1
    1 BEFORE THE ILLINOIS POLLUTION CONTROL BOARD
    2
    3
    4 In the Matter of: )
    5 )
    Amendments to 35 Ill. Adm. Code)
    6 302.105; Proposed 35 Ill. Adm. ) R-01-13
    Codes 303.205, 303.206 and 35 )
    7 Ill. Adm. Codes 106.990 through)
    106.995 )
    8
    9
    10 TRANSCRIPT of PROCEEDINGS held in the
    11 hearing of the above-entitled matter, taken
    12 stenographically by TERRY A. STRONER, CSR, before
    13 MARIE E. TIPSORD, hearing officer, at 100 West
    14 Randolph Street, Room 9-040, Chicago, Illinois, on
    15 the 6th of February, A.D., 2001, at the hour of 9:30
    16 a.m.
    17
    18
    19
    20
    21
    22
    23
    24

    L.A. REPORTING (312) 419-9292
    2
    1 A P P E A R A N C E S:
    2
    3 HEARING TAKEN BEFORE:
    4
    5 Illinois Pollution Control Board,
    100 West Randolph Street
    6 Suite 11-500
    Chicago, Illinois 60601
    7 (312) 814-4825
    BY: MS. MARIE E. TIPSORD
    8
    9 ILLINOIS POLLUTION CONTROL BOARD MEMBERS
    10
    11 Mr. G. Tanner Girard
    12 Mr. Ronald Flemal
    13 Mr. Nicholas Melas
    14 Mr. Anand Rao
    15 Ms. Marili McFawn
    16 Ms. Alisa Liu
    17
    18
    19
    20
    21
    22
    23
    24

    L.A. REPORTING (312) 419-9292
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    1 HEARING OFFICER TIPSORD: Good morning. My
    2 name is Marie Tipsord and I've been appointed by the
    3 Board to serve as a hearing officer in this
    4 proceeding entitled in the matter of Revisions to
    5 Antidegradation Rules 35 Ill. Adm. Codes 302.105,
    6 303.205, 303.206 and 106.990 through 106.995. The
    7 docket number is R-01-13.
    8 To my right is Dr. Tanner Girard, the
    9 lead board member assigned to this matter and to
    10 my immediate left is Dr. Ronald Flemal and to his
    11 left is Nicholas Melas, both of the board members
    12 also assigned to this proceeding and to Mr. Melas'
    13 left, Marili McFawn who has attended all of our
    14 hearings in this matter. To Dr. Girard's right is
    15 Alisa Liu and we will be joined by Anand Rao from
    16 our technical unit.
    17 This is our third hearing to be held in
    18 this proceeding and today will be devoted to hearing
    19 prefiled testimony of the Illinois Environmental
    20 Regulatory Group, the environmental groups
    21 represented by Albert Ettinger and David L. Thomas
    22 on behalf of the Illinois Department of Natural
    23 Resources.
    24 As you may know, the Board denied motions

    L.A. REPORTING (312) 419-9292
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    1 to strike Mr. Thomas' testimony at the Board's
    2 February 1st, 2001, meeting. Copies of that order
    3 are available here at the front of the room and I
    4 will also note that yesterday the Board received a
    5 response to those motions filed by the Agency that
    6 was filed on February 2nd, it was actually filed
    7 after the Board denied the motions. As the response
    8 is moot by the fact that we denied the motion, we
    9 urge the Agency to raise any of the relevant issues
    10 contained in that response in its public comments
    11 filed after the hearing.
    12 On February 1st, 2001, the Board also
    13 received prefiled testimony of Brett J. Marshall on
    14 behalf of Dynergy Midwest Generation, Inc. On
    15 February 2nd we received a fax indicating that Mr.
    16 Marshall would not be able to attend this hearing.
    17 I just wanted to check on the record to see if Mr.
    18 Marshall, in fact, is not here today, and I see that
    19 he is not, therefore, we will move his prefiled
    20 testimony into the record as a public comment and it
    21 will be so numbered and docketed.
    22 Also, Mr. Ettinger prefiled questions for
    23 the Agency. They are not scheduled to testify today

    24 and in addition, the Board may have some questions.
    L.A. REPORTING (312) 419-9292
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    1 If the Agency wishes to address the questions on the
    2 record today, I will allow them to do so as time
    3 permits. Otherwise, we ask the Agency to address
    4 the questions in any public comments that may
    5 follow.
    6 We will have the testimony taken as if
    7 read and allow for a brief summary of the testimony.
    8 I will mark the prefiled testimony as an exhibit
    9 unless there is an objection. We will begin with
    10 the testimony of the Illinois Environmental
    11 Regulatory Group. There were no prefiled questions
    12 directed to them, however, I will allow questions to
    13 be asked for a brief time after their presentations,
    14 if there are any. Next the environmental groups
    15 will present their testimony and answers to the
    16 prefiled questions submitted to them by the Illinois
    17 Environmental Regulatory Group. It's my
    18 understanding that Mr. Ettinger has prepared written
    19 answers and will have those for us then. I will
    20 allow follow-up to those questions by any person and
    21 I will also allow for additional questions to be
    22 asked for a brief time, if there are any. Finally,

    23 Mr. Thomas will testify and answer prefiled
    24 questions addressed to him. Again, I will allow for
    L.A. REPORTING (312) 419-9292
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    1 additional questions to be asked for a brief time if
    2 there are any.
    3 Anyone may ask a question, however, I do
    4 ask that you raise your hand and wait for me to
    5 acknowledge you and after I have acknowledged you,
    6 please state your name and who you represent before
    7 you begin your questions.
    8 Please speak one at a time. If you are
    9 speaking over each other, the court reporter will
    10 not be able to get your questions on the record.
    11 Please note that any question asked by a
    12 board member or staff are intended to help build a
    13 complete record for the Board's decision and not to
    14 express any preconceived notion or bias.
    15 Also, as time permits, we will allow
    16 anyone else who wishes to testify the opportunity
    17 to do so at the close of the prefiled testimony.
    18 I have placed the list at the front of the
    19 room for anyone who wishes to sign up. Also, there
    20 are sign-up sheets for the notice and service list
    21 and copies of the current and notice service lists

    22 are available. If you have any question about which
    23 list you should be on, please see me at a break and
    24 I will try and clarify that.
    L.A. REPORTING (312) 419-9292
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    1 At this time, I'd like to ask Dr. Girard
    2 if he wishes to add anything.
    3 MR. TANNER: Thank you, yes, I would. Good
    4 morning to everyone in attendance today. On behalf
    5 of the Board I welcome everyone to this third
    6 hearing on the proposed amendments to the Board's
    7 water antidegradation regulations.
    8 The Board greatly appreciates the amount
    9 of time and effort that many people have dedicated
    10 to this endeavour, including attendance at the
    11 hearings as well as the testimony and written
    12 comments we've received. I can assure you that all
    13 of your contributions will be carefully considered
    14 by the Board. Thank you.
    15 HEARING OFFICER TIPSORD: Thank you. Does
    16 anyone else have -- all right. At this time we'll
    17 begin with the Illinois Environmental Regulatory
    18 Group and it's probably easiest if we just go ahead
    19 and swear you all in at once.
    20 (Witnesses sworn.)

    21 MS. HODGE: Thank you. Good morning. My name
    22 is Katherine Hodge and I'm with the law firm of
    23 Hodge & Dwyer. I'm here today representing the
    24 Illinois Environmental Regulatory Group. We have
    L.A. REPORTING (312) 419-9292
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    1 a panel of witnesses today and present with me first
    2 is Ms. Deirdre Hirner, she's the executive director
    3 of the Illinois Environmental Regulatory Group, to
    4 her right is Mr. Fred Andes, who is an attorney with
    5 the law firm of Barnes & Thornburg. To his right is
    6 Mr. Jeff Smith of Abbott Laboratories, right here is
    7 Mr. Bill Compton with Caterpillar, Inc., and
    8 Mr. Jay Rankin with Tosco Wood River Refinery.
    9 All of my witnesses did submit prefiled
    10 testimony with the exception of Mr. Rankin. He is
    11 here today not to offer testimony, but to answer
    12 technical questions as they may arise on some of
    13 the questions that others may have.
    14 As Mr. Tipsord had requested, we plan to
    15 go over just a summary of the prefiled testimony
    16 and then we would like to hold any questions until
    17 the conclusion of all the testimony, please.
    18 HEARING OFFICER TIPSORD: Yes, that's fine.
    19 MS. HODGE: And with that, Ms. Hirner.

    20 MS. HIRNER: I am Deirdre Hirner and I
    21 currently serve as the executive director for IERG.
    22 On behalf of everybody and its member companies, I
    23 want to thank the Board for the opportunity to
    24 testify today and to thank the Board for granting
    L.A. REPORTING (312) 419-9292
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    1 IERG's request to hold this third hearing.
    2 I would like to take this opportunity to
    3 briefly explain the proposed revisions to the
    4 Agency's proposal which were filed by IERG and which
    5 appears as Exhibits A and B to my prefiled testimony
    6 and to outline how we believe our revision to the
    7 Agency's language will address the concerns we
    8 expressed at the December 6th hearing and how we
    9 believe these will result in a clearer, more
    10 workable set of regulations to accomplish the goal
    11 of antidegradation.
    12 First, I will speak to our concern
    13 regarding the lack of a significance test to
    14 determine the need for a comprehensive
    15 antidegradation review. In this regard I would
    16 refer you to Section 302.105(c)(2)(a), which is on
    17 page three of IERG's Exhibit A. Our suggested
    18 revisions are based on the premise that some

    19 increased loadings are, by their nature, of such
    20 limited significance that they do not warrant a
    21 comprehensive antidegradation review. We do not
    22 suggest, as some parties might allude, that there
    23 are activities which require no review, rather
    24 IERG's proposed revisions suggest a tiered approach.
    L.A. REPORTING (312) 419-9292
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    1 Applicants for a new, renewed or modified permit
    2 would be allowed to request that the Agency make a
    3 significance determination as part of their
    4 application. The Agency would make its
    5 determination based upon the nature of the discharge
    6 and its potential impact upon the uses of the
    7 receiving water. If the Agency determined that the
    8 impact had the potential to be significant and to
    9 cause degradation, the applicant would then go
    10 forward to complete an analysis and evaluation of
    11 possible alternatives and establish that the
    12 proposed loading was necessary to accommodate social
    13 and economic benefit to the community at large,
    14 unless the Board determined through the appeals
    15 process that the Agency had erred in making its
    16 significant determination. Further, all of the
    17 information regarding the significance determination

    18 would be available for public review as it would be
    19 documented in the fact sheet included with the
    20 permit in the public notice process. We believe
    21 this tiered approach would promote the Agency's
    22 ability to focus their time and resources on those
    23 loadings that truly are significant, thus better
    24 protecting water quality.
    L.A. REPORTING (312) 419-9292
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    1 Second, there is a need for additional
    2 exceptions to individual antidegradation
    3 demonstration beyond those which are proposed by
    4 the Agency. In this regard, I would refer you to
    5 Section 302.105(d) at page 5 of IERG's Exhibit A.
    6 IERG is proposing minor revisions to those proposed
    7 by the Agency and is proposing six additional
    8 exceptions, including a de minimis. As stated in my
    9 December 6, 2000, testimony, we believe the absence
    10 of such exceptions would bog the Agency down in an
    11 endless review of permits that have virtually no
    12 environmental impact, robbing the Agency of
    13 resources necessary to review activities with
    14 greater potential for degradation. Along this line,
    15 we further believe the establishment of a de
    16 minimis, which the Agency indicated at the November

    17 17th hearing that it did not oppose the concept
    18 would allow the Agency to more effectively use its
    19 limited resources. As a case in point, I did a
    20 quick e-mail survey of our members yesterday. Of
    21 those members, 24 responded and of the 24 who
    22 responded we found 15 who had problems in obtaining
    23 their permits. Some of those 15 had waited two to
    24 three years after submitting their application to
    L.A. REPORTING (312) 419-9292
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    1 receive their final permit.
    2 Specifics regarding IERG's proposed
    3 revisions to the Agency's list of activities not
    4 subject to further antidegradation review will be
    5 addressed by Mr. Jeff Smith and Mr. Fred Andes who
    6 will speak to the other Region V state experiences
    7 with similar exceptions.
    8 Third, regarding IERG's concerns with
    9 up-front data submissions. We believe our proposed
    10 revision gives the Agency the ability to exercise
    11 discretion as to what information applicants must
    12 submit and we believe this is consistent with
    13 Mr. Frevert's testimony indicating the Agency's
    14 intended practices for implementing the rule.
    15 In this regard, while IERG understands that the

    16 proposed Part 354, the Agency's implementation
    17 procedure, is not before the Board in this
    18 proceeding, the Agency did submit it to the Board
    19 and it is relevant as it demonstrates the Agency's
    20 attended approach for implementing proposed Sections
    21 302.105 and 303.105. While we intend to provide our
    22 proposed revisions to Part 354 to the Agency, we
    23 believe the most significant revision should be at
    24 proposed Part 354.103 to provide that the applicant
    L.A. REPORTING (312) 419-9292
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    1 for a new, renewed or modified NPDES permit provide
    2 information only to the extent necessary and I would
    3 emphasize to the extent necessary for the Agency to
    4 determine that the permit application meets the
    5 antidegradation standard. Further, to ensure the
    6 Agency's ability to consider all information at
    7 its disposal when conducting an antidegradation
    8 review and again, consistent with Mr. Frevert's
    9 testimony at the November 17th hearing, that the
    10 Agency intends to consider information regardless
    11 of its source, IERGs has proposed a revision, a
    12 subsection 302.105(c)(2)(b) small three i on page
    13 five at our Exhibit A. This will allow the Agency
    14 to rely on its own data sources such as data or

    15 reports in its possession and on it's experience
    16 with factually similar permitting reviews when
    17 making its assessment of any proposed increase in
    18 pollutant loading.
    19 We believe exercising requests for
    20 information as proposed in IERG's revisions will
    21 provide the Agency with the information that it
    22 needs to complete a thorough and complete
    23 antidegradation assessment without placing an undue
    24 burden on the applicant to provide information that
    L.A. REPORTING (312) 419-9292
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    1 would not be helpful to the Agency in fulfilling
    2 it's obligation to make an antidegradation
    3 determination. Mr. Jeff Smith will further speak
    4 to this issue in his remarks.
    5 Regarding IERG's concern relative to the
    6 clarity of certain matters in the proposed rule,
    7 most significantly IERG has proposed a revision to
    8 302.105(c)(2) on page two of our Exhibit A to
    9 clarify that the minimum threshold to trigger an
    10 antidegradation review is an increase in pollutant
    11 loading that necessitates a new, renewed or modified
    12 NPDES permit with a new or increased permit limit.
    13 Our intent is to make it clear that the requirements

    14 for an antidegradation review do not apply to all
    15 loadings subject to a NPDES permit, which we believe
    16 could allow our review to be triggered absent any
    17 increase in loading and we believe our proposed
    18 revision more clearly articulates Mr. Frevert's
    19 testimony at the November 17th hearing when he
    20 stated the proposed rule would not apply
    21 and I quote where there is no proposed increase in
    22 any pollutant parameter activity.
    23 Finally, I would direct your attention
    24 to Exhibit B of my prefiled testimony. IERG's
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    1 proposed revisions to Part 303 dealing with
    2 outstanding resource waters. As I have indicated
    3 previously, IERG believes the designation of a
    4 surface water body as an ORW has the potential for
    5 profound economic impact, environmental restriction,
    6 and broad ramifications for surrounding property
    7 owners. Considering that such designation
    8 essentially carries with it a prohibition of
    9 future discharge not only to the designated segment,
    10 but potentially to tributaries too and up stream
    11 reaches of the segment. ORW designation is
    12 tantamount to land use regulation. We have given

    13 careful and serious information to Mr. Frevert's
    14 November 17th testimony when he offered that the
    15 ramifications of a decision to designate an ORW are
    16 fundamentally more significant than the
    17 ramifications of a typical adjusted standard or even
    18 a state-wide standard. We are setting an absolute
    19 prohibition on some activities and that was a quote
    20 from Mr. Frevert. Accordingly, IERG has proposed
    21 revisions to clarify the process by which an ORW
    22 designation would occur. First, we have proposed a
    23 revision to propose Section 303.205 to clarify that
    24 the process to petition the Board to designate an
    L.A. REPORTING (312) 419-9292
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    1 ORW is the adjusted standard procedure contained in
    2 Section 28.1 of the Act and Subpart D of Part 104 of
    3 Title 35 of the Illinois Administrative Code.
    4 We base this on the analogy between ORWs and Class
    5 III Groundwater, the designation of which takes
    6 place through an adjusted standard procedure. We
    7 believe this procedure provides a clear framework
    8 for both those who are seeking such a designation
    9 and those who would be affected by the designation
    10 than does the Agency's current proposal.
    11 Next, we believe our revisions clarify

