cal
damage to
the
receiving
waters;
and
3)
Any
corrective
measures
the
Board
finds
appropri’
ate-
b~ If the
Board
requires corrective
measures
to be
taken. it
may
require
the
posting
of
sufficient
performance
bond
or
other
security
to
insure
the
implementation
of
such
corrective
measures within the
tsme
prescribed.
a1
The Clerk
shall
publish the Opinion
and Order
with
the
vote
of
each
Board
Member
recorded
and
shall
not
ifv
petitioner
of such
Opinion
and
Order,
SUBPART
B: ARTIFICiAL COOLING
LAKE
DEMONSTRATIONS
Section 106.201
PetItion
A hearing pursuant to
351)1.
Adm
Code 302.2l’j’.
shall
be
corn’
uienced
by filing
a
petition for
a
determination
ofspecific
t
her
trial
standards
pursuant
to
Section
3O2.211’j’S.
At
the
time
such
petition
is
filed.
the petitioner
shall
iubmii to the Agenc~
and
to the Board
an’.
reports
or other evidence which
it
plans to
introduce in
support
of
said petition.
Section
106.202
Notice
and Hearing
22
5)
The Clerkshall
give notice of the
petition
and hearing
in
accordance
with
Part
103
The
proceedings
shall
be
in
accordance
with
Part
103. except is
otherwiie
provided
herein.
b’
in
a
hearing-
the
burden
of
proof
shall
be
on
the
peti-
tioner
c’
intervention
shall
be allowed
by
any party
in accordance
with Section
103.142. except
that such
intervention shal’
not
be
limited
by
subsections
103 142
a’’ 1
arid
103.l42’a~’2
Section 106.203
Transcripts
a1
In
any
proceeding
brought
pursuant
to
Section
302.21
‘j’.
the
petitioner at its
ow-n cost
shall
furnish
to
the
Board within
15
days
following
the completion of the
bearing
seven
legible
copies
of
a
complete stenographic
transcript
of the
proceedings of the hearing
bi
Upon petition
and
good
cause
shown,
the
Board
ma~
assume
such
Cost.
Section
106.204
Effective Date
This Subpart
B shall
apply
to petitions filed
subsequent to April
1. 197~.
SUBPART
C: SULFUR DIOXIDE
DEMONSTRATIONS
Section 106.301
Petition
jI
A
hearing pursuant to Rule 2O4-e’~3of the Air
Pollution
Control
Regulations.
Chapter
2
iso be
codified
as
Subtitle
92—172

B,
Chapter I) of the Board’s Rul.. and Regulations,, shall
be
commenced
by
filing
a
petition
for
a
Rule
204(e)(3~
hearing with
the
Agency
and
by
filing ten
copies
with
the Clerk of the Board-
b)
At
the time of filing of its petition. petitioner shall sub.
mit to the
Agency and to the Board
any reports
or
other
s’vid.nce in accord
with Section 106.302.
c)
Petitioner
shall ensure that the procedural rsqwrementa
.(40
CFR Sec.
51.4
(1977) ar. met. At
)maat 30 days prior
to the date of the bearing, petitioner shall:
1)
Give
notice
to
the public
by
prominent
advertise
mont
in
the Air Quality
Control
Region affected
announcing the date,
time and
place of such
bear.
ing,
2)
Make
available
a
copy
of
the petition
for public
inspection in
at
least
one location in the AirQuality
Control
Region
in
which
the
source
is
located;
3)
Notify
the
Administrator of the
US.
Environmen.
Sal
Protection
Agency
(through
the
sppropriate
Regional Office);
4)
Notify
each
local
air
pollution
control
agency
located within the
aforementioned
Air Quality Con’
trol
Region;
6)
Notify, in the case
of
art
inter-state
Air Quality
Con-
trol
Region.,
any
air
pollution
control
agencies
of
other
states
included,
in
whole
or
in
part,
in
the
Region.
(Source.
Amended
4
III.
