ILLINOIS POLLUTION CONTROL BOARD
April
25,
1991
IN THE MATTER OF:
)
PETITION OF PEORIA DISPOSAL
)
AS 91-3
COMPANY FOR ADJUSTED STANDARD
)
(Adjusted Standard)
FROM 35 ILL. ADM. CODE 721
)
SUBPART D.
)
ORDER OF THE BOARD
(by B.
Forcade):
On April
9,
1991,
Peoria Disposal Company filed a document
purporting to contain confidential or trade secret information.
The Board will temporarily provide full confidential protection
to the document.
However, the filing does not comport with Board
procedural rules. Protection from public disclosure can be
afforded to two categories of information: non-disciosable
information, and trade secrets.
Board regulations at 35
Ill.
Adm. Code 101.160 to 101.161 provide for protection of non-
disciosable information and
35 Ill.
Adm. Code Part 120 provides
for protection of trade secret information.
The process and
procedures are very similar for both types of information and
will be discussed interchangeably in this Order since the Board
is not certain which process the Petitioner wishes to invoke.
To invoke such protections the petitioner must comply with
two initial filing requirements.
First, the Petitioner must
submit one copy which contains the protected information and
multiple copies of the
same document with the protected
information expunged.
The full copy will be placed in the
Clerk’s security files, the expunged copies will be placed
in the
Boards public files.
This process is described at 35 Ill.
Adm.
Code 120.305:
Section 120.305
Owner’s Responsibility to
Mark Article
a)
Where an entire article
is claimed
to
represent
a
trade
secret,
the
owner
shall mark the article with
the words “TRADE SECRET” in red ink
on the face or front of the article.
b)
Where less than an entire article is
claimed to represent a trade secret,
the owner shall:
1)
Mark the article with the words
“TRADE
SECRET”
in
red
ink
on
the
face
or
front
of
the
121—669
2
1)
Mark the article with the words
“TRADE
SECRET”
in
red
ink on
the
face
or
front
of
the
article;
2)
Indicate on the face or front
of the article which page, part
or portion
of
the
article
is
claimed
to
represent
a
trade
secret;
3)
Mark
every
page,
part
or
portion of the article which is
claimed
to
represent
a
trade
secret
with
the words
“TRADE
SECRET;” and
4)
Furnish
the
agency
with
a
second
copy
of
the
article
which
is
marked
pursuant
to
paragraphs
(1)
and
(2)
of this
subsection and from which the
page,
part or portion
of the
article
which
is
claimed
to
represent
a
trade
secret
is
deleted.
The second part of the process involves submitting a
document which justifies the claim of protection being asserted
by the Petitioner.
This document will be subject to public
review.
Generally,
the process
is described at 35 Ill. Adm. Code
101.161(b), as follows:
b)
Material will be stamped “Not Subject to
Disclosure” only upon written application
at
the
time
the
material
is
filed.
Procedures governing the identification
and protection of trade secrets are found
in 35 Ill. Adm. Code 120.
An application
for non—disclosure other than pertaining
to
trade
secrets
shall
contain
the
following:
1)
Identification of
the precise
material, or parts of material,
for
which
non—disclosure
is
sought;
2)
Indication
of
the
particular
non—disclosure
category
into
121—670
3
which the material falls;
and
3)
A
concise
statement
of
the
reasons
for
requesting
non-
disclosure.
The
application
shall be verified by affidavit
and contain such information as
will
inform the Board
of the
nature
of
material
for which
non—disclosure
is
sought,
the
reasons why non—disclosure
is
necessary,
and the number and
title
of all persons
familiar
with such information, and how
long
the
material
has
been
limited from disclosure.
The Application for non-disclosure pursuant to Section l0l~l6l
or
for trade secrets, the claim letter pursuant to Section
120.201(a) (1)
must be open to public inspection.
See Section
120.325.
Absent a waiver by the claimant, filing the application
for non—disclosure or claim letter invokes a process of
determination to adjudicate the claim.
For trade secrets the
time limit of this determination process is
10 days,
unless
extended. See Section 120.225.
The Board encourages the Petitioner to seek conditional
protection for the documents submitted.
Under this procedure the
Petitioner must specifically waive a final decision on the
protection status of the material.
The Board will protect the
document until a final decision in the proceeding is rendered and
then return the protected material to the Petitioner.
The
process
is described at 35 Ill.
Adin. Code 101.161(c)
“...The
Board may enter conditional non—disclosure orders allowing
withdrawal by the applicant of the material covered by such
order, at which time the Board’s ruling on the application shall
be based on the record excluding the material so withdrawn.”
Absent this waiver, the filing of a claim letter orjustification
will obligate the Board to expeditiously adjudicate the
protection status of the claimed material.
Since the filing by Peoria Disposal Company did not comport
with Board regulations
(it did not contain a claim letter or any
waiver of the obligation to make a trade secret determination),
the Board will require filing of an amended petition for
protection.
Such filing must be made within 21 days of the date
of this Order.
IT IS SO ORDERED
121—671
4
I, Dorothy
~.
Gunn,
Clerk of the Illinois Pollution Control
Bo~rd,hereby certify that the above Order was adopted on the
~
day of
~
,
1991, by a vote of
7—0
Control Board
12 1—672