    12 that the burden of proof in a proceeding to
    13 designate an ORW is on the person seeking the
    14 designation.
    15 We further believe our proposed revisions
    16 clarify the information that must be submitted in
    17 support of that designation and given the weight of
    18 the impact of an ORW designation on surrounding
    19 property owners and potentially on those owners
    20 upstream, IERG believes its proposed revisions
    21 appropriately requires the Board to find that the
    22 benefits of an ORW designation would substantially
    23 outweigh lost economic and social benefits before
    24 granting an ORW designation. Mr. Bill Compton will
    L.A. REPORTING (312) 419-9292
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    1 provide further remarks in this regard.
    2 With that, I would conclude my comments to
    3 summarize my testimony, although I would like to
    4 make a brief comment regarding Mr. Brett Marshall's
    5 prefiled testimony, particularly regarding DNRs
    6 statement in its testimony that there were no NPDES
    7 discharges permitted on any of the four streams it
    8 proposed for designation. Dynergy's Vermillion
    9 Power Station discharges into the Middle Fork
    10 Vermillion and further, Dynergy negotiated an

    11 agreement with the Department of Conservation, the
    12 predecessor Agency to the DNR and that negotiation
    13 in that agreement maintained a right to continue
    14 to operate, maintain and improve all its facilities
    15 existing at the time the agreement was negotiated
    16 and it allowed them to construct new facilities,
    17 including new ash ponds and additional water intake
    18 pump houses and if necessary a new bridge.
    19 We believe that this discrepancy calls to questions
    20 the reliability of DNR's information.
    21 I would now like to pass the opportunity
    22 to speak to Mr. Jeff Smith and I would be pleased to
    23 answer questions at the conclusion of the panels'
    24 comments.
    L.A. REPORTING (312) 419-9292
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    1 HEARING OFFICER TIPSORD: Thank you.
    2 MR. SMITH: Thank you. My name is Jeffrey
    3 Smith. I'm with Abbott Laboratories and Abbott is a
    4 member company of the Illinois Environmental
    5 Regulatory Group. This morning I'd like to discuss
    6 four issues pertaining to the Agency's proposed
    7 antidegradation rules, the first being a requirement
    8 that the applicant is responsible for providing all
    9 of the information in the permit application, the

    10 antidegradation application. The other three topics
    11 will pertain to additional exceptions that IERG is
    12 proposing to be included in Section 302.105(d).
    13 Proposed Section 302.105(c), which pertains to
    14 required information for the antidegradation review
    15 specifies the procedure by which the Agency must
    16 conduct an antidegradation review, this includes a
    17 reference to the Agency's proposed Part 354.103,
    18 which contains criteria for the kind of information
    19 that the Agency must consider when conducting such a
    20 review. As proposed by the Agency, Section
    21 302.105(c) coupled with proposed Part 354 mandates
    22 that the applicant for a new or modified NPDES
    23 permit proposing a pollutant load increase or
    24 seeking a Section 401 certification must submit all
    L.A. REPORTING (312) 419-9292
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    1 information required for the antidegradation review.
    2 This requirement does not take into account the fact
    3 that the Agency may already possess much of this
    4 information, particularly as relating to water
    5 quality data.
    6 Arbitrarily, requiring an applicant to
    7 provide all of the information required for
    8 antidegradation review would result in duplicative

    9 and wasteful efforts. For example, the Agency may
    10 already have at its disposal an extensive database
    11 of chemical or biological data for the water segment
    12 of interest. This most likely will be true for
    13 larger waterways. If the permittee were to be
    14 required to provide such information without
    15 consideration of whether the Agency already
    16 possesses it, this would at a minimum delay the
    17 application from going forward until the information
    18 was obtained by the applicant through other sources,
    19 such as a literature review or an actual sampling
    20 study of the receiving water. In either case, the
    21 ensuing effort would be wasteful as an extensive
    22 chemical or biological sampling study can easily
    23 cost from several thousand to several hundreds of
    24 thousands of dollars and take weeks or months to
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    1 complete. Under some situations, it's even
    2 conceivable that such additional expense or delay
    3 could undermine the project's viability.
    4 Additionally, any sampling investigation
    5 may only provide a snapshot of the current
    6 conditions as opposed to characterizing long-term
    7 trends or seasonal variations which may, in fact, be

    8 possible using water quality databases maintained
    9 by the Agency or the Illinois Department of Natural
    10 Resources.
    11 Illinois -- I'm sorry, IERG recommends
    12 amending the Agency's proposal to include new
    13 subsection 302.105(c)(2)(B)(iii), which appears as
    14 Exhibit A in Deirdre Hirner's testimony to clarify
    15 that the applicant is responsible for assuring that
    16 the Agency has at its disposal all information
    17 necessary for conducting an antidegradation review
    18 without requiring the applicant to necessarily
    19 provide all of that information. This approach is
    20 consistent with testimony previously provided by
    21 Mr. Toby Frevert and with the Agency's proposed
    22 Section 354.104, which promotes early communications
    23 between the permittee and the Agency.
    24 Now, referring to Section 302.105(d) of
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    1 the Agency's proposal which covers a number of
    2 exemptions to the antidegradation review process.
    3 I'd like to state that IERG also recommends adding
    4 additional situations to the list of activities in
    5 proposed Section 302.105(d). One such situation
    6 would be where a new permit limit is applied or an

    7 existing limit is revised, yet there is no actual
    8 increase in the loading of a pollutant. Such
    9 circumstances may arise due to the availability of
    10 improved monitoring data, new analytical testing
    11 methods or imposition of new or revised technology
    12 or water quality based effluent limitations.
    13 Another situation that could occur is
    14 through normal variation in analytical monitoring
    15 data, particularly when the data are produced by
    16 more than one commercial laboratory.
    17 This proposed exemption surfaces at
    18 several meetings of the Agency's antidegradation
    19 advisory group and was modeled after similar
    20 provisions contained in the GLI's antidegradation
    21 regulation and in other states' antidegradation
    22 rules. However, the provision was not included in
    23 the Agency's final antidegradation proposal as the
    24 Agency believes that it is evident that such
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    1 situations do not involve pollutant loading
    2 increases and, therefore, are not subject to the
    3 antidegradation rule at Section 302.105.
    4 Nonetheless, for clarification purposes
    5 and to avoid possible future misunderstandings, IERG

    6 believes it is beneficial to include the following
    7 additional exemption in Section 302.105(d) and that
    8 exemption would read: Changes to or inclusion of a
    9 new permit limitation that do not result in an
    10 actual increase of a pollutant loading such as those
    11 stemming from improved monitoring data, new
    12 analytical testing methods, new or revised
    13 technology or water quality based effluents.
    14 Moving on, another exemption that IERG
    15 is proposing concerns internal facility offsets.
    16 IERG also believes it is necessary to include a
    17 provision in Section 302.105(d), which exempts new
    18 or increased pollutant loadings from the
    19 antidegradation requirement in those instances where
    20 there is an internal offsetting reduction of the
    21 pollutant made by the permittee, and the discharges
    22 involve the same body of water. Such a provision
    23 would be highly desirable where a permittee has two
    24 permitted outfalls discharging to the same water
    L.A. REPORTING (312) 419-9292
    23
    1 body. Suppose, for example, that due to equipment
    2 problems the facility needed to shift manufacturing
    3 between two production buildings, each of which
    4 discharges to a different outfall. Assuming in this

    5 situation that there is no net increase in the
    6 overall pollutant loading from the facility, under
    7 the Agency's proposed antidegradation rules, the
    8 facility would still be subject to the
    9 antidegradation requirement in addition to possibly
    10 being required to modify its NPDES discharge permit.
    11 In this example, subjecting the facility to the
    12 antidegradation demonstration requirement seriously
    13 impacts the facility's operating flexibility and
    14 such an outcome seemingly goes beyond the intent and
    15 purpose of the antidegradation concept, which is
    16 to maintain and protect surface water bodies at
    17 their existing level of quality.
    18 Therefore, IERG recommends that Section
    19 302.105(d) be amended to include the following
    20 additional exemption: New or increased discharges
    21 of a pollutant where the permit applicant has made
    22 a contemporaneous and enforceable decrease in the
    23 actual loading of that pollutant at the source such
    24 that there is no net increase in the loading of that
    L.A. REPORTING (312) 419-9292
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    1 pollutant into the same surface water body or
    2 surface water body segment.
    3 And, finally, a third additional exception

    4 that IERG is proposing concerns storm water
    5 discharges that are covered by an individual NPDES
    6 permit. Many industrial facilities have storm water
    7 discharges which are permitted under an individual
    8 NPDES permit. Such situations are commonly found
    9 at facilities which discharges non-storm water waste
    10 streams together with storm water that is subject to
    11 contamination from outdoor industrial activities.
    12 The Agency's practice is to regulate the storm water
    13 discharges by including a Storm water Pollution
    14 Prevention Plan requirement in the facility's
    15 individual NPDES permit. As proposed, Section
    16 302.105 (c)(2) could be construed to require an
    17 antidegradation review for outdoor plant
    18 modifications or construction at facilities
    19 operating with an individual NPDES permit for their
    20 storm water discharges. For example, the
    21 construction of a new building, lay-down area or
    22 plant roadway may have the effect of increasing the
    23 volume of storm water runoff if the amount of
    24 impervious surface area is increased. Additionally,
    L.A. REPORTING (312) 419-9292
    25
    1 certain kinds of development or construction may
    2 inherently increase the potential for storm water

    3 discharge. In either situation, even though such
    4 changes would be regulated by the Storm water
    5 Pollution Prevention Plan requirement in the
    6 facility's individual NPDES permit, it could be
    7 argued that under proposed Section 302.105(c)(2), an
    8 antidegradation review is still necessary.
    9 It is important to note that the proposed
    10 exemption in Section 302.105(d)(6) would not be
    11 applicable to the above scenarios as this exemption
    12 applies only to discharges covered by a general
    13 NPDES permit as opposed to those covered by an
    14 individual NPDES permit.
    15 At the Board's December 6th hearing, when
    16 questioned about such hypothetical situations,
    17 Mr. Toby Frevert indicated that the Agency would
    18 take the position that such modifications or
    19 construction would not be subject to an
    20 antidegradation review provided the plant was not
    21 expanding to a new property not already covered by
    22 the Storm water Pollution Prevention Plan
    23 requirement in its current permit. However, as
    24 proposed, this section does not specifically provide
    L.A. REPORTING (312) 419-9292
    26
    1 the Agency with the discretion to make this

    2 exemption.
    3 Industrial facilities possessing an
    4 individual NPDES permit for their storm water
    5 discharges may face another unintended dilemma under
    6 Section 302.105 when they apply for a renewal of
    7 their NPDES permit. Specifically, some individual
    8 NPDES permits impose loading limits on specific
    9 pollutants present in a storm water discharge.
    10 When these permits are renewed, the facility is
    11 required to provide updated precipitation data in
    12 its permit application. The Agency, in turn,
    13 considers the updated precipitation information when
    14 establishing pollutant-loading limits for the new
    15 permit. Should precipitation levels happen to
    16 increase during the intervening years since the
    17 previous permit application, for example, in
    18 ten-year storm event precipitation amount increased
    19 from, say, three-and-a-half inches up to four
    20 inches, the Agency would likely propose a higher
    21 loading limit in the new permit because of the
    22 improved, broader precipitation database.
    23 Consequently, although nothing at the facility has
    24 changed, the permittee may find itself facing a
    L.A. REPORTING (312) 419-9292
    27

    1 review requirement through no fault of its own.
    2 To remedy these very real, but unintended
    3 problems, IERG recommends that Section 302.105(d) be
    4 amended to include the following exception: Site
    5 storm water discharges covered by a Storm water
    6 Pollution Prevention Plan as required in an
    7 individual NPDES permit, provided that the discharge
    8 will not cause or contribute to a violation of
    9 Illinois water quality standards.
    10 This concludes my testimony this morning.
    11 I appreciate the opportunity to testify and next --
    12 MS. HODGE: Mr. Andes.
    13 MR. ANDES: Thank you and good morning.
    14 My name is Fredric P. Andes, I'm an environmental
    15 lawyer, I'm of counsel in the Washington and Chicago
    16 office of Barnes & Thornburg. I've been practicing
    17 environmental law for over 20 years now and for the
    18 last eight years or so have worked primarily on
    19 issues regarding the Clean Water Act. We are a
    20 counsel to the Great Lakes Water Quality Coalition
    21 as well as coordinator of the Federal Water Quality
    22 Coalition, which participates in water quality
    23 issues on the federal level. In addition, I was on
    24 the Federal Advisory Committee and the TMDL program
    L.A. REPORTING (312) 419-9292

    28
    1 and have been involved in advisory groups on the
    2 TMDL and antidegradation issues in Ohio, Indiana and
    3 in the antidegradation technical advisory group in
    4 Illinois. What I'm really here to talk about today
    5 is the experiences that we have had in dealing with
    6 antidegradation issues in other states, particularly
    7 in the Great Lakes because of the Great Lakes'
    8 initiative of the Great Lake states including
    9 Illinois have been forced to address antidegradation
    10 issues directly over the last five years. A number
    11 of the states have issued very detailed rules
    12 concerning antidegradation and there are both good
    13 and bad lessons to learn from those experiences and
    14 those states.
    15 One of the fundamental points about
    16 antidegradation is that you may not have heard about
    17 a lot of the problems in terms of discharges having
    18 issues concerning antidegradation around the
    19 country. The main reason in all honesty is that
    20 most states don't implement antidegradation. They
    21 have antidegradation general standards in their
    22 rules parodying the federal language on that issue,
    23 but most states really don't apply it. That is
    24 changing. EPA has been telling states they need to
    L.A. REPORTING (312) 419-9292

    29
    1 implement antidegradation and a number of states,
    2 including a few beyond the Great Lakes, are moving
    3 forward, but the fact that there haven't been a lot
    4 of problems with antidegradation doesn't really
    5 indicate that it -- doesn't really indicate that the
    6 program does not pose concerns, it's simply that
    7 it's really in its infancy.
    8 A couple of concepts that are important in
    9 implementing antidegradation and that Mr. Smith has
    10 already referred to include both de minimis levels
    11 and exemptions and it's important to note that the
    12 federal rules in this area and guidance that have
    13 been issued by EPA are very clear that states have a
    14 substantial amount of flexibility in determining how
    15 to craft their antidegradation program. The program
    16 needs to focus on significant lowering of water
    17 quality, that's really the point is when you have a
    18 significant project that is going to have an impact
    19 on water quality in areas that are cleaner than
    20 standards that that increase needs to be carefully
    21 reviewed. EPA has never said that every single
    22 increase of any sort has to be reviewed and, in
    23 fact, there are statements EPA has made, some of
    24 which I'll read for you, which indicate that EPA
    L.A. REPORTING (312) 419-9292

    30
    1 understands the need to focus this program and it
    2 has given the states a leeway to make some decisions
    3 about that. For example, when EPA issued the Great
    4 Lakes rules which applied only to a small portion of
    5 Illinois, it required the states to issue
    6 antidegradation requirements for bioaccumulative
    7 chemicals, which are a fairly small group and did
    8 not require them to implement any detailed
    9 requirements as to the other pollutants, the whole
    10 universe of other pollutants. However, EPA did talk
    11 in detail when it issued the guidance supplementary
    12 information document or the SID as we call it. It
    13 talked about how it viewed antidegradation and how
    14 states ought to implement it for pollutants in
    15 general. In the proposed rule they had covered
    16 everything and then they decided not to cover
    17 everything in the final rule but they said here's
    18 what we think states ought to do and for one thing
    19 EPA said, and we'll provide copies of this, the de
    20 minimis provisions provide a means for states and
    21 tribes to differentiate between actions that will
    22 result in an increased loading of a pollutant to a
    23 receiving water that is likely to have a significant
    24 impact on water quality and those that are unlikely

    L.A. REPORTING (312) 419-9292
    31
    1 to do so and focus review efforts on actions that
    2 will degrade water quality. They then go on to say,
    3 it is reasonable to assume that loading increases of
    4 non-BCCs that will use less than ten percent of
    5 their remaining assimilative capacity in a water
    6 body will have a negligible impact on ambient water
    7 quality. So there EPA was saying we understand the
    8 need for a de minimis provision, we think that's a
    9 good idea. Even more recently in 1998 EPA started
    10 evaluating the need to change its federal water
    11 quality standards regulation, which dictates how
    12 states do their jobs in this area and in an advanced
    13 notice of proposed rulemaking that they issued in
    14 July 1998, EPA again talked about triggers for
    15 review and said that states often include guidelines
    16 in their antidegradation procedures which are used
    17 to determine when the water quality degradation that
    18 will result in proposed activity is significant
    19 enough to warrant further antidegradation review.
    20 Where the degradation is not significant,
    21 the antidegradation review is typically terminated
    22 for that proposed activity. EPA then goes on to
    23 say, applying antidegradation requirements only to
    24 activities that will result in significant