Reg
2,
page
186.
effec:ü~eDecember
27,
19791
sectIon 106.302
RequIrements for Petition
The
petition
shall
include
but
not
be
limited
to
the
following
information:
a1
An
explicit
statement
of
the
site’specific
emission
limitation
(in
pounds of sulfur
dioxide
per
million
btu
actual
heat
input
and
total
pound,.
of
sulfur dioxide per
hour)
which is
proposed for
the
facility.
b)
Emission Sources
Description
1)
The
diameter,
height,
exit
gas temperature,
and
exit
gas
velocity
for
all
stacks
or
vents
through
which
sulfur
dioxide
is
emitted
into
the
atmosphere;
2)
A
description
of the fuels
used
including type, ulti-
mate
analysis,
sulfur
content,
and
~*at content;
3)
A
description of
the
type of
fuel
combustion equip’
ment including method of firing
and size
(in
million
btu per
hour
capacity);
4)
A
topographic
map of
terrain within 30
miles of the
emission
source(s);
5)
A specific description of the location of the
emission
Sources,
including
a
plot
plan.
6)
A
specific
description
of
the
operating conditions
which
produce
maximum
sulfur
dioxu~eemissions
ct
A
summary
of any and
all ambient air quality
data col-
lected
by
the
owner
or
operator
of
the
source(s)
since
January
2,
1973
The
summary
shall
include
annual
averages.
maximum
and
second.highest one-hour.
three
hour.
and
24-hour
averages
(or
each
month,
and
the
number
of time, the
thr.e’hour and 24hour
sulfur
diox’
ide
standards were
exceeded during each
month.
d)
A summary of any
and all metiorolog~ca1data
collected
by the owner or operstw of the sow’ce(a1
since January
1.
1973. if
such
data
are
used in
the
development
of
the
mt.-spocthc smiaaioea
standard~
•)
A complete description of and justification
for
all diaper.
sines
models and plume rise equations
which
were
used to
developthe site-specific ,miasion limitation including
all
aod.l .quatiorss.
1)
Adsscrlptioeso(andjustificationfortheuaeofalldata
which
were Inputs to the
dispersion and
plume
rise
for’
mulae used to
establish
the
site.specific
emission
stand’
aid.
The description
and
justification
shall
cover,
as
a
minimum, the following input data;
1)
Stack
diameters,
stack
heights.
exit
gas
tem-
peratures, and
exit
gas velocities
for
all stacks
and
vents emitting sulfur
dioxide
at the subject
facility
as well
as
for any
other
sources of sulfur
dioxide
which
were modeled;
2)
All
sulfur
dioxide
emission
sources
which
were
modeled;
3)
All
meteorological data.
g)
Calculated
maximum
groursd.level
concentrations
using
the following method. or
such
other method
(or xnodifica-
gion
of the
hereinafter
stated
methodl
which
the
pett~
tinner
proves
to
the
satisfaction
of
the
Board
to
be
acceptable.
1)
Selection
of
simulation model:
A)
Gaussian
model,
which
allow
the
input
of
hourly
meteorological
data
shall
be
used
which
are
appropriate
for the
specific
loca-
tion
and
type
of
source(s)
in
question
5)
Dispersion
models
presented
in
‘Guidelines
on Air Quality
Models” (EPA.450’27S~02~..
as
amended
from
time
to
time,
or
those
deemed
by
the
Board
to
be
equivalent
to
these
models
shall
be
used
(or detailed
air
quality
studies.
2)
Selection
of
meteorological
data
and
stack
perameters:
A)
The
most
recent
five
years of
hour.by.hour
meteorological
data
reasonably
available.
including
wind
speed,
wind
direction.
atmospheric
stability, mixing height
and sur-
face
temperature
shall
be
used,
unless
the
petitioner
demonstrates
that
one
of the
five
years causes substantially hither
concentra
tions
than
the
other
four,
in
which
case
detailed
analyses
conducted
for
only
that
‘worst
case”
year
would
be
acceptable.
Not
-
withstanding
the previous sentence.
one year
of on’site
data
may
be
used
in
lieu
of
the
5-
year
data requirement.
B)
Data
shall
be
from
the
nearest.
representa-
tive. quality
controlled
meteorological col-
lecting site
C~
Stack
parameters
(including
emission
rate.
stack
height,
stack
diameter.
exit
velocit’..
and exit temperature1
shall reflect the max,-
mum
operating rate
for comparison
with the
24-hour and
3-hour sulfur dioxide
standards
23
92—173

3)
Receptors.
A)
Receptors
shall
be
located
so
as
to
ensure
that
the
source’s
maximum
impact
is
detected-
5)
The determination
of the
receptor
grid
shall
be
fully documented in
the
modeling
study.
4)
Special conditions:
A)
All
special
conditions
which
may
affect
the
dispersion
of
the
effluent
plume.
including
local
terrain
effects
and aerodynamic
down.
wash,
shall
be
considered
in
the
modeling
study.
B)
If
terrain
is a
factor
in
the
vicinity
of
the
source,
a
model
capable
of handling variable-
height
receptors shall
be used.
Ci
If the
computed
height of
the
effluent plume
is
teas
than
2.5
times
the
height
of
nearby
buildings
or
local
obstructions,
aerodynamic
downwash
shall
be
studied
and
considered
as
a
possible
fact-or in the
dispersion
of
that
ef-
fluent
5)
Determination of violation:
The
determination
of
whether
an
applicable
air
quality
increment
or
standard
is
being
violated
shall
be
based
on the
second
highest
predicted con-
centration
over
the
receptor
grid
for
short-term
averaging
times and
on
the
highest
predicted
con-
centration for annual
averaging times
However, if
only
one
year
of meteorological
data
is
used
in
the
short .term analysis.
then
the
highest‘predicted
con-
centration
may
be
compared
to
the
applicable
standard
to
determine
whether
$
violation
has
occurred
6’
Other sources:
Effects of other
sources
of sulfur
dioxide
shall
be
taken
into
account
in
the
modeling
study
-
A)
An
acceptable
method
is
to
estimate
the
“background”
from
monitoring
data
which
has
been
subjected
to adequate
quality
con-
trol
where
available
When
monitored data ~
used.
the
background
shall
be
estimated
using
monitoring
day-s
with
meteorological
conditions
iimil&~
to
those
identified
as
“worst
case”
(or the
source
in question
5!
If
monitoring
dat-s
is
not available,
then all
sources of sulfur dioxide
having a
significant
impact in the area of the
source’s
impact area
ihall
be
used
in
the simulation
model
There
sources
of
sulfur
dioxide
shall
also
be
modeled
at
their maximum
allowable emis-
sion
rate
for
any
studies
addressing
24’hour
or
3’hour averaging
times.
hi
Estimates
of
the
frequency.
characteristics,
probable
time
of
occurrence,
and
duration
of
the
meteorological
conditions
associated
with
the
maximum
ground-level
concentration
of
,ulfur
dioxide
to
which
the
facilit~
under
atud~contributes
A description of
the technique’
used
in arriving
at
the
abc~e
estimates
shall
be included
•‘
Background
concentrations
which
were
determined
for
all
meteorological
conditions
required
to
be
examined
under
subsection
Ig)
and
for any
other
meteorological
conditions considered
in the development of the alterna-
tive
standard.
j)
A description of the method
that
was
used
to determine
background
sulfur dioxide
concentrations
in the
vicinity
of the
subject facility
for each
of the meteprological con-
ditions required
to
be
examined
under
subsection
(g
‘and
for
any
additional
meteorological conditions
considered
in developing
the
alternative standard.
k)
Am
evaluation
and
calibration
of
the dispersion model
if
air
quality
monitoring
data
were
available
to
perform
such evaluation and calibration.
Wosjrce: Amended
4
IlL
Reg.
2.
page
186,
effectwe
ZM’vrnber
27,
2979i
Section 106,303
Parties
The
Agency
shall
be a
party
to
any
hearing
held
pursuant
to
Rule
2O4teU3)
of the Air Pollution
Control
Regulations
~Source- Amended
4
III
Reg
2,
page
186,
effec:we
De,~’ember
27.
1979.’
Section
106.304
Recommendation
at
Within
90
days
of
the
riling of
the
petition
the
Agency
shall make
a
recommendation
to the Board
as
to
the pro
posed
site’specific emission
limitation.