    L.A. REPORTING (312) 419-9292
    32
    1 degradation is a useful approach that allows states
    2 and tribes to focus limited resources where they may
    3 result in the greatest environmental protection.
    4 EPA notes that some states have even created
    5 categorical exemption where they found a class of
    6 activities don't result in significant degradation.
    7 That is all allowable under the current federal
    8 framework.
    9 HEARING OFFICER TIPSORD: Excuse me, Mr. Andes,
    10 I apologize for interrupting you, but you're quoting
    11 extensively from something that you said you would
    12 provide a copy of, I don't see any of these quotes
    13 in your prefiled testimony and I just want to be
    14 sure you do cite to the federal policy at 40 CFR
    15 131.12, is this what you're quoting from now?
    16 MR. ANDES: No. These are additional
    17 documents, I'm sorry, and we will provide copies of
    18 these additional documents.
    19 HEARING OFFICER TIPSORD: I apologize for
    20 interrupting, but just to keep the record clear.
    21 Thank you.
    22 MR. ANDES: Absolutely. And, in fact, based on
    23 that federal guidance, a number of others states in
    24 the area have put de minimis levels into their

    L.A. REPORTING (312) 419-9292
    33
    1 regulations. As I said, in my prefiled testimony,
    2 Indiana has done so, Michigan has done so and the
    3 fact they have already been using those provisions
    4 to try to focus their efforts.
    5 Now, different states have adopted
    6 different numbers. Indiana will adopt a ten percent
    7 of remaining capacity rule, Wisconsin for some
    8 pollutants adopts a 33 percent capacity rule, other
    9 states have a smaller one, other states focus on
    10 loading increases as compared to concentrations.
    11 There are a number of different choices states can
    12 make in determining what's significant. The point
    13 is that these states that have examined the
    14 antidegradation issues in detail have decided that
    15 they need to have de minimis levels in their
    16 regulations approved by their boards. The one state
    17 that we're aware of that has detailed rules that do
    18 not include de minimis provisions, and this is among
    19 the states that have been actively implementing
    20 antidegradation, is Ohio. In one of the first
    21 meetings of the state advisory group here we had a
    22 person from the state of Ohio EPA come to tell us
    23 about their program and as I recall they

    24 characterized it as a disaster, that was the word he
    L.A. REPORTING (312) 419-9292
    34
    1 used and said don't do what we did. In the first
    2 two years of implementation of the Ohio rule where
    3 every change people make requires a public notice
    4 and a process, they had 800 notices they had to
    5 prepare and file in the first two years. They spent
    6 a lot of time doing that and very little time
    7 focusing on the truly significant activities because
    8 they had to look at everything. In that regard,
    9 it's important to distinguish when we talk about
    10 what's a review and when we talk about well,
    11 everything needs a review. Everything does get a
    12 review in the permitting process. It's important to
    13 distinguish between should increases in discharge
    14 get a water quality review to make sure that you're
    15 not posing significant impacts on water quality,
    16 absolutely and that's part of what Mr. McSwiggin's
    17 group in the permits area will do. The issue is do
    18 they need to go beyond that and do the analysis
    19 under the antidegradation rules, which is very
    20 generally phrased in these rules and may be in some
    21 cases it will be brief, but there's nothing in the
    22 rules that says that, there's nothing in the rules

    23 that sets up here's where we're going to do it quick
    24 and here's where we're going to do it in a
    L.A. REPORTING (312) 419-9292
    35
    1 complicated and extensive way, and based on our
    2 experience in other states, an antidegradation
    3 review can be very complicated and take a long time
    4 because there's an analysis of alternatives involved
    5 and there's no way to say whether that's going to be
    6 a short one or a long one and then there's the
    7 social and economic showing that has to be made,
    8 which is very arbitrary and very subjective and hard
    9 to know even how somebody will pass that. So should
    10 there be a water quality review? Absolutely. Do
    11 you need an antidegradation review in every case?
    12 We don't think so and clearly EPA doesn't think so
    13 either. That's why, in our recommendations, we've
    14 been trying to define what are the significant
    15 levels that ought to be put into the rules so the
    16 state
    17 can focus on those activities that are truly
    18 significant.
    19 It's also important beyond the de minimis
    20 levels, the state has already included some
    21 exemptions from review in its rules and again,

    22 that's something other states have done as well.
    23 In fact, even Ohio, which doesn't have a de minimis
    24 level, has a significant number of exemptions and
    L.A. REPORTING (312) 419-9292
    36
    1 there really are two kinds of exemptions and we
    2 agree with the ones the state has provided, but we
    3 think there are other ones that are important and
    4 there are some, which EPA has talked about in its
    5 guidance, where you say a class of activities is
    6 minor and doesn't really require an antidegradation
    7 review. Some of the ones Mr. Smith has described
    8 fall into that category. There are also some where
    9 you say it's not that it's minor, it's that this is
    10 a good thing, this is a kind of activity that you
    11 say it has social and economic benefit. For example
    12 -- and we've already had situations where these have
    13 been applied, one is where you may be required by
    14 your water permit to reduce your metals
    15 concentration, for example, and when you put in
    16 precipitation systems to do that, it's going to
    17 increase your discharge of solids. Well, you need
    18 to do the metals reduction, in fact, that's a good
    19 thing, and the metals are more toxic than the solids
    20 that you're going to be discharging. Is that

    21 something that makes any sense to go through an
    22 antidegradation review on? When you're being
    23 required to reduce the metals, you are going to have
    24 an increase in the solids, that's something that
    L.A. REPORTING (312) 419-9292
    37
    1 shouldn't go through an antidegradation review, of
    2 course, it goes through permitting, but it's
    3 something that has benefit, you are reducing the
    4 discharge of metals. By the same token, there are
    5 times when you're going to be, as Mr. Smith said,
    6 applying air pollution controls because of the
    7 requirements under the Clean Air Act. It's a good
    8 thing. You're going to be increasing your discharge
    9 of wastewater, of certain pollutants because of that
    10 because of what comes out of air pollution control
    11 systems. Do you want to force someone to go through
    12 an antidegradation review on that? What would that
    13 mean? In essence, we know that that's a good
    14 project that has social and economic benefit and to
    15 be able to just put in the rules look, we think this
    16 just ought to pass right through antidegradation, of
    17 course, it goes through permitting, but does it have
    18 to go through this duplicative review, which, in
    19 fact, discourages things that are environmentally

    20 positive, we don't think so.
    21 These are provisions that other states
    22 have put in their rules and we think it makes sense
    23 to have them in here too and, in essence, what the
    24 combination all this does, the de minimis provisions
    L.A. REPORTING (312) 419-9292
    38
    1 and the exemptions, is it creates a focused program,
    2 a program that says we need antidegradation review
    3 for significant projects that are going to have an
    4 impact on water quality, let's look at those, let's
    5 spend some time and effort looking at those and not
    6 divert and dilute that effort by having to look at
    7 everything that happens in any operation in the
    8 state. Our concern has been that these provisions
    9 need to be in the rules for certainty so everybody
    10 understands what the rules are and because if you
    11 have general rules, there's a lot of subjectivity, a
    12 lot of arbitrariness and a lot of argument later
    13 about well, if you have general rules, can you --
    14 how do you implement them and can you pass some
    15 things quickly through the process and some things
    16 have to go through more detailed review, we think
    17 it's worthwhile to clarify these things up front and
    18 make sure everybody understands what the rules of

    19 the game are.
    20 Those are the key issues that I wanted to
    21 raise today. Thank you and when we're done, I'll be
    22 glad to answer any questions.
    23 HEARING OFFICER TIPSORD: Thank you, Mr. Andes.
    24 Mr. Compton is next.
    L.A. REPORTING (312) 419-9292
    39
    1 MR. COMPTON: Good morning. My name is Bill
    2 Compton and I'm employed by Caterpillar, Inc.,
    3 Peoria Illinois. I want to thank the Illinois
    4 Pollution Control Board for the opportunity to
    5 present this testimony today. I am presenting
    6 testimony today in support of the Illinois
    7 Environmental Regulatory Group, IERG's proposed
    8 revisions to the Agency's antidegradation proposal.
    9 My testimony is specifically offered in
    10 support of IERG's proposed revision that would
    11 clarify the procedure by which the designation of
    12 surface water body as an outstanding resource water
    13 would occur. Rather than read my prefiled testimony
    14 into the record if there's no objection, I'd like to
    15 elaborate briefly on the important issues of ORW
    16 designation and ORW designation procedure. My
    17 comments should be placed in the context of the

    18 testimony provided by the Agency regarding the
    19 ramifications that ORW designations will have on two
    20 important concerns of the state.
    21 The first of these concerns is the right
    22 to property owners and other properties affected by
    23 ORW designation.
    24 The second of these concerns is the
    L.A. REPORTING (312) 419-9292
    40
    1 unforeseen impact of ORW designation on public
    2 policy; that is, the potential of an ORW designation
    3 to prevent the state from taking actions in the
    4 future that are needed for important social and
    5 economic development on or upstream of ORWs.
    6 ORWs are broadly defined in the federal
    7 regulation and the Agency's proposal as high quality
    8 water that exhibits some unique characteristics that
    9 justify reserving and preserving the water for
    10 special uses.
    11 Participants in these proceedings have
    12 generally relied on 40 CFR 131.12(a)(3) for guidance
    13 in considering the issue, outstanding national
    14 resource waters. This section requires
    15 the maintenance and protection of high quality of
    16 water quality and high quality waters designated as

    17 ORWs and lists examples of waters that could be
    18 candidates for ORW status. For example, waters in
    19 national and state parks, wildlife refuges and water
    20 of exceptional recreational or ecological
    21 significance. Using these examples as a guide, the
    22 closest we come up to determining and understanding
    23 what the individual and combined impact of the
    24 Illinois ORW designations would be as stated in the
    L.A. REPORTING (312) 419-9292
    41
    1 testimony of Toby Frevert in the December 6, 2000,
    2 second hearing in this matter.
    3 Mr. Frevert testified as follows: For
    4 some clarification, one must remember that the EPA's
    5 interpretation of such designation is in quotes,
    6 no new or increased discharges to, closed quotes,
    7 and then he adds their term, quotes, outstanding
    8 national resource waters and no new or increased
    9 discharges to tributaries to outstanding national
    10 resource waters that would result in lower quality,
    11 end quote. He continues, Illinois is fortunate to
    12 have parks and wildlife refuges all up and down its
    13 major rivers classifying all such locales as ORWs
    14 would affect the majority of the state and their
    15 tributary watersheds and adjoining states. So the

    16 presumption that a state park along the Mississippi
    17 or the Illinois River is an ideal candidate for
    18 outstanding resource classifications, may have
    19 ramifications 500 miles away. I want to make sure
    20 that everyone understands that, any follow-up and
    21 that ends Mr. Frevert's testimony.
    22 It appears that the impact of ORW
    23 designations would depend on the mix and location of
    24 designated areas. Although the number of potential
    L.A. REPORTING (312) 419-9292
    42
    1 designation sites is yet to be determined, sites in
    2 the categories included in Section 131.12(A)(3) are
    3 widely distributed throughout the state. The
    4 Illinois Department of Natural Resources and the
    5 prefiled testimony of Thomas has identified 45
    6 streams or stream segments of exceptional ecological
    7 significance throughout the state that are
    8 candidates for designation. Some proponents of ORW
    9 designations will undoubtedly select and petition
    10 for candidate site designations based solely on
    11 water quality, biological criteria and/or
    12 significant recreational resources. While this
    13 information is extremely useful input and very
    14 compelling, these parameters represent only a few of

    15 the many factors that the Board must consider in
    16 making a positive determination of demonstration.
    17 There is a wide diversity of existing uses and
    18 societal issues in addition to water quality,
    19 biological and recreational uses which are directly
    20 related to surface water resource management in
    21 Illinois. Societal issues are key components in
    22 any attempt to demonstrate that the benefits of
    23 protection of the surface water body or surface body
    24 water segment from future degradation substantially
    L.A. REPORTING (312) 419-9292
    43
    1 outweigh the benefits of economic and social
    2 opportunities that will be lost as a result of the
    3 designation. Thus, the benefits deliberation
    4 conducted when considering a petition for ORW
    5 designations should consider a number of issues such
    6 as interstate commerce, impact on state
    7 administration of environmental initiatives and
    8 policy, impact on state-owned property, impact on
    9 private property, impact on state and local
    10 government and private land use planning, zoning and
    11 development, property taking issues and interstate
    12 politics. These issues are demonstrative of state,
    13 regional, local politics, public policy and economic

    14 and social development considerations appropriate
    15 for a benefits demonstration. A further note, the
    16 Agency's proposal urges governmental proponents of
    17 ORW designation to file petitions for designation
    18 only after full intergovernmental coordination has
    19 been achieved.
    20 IERG submits that any proponent of an ORW
    21 designation that does not address the issues I've
    22 outlined, would not fullfil its burden of proof on
    23 the issues of ORW designation.
    24 Finally, with each position for --
    L.A. REPORTING (312) 419-9292
    44
    1 petition for ORW designation will come affected
    2 parties. These parties should be identified during
    3 the demonstration phase in the petition process and
    4 further should be identified to the greatest extent
    5 possible. Although a proponent for an ORW
    6 designation may find the identification process
    7 tedious and time consuming, the effort may forestall
    8 questions or accusations regarding deliberative
    9 omissions or frivolous or mischievous filings. To
    10 ensure that the necessary public participation, the
    11 proponent's petition must be distributed in a timely
    12 manner so as to inform the affected parties that a

    13 designation proposal that may have an impact on
    14 their interest has been submitted for consideration
    15 by the Board and so as to allow the affected parties
    16 to participate in the designation project as they
    17 desire.
    18 To summarize, IERG recognizes the needs
    19 for a process by which appropriate surface water
    20 quality can be designated as ORWs. However, as the
    21 Agency has testified, the ORW designation has the
    22 potential for profound and far-reaching impact. The
    23 Agency has recognized this potential impact in its
    24 proposal which provides for consideration of
    L.A. REPORTING (312) 419-9292
    45
    1 economic and social factors when deciding whether to
    2 designate a surface water body as an ORW. IERG has
    3 proposed revisions to the Agency's proposal to
    4 clarify this process. We request that the Board
    5 consider IERG's proposed revisions when finalizing
    6 the rules proposing this proceeding. That concludes
    7 my testimony. Thank you for the opportunity to
    8 speak to you today.
    9 HEARING OFFICER TIPSORD: Thank you,
    10 Mr. Compton. Before we proceed to questions, we'll
    11 take care of some housekeeping matters. If there's

    12 no objection, I will admit all the prefiled
    13 testimony into the record as exhibits. I will start
    14 with Deirdre K. Hirner's testimony, I'll mark that
    15 as Exhibit No. 24. Ms. Hodge, do you have copies of
    16 that?
    17 MS. HODGE: Yes, I do. I have extra copies
    18 over here.
    19 HEARING OFFICER TIPSORD: Jeffrey P. Smith's
    20 will be admitted as Exhibit NO. 25. Frederic P.
    21 Andes' will be admitted as Exhibit No. 26 and Bill
    22 Compton's will be entered as Exhibit No. 27.
    23 MS. HODGE: And I would also like to note that
    24 Ms. Hirner's testimony does have two exhibits to it,
    L.A. REPORTING (312) 419-9292
    46
    1 Exhibits A and B that reflect IERG's proposed
    2 revisions to the Agency's proposal.
    3 HEARING OFFICER TIPSORD: Thank you. And then
    4 you have some --
    5 MS. HODGE: -- and then we have the two
    6 documents that Mr. Andes was referring to in his
    7 testimony and the first is a copy of an excerpted
    8 page from the July 7th, 1998, Federal Register and
    9 this is Water Quality Standards Regulation Proposed
    10 Rule, 40 CFR Part 131.