Such
recommen-
dation may include
the
lollow-ing
1~
A
description
of
the efforts made by
the Agency
in
conducting
its
review:
2’
The Agency’s conclusion as
to whether the proposed
site’specific emission limitation
is
adequate
to pre
vent
violations
of
the
Primary
and
Secondary
Sulfur
Dioxide Ambient Air Quality
Standards.
31
The
Agency’s
conclusion
as
to
what
disposition
should
be
made of the petition
b’
The
Agency
shall
serve
a
copy
of
its
recommendation
upon petitioner.
and
ten
copies
shall
be
filed
with
the
Clerk
with proof
of
service
ct
The petitioner or any other person
mat’
file
a
response
to
the Agency
recommendation within
14
days with
proper
notice
given
to the
Board
and
the
Agency.
($ource.
Amended
4
Iii
Reg
2.-page
186. effecnt’e
December 2’.
1979’
Section
106.305
Notice
and
Hearing
~1
The Clerk shall give notice of the
petition
and
hearing
in
accordance
with
Part
103
The
proceedings
shall
be
in
accordance
with
Part
103
The hearing shall
be
held
in
the
county
in which
the
source
is located
b’
In
a
hearing,
the
burden
of
proof shall
be
on
the
peti-
tioner
(Sou’rr
Amended
4
Ii!
Reg
2. page
186,
efferlir’c
Derem her
27.
15i79i
Section
106.306
Transcripts
a’
l.~any
proceeding
brought
pursuant
to
this
Part,
the
petitioner
at its own
cost shall furnish
to the
Board
with
in
15
day’s following
the completion
of the
hearing
seven
24
92—174

legible
copies
of a
complete
stenographic
~‘s.nacript
of
the
proceedings of the
bearing.
b)
Upon
petition
and
good
cause
shown,
the
Board
may
assume
such cost.
~oisrce:
Amended
4
IU
Rq.
2,
page
186,
effective
December
27,
1979
APPENDIX
OLD
RULE NUMBERS
REFERENCED
The following
tabk
is provided to aid in referencing old Board rule
*irnsbers
to section
niunbera p1~rsuaiu
so codi/Icazion.
Chapter
1:
Procedural
Rules
*5111. Adnt.
Code
Parts
101.107
Part VI:
Hearing. Pursuant to
Part
106: HearIngs
Specific
Rules
Pursuant to
Specific
Rules
Rule
601
Section 106.101
Rule
602
Section 106.102
Rule 603
Section
106.103
Rule 604
Section
106.104
Rule 605
Section
106.105
Rule 606
Section
106.106
Rule 607
Section
106.107
Rules 608.610
Reserved
Deleted
Rule
611
Section
106.20)
Rule
612
Section
106.202
Rule
613
Section
106.203
Rule
614
Section
106.204
Rules 615.620
Reserved
Deleted
Rule
621
Section
106.301
Rule
622
Section
106.302
Rule
623
Section
106.303
~ule 624
Section
106.304
~le
625
Section
106.305
nule
626
Section
106.306
Rules
62’l.629
Reserved
Deleted
25
92—175

PART
107
SANCTIONS
References
Consequences of Refusal to Comply
With
Procedural Rules or Orders of
the Hearing
Officer
or
Board
Appendix
Old Rule Numbers Referenced
A U7WORJTY: Authorized
by
and
usspknwnting
Section
26
of the
Illinois
Enuironnseraal
Protection
Act
(ILL Re~.
Suzt
1979.
cia. Ill
1/2, par.
1026;.
.9)URCE; Filed with Secretary
of
State Jarw.cry
1,
1978,
codified
6
ilL Rq
8357.
Section
107.100
References
Unless
the
contrary
is
clearly indicated, all references to“Parts”
or
“Sections”
are
to
Illinois
Administrative
Code.
Title
35
Environmental
Protection
For
example.
“Part
309”
is
35
111
Adm
Code
309.
and
“Section
309.101”
i.
35
III.
Adrn.
Code
309.101.