    11 HEARING OFFICER TIPSORD: Okay. We'll mark
    12 that as Exhibit No. 28.
    13 MS. HODGE: And the next one, again, a cover
    14 page and a one-page excerpt from a USEPA document
    15 entitled Water Quality Guidance for the Great Lakes
    16 System, Supplementary Information Document and it's
    17 dated March 1995.
    18 HEARING OFFICER TIPSORD: We'll mark that as
    19 Exhibit No. 29.
    20 MS. HODGE: Thank you.
    21 HEARING OFFICER TIPSORD: Okay. And I think
    22 we are ready to proceed with questions and we'll ask
    23 them as a panel. There were no prefiled questions
    24 filed so I'll ask if there are questions. Are there
    L.A. REPORTING (312) 419-9292
    47
    1 any questions from the audience? Mr. Ettinger?
    2 MR. ETTINGER: I didn't prefile questions --
    3 HEARING OFFICER TIPSORD: You need to identify
    4 yourself, Albert.
    5 MR. ETTINGER: I'm Albert Ettinger.
    6 THE COURT REPORTER: Could they please step up
    7 when they speak? Thank you.
    8 HEARING OFFICER TIPSORD: And we're also
    9 getting the els behind us and we loose a lot from

    10 out there.
    11 MR. ETTINGER: Fine. I'm Albert Ettinger.
    12 Again, I didn't prefile questions, I thought the
    13 proposal was all too clear as to what it was doing
    14 except in two respects, as to Section 302.105 and in
    15 various other sections, I'll just address the whole
    16 panel, a distinction here is made or you want to put
    17 in surface water body. I guess my question is what
    18 is the effect of adding the word water surface here
    19 as you see it.
    20 MS. HIRNER: It was placed in to clarify that
    21 these rules did not apply to groundwater, that
    22 there's a separate body that deals with groundwater
    23 in the state of Illinois and so that this was to
    24 apply to the surface waters of the state.
    L.A. REPORTING (312) 419-9292
    48
    1 MR. ETTINGER: Now, is it your understanding
    2 that these proposed rules apply to more than NPDES
    3 permits than 401 certifications?
    4 MS. HIRNER: No.
    5 MR. ANDES: I think the language was put in
    6 just to be absolutely clear.
    7 MR. ETTINGER: Well, that stumped me as given
    8 that it applied only to discharges and 401

    9 certifications what the effect was here and it was
    10 just for clarification. And then that brings me to
    11 my next question which is under existing uses you
    12 change or to and on 303 -- 302.105(a)(1). It goes
    13 from or to and, was that meant to have a substantive
    14 change or was that --
    15 MS. HIRNER: It was just for clarification we
    16 thought it --
    17 MR. ETTINGER: It was a grammatical change?
    18 MS. HIRNER: We thought it clarified it.
    19 MR. ETTINGER: So both one and two are separate
    20 examples of something that would affect existing
    21 uses?
    22 MS. HIRNER: Right.
    23 MR. ETTINGER: Thank you.
    24 MR. TANNER: I have a follow-up to one of
    L.A. REPORTING (312) 419-9292
    49
    1 Mr. Ettinger's questions dealing with surface water
    2 bodies and we're trying to discriminate between
    3 groundwater and surface water body. Where would the
    4 water bodies in caves fit into this classification?
    5 MR. ANDES: I don't think we've looked at that
    6 issue.
    7 MS. HIRNER: I mean, we can go back and discuss

    8 it, but to be honest, I don't think we've looked at
    9 the issues of water bodies in caves.
    10 MR. TANNER: Well, I bring the question up
    11 because water bodies in caves probably have
    12 characteristics more like surface water bodies in
    13 terms of biological communities, it's just a very
    14 different type of environment, no sun, maybe more
    15 stable environmental factors, but still biologically
    16 they're very rich and so we want to make sure we
    17 don't leave them out, they don't fall into some sort
    18 of regulatory crevasse so...
    19 MR. ANDES: I guess one question that's
    20 directed to the Agency would be whether they've --
    21 how they've interpreted their rules in that context.
    22 I'm not aware of any policy from IEPA as to what
    23 regulations they think cover those water bodies. I
    24 would be interested myself.
    L.A. REPORTING (312) 419-9292
    50
    1 MS. HODGE: And we'll be glad to go back and
    2 consider it and talk with some other members and
    3 back with a response.
    4 MR. TANNER: Thank you.
    5 HEARING OFFICER TIPSORD: Any additional
    6 questions?

    7 MS. LIU: Ms. Hirner, IERG proposes a section
    8 at 302.105(c)(2)(a) to assist in a tiered approach
    9 to making a significance determination. In section
    10 iii there is a list of items that the Agency may use
    11 in making its determination. In that very initial
    12 stage the list includes things like volume and
    13 concentrations of the pollutant, the nature of the
    14 pollutant, the nature of the receiving waters and I
    15 was wondering, is this list intended to be a
    16 guideline for applicants for information that they
    17 are supposed to submit along with their permit?
    18 MS. HIRNER: Well, I think that if you look
    19 at the entire listing, the applicant does have to
    20 permit -- does have to submit information and I have
    21 to take a look here to find exactly where it's
    22 alluded to, to the -- if you look in two it says
    23 that you would set forth as necessary information on
    24 the loading, the nature of the discharge, the
    L.A. REPORTING (312) 419-9292
    51
    1 location, physical characteristics and any other
    2 information which may assist the Agency in making
    3 its determination so that, you know, preliminarily
    4 the applicant would know that it would have to
    5 submit those things clearly articulated in little --

    6 ii and if the Agency in determining that it needed
    7 additional information in order to consider those
    8 listed in iii, then they could request that the
    9 applicant provide that information if it were not
    10 currently available to them in some other form or
    11 fashion.
    12 MR. ANDES: As a practical matter I think this
    13 would be a dialogue between the Agency and the
    14 applicant and I think any reasonable applicant
    15 wouldn't just put together something skeletal and
    16 say, all right, do what you want with this and
    17 consider any information you have, you would -- if
    18 you're trying to make the argument, your discharge
    19 is not significant, I think you would want to put
    20 together a fairly clear and detailed explanation
    21 saying here are the factors you're going to be
    22 considering and here's how our discharge ranks on
    23 those factors. So I think that it would serve both
    24 purposes. It's probably information you would be
    L.A. REPORTING (312) 419-9292
    52
    1 submitting, but it's also a clear guidance to the
    2 Agency on what factors they'll consider in making
    3 the decision.
    4 MS. LIU: In this initial determination phase,

    5 is there a provision for the Agency to use
    6 information that's already at its disposal?
    7 MS. HIRNER: Yes, we do, I believe, again in
    8 this section say that in making its significance
    9 determination, this is in small four, Roman numeral
    10 four, in making its significance determination, the
    11 Agency may utilize the information set forth in
    12 Subsection (c)(2)(B)(iii), which is the information
    13 that is available to it from additional sources.
    14 MS. LIU: Thank you.
    15 HEARING OFFICER TIPSORD: I want to follow-up
    16 on that. You've added this information that you
    17 would expect the Agency to use its own resources, et
    18 cetera, to make these determinations. When a
    19 permit, an NPDES permit, is appealed, the Board
    20 makes its decision based on the record that was
    21 before the Agency. So my question being, especially
    22 with third-party permit appeals now available, how
    23 does the information that the Agency uses, which you
    24 almost seem to be talking about their institutional
    L.A. REPORTING (312) 419-9292
    53
    1 knowledge in 105(c)(2)(B)(iii), how does that
    2 information get in the record for the Board's
    3 consideration?

    4 MS. HIRNER: The way that we anticipate that
    5 working is that when the Agency makes its
    6 significance determination, it would have to place
    7 in its fact sheet that goes out with the NPDES
    8 permit for review, the things that it relied on in
    9 making that significance determination and so if it
    10 used studies that were available to it, you know,
    11 that were on record or conducted by other state
    12 agencies or any of the information sources that it
    13 relied on when it developed its fact sheet, it would
    14 place that in the fact sheet. So the significance
    15 determination is -- the factors used and the
    16 decision criteria used and the decision made by the
    17 Agency, would be put in the fact sheet and then the
    18 fact sheet, as I understand, is part of what -- of
    19 the record of information that is available to any
    20 party that would appeal that, but I'm not an
    21 attorney.
    22 HEARING OFFICER TIPSORD: But the items
    23 installed would not be a part of the record. The
    24 record would be the record.
    L.A. REPORTING (312) 419-9292
    54
    1 MS. HODGE: I think it should be. I think the
    2 Agency would reference it that it relied upon it

    3 and, you know, information, data or reports, I would
    4 think that that would have to be part of the Agency
    5 record and then as I look at this on 3C, Agency
    6 experience, and then 3D, any other valid
    7 information, we would certainly expect that the
    8 Agency, you know, would again reference what it had
    9 relied upon and if it was just its experience, you
    10 know, there wouldn't be a document, but there would
    11 still be an indication that the Board put in the
    12 record for an appeal.
    13 HEARING OFFICER TIPSORD: Thank you.
    14 MR. TANNER: I have a follow-up question in a
    15 similar part of the regulation there. On page four
    16 of your Exhibit A, which I'm looking at
    17 302.105(c)(2)(A) and Roman numeral six, you put in
    18 language here that the Agency shall make
    19 significance determinations in accordance with its
    20 antidegradation implementation procedures. Are you
    21 assuming that those implementation procedures would
    22 all be spelled out in the Part 354 regulations that
    23 the Agency would be proposing?
    24 MS. HIRNER: Yes, I believe that's what we
    L.A. REPORTING (312) 419-9292
    55
    1 anticipate at this time because 354 is not part of

    2 this proceeding and there is no 354 that exists. We
    3 referred to the Agency's implementation procedures
    4 because we know the Agency will have to have
    5 implementation procedures, but we just couldn't put
    6 the number in here because it does not yet exist.
    7 MR. TANNER: Thank you.
    8 MR. FLEMAL: I'd like to explore a little bit
    9 your suggestion that the mechanism by which ORW
    10 determinations are made is done in an adjusted
    11 standard proceeding. In reaching this
    12 recommendation, have you looked at yet other
    13 possibilities for how that proceeding might go
    14 forth, specifically rulemaking proceedings?
    15 MS. HODGE: Yes, we did consider that and in
    16 looking --
    17 HEARING OFFICER TIPSORD: Ms. Hodge, I think I
    18 need to have you sworn in.
    19 (Witness sworn.)
    20 MS. HODGE: We did consider that and in looking
    21 at the Agency's proposal we -- our understanding of
    22 that is that it was kind of a mix of a regulatory
    23 proceeding and an adjudicatory proceeding and we did
    24 think about that and consider the burdens of proof,
    L.A. REPORTING (312) 419-9292
    56

    1 the standards in a regulatory proceeding versus an
    2 adjusted standard and it was the consensus of IERG
    3 that the ORW designation should be an adjudicatory
    4 proceeding. We have an adjudicatory proceeding in
    5 the statute in Section 28.1 for adjusted standard,
    6 we've got regulations, that's why we modeled this to
    7 follow that.
    8 MR. ANDES: Just to add to that, a number of
    9 other states have felt that this kind of procedure
    10 that designates waters for special protection,
    11 beyond high quality is so important that they'll
    12 only do it -- the Board will make a recommendation
    13 and then the legislature will act on it.
    14 MR. FLEMAL: Actually, it's along that line, I
    15 was wondering whether or not a rulemaking proceeding
    16 may not be a more appropriate device to use for the
    17 Board. My recollection is that we put in place the
    18 adjusted standard procedure largely to expedite
    19 certain kinds of decisions that may have been of
    20 lessor geographic or economic import than the kind
    21 of things we're dealing with here. We're hearing
    22 continuously that this is a very important
    23 determination to be made and it strikes me that
    24 maybe the mechanism that we're recommending for it
    L.A. REPORTING (312) 419-9292

    57
    1 is one that has been put in place for something of
    2 a lessor import, right, if I can say that, any
    3 environmental decision we make is of a lessor
    4 import. We did adjusted standards, put those on the
    5 books again by my recollection because it was
    6 thought that the full panoply activities that are
    7 required under the Administrative Procedure Act
    8 weren't necessary for some of the kinds of things
    9 that we're dealing with that we even talk, to use
    10 the term, as a variance type procedure for the
    11 adjusted standards except that it wouldn't
    12 necessarily have time limits on it. Sort of with
    13 that background I can't help but wonder whether we
    14 shouldn't as well contemplate a rulemaking
    15 procedure, cite specifically general rulemaking for
    16 these things that there is indeed a need of
    17 determination.
    18 MS. HODGE: And I think we did consider that,
    19 the members of the Illinois Environmental Regulatory
    20 Group, and we can certainly, you know, respond more
    21 fully in written comments, but we feel very strongly
    22 it should be an adjudicatory proceeding. In a
    23 rulemaking proceeding, which you're well aware of,
    24 the Board has obligations to consider certain
    L.A. REPORTING (312) 419-9292

    58
    1 things. We think that in a proceeding like this,
    2 the Board should certainly weigh and balance the
    3 benefits with the detriments, the environmental
    4 benefits with the costs and that's why we have
    5 proposed an adjudicatory. Is the adjusted standard
    6 the best adjudicatory proceeding? I think, you
    7 know, we would certainly be willing to consider some
    8 other options, but we feel very strongly it should
    9 be an adjudicatory.
    10 MS. McFAWN: That's very interesting because
    11 the adjudicatory proceeding that ASs are
    12 characterized as, my recollection was that it was
    13 adopted into the Act to circumvent the need for an
    14 economic impact statement at the time when our Act
    15 required an economic impact statement for all
    16 rulemakings whether site-specific or otherwise. So
    17 what you just testified to was that you want the
    18 economic impacts to be seriously considered?
    19 MS. HODGE: That's correct, and I recall the
    20 discussions and the legislation and again, I do
    21 recall when that legislation was adopted and I think
    22 that was one of the bases, but the distinction here
    23 is really adjudicatory. I mean, that's where we're
    24 making the true distinction is that we not only want

    L.A. REPORTING (312) 419-9292
    59
    1 the Board to consider economics, we want the Board
    2 to balance that against the environmental benefits.
    3 MS. McFAWN: But that inspirations not
    4 considered in all adjusted standards, you're adding
    5 it to -
    6 MS. HODGE: That's correct.
    7 MS. McFAWN: So you're changing a criteria of
    8 the adjusted standard for the purposes of these
    9 designations, is that right -- proposed changes?
    10 MS. HODGE: We're including in our proposed
    11 changes that the Board consider and weigh and only
    12 designate a water body segment as an ORW when the
    13 benefits substantially outweigh.
    14 MR. ANDES: Which is not very different from
    15 what the Agency has already proposed in the terms of
    16 the Agency's proposal itself, talks about this
    17 balancing, I think our struggle was to say we really
    18 want an adjudicatory process, where is there one
    19 that we can look at as an analogy and we looked at
    20 adjusted standards. I think that IERG is open to
    21 figuring out what's the best way to do this, to make
    22 sure the right factors are weighed in a process that
    23 makes sense we can take back and think that through
    24 more fully in terms of getting you some views on

    L.A. REPORTING (312) 419-9292
    60
    1 that.
    2 MR. FLEMAL: Perhaps you could help us a little
    3 bit if you would list for us what you see as the
    4 advantages in an adjudicatory process over the
    5 regulatory process, whatever mechanism we might have
    6 available on either --
    7 MS. HIRNER: And if I could add, not having
    8 been here when the adjudicated standard procedure
    9 was put into place, my understanding in some of the
    10 discussions that we had that led us to believe that
    11 it needed to be an adjudicatory proceeding was that
    12 whenever a proponent comes in for an adjusted
    13 standard, the burden of proof to demonstrate that
    14 that just -- that adjusted standard is warranted is
    15 on the proponent for the adjusted standard and
    16 similarly, our members felt that the burden of proof
    17 to demonstrate that a stream segment warrants
    18 outstanding resource water designation should be on
    19 the proponent for that designation. So that was
    20 another issue that we took into consideration and
    21 from my perspective in the discussion was probably
    22 one of the more important distinctions that we made
    23 and that was tied to the burden of proof being
    24 placed on the proponent.

    L.A. REPORTING (312) 419-9292
    61
    1 HEARING OFFICER TIPSORD: But isn't that also
    2 through a rulemaking, a proponent who brings in a
    3 rulemaking is obligated to demonstrate economic
    4 reasonableness, technical feasibility, provide
    5 testimony, present their proposal to the Board and
    6 then the Board makes a decision whether to proceed
    7 or not and we don't always proceed. So isn't that
    8 really not that different?
    9 MS. HODGE: That's an interesting issue, what
    10 is the burden of a proponent in a rulemaking and I
    11 know on behalf of IERG, we have submitted comments
    12 to the Board in the past, you know, on that and I'm
    13 not sure that it's really crystal clear about what
    14 burden a proponent in a rulemaking has, where in an
    15 adjudicated proceeding such as this, as Ms. Hirner
    16 said, you know, we think the burden is on the
    17 proponent.
    18 MR. ANDES: I think we were also trying to
    19 distinguish between the Board having to consider a
    20 number of factors, including reasonableness and
    21 feasibility as opposed to here where in the Agency's
    22 proposal as well as ours, there is a clear finding
    23 needed that the benefits outweigh the costs. So

    24 we were sort of trying to distinguish between those
    L.A. REPORTING (312) 419-9292
    62
    1 two and that I think was part of the reason we were
    2 saying well, we look at it as a rulemaking you think
    3 in terms of the various factors that have to be
    4 considered, here, there's a real finding that has to
    5 be made, maybe that can be fit into a rulemaking
    6 process. I think we'd like to think about that a
    7 little more.
    8 MS. McFAWN: When you're thinking about that or
    9 even today, are there any other safeguards that you
    10 think that you're going to garner for this process
    11 by making it an adjudicatory proceeding? What
    12 beyond the burden of proof, the higher standards for
    13 the Board review, that being the economic balancing,
    14 anything else?
    15 MS. HODGE: I think that those are the primary
    16 issues, but we'll think about it.
    17 MS. McFAWN: All right. Also, what I've always
    18 wondered and tried to conjure in comparing adjusted
    19 standard and site-specific rulemaking are two issues
    20 and if you can give us some input or the
    21 participating in this process, the fact that in a
    22 rulemaking there is public access to that process

    23 through publication in the Illinois Registrar first
    24 and second notice and also participation by the
    L.A. REPORTING (312) 419-9292
    63
    1 joint committee and finally, those -- the rules are
    2 adopted, they are published. Our decisions in
    3 adjusted standards are only published within the
    4 Board's document, not the standards. I wonder if
    5 there is any bearing on your recommendation of a
    6 adjusted standard over rulemaking.
    7 MS. HODGE: I think we'll have to consider
    8 that, but we -- the notice part of -- notice to
    9 affected parties is a concern of ours in this
    10 proceeding as well so we'll consider it.
    11 MS. McFAWN: Thank you.
    12 HEARING OFFICER TIPSORD: Anything further?
    13 MS. LIU: Mr. Smith, you had described some
    14 exceptions from the antidegradation review process,
    15 No. 9 of the proposed exceptions was in 302.105(d)
    16 and it's an exception for dischargers who have no
    17 net increase in their pollutant loading.
    18 Is this intended to apply to all of the
    19 outfalls from a single facility or all of the
    20 facilities in a permit?
    21 MR. SMITH: It's intended to apply to all of

    22 the outfalls covered by a permit for that facility.
    23 MS. LIU: In your experience, what would the
    24 maximum distance be between two outfalls where you
    L.A. REPORTING (312) 419-9292
    64
    1 might spread these net increases apart?
    2 MR. SMITH: Well, I can take back to experience
    3 with Commonwealth Edison where we had a separation
    4 of as much as a mile. At the facility that I work
    5 at now, the separation is about a half a mile
    6 between two outfalls.
    7 MS. LIU: IERG also proposed an exception for
    8 storm water discharges covered by the Storm water
    9 Pollution Prevention Plan?
    10 MR. SMITH: Right.
    11 MS. LIU: In the example that you provided in
    12 your prefiled testimony you mention construction of
    13 a new building or a parking lot that may have the
    14 affect of increasing the volume of runoff because of
    15 the increase of impervious surface area?
    16 MR. SMITH: Yes.
    17 MS. LIU: Wouldn't the increased volume of
    18 runoff correlate to an increased pollutant loading,
    19 especially if you have a construction project where
    20 excavated soils may wash off or a parking lot where

    21 dripping gasoline might wash off?
    22 MR. SMITH: It certainly could and the concept
    23 that we're trying to get across here is that the way
    24 that those types of increases should be controlled
    L.A. REPORTING (312) 419-9292
    65
    1 through the existing Storm water Pollution
    2 Prevention Plan for that part of the site which
    3 would be the condition in the facility's NPDES
    4 permit, the Storm water Pollution Prevention Plan
    5 requirement mandates that if any new construction
    6 takes place on the portion of the site covered by
    7 the plant, that the permittee has to consider what
    8 additional controls might be necessary to limit the
    9 additional loading of pollutants from that expansion
    10 and the -- basically, the EPA's determination of the
    11 Storm water Pollution Prevention Plan requirement in
    12 a permit is that that constitutes the best available
    13 technology and that seems to be a very workable
    14 approach for addressing those types of modifications
    15 to the site.
    16 MS. LIU: Thank you.
    17 MR. SMITH: Sure.
    18 MS. LIU: Mr. Andes, I have question for you
    19 too.

    20 MR. ANDES: Sure.
    21 MS. LIU: In your prefiled testimony you say,
    22 quote, antidegradation review requires the IEPA to
    23 evaluate the social/economic worth of a project.
    24 This is a task that is not related to the Agency's
    L.A. REPORTING (312) 419-9292
    66
    1 environmental focus, and the Agency is not well
    2 equipped to perform this function, end quote.
    3 Would you suggest some other group or
    4 Agency who might be better equipped to do that?
    5 MR. ANDES: Well, in fact, one of the concepts
    6 -- first of all, let me say when I say that I think
    7 that that concept applies to environmental Agency's
    8 generally and I've made the same statement in other
    9 states that the water permitting folks are not
    10 people who are in the business of making social and
    11 economic determinations. One of the concepts we've
    12 talked about in other states has been, how can we
    13 get the Department of Commerce involved in these
    14 decisions? How can we get local officials involved
    15 more in these decisions? So, for example, if the
    16 community comes forward and says well, here's a new
    17 project, it's going to increase pollutants so it has
    18 to go through antidegradation review, we have a

    19 long-term plan and here's how this project fits into
    20 that plan. Well, that determination by the local
    21 agency really ought to be fit into this process in
    22 some way. We think that finding a way to do that,
    23 to get input from those folks I think is very
    24 important in this process so it's not all on the
    L.A. REPORTING (312) 419-9292
    67
    1 backs of the agency that really deals with water
    2 permit issues and water quality, and I hope that as
    3 this process moves forward, that we can work with
    4 the Agency to develop procedures that will help
    5 provide that input.
    6 MS. LIU: Do you see that type of provision or
    7 concept coming into play in the Agency's
    8 implementation process under Part 354?
    9 MR. ANDES: It's not an issue we've really
    10 explored yet and I'm glad you're raising it because
    11 it is something we've talked about in other states.
    12 What that really says is again you're focusing on
    13 significance activities because communities aren't
    14 going to look at every tiny little change facilities
    15 make to fit it somehow into their long-term plan.
    16 Long-term plans concern major projects. So the
    17 concept that antideg ought to focus on those

    18 projects and ought to consider input from the
    19 agencies that really do land use planning is
    20 something I think we'd be very interested in
    21 exploring with the Agency further.
    22 THE COURT REPORTER: Ms. Tipsord, can I change
    23 my paper?
    24 HEARING OFFICER TIPSORD: Yeah. We're going to
    L.A. REPORTING (312) 419-9292
    68
    1 go off the record for just one second.
    2 (Whereupon, a discussion
    3 was had off the record.)
    4 MR. RAO: Mr. Andes, do you believe that this
    5 evaluation of social and economic impact, should
    6 this be done by the applicant, you know, the burden
    7 should be on the applicant to, you know, get and
    8 collect all the information and provide it to the
    9 Agency as to what the social/economic impact of a
    10 project would be?
    11 MR. ANDES: Well I think that -- I think that,
    12 and as we've laid it out in our proposal, the
    13 applicant certainly has the opportunity to provide
    14 information and a lot of cases is going to provide
    15 information to help the Agency make up its mind,
    16 but there are going to be, we think, cases where

    17 the Agency has information by which it can make the
    18 decision. Sometimes it's going to be a pretty easy
    19 decision in terms of whether this is something that
    20 meets the test and the Agency certainly ought to be
    21 able to rely on information it has in hand. Again
    22 as we said before identifying in the record, here's
    23 the information we have and here's how we're using
    24 it. So you really ought to have both options. The
    L.A. REPORTING (312) 419-9292
    69
    1 Agency may be able to make up its own mind based
    2 on what --
    3 THE COURT REPORTER: I'm sorry. Could you
    4 please slow down?
    5 MR. ANDES: I'm sorry.
    6 THE COURT REPORTER: You're very fast. Thank
    7 you.
    8 MR. ANDES: The Agency ought to be able to make
    9 up its own mind based upon the information it has,
    10 but the applicant also ought to be able to provide
    11 information. Ultimately, the Agency needs to make a
    12 determination.
    13 MS. HIRNER: And just to follow-up, I think
    14 we've made a point in our previous testimony that we
    15 do believe that the Agency should have all of the

    16 information that it needs to do a thorough
    17 antidegradation review. We have no argument with
    18 that at all. The Agency should have the information
    19 that it needs and, in fact, in some discussions that
    20 we've had with the Agency about those proposed Part
    21 354 implementation procedures, we had recommended
    22 adding to the list of information, the required
    23 information, that the Agency believes it needs to do
    24 an antidegradation review another item that
    L.A. REPORTING (312) 419-9292
    70
    1 specifically states, any other information that the
    2 Agency feels it needs to have or any other
    3 information that the Agency deems necessary to have
    4 to do its review.
    5 MR. RAO: Yeah, I realize that they proposed
    6 those requirements. I was just asking these
    7 questions because Mr. Andes did say that the Agency
    8 doesn't have expertise in social/economic impact, so
    9 I thought maybe an applicant could hire consultants
    10 or get information from other sources and provide it
    11 to the Agency.
    12 MR. ANDES: And I think that will happen.
    13 MR. RAO: Okay. Thank you.
    14 MR. MELAS: This is getting away from

    15 specifics, a very general question. There was a lot
    16 of conversation --
    17 HEARING OFFICER TIPSORD: Mr. Melas, speak up a
    18 little bit.
    19 MR. MELAS: I'm sorry.
    20 THE COURT REPORTER: Thank you.
    21 MR. MELAS: I'm sorry. There were a lot of
    22 questions -- a lot of emphasis I should say on
    23 exemptions and de minimis. Now, I was -- my memory
    24 was refreshed reading a lot of this material that
    L.A. REPORTING (312) 419-9292
    71
    1 the passage of the Clean Water Act of 1972, the
    2 objective of that Act was to -- for the first time
    3 in the history of the country to set up a policy for
    4 preservation of our waters and as I remember, it was
    5 to restore and maintain chemical, physical and
    6 biological integrity of nation waters and if we
    7 concentrate a lot on exemptions and de minimises we
    8 start chipping away at the ultimate objective of the
    9 Clean Water Act. I'd like to get just a general
    10 reaction from the panel as to that particular
    11 question that's in my mind.
    12 MR. ANDES: Sure. And I'm glad you raised that
    13 point because it is one that we've discussed a

    14 number of times in the advisory group and in other
    15 states as well and it's important to keep the whole
    16 structure in mind. What we're really talking about
    17 here is you start in the Water Act with --
    18 particularly from the 1972 Act with effluent
    19 guidelines, technology based effluent guidelines,
    20 for industry and secondary treatment from
    21 municipalities, sort of baseline levels of
    22 protection. Above that, you have water quality
    23 standards and water quality standards set to reach
    24 acceptable water quality -- to reach those safe
    L.A. REPORTING (312) 419-9292
    72
    1 levels. What we're talking about here is another
    2 level, in fact, two levels beyond that because what
    3 we're saying is you don't let waters get to levels
    4 that are dirty. You don't let waters get polluted
    5 to a point where they are worse than water quality
    6 standards, that's an absolute. Here we're talking
    7 about saying when we have waters that are better
    8 than water quality standards, okay, so we know we
    9 already have the baseline level of protection, in
    10 fact, you have effluent guidelines and then
    11 secondary treatment and then standards so you have
    12 these baseline levels of protection and then you say

    13 when waters are even clearer than that, when will we
    14 decide that all right we don't want to totally
    15 stifle any economic development or growth in these
    16 areas that are cleaner than standards. We know
    17 water quality is protected, the standards are being
    18 met. When will we allow some increases in
    19 discharges to allow industries and communities to
    20 continue to grow and to develop? The way the EPA
    21 structured this process is say, we don't ban it, we
    22 don't ban growth. What we say is we're going to
    23 manage it, we're going to say in these areas, we're
    24 not going to let them get worse than standards,
    L.A. REPORTING (312) 419-9292
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    1 we're going to keep them better than standards, but
    2 we'll allow some increase as long as you can show
    3 certain factors. As long as you can show you
    4 thought about these issues and you're aware of what
    5 the increases are and how they affect water quality,
    6 and what EPA said is we're not saying every little
    7 increase needs to be reviewed here, remember we're
    8 talking about waters that are already better than
    9 standards, but we're saying when you have a
    10 significant project and water that's better than
    11 standards, we don't just want to let it happen, we

    12 want to review it, we want to think about it, we
    13 want to make sure you're looking at alternatives, we
    14 want to make sure you're looking at the
    15 social/economic factors when you're focusing on
    16 these significant projects and before you let it
    17 happen, you look at those factors and make a
    18 decision.
    19 So it's again talking about extra levels
    20 of protection beyond water quality standards and
    21 saying when will we allow some things to happen
    22 because all waters, all waters, around the country
    23 are high quality for something because high quality
    24 means you're better than standards. There aren't
    L.A. REPORTING (312) 419-9292
    74
    1 any water bodies I can think of that are not meeting
    2 any standards. So every water body is doing better
    3 than standards on some pollutants. We want to keep
    4 it that way, but you also want to make sure that
    5 you're not saying no growth, never, on any of these
    6 waters. We want to say we're going to balance the
    7 factors, we're going to manage growth and that's a
    8 concept that EPA has clearly explained, as I said,
    9 in these various documents, we're not saying no
    10 growth, we're saying significant projects we want a

    11 review to happen and what we're really talking about
    12 here is what's the best way to conduct that review
    13 within the confines of the Water Act as a whole.
    14 MR. SMITH: If I could just add on to that to
    15 get to your question, I think, Mr. Melas, there are
    16 other provisions in the Clean Water Act that really
    17 get to improving --
    18 HEARING OFFICER TIPSORD: Mr. Smith, could you
    19 speak up a little bit, we have a train going by and
    20 we're losing you.
    21 MR. SMITH: I'm sorry. There are other
    22 provisions in the Clean Water Act that really get at
    23 improving the quality of the nation's waters such as
    24 the requirement for EPA to come out and review
    L.A. REPORTING (312) 419-9292
    75
    1 categorical effluent guidelines for categories of
    2 industrial facilities. EPA is continually coming
    3 out with new, tighter effluent discharge standards
    4 for different classifications of industries.
    5 There's also the requirement, too, for states to
    6 conduct triennial reviews of their standards to
    7 basically rash it down to the standards to come up
    8 with tighter standards. A very good example of us
    9 going through that process here in Illinois was the

    10 Great Lakes Water Quality Standards that were
    11 adopted a couple years back. That established new
    12 standards, in fact, standards that never existed
    13 before for numerous contaminants, particularly
    14 bioaccumulative chemicals were of concern and what
    15 that eventually will mean is that industrial
    16 facilities will likely see water quality based
    17 effluent limitations applied to their permits, which
    18 will require them to better control the quality of
    19 their wastewater discharges. So that's how the
    20 water quality will improve and that's, I think, how
    21 the Clean Water Act really addressed and went about
    22 addressing the goal of improving the nation's water
    23 quality.
    24 MR. ANDES: Well, and you can add to that the
    L.A. REPORTING (312) 419-9292
    76
    1 other side of all this is that the waters that are
    2 meeting standards, you have the entire total maximum
    3 daily loads, TMDL program, which is saying here's
    4 how we're going to resource the waters that are not
    5 meeting standards and develop limits for dischargers
    6 to make those waters get up to the level that is
    7 acceptable. So you really have to think of
    8 antidegradation as one of the parts of this whole

    9 program.
    10 MS. HIRNER: And I would think that one of the
    11 other things that we think of in the context of
    12 these exceptions and I think it's important to note
    13 that these are listed as exceptions and not
    14 exemptions because I think Mr. Frevert's made it
    15 very clear in his testimony that these exceptions
    16 are not exempt from antidegradation review. They're
    17 exempt from further antidegradation review and I
    18 think that he has pointed out that these -- the
    19 activities which the Agency proposed get an
    20 antidegradation review in some other context and I
    21 believe that the exceptions that we have proposed
    22 get a review in some other context, but the
    23 practical side of this is that in having some
    24 exception is that the Agency has limited resources
    L.A. REPORTING (312) 419-9292
    77
    1 to review permits and if they have -- if they're
    2 resources right now are so limited in that it takes
    3 two or three years to sometimes get a permit out,
    4 then we're going to have to -- or we think we should
    5 allow them to have a mechanism where they can choose
    6 to focus those very limited resources that they have
    7 for review purposes on those things, which have real

    8 potential impact to affect -- or real potential to
    9 impact environmental quality.
    10 And so if you look at the list of all of
    11 the things, all of the types of permits that the
    12 Agency has to review, there has been some
    13 recognition in what they have proposed as
    14 exemptions, there have been a list of activities
    15 that have been considered in other states where
    16 people have had enough experience with those types
    17 of activity to say the potential for degradation in
    18 these particular activities is very small compared
    19 to everything that we need to look at. So, you
    20 know, one of the things that we're thinking about
    21 is the practicality, how much -- how many resources
    22 does the Agency have and how are those resources
    23 best expended.
    24 MR. ANDES: It's not that they're not going to
    L.A. REPORTING (312) 419-9292
    78
    1 go through permitting, it's not an exemption from
    2 permitting or from review based on water quality
    3 standards. It is only an exception narrowly
    4 targeted toward the antidegradation program. The
    5 other provisions, permits, standard sets will still
    6 apply.

    7 MR. MELAS: Specifically on your example,
    8 Mr. Smith --
    9 THE COURT REPORTER: Please speak up.
    10 MR. MELAS: Specifically, Mr. Smith, on your
    11 example of the two outfalls from one facility and
    12 you're going to shut the production down in one and
    13 increase it in the other so that the total load is
    14 now the same.
    15 Is there a separate permit then that has
    16 been issued for the outfall that's still working --
    17 MR. SMITH: No --
    18 MR. MELAS: -- with a higher limit --
    19 MR. SMITH: It would still be --
    20 MR. MELAS: And then three years later the
    21 second one starts up again and then you got an
    22 increase in total maximum load?
    23 MR. SMITH: That's a good question. The permit
    24 for the facility would cover both outfalls so the
    L.A. REPORTING (312) 419-9292
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    1 process would be that the permittee would apply to
    2 the Agency for an increase from the one outfall and
    3 in the course of the negotiations over that, it
    4 would be demonstrated that the discharges or the
    5 loading from the other outfall would be reduced to

    6 the point where it would offset the proposed
    7 increase and, therefore, that would, as proposed,
    8 negate the need for going through an antidegradation
    9 review for that proposed increase on the first
    10 outfall.
    11 MR. ANDES: And that would be enforceable. I
    12 think that would address your point, which is you
    13 would have to commit that you're shutting down the
    14 first operation and that would be an enforceable
    15 part of your permit. You couldn't then two years
    16 later when nobody's noticing just increase it again.
    17 Your permit would incorporate the concept that
    18 that's shut down --
    19 MR. MELAS: It would be specifically stated in
    20 the permit?
    21 MR. ANDES: Yes, exactly.
    22 MR. SMITH: And it would have to go through the
    23 permitting process is the point that I think is
    24 important to note.
    L.A. REPORTING (312) 419-9292
    80
    1 THE COURT REPORTER: Ms. Tipsord, may I have a
    2 moment, my disk --
    3 HEARING OFFICER TIPSORD: Sure. You know what,
    4 this might be a good time we've been at it for about

    5 an hour and 45 minutes, it looks like we still have
    6 some questions, why don't we take a brief ten-minute
    7 break and we'll come back with -- or give you a
    8 chance to --
    9 THE COURT REPORTER: Thank you.
    10 HEARING OFFICER TIPSORD: Sure.
    11 (Whereupon, after a short
    12 break was had, the
    13 following proceedings
    14 were held accordingly.)
    15 HEARING OFFICER TIPSORD: Mr. Rao, I believe,
    16 has a few follow-up.
    17 MR. RAO: Yes. I had a clarification question
    18 for Ms. Hirner. In your response to Member Melas'
    19 question you mentioned that the activities listed
    20 under Section 302.105(d), you know, they are not
    21 exempt from antidegradation, that only -- that they
    22 were not required to go through further
    23 antidegradation assessment. Can you explain what
    24 further antidegradation assessment means in this
    L.A. REPORTING (312) 419-9292
    81
    1 context?
    2 MS. HIRNER: I'm not sure that I can explain
    3 exactly what it means in the context, but I'll try

    4 my best and if it's not clear, we can work on it and
    5 then I can maybe ask someone else --
    6 MR. RAO: Let me -- just after that, also with
    7 these activities, do they have to go through the
    8 significance determination?
    9 MS. HIRNER: No. They -- the activities that
    10 -- as I understand the activities listed as
    11 exceptions would not go through the significance
    12 determination. There are two matters which are
    13 separate and apart and my understanding, based upon
    14 discussions with representatives of the Agency and
    15 in listening to and reviewing Mr. Frevert's
    16 testimony, is that when he talks about, for example,
    17 the general permits for storm water discharge that
    18 at the time the decision was made to develop that
    19 storm water -- that general permit for storm water
    20 discharge, that many of the issues that are
    21 considered in the antidegradation review context
    22 are -- were considered at the time the decision was
    23 made to go forward with that general permit and so
    24 I would imagine that at that time they had made --
    L.A. REPORTING (312) 419-9292
    82
    1 given some consideration to things such as the
    2 potential for impact on the existing uses of the

    3 water.
    4 MR. ANDES: So in other words, the equivalent
    5 of antidegradation review has already taken place in
    6 another context where the Agency has either decided
    7 that these discharges aren't significant or that
    8 they're clearly socially/economically beneficial so,
    9 therefore, the review has, in essence, already taken
    10 place, there's no need to have another review take
    11 place under these rules.
    12 MR. RAO: So what do you think is -- the review
    13 that's taken place under the permitting is what
    14 you're referring to as, you know, that may address
    15 the antidegradation issues because the way you
    16 proposed it's a little confusing when you say
    17 further antidegradation assessment, you know,
    18 because in the rules itself we don't see any
    19 reference to other, you know, permitting provisions
    20 under the Act so --
    21 MS. HIRNER: If I could, I think, when we look
    22 at what the antidegradation -- what is the
    23 antidegradation assessment, okay, when we talk about
    24 and there has been some discussion about full blown
    L.A. REPORTING (312) 419-9292
    83
    1 comprehensive antidegradation review, but what I

    2 consider are the factors for an antidegradation
    3 review is when I look at 302.105(c), high quality
    4 waters, and when I look under, I've got to get to
    5 the right page, B on page -- which is identified on
    6 page four of IERG's Exhibit A under large capital
    7 letter B it says if the Agency determines that the
    8 proposed increase will have a significant impact,
    9 because the first tier is to determine whether it is
    10 significant, such proposed increase shall be
    11 assessed in accordance with its antidegradation
    12 implementation procedures in making its assessment.
    13 Then there are four things listed, small Roman
    14 numeral i, which is the Agency considers the fate
    15 and effect and the Agency considers applicable
    16 numeric or narrative water quality standards. They
    17 assure that all existing uses are fully protected,
    18 all technically and economically reasonable measures
    19 to avoid or minimize the extent of the proposed
    20 increase in pollutant loading and the activity
    21 results in increased -- the activity results benefit
    22 the community at large.
    23 Now, my understanding in the discussions
    24 that we had as part of the work group is that the
    L.A. REPORTING (312) 419-9292
    84

    1 Agency has a list of information that it will look
    2 at in its proposed 354 that it will rely upon to
    3 make this assessment and I believe that when we talk
    4 about further antidegradation review, again, and it
    5 becomes confusing because some people say there is
    6 no full-blown and everything is a full-blown and I
    7 don't think that that's ever been clearly defined,
    8 at least in my mind, but I see it as all of these
    9 things that are listed under B beginning on page
    10 four.
    11 MR. RAO: Okay. And that's the reason I ask
    12 you whether these activities are subject to
    13 significance determination because that comes under
    14 (A), subsection (a) under 305 -- 302.105(c).
    15 MS. HIRNER: And I would think that under these
    16 listed exemptions that -- let's just, to make it
    17 easy, the Agency identified five in its original
    18 proposal and we identified some additional ones, but
    19 let's just take a look at those first five that were
    20 proposed. Now, the Agency said these are the kinds
    21 of things that we'll look at and we looked at them
    22 in sufficient detail that we're not going to have to
    23 go back over to the B that's listed on page four to
    24 do further study on that list of parameters which
    L.A. REPORTING (312) 419-9292

    85
    1 are listed in that B. Now, and I think that, just
    2 in our minds, is clearly defined. If, however,
    3 there were another activity that was not listed in
    4 that list of exceptions I were to propose some kind
    5 of increase in pollutant loading and it were not
    6 part of the exceptions list, I would, as a permit
    7 applicant, have the option to request that the
    8 Agency make a significance determination and I think
    9 that's one of the points that I'd like to make is
    10 that we actually don't anticipate that a
    11 significance determination would be made perhaps in
    12 each and every single review that went before the
    13 Agency because before the Agency has to look at that
    14 first tier of the threshold, the permit applicant
    15 has to request that the Agency make that
    16 significance determination. And again, when we look
    17 at some of the proposed implementation procedures,
    18 the Agency is encouraging early discussions between
    19 the Agency and the permit applicant and I think that
    20 some of these things would probably be flushed out
    21 in the context of those early discussions.
    22 MR. ANDES: I think part of the confusion stems
    23 from the word further.
    24 MR. RAO: Yeah. And that's what my question
    L.A. REPORTING (312) 419-9292

    86
    1 is. If there's any way you can clarify that because
    2 it is confusing when you read the section because,
    3 you know, there's some other process somewhere that
    4 requires an analysis first before you get to this
    5 point.
    6 MR. ANDES: There's no formal other
    7 antidegradation process. There isn't. I think what
    8 we are trying to get at was that in the context of
    9 the permitting process there is a review, okay, that
    10 these are not -- discharges are not reviewed, their
    11 significance is reviewed and in some cases they've
    12 gone through another process, including the permit
    13 process that encompasses a lot of the same factors
    14 and through these other processes you can decide
    15 that these discharges are either really minor or
    16 beneficial. So, in essence, because they've gone
    17 through other analyses, there's no need for a
    18 further review. I know it's a little confusing
    19 because we talk about further antidegradation review
    20 as if there's a first one and then this is the
    21 second one and the more they've been reviewed in
    22 other ways and, therefore, you don't have to do it
    23 again through the antidegradation process, but we do
    24 envision that these are situations that would not
    L.A. REPORTING (312) 419-9292

    87
    1 have to go through the antidegradation process
    2 called for in these rules.
    3 MS. HIRNER: And just to add a bit to that,
    4 again, we were trying to follow-up on the Agency's
    5 testimony that there were no exemptions, but that
    6 things weren't subject to further review and that
    7 was some of the language that was alluded to in the
    8 testimony, but if it is -- we can consider -- or
    9 would consider trying to develop some language that
    10 indicated that those lists of exceptions by their
    11 nature or by some set of parameters or circumstances
    12 would have been already found to comply with the
    13 provisions of the Act that -- the regulations in A
    14 and B that deal with the significance determination
    15 and the, for lack of a better word, we refer to as a
    16 full-blown antidegradation review listed in B.
    17 MR. RAO: Yeah. That would be helpful.
    18 HEARING OFFICER TIPSORD: Ms. Tonsor, did you
    19 have --
    20 MS. TONSOR: Yeah. I heard some statements
    21 which I thought indicated --
    22 HEARING OFFICER TIPSORD: Excuse me, you need
    23 to identify yourself for the court reporter.
    24 MS. TONSOR: Sorry. I'm Connie Tonsor, I'm

    L.A. REPORTING (312) 419-9292
    88
    1 with the Illinois Environmental Protection Agency
    2 and I just have a couple of questions to focus on
    3 the language that's been proposed which may clarify
    4 at what point one would get to the antidegradation
    5 review and the significance determination proposed
    6 by IERG and I'll address these to either DK or to
    7 Fred, I don't care which answers them, but
    8 essentially in the proposed language from IERG,
    9 302(c)(1) would indicate that except as otherwise
    10 provided in subsection (d) of this section. Do you
    11 see where I'm at --
    12 MS. HIRNER: No, I'm sorry.
    13 HEARING OFFICER TIPSORD: Page two of Exhibit
    14 A.
    15 MS. TONSOR: It's page two of your Exhibit A.
    16 Okay. Would you agree that except as listed in (d)
    17 then you go through the processes of (c)?
    18 MS. HIRNER: Yes.
    19 MS. TONSOR: So we turn back to (d) and it
    20 lists those activities which you've amended to say
    21 are not subject to further antidegradation
    22 assessment, many of them are not subject, as the
    23 Agency proposed, because there's already been an
    24 antideg review, there's been some review of the

    L.A. REPORTING (312) 419-9292
    89
    1 impact.
    2 Has there been a review of the impact in
    3 proposed D12, that's the de minimis proposal?
    4 MR. ANDES: Number 12, as I understand, is the
    5 one that says an increase that results in a lower of
    6 water quality that is less than de minimis lowering.
    7 I think our thought was, and if we're getting
    8 confused by our terminology here, I think we can
    9 certainly deal with that. Is that when a
    10 determination is made that this is a de minimis
    11 lowering, this is a small lowering, in essence,
    12 you've done the antidegradation review, you've
    13 decided this is very significant -- a very
    14 insignificant lowering and, therefore, really that's
    15 all you need to do, you say that is not worth going
    16 through an antidegradation assessment as laid out
    17 here. Therefore, you know, we've made an initial
    18 call which is it's a very insignificant increase and
    19 that's the end of the story. Whether you call that
    20 an exception, whether you call that an initial
    21 antidegradation determination, we're not wedded to
    22 the language in there about how it's phrased, the
    23 concept, though, is you do make a determination.
    24 You're making a determination that it's a very small

    L.A. REPORTING (312) 419-9292
    90
    1 increase, that is the only determination you need to
    2 make because once you've made that call, you can
    3 stop the process there. However, it's structures
    4 are not -- we're not wedded to as much as the
    5 concept.
    6 MS. TONSOR: As compared to, say, the exception
    7 or the category of activities proposed in D6, which
    8 are the general permits, how would the de minimis
    9 proposed in D12 compare to the general permits?
    10 MS. HIRNER: One of the things that we have
    11 found, and I don't know if this will directly answer
    12 your question, but I think it may clarify the
    13 thought process on this, which I think may be
    14 important, but one of the things that we have found
    15 in the -- in our process of looking at different de
    16 minimis -- de minimi, which we have in other states,
    17 is that we have found that there are certain rivers
    18 where the data is available to make this
    19 determination and I may or may not be wrong on this,
    20 but, for example, I believe that the Mississippi
    21 River is one of those rivers where there is a
    22 sufficient amount of data available, and I don't
    23 know the exact nature, I've had it explained to me,

    24 but I could not explain back to you the exact nature
    L.A. REPORTING (312) 419-9292
    91
    1 of the data that must be available to do this
    2 analysis, that there are certain rivers where you
    3 can do this de minimis analysis relatively easy.
    4 You have the data there, you have the information
    5 about your process there. You can make the
    6 calculations and you can offer that up to the Agency
    7 as proof that your proposed increase loading should
    8 not be considered antidegradation, however, there
    9 are some streams, and let's say, I don't know, but
    10 let's take the Lusk Creek just as an example that
    11 was offered up to be an outstanding state resource
    12 water, that there are some streams that by the
    13 nature of that stream and the amount of information
    14 that is known about that stream where the database
    15 is not sufficient to prove that you meet this
    16 assimilative capacity requirement. Okay. So this
    17 speaks to the different nature of the different
    18 bodies of water and the amount of information that
    19 is known about the different bodies of water in the
    20 state of Illinois.
    21 So in looking at the information that's
    22 available for someone on the Mississippi River who

    23 would like the opportunity to make an assimilative
    24 capacity demonstration to show that there is no need
    L.A. REPORTING (312) 419-9292
    92
    1 for, for lack of a better word again, further
    2 antidegradation analysis, this exception would be
    3 available. However, if you were discharging into a
    4 stream where there was not a sufficient amount of
    5 data available to make the assimilative capacity
    6 determination, the discharger could opt for
    7 requesting a significance determination under the
    8 302.105(c), high quality provisions, and absent
    9 that, do the quote, unquote full-blown
    10 antidegradation review.
    11 MS. TONSOR: Okay. You would agree then that
    12 the de minimis assessment is going to be made at the
    13 time that the proposed increase in pollutant loading
    14 comes up during the application process or prior to
    15 it?
    16 MS. HIRNER: Uh, huh. Part of your permit
    17 application would be to prove your de minimis.
    18 MS. TONSOR: Okay. And basically the exception
    19 in (d) provides essentially if it's ten percent of
    20 the unused loading capacity, is the cutoff?
    21 MR. ANDES: Right.

    22 MS. TONSOR: Okay. So our permit reviewer gets
    23 the permit and then they've made this assessment of
    24 de minimis, how do they then get into or is there a
    L.A. REPORTING (312) 419-9292
    93
    1 need to go to antidegradation review in (c)?
    2 There's not.
    3 MS. HIRNER: No.
    4 MR. ANDES: There's not, on antidegradation,
    5 not on permitting, but on antideg.
    6 MS. TONSOR: Got that. So that your predicate
    7 for requesting a significance determination or a
    8 significance degradation determination under the
    9 proposed language of 302.105(c)(2) assumes that it
    10 is more than a de minimis increase in pollutant
    11 loading?
    12 MS. HIRNER: Which one again? Which number
    13 please? Yeah. Could you back up and state which --
    14 MR. ANDES: I think I understand the question.
    15 MS. TONSOR: Okay.
    16 MR. ANDES: There's an exception that says if
    17 you can show that you are less than ten percent of
    18 unused loading capacity, then that's all you need
    19 to do, you're done with antidegradation. There's
    20 also a provision, separate provision, that says in C

    21 you can get a significance determination and, really
    22 we envision two circumstances in which that can
    23 apply -- really three, one is that it may be that
    24 data is -- may not be available to do the unused use
    L.A. REPORTING (312) 419-9292
    94
    1 loading capacity determination, but basic
    2 information about these pollutants and about the
    3 water body says we think we can show pretty readily
    4 that this is not going to have a significant impact.
    5 We don't have to go through that. Okay. And your
    6 options are to bring forward information to try and
    7 convince the Agency that it's really insignificant,
    8 we don't even need to do the unused loading
    9 calculation. So that's one possibility.
    10 Another possibility, which is I think
    11 which you're getting to, is that it's an increase of
    12 more than ten percent, but you may -- and I think
    13 this is particularly important in, say, small rivers
    14 and streams in the state where because of the low
    15 flow in the stream, ten percent of unused loading
    16 capacity may be easily hit as opposed to the
    17 Mississippi River, but you may nevertheless be able
    18 to say the pollutant I'm discharging is so harmless
    19 that yeah, I'm hitting 11 percent of unused loading

    20 capacity, but really there's no significant impact
    21 on the stream. Now, you -- so all this says is you
    22 have a chance in that circumstance to come in and
    23 try to make a showing that, yeah, it is
    24 ten-and-a-half percent, but the pollutant or the
    L.A. REPORTING (312) 419-9292
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    1 nature of the water body is such that this is really
    2 not going to be a big deal. If the Agency disagrees
    3 with you and says, no, we think it is a big deal,
    4 then you're into the full antidegradation process,
    5 it's just you have an opportunity to come in and
    6 make a showing and try to convince them that you're
    7 really insignificant. I think that's -- those are
    8 the different types of circumstances that this can
    9 apply to.
    10 MS. HIRNER: But I think, Connie, it would be,
    11 I think, though, maybe to get at what you're getting
    12 at and maybe I'm missing the point of the question
    13 is that it could be that somebody's load would be
    14 four percent of the assimilative capacity, could be,
    15 but the data and the stream characteristic is not
    16 there to allow you to make that assimilative
    17 capacity calculation because going back to
    18 Mr. Frevert's testimony he has said, some of the

    19 concerns about the de minimis relate to the fact
    20 that it is more difficult to prove up a de minimis
    21 than it is to do the antidegradation review and so
    22 if you have let's say a four-percent load, but the
    23 data availability is not such that you could do this
    24 assimilative capacity calculation, then you wouldn't
    L.A. REPORTING (312) 419-9292
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    1 use it, but you may be able to go to the
    2 significance determination that's set aside. So it
    3 doesn't -- this exception does not necessarily in
    4 and of itself say that everything that is below ten
    5 percent can be used during the assimilative capacity
    6 procedure.
    7 MR. ANDES: It's not reserved for only
    8 increases above ten percent. It's covering other
    9 situations.
    10 MS. TONSOR: And one of the situations is
    11 increases over ten percent as well? That's the
    12 point I wanted to make.
    13 MR. ANDES: Yes.
    14 MS. TONSOR: If -- where in the significance
    15 determination would there be an opportunity for the
    16 Agency to tell the proponent of the activity that
    17 it should consider all technological, feasible,

    18 economically reasonable alternatives to its proposed
    19 increase in the pollutant loading? This is absent a
    20 finding that it's significant. Does the Agency in
    21 the regulation that you've proposed have the
    22 opportunity to say, move your pipe 50 feet over?
    23 MS. HIRNER: I think that when we look at the
    24 way that our language is structured, what the
    L.A. REPORTING (312) 419-9292
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    1 significance determination does is say the Agency
    2 has determined that this isn't insignificant,
    3 therefore, you do not have to review all technically
    4 reasonable and economically feasible alternatives.
    5 Now, in my review of other approaches and
    6 IERG is the one who raised this approach, looking at
    7 the USEPA Region 8 Guidance Document the -- in that
    8 particular guidance document they talk about doing
    9 a significance determination, number one, and
    10 primarily so that you will not have to do an
    11 evaluation of all alternatives. However, there is a
    12 provision in that guidance document which says that
    13 if there is a reasonable alternative and reasonable
    14 there, which we lack here, is defined as no greater
    15 than 110 percent of the cost of what -- of your
    16 proposed controls, if there is a clearly reasonable

    17 alternative that is obvious to the Agency. The
    18 Agency may say that you cannot have a significance
    19 determination because moving the pipe 50 feet is a
    20 clearly reasonable alternative to -- and the Agency
    21 has identified that, and we believe that that could
    22 be covered, and I would refer you to number -- page
    23 three of Exhibit A. Our exhibit, under capital A,
    24 small Roman numeral three b, the nature of the
    L.A. REPORTING (312) 419-9292
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    1 proposed increase in pollutant loading including the
    2 location of the discharge and the timing and
    3 physical characteristics of the discharge. So that
    4 if there were a clearly obvious reasonable
    5 alternative which the Agency could readily identify
    6 at the time that the permit applicant made the
    7 request for a significance determination within this
    8 context, the Agency could say, you know, you move
    9 that pipe 50 feet, it won't be significant any more.
    10 MR. ANDES: We're trying to avoid having to
    11 look at alternatives in every single instance no
    12 matter how minor. At the same time, if you said
    13 that one of the factors, as we said, in evaluating
    14 significance where there is a readily available
    15 alternative, then in that dialogue when you go in

    16 and say we think this is really insignificant. The
    17 fact is that -- you know, in most cases we think
    18 it's going to be really insignificant, it's not
    19 worth everybody spending a lot of time looking at
    20 detailed alternatives, but if you come in and say
    21 this is really insignificant and the Agency says,
    22 yeah, you're probably right, but couldn't you just
    23 put that over there instead. You know, there should
    24 be room for that dialogue and for that factor to be
    L.A. REPORTING (312) 419-9292
    99
    1 part of the significance process without mandating
    2 that in every single instance you have to look at
    3 alternatives.
    4 MS. TONSOR: And you believe that's contained
    5 within the language of A -- capital letter A, Roman
    6 Numeral three, small b.
    7 MS. HIRNER: Yes, we do.
    8 MR. ANDES: It could be clearer and if there's
    9 clarification in the order, I think that's something
    10 that we'd be willing to talk about.
    11 MS. HIRNER: Yeah. We believe its there, but
    12 if it needs to be clarified, we can -- we are more
    13 than willing to discuss that.
    14 MR. TANNER: I have a question along these same

    15 lines. I'm trying to understand how the Agency is
    16 going to make these significance determinations.
    17 What standards will the Agency use if we assume that
    18 we had a de minimis exception and so anything
    19 between .5 percent and, you know, up to nine percent
    20 of the unassimilative load capacity is excluded and
    21 then we go beyond that, you know, it could be
    22 anything from ten percent to 99 percent of the
    23 unassimilative load capacity is being proposed to be
    24 used up in the permit application, but you're saying
    L.A. REPORTING (312) 419-9292
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    1 now the Agency is going to have two lists of
    2 parameters, there's going to be parameters that will
    3 not trigger that significance, say, chlorine, and
    4 there may be other parameters on another list which
    5 will trigger the significance, say, arsenic.
    6 What -- you know, what standards will the Agency
    7 use?
    8 MR. ANDES: Well, I think that it's not going
    9 to be dichotomy as much as -- I think that it's
    10 going to be -- well, it's going to be dealt with on
    11 a case-by-case basis. On the other hand, I think we
    12 can identify some of the factors that would apply.
    13 You're going to be looking at fate and transport,

    14 how readily is this water -- is this particular
    15 pollutant assimilated into the water, to what extent
    16 does it persist and to what extent is it
    17 bioaccumulative. What are the characteristics of a
    18 water body in terms of its physical and chemical
    19 nature such that a discharge of that pollutant into
    20 that water body might be okay whereas in other ones,
    21 it's not? I mean, there are a lot of the same
    22 factors you think about in doing -- in going through
    23 the permitting process, but fate and transport,
    24 bioaccumulation, persistence are the kind of things
    L.A. REPORTING (312) 419-9292
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    1 that we would envision the investigation taking into
    2 consideration. Is it an enormous water body? Is it
    3 a small water body? What are the up stream and down
    4 stream characteristics? What are the uses? So it's
    5 hard to sort of have a bright line, but it's more --
    6 you're going have to go in and show the Agency that
    7 it's insignificant -- it's because -- either because
    8 it's over ten percent or because data just isn't
    9 available to make that determination. You're coming
    10 in and saying to the Agency, we think it's not
    11 significant and here's why and being able to take
    12 these various factors, and will there be guidance

    13 from the Agency in terms of what are the factors and
    14 how they weigh them, I think that's probably
    15 something we'll need. I don't think you can just
    16 say well, arsenic's in and selenium's out. It's
    17 going to be more complicated than that. On the
    18 other hand, you know if the Agency is really -- part
    19 of our concern is that this whole process of
    20 antidegradation can easily get bogged down in terms
    21 of analysis of alternatives, analysis of
    22 social/economic issues. If the Agency comes up with
    23 a process whereby that moves fairly readily, then
    24 people aren't going to be applying for a lot of
    L.A. REPORTING (312) 419-9292
    102
    1 exemptions from this process and, you know, we'd
    2 like to see that happen, but you need to have the
    3 opportunities available for people to come in and
    4 it's going to be a significant amount of time and
    5 effort you would have to, you know, invest in to
    6 make this determination. You'd have to come in and
    7 what I envision doing for a client would be coming
    8 in with a consultant and saying, we've looked at
    9 fate, we've looked at transport, we've looked at
    10 persistence, we've looked at bioaccumulation, here's
    11 what we came out with, here's why we thinks it's not

    12 significant and see if the Agency agrees. I think
    13 that in a lot of cases you'll be able to make those
    14 calls fairly readily, whether it's on the
    15 Mississippi or some other water body and say we know
    16 this is clearly minor or we know this isn't minor
    17 and we want you to go through the process. So, you
    18 know, we think that that process can work, we think
    19 that these exceptions -- you know, not everybody is
    20 going to take advantage of them, some people might.
    21 It's going to take some time and effort for them to
    22 do so and then they're going to have to come in and
    23 really convince the Agency that it makes sense for
    24 them not to be in this process, but instead it's
    L.A. REPORTING (312) 419-9292
    103
    1 minor and you don't have to worry about it.
    2 MS. HIRNER: And if I can add, in making any of
    3 these types of determinations, a significance
    4 determination or whether it is significant, there is
    5 one overarching directive that the Agency must
    6 always assure and that is that all existing uses of
    7 the water will be fully protected. That cannot be
    8 violated in any decision that the Agency makes. The
    9 Agency cannot make a decision that will allow the
    10 uses not to be fully protected, and when we have --

    11 the Agency, Mr. Frevert, has said that there will
    12 be a range of considerations during these
    13 antidegradation reviews and this is the way that
    14 we have proposed to incorporate that range of
    15 reviews is through this two-tiered approach that
    16 we've outlined.
    17 Now, in reviewing information from USEPA
    18 guidance documents and including the Region VIII
    19 document, including another of other documents and
    20 including the Agency's testimony. It has become
    21 clear that these determinations will never be done
    22 as an exact science and USEPA has acknowledged that
    23 it will not be an exact science and that, indeed,
    24 professional judgment by the people making these
    L.A. REPORTING (312) 419-9292
    104
    1 decisions will enter into that ultimate
    2 determination of whether or not to allow degradation
    3 and so again, you know, in the context that whatever
    4 decision is made, existing uses will be fully
    5 protected. We think this opens up and clarifies
    6 that on a case-by-case basis the Agency may look at
    7 different types of information in making its
    8 decision, but if we look at A, which is the
    9 significance determination versus the B, which is

    10 what I call the full-blown consideration parameters.
    11 Many of them are similar and, in fact, there may
    12 even be more detail in the parameters that the
    13 Agency must consider and evaluate in the
    14 significance determination than are defined in the
    15 full-blown antidegradation determination.
    16 MR. TANNER: It certainly helps us to hear the
    17 types of factors that you would consider putting
    18 into a significance determination in particularly
    19 when we're crafting the regulations and we have to
    20 think about, you know, what kind of outline we put
    21 on the program in terms of giving direction to the
    22 Agency when they draft their Part 354 regulations
    23 and, you know, even then, they'll probably have
    24 internal guidance of how to carry those out. So
    L.A. REPORTING (312) 419-9292
    105
    1 we've got several layers here of directions to
    2 people and on the other hand, we have to keep in
    3 mind that these decisions have to be reviewable.
    4 I certainly understand the art that goes into these
    5 decisions, it's not all science. You know, I was
    6 trained as a scientist and I understand the
    7 limitations, but at the same time these decisions
    8 have to be reviewable, you know, you would present

    9 these decisions to, you know, a reasonable group of
    10 people and expect to come to the same decision.
    11 So that's what we're trying to get help on
    12 here is how do we craft these regulations so the
    13 Agency can develop its Part 354 regulations in a
    14 fashion so that even though we've got a case-by-case
    15 application, the broad outline is still handled in a
    16 very reasonable, coherent and consistent basis.
    17 MR. ANDES: And I think that we want that too
    18 particularly because there are going to be a lot of
    19 people who are going to be very interested in how
    20 the Agency makes its decisions and I think that one
    21 thing we probably share with all of the parties here
    22 is that this process ought to be as transparent as
    23 possible and that the Agency, when making
    24 determinations, whether it's a significance
    L.A. REPORTING (312) 419-9292
    106
    1 determination or a determination on an antideg
    2 assessment, really needs to explain its reasons and
    3 not just say -- sort of wave a magic wand over it
    4 and say, we looked at all these factors and
    5 everything is okay. I think we want the Agency to
    6 have to go and explain how it got to its decision,
    7 how it weighed the various factors so then whether

    8 it's a regulated party or citizen group or whoever
    9 is interested can look at that and evaluate it and
    10 say, do we agree with them, do we not agree with
    11 them. So we think that's an important part of the
    12 process.
    13 MR. TANNER: Thank you.
    14 MR. FLEMAL: This is still on the exceptions
    15 issue. Mr. Andes, you, I believe, outlined for us a
    16 suggestion that if there was a coupling of a
    17 pollution loading decrease in a media other than
    18 water that had an increase in discharge to the
    19 waters as a consequence that there ought to be an
    20 exception provided for that kind of activity, am I
    21 correct first off all from my understanding?
    22 MR. ANDES: You did, you are correct.
    23 MR. FLEMAL: Where in the language that you
    24 offered for us? Would you see that kind of
    L.A. REPORTING (312) 419-9292
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    1 condition producing an exemption?
    2 MR. ANDES: I think actually that is no longer
    3 in here. It was at one point and I still think it's
    4 a good idea. It was adopted in Indiana, for
    5 example, and we felt that again if you have -- if
    6 you have and I think the language is phrased and we

    7 could provide that language again from the Indiana
    8 rules. If you have air emission controls that are
    9 applied which are either required or I think there's
    10 even language about substantially reducing exposure
    11 to hazardous air pollutants and that's resulting in
    12 increasing the water discharge that A, you would
    13 have to show that you've examined feasible
    14 alternatives. Okay, but you wouldn't have to make
    15 the social and economic showing because, in essence,
    16 we know this is something that from an environmental
    17 standpoint is positive. So that's actually sort of
    18 a limited exception because it would say you
    19 examined alternatives. You can't just say well, I'm
    20 putting on pollution control systems for air,
    21 therefore, I'm going to increase my wastewater
    22 discharge with new pollutants and this is how much.
    23 You'd have to say -- and because you're probably
    24 going to have to apply controls to do that anyway.
    L.A. REPORTING (312) 419-9292
    108
    1 So you say, all right, I'm controlling the air
    2 emissions, and we've had situations like this, in
    3 fact, that have already been applied in Indiana,
    4 I'm controlling my air emission, it's going to
    5 increase my wastewater discharge. I looked at

    6 alternatives, I've applied controls, but there's
    7 still some amount that I need to increase and,
    8 therefore, I don't have to go through the
    9 social/economic showing. So we do think that would
    10 be a good idea.
    11 MR. FLEMAL: I assure you that the Board deals
    12 with these circumstances not uncommonly and sort of
    13 these cross media changes in loadings are of some
    14 concern to the Board. So we'd appreciate, indeed,
    15 if you could provide us with that actual language.
    16 MR. ANDES: Absolutely.
    17 MR. FLEMAL: And I think I'd also like to see
    18 if you could provide for us the Indiana examples. I
    19 take it the Indiana example has been approved by
    20 the USEPA as well, that particular provision of the
    21 regulation?
    22 MR. ANDES: I believe so.
    23 MR. FLEMAL: Okay. If you could, ascertain
    24 that and let us know again about that, we'd
    L.A. REPORTING (312) 419-9292
    109
    1 appreciate that.
    2 One other question on the exceptions, what
    3 is the basis for your choice of the ten percent of
    4 the unused loading capacity as opposed to some other

    5 percentage in terms of what constitutes de minimis?
    6 MR. ANDES: That was really from EPAs guidance,
    7 from the EPA Great Lakes guidance where they had --
    8 they had said and I think I quoted some language
    9 that they thought generally increases of less than
    10 ten percent would not have a significant impact on
    11 water quality.
    12 MR. FLEMAL: Let me put it another way, suppose
    13 the Board did adopt that ten percent, what would be
    14 the defense against the change that that number of
    15 choice was arbitrary and complete?
    16 MR. ANDES: Well, I think that whatever choice
    17 you make involves some judgment. If you're going to
    18 create a dividing line, then whatever dividing line
    19 you create involves some element of arbitrariness.
    20 Here, I think, you actually have a number that the
    21 EPA has specified in guidance and in other states
    22 have put in their rules that says we think ten
    23 percent is a good cut at this. Bearing in mind,
    24 that these are about water bodies where you have
    L.A. REPORTING (312) 419-9292
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    1 unused capacity. In other words, these water bodies
    2 are meeting standards and, for example, if you had a
    3 water body that is at 91 percent of capacity so you

    4 have only nine percent left, you don't get ten
    5 percent, right, because you can't violate standards
    6 so you're not going to be able -- the capacity left
    7 in the water body is always going to be a factor.
    8 MR. FLEMAL: I guess I don't understand your
    9 numbers there. If 90 percent is already used, ten
    10 percent is what's left and one-tenth of ten percent
    11 is only one percent, you could go up one percent, I
    12 assume it was already 90 according to your scenario
    13 and still be under the de minimis.
    14 MR. ANDES: If it's at 90, you could use ten --
    15 it's not ten percent of ten percent. It's ten
    16 percent of the unused loading capacity. If there is
    17 ten percent left, then you're right, you can only
    18 use ten percent of that. The point I was trying to
    19 make was that we're not talking violating standards.
    20 We're not talking about getting above the standards.
    21 There are limitations in terms of what you can use,
    22 but we think ten percent based on EPA experience
    23 they felt in their guidance and other states have
    24 put in their rules that that was a reasonable
    L.A. REPORTING (312) 419-9292
    111
    1 dividing point and that, in essence, it makes sure
    2 that it's only small increases that are allowed.

    3 MR. FLEMAL: For the record, could you provide
    4 us with the actual citations to that ten percent
    5 that you find both in the federal and state level
    6 regulations?
    7 MR. ANDES: Absolutely.
    8 MR. FLEMAL: In case we need to refer to those
    9 specific pages or whatever?
    10 MR. ANDES: Yes.
    11 MR. RAO: Mr. Andes, along the same lines,
    12 could you provide the Board with citations to
    13 regulations of other states that you refer to in
    14 your testimony, you know, I think you referred to
    15 Wisconsin, Indiana, Michigan and Ohio?
    16 MR. ANDES: Yes.
    17 MR. RAO: That would be helpful.
    18 MR. ANDES: Absolutely.
    19 HEARING OFFICER TIPSORD: Anything further?
    20 MS. McFAWN: Oh, I have a couple questions.
    21 These are just questions I think that merely go to
    22 the way you restructured the rule -- the language, I
    23 mean, the substance.
    24 Under C, high quality waters, the Agency
    L.A. REPORTING (312) 419-9292
    112
    1 had that listed that the water quality had to be

    2 maintained unless the proponent made the
    3 demonstration which has now been moved to
    4 subparagraph capital B under high quality waters.
    5 That language was in the first paragraph of
    6 paragraph C of the Agency and it read, water of the
    7 state whose existing water quality exceeds
    8 established standards of this part --
    9 THE COURT REPORTER: I'm sorry.
    10 HEARING OFFICER TIPSORD: Marili, could you
    11 slow down just a little?
    12 MS. McFAWN: Oh, sure. Sorry.
    13 THE COURT REPORTER: And could you speak
    14 towards me?
    15 MS. McFAWN: Certainly.
    16 THE COURT REPORTER: Thank you.
    17 MS. McFAWN: -- must be maintained in their
    18 present high quality unless the proponent can
    19 demonstrate pursuant to this subsection that
    20 allowing the lowering of water quality is necessary
    21 to accommodate important economic or social
    22 development.
    23 While language similar to that appears in
    24 your proposed language, IERG's proposed language, I
    L.A. REPORTING (312) 419-9292
    113

    1 don't see closure under paragraph B, the Agency's to
    2 make this assessment and then it doesn't tell the
    3 Agency what to do with that assessment. Does this
    4 make any sense?
    5 MS. HIRNER: I think so. I'm not sure, but I
    6 think that in the Agency's proposal it has referred
    7 to doing -- making its assessment and putting in
    8 its Part 354, and we said with Agency implementation
    9 procedures and as we read through the Agency
    10 implementation procedures in Part 354 it comes back
    11 to the demonstration review, which says the
    12 antidegradation demonstration review pursuant to
    13 and, of course, that would be assessment because
    14 we've changed it from review to assessment, pursuant
    15 to 35 Ill. Adm. Code 303.105 is a part of the NPDES
    16 permitting process or the Clean Water Act Section
    17 401 certification process. So following on it says,
    18 after review or assessment pursuant to its
    19 subsection, the Agency shall produce a written
    20 analysis addressing the requirement of 302. So in
    21 their implementation procedures they say that they
    22 do the assessment and provide a written analysis of
    23 their assessment, which becomes part of the NPDES
    24 permit application and then the Agency then will --
    L.A. REPORTING (312) 419-9292

    114
    1 and then after its done that if it determines that
    2 the load increase is acceptable upon receipt of
    3 whatever, the Agency will proceed to public notice.
    4 So it does its assessment in its implementation
    5 procedures, it writes an analysis or writes a report
    6 of its analysis or report on its assessment and then
    7 it incorporates its information into the fact sheet
    8 and now again, this is my understanding of what I've
    9 been explained that these things will work, then
    10 that proceeds to public notice and it's out there
    11 with your NPDES permit application for public
    12 hearing and review.
    13 MS. McFAWN: And presumably they will take that
    14 analysis and either grant or deny the -- propose to
    15 grant or deny the limit the permit applicant is
    16 requesting.
    17 MS. HIRNER: Uh-huh, and they've actually
    18 outlined like I think like three procedures in
    19 there.
    20 MS. McFAWN: All right. For instance, if they
    21 found that the activity resulted in an increase in
    22 pollutant loading that would not benefit the
    23 community at large, they would not allow that to be
    24 the acceptable limit, is that right?
    L.A. REPORTING (312) 419-9292

    115
    1 MS. HIRNER: Pardon me? Could you repeat the
    2 question?
    3 MS. McFAWN: Sure.
    4 MS. HIRNER: I was looking at something else.
    5 MS. McFAWN: Certainly. If the Agency in its
    6 analysis determined that the increase would not
    7 benefit the community at large in its fact sheet it
    8 would then decline to allow the loading?
    9 MS. HIRNER: Coupled with everything else that
    10 it has to look at. I mean, it has to -- I think,
    11 you know, Fred said earlier that they have to look
    12 at, you know, this is a high quality water and it
    13 has to be protected, but it could increase a
    14 discharge if certain things came into play and --
    15 MR. ANDES: So the bottom line answer is yes.
    16 If you had a significant increase, it wasn't covered
    17 under an exemption or exception and the Agency says,
    18 all right, fine, it protects existing uses. You've
    19 examined alternatives and you've implemented all the
    20 available alternatives, but this doesn't benefit the
    21 community at large, they would say no, you can't do
    22 it, you don't -- you do not pass antidegradation
    23 review.
    24 MS. McFAWN: Okay.

    L.A. REPORTING (312) 419-9292
    116
    1 MR. ANDES: That's the way it works.
    2 MS. McFAWN: Okay. Thank you.
    3 MR. ANDES: Sure.
    4 MS. McFAWN: Back to the discussion we had
    5 earlier about outstanding resource waters. You
    6 discussed in that proposed language the term party
    7 is used. I wonder if you could now or later explain
    8 who you think the parties are that would be involved
    9 in this type of determination, this adjusted
    10 standard.
    11 MS. HIRNER: In which?
    12 MS. McFAWN: I'm sorry. On the part 303, the
    13 adjusted standard procedure for outstanding resource
    14 waters.
    15 HEARING OFFICER TIPSORD: Excuse me,
    16 Ms. McFawn, for the record that's Exhibit B to
    17 Deirdre Hirner's testimony.
    18 MS. McFAWN: Thank you. In fact, I'm looking
    19 at page three of the Exhibit B under small paragraph
    20 -- or paragraph small c and d. The term party is
    21 used there and I wondered who would be the parties.
    22 MS. HIRNER: I would -- let's take the example
    23 of community B and community B sits on -- is in the
    24 watershed because I think that's a critical thing to

    L.A. REPORTING (312) 419-9292
    117
    1 remember. It's in the watershed in the drainage
    2 area to the outstanding state resource water and
    3 some petitioners came in and said we're going to
    4 designate this particular reach of the stream as an
    5 outstanding state resource water and interested
    6 parties, as we've outlined earlier in our proposed
    7 revisions, would be notified that there was a
    8 petition before the Board, and I could see where the
    9 mayor or the city counsel of community B would
    10 approach the Board and say, you know, we're
    11 concerned about this particular designation because
    12 we are in the watershed and that's part of our
    13 drainage area and if that reach is designated an
    14 outstanding resource water, that would, in essence,
    15 preclude us from ever doing any modifications to our
    16 sanitary sewer system that we would have to
    17 discharge in case our community would grow. That
    18 would be an example of whom I might see, or another
    19 one, in the instance of DNR's proposal on the
    20 Vermillion -- Middle Fork Vermillion River, they
    21 proposed to designate that as an outstanding
    22 resource water and Dynergy Midwest has a discharge
    23 there right now and so if the petition were made to
    24 designate that as an outstanding resource water,

    L.A. REPORTING (312) 419-9292
    118
    1 then Dynergy Midwest might be a party who would be
    2 concerned to respond that, you know, if this is
    3 designated, these are the potential ramifications of
    4 that designation on our facility.
    5 MS. McFAWN: Would they have to -- thank you,
    6 that helped me a lot. Now, I just wonder, would
    7 they have to prove standing in the way we normally
    8 think of it?
    9 MS. HIRNER: Got to ask somebody else, I'm not
    10 the lawyer.
    11 MS. McFAWN: Okay.
    12 MS. HODGE: I don't think we had thought about
    13 that. I think that, you know, we had envisioned
    14 that reference to other party anyone whose rights
    15 may be affected by the designation, proposed
    16 designation. So in that sense I think there may be
    17 a standing issue, but I don't think we've really
    18 analyzed it to that point, but we'll be glad to do
    19 that.
    20 MS. McFAWN: And along those lines, would they
    21 have a right to appeal the Board's decision or would
    22 just the petitioner for the adjusted standard?
    23 MR. ANDES: I certainly think our intent was

    24 that interested parties -- parties whose interests
    L.A. REPORTING (312) 419-9292
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    1 would be affected would have an opportunity to
    2 appeal.
    3 MS. McFAWN: They would? Okay.
    4 MR. ANDES: One way or the other.
    5 HEARING OFFICER TIPSORD: We would need some
    6 citation to that for that position.
    7 MR. ANDES: Right.
    8 HEARING OFFICER TIPSORD: Currently, in an
    9 adjusted standard proceeding, the party is the
    10 proponent and the Agency is the responding party and
    11 files a recommendation, but is not even listed as a
    12 party in the caption. The Agency has appealed
    13 adjusted standard proceedings, but, to my knowledge,
    14 no other interested person has done so. Check the
    15 definition of party in the Board's procedural rules
    16 as well.
    17 MR. ANDES: Obviously, we want to make sure
    18 that if communities in the affected area feel that
    19 it's going to have a major impact on their economy
    20 and think that the Agency -- that the Board made a
    21 decision and they disagree with it, we want to have
    22 them able to appeal that. So we'll go back and take

    23 a look at that.
    24 HEARING OFFICER TIPSORD: Anything else?
    L.A. REPORTING (312) 419-9292
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    1 MS. McFAWN: I wonder if you can address maybe
    2 here at the hearing even the basis for the language
    3 proposed on page three of Exhibit B, paragraph --
    4 THE COURT REPORTER: Paragraph --
    5 MS. McFAWN: Paragraph d, that's a small d.
    6 THE COURT REPORTER: Thank you.
    7 MS. McFAWN: This would be the criteria for the
    8 Board granting or denying such an adjusted standard
    9 and, Mr. Compton, you testified on this particular
    10 proposal, this portion of the IERGs proposal and you
    11 have a lot of history and a lot of background in
    12 this area. I just wondered if you could just
    13 address this and I would like some further
    14 elaboration on where it came from and that type of
    15 thing.
    16 MR. COMPTON: This basically is a distillation
    17 of the Agency --
    18 HEARING OFFICER TIPSORD: MR. Compton, could
    19 you speak up, please?
    20 MR. COMPTON: This basically is a distillation
    21 of the Agency's language that was presented in

    22 balancing the issues for making a determination
    23 that -- and if I recall correctly in going back
    24 through some USEPA guidance on the issue that the
    L.A. REPORTING (312) 419-9292
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    1 Agency had provided that essentially this is
    2 patterned after the USEPA suggestion that there
    3 should be a balance in looking at the economic
    4 benefits versus just the practical scientific
    5 evaluation or technical evaluation of the issue.
    6 MR. ANDES: We just added the word
    7 substantially to the Agency's language.
    8 MS. McFAWN: Is that what --
    9 MS. HODGE: Yes. If you'll look at the
    10 Agency's proposal at their proposed Section
    11 106.995(b) it's under Board action and then it's
    12 designation of ORW, the only substantive change that
    13 we made there was the word -- to insert the word
    14 substantially -- or that was our intent.
    15 MS. McFAWN: All right. Thank you. I guess it
    16 made me focus very closely on it and it seemed like
    17 the language could be difficult to come to grips
    18 within making a decision. Mr. Compton, you said and
    19 maybe the Agency can help me on this as well, that
    20 this language came from federal guidelines, is that

    21 correct? And maybe, if so, if you could provide the
    22 Board with a cite to that. Maybe not now,
    23 necessarily but --
    24 MS. TONSOR: The Agency will review to find a
    L.A. REPORTING (312) 419-9292
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    1 citation to this language or the basis of the
    2 language and we'll provide that back to the Board.
    3 MS. McFAWN: Thank you. Thank you,
    4 Mr. Compton.
    5 HEARING OFFICER TIPSORD: Anything further?
    6 MR. TANNER: Let me follow-up on that then.
    7 What exactly does the word substantially add to the
    8 Agency's language? I mean, how do you know --
    9 outweigh, you know, means to go beyond,
    10 substantially ,does that mean, okay, if we're 51
    11 percent then you designate it, but if you put in
    12 substantially now we're 75 percent? How do you
    13 determine substantially?
    14 MR. ANDES: I think our concept was just that
    15 -- the consequences of being an ORW are so dramatic,
    16 in essence, for most dischargers it will mean no
    17 increase at all and no new discharges that it ought
    18 to be an open process of weighing the cost and
    19 benefits and that it ought to be clearly beneficial,

    20 it shouldn't be sort of a close call, it should be
    21 boy, this is just really good and it doesn't have
    22 much in the way of negative side effects. So we
    23 wanted to just convey the image that it's a clear
    24 choice, it's not a close call because the impacts
    L.A. REPORTING (312) 419-9292
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    1 are so tremendous of that kind of designation, that
    2 was our effort. I mean, it's hard to define it I
    3 think any more clearly than that. It's something
    4 that's going to have to be determined on a
    5 case-by-case basis, but as long as it's done in a
    6 open process where all the benefits and costs are
    7 laid out for people and the Board when it balances
    8 that -- you know, when it's clearly laid out for
    9 people, these are the factors here, this is how we
    10 balance it, here's why it's an easy choice. I think
    11 that's the end goal.
    12 MR. TANNER: Thank you.
    13 MR. ANDES: Thank you.
    14 HEARING OFFICER TIPSORD: Anything else? Thank
    15 you very much. Let's go off the record for a second
    16 while we move around.
    17 (Whereupon, a discussion
    18 was had off the record.)

    19 (Witness sworn.)
    20 MR. ETTINGER: I just want to -- we had filed a
    21 brief and supplemental testimony which I think
    22 fairly well states our positions as to the
    23 proceeding and also responded in advance as to many
    24 of the proposals that IERG made.
    L.A. REPORTING (312) 419-9292
    124
    1 I just want to stress a couple of points
    2 here and then maybe we wouldn't use up the whole 20
    3 minutes before lunch, maybe we will.
    4 The major issues -- or one of the major
    5 issues here is on this whole significance and de
    6 minimis idea and there has been a lot of emphasis on
    7 flexibility throughout the proceeding. Now,
    8 personally I'm generally scared when I hear the term
    9 flexibility used in a regulatory context because
    10 that normally means flexibility to not apply to law,
    11 but in this case, it's clear there should be some
    12 flexibility from the Agency to do the amount of
    13 analysis which is necessary on the specific facts
    14 in front of them and I think you've got to keep the