Section
107.101
Consequences of Refusal to Comply with
Procedural Rules or Orders of the
Hearing Officer or
Board
at
if a
party
or person
refuses
to
answer
any
question
pro.
pounded
at
deposition, the
deposition
shall
be
completed
on
other matters
or
adjourned.
as
the
proponent
of the
question
may
prefer. Thereafter,
on notice to all
persons
affected
thereby.
the
proponent
may
move
the Hearing
Officer for
an
order compelling
an answer. Ifs party
fails
to answer
any
interrogatory
served
upon
him,
the
propo.
nent of the interrogatory
may
on
like notice move for
an
order
compelling
an answer. If the Hearing Officer finds
that
the
refusal
or
failure
was
without
substantial
justification.
the Hearing Officer
shall
require
the
per-
son to answer.
When
the
Board
or
the
Hearing
Officer
orders
the
person
to
answer
under
Sections
102.140
or
103.16
and the
Board
finds that the refusal or failure to
answer
was without substantial
justification, the Board
may
require the offending
person to pay
to
the
aggrieved
party the
amount of the
reasonable
expense; incurred
in
obtaining the
order. Ifs
motion
to answer
is denied
and
the
Board
finds that
the motion
was made
without
sub
stantial juatification.
the
Board
may
require
the moving
party
to
pay
the
refusing
party
the
amount
of
the
rsasoriable
expenses
incurred
in opposing
the motion
b)
If s party. after
being
served with a request
to admit the
genuineness of
any
documents
or
the troth
of
any
mat-
ters of fact, serves a
sworn
denial
thereof.
arid if the
par.
ty
requesting
the
admissions
thereafter
proves
the
genuineness of the
documents
or the
truth
of the matter
of fact. he
may apply to the
Board for
an order
requiring
the
other
party
to
pay
him
the
reasonable
expenses
incurred in making
the proof
c1
If
a
party
or any
person
unreasonably
refuses
to
comply
with
any
provision
of
the
Board’s
Procedural
Rules
or
fails
to
comply
wth
any
order
entered
under
this
Chapter. including
any
subpoena
issued
by.
the
Board
oi
Hearing Officer on
any
witness, the
Board
may enter.
ir
addition
to
remedies
elsewhere
specifically
provided.
such
orders
as
art
just
including,
among
others,
the
following:
1)
That further
proc.eding
be stayed until
the
order
or rules
are
complied
with,
except that if
the
pro-
ceeding
is
on
a
petition
for
variance
or
permit
denial
appeal,
such
proceeding
shall
be
dismissed
prior
to the
90th
day
after
the
petition
was
filed.
2)
That the
offending
party
be
debarred
from
filing
any other
pleading
relating to
any
issue
to which
the refusal or failure
relates;
3)
That
the offending
party
be
debarred
Irom
main~
taming
any
particular
claim, counterclaim, third-
party
complaint, or defense
relating
to
that
issue.
4)
That a witness be barred (ruin testifying concerning
that
issue;
5)
That,
as
to claims or
defense
asserted in
any
plead
ing
to which
that
issue
is
material,
a
judgment
by
default
be
entered
against
the
offending party
or
that
his suit
be
dismissed with or without prejudice.
6)
That
any
portion of
the
offending party’s pleadings
relating
to
that
issue
be
stricken
and.
if thereby
made
appropriate,
judgment
be
entered
as to
that
issue.
dl
The
Board
or the
Hearing
Officer
may-
order
that
infor.
niation
obtained through abuse of
discovery
procedures
be suppressed. If
a
party wilfully obtains
or attempts
to
obtain
information
by
an
su’iproper
discovery
method.
wilfully
obtains
or
attempts
to
obtain
information
to
which he
is
not entitled, or other-wise
abuses these disco’
cry rules,
the Board
may
enter
any
order
provided
for
in
this
rule.
APPENDIX
OLD RULE
NUMBERS
REFERENCED
The
following
table
is
proi.’idcd
to
aid
in
referencing old
Board
njkrwnibers to section
ausnhers pursuant
to codification
35111.
Adm.
Code
Parts
101’107
Part
107:
Sanctions
Rule
701
Section
107.101
TITLE *5: ENVIRONMENTAL PROTECTION
SUBTITLE
A: GENERAL PROVISIONS
CHAPTER
I:
POLLUTION
CONTROL BOARD
Section
107.100
107.101
Chapter
1: Procedural
Rules
Part Vii: Sanctions
26
92—176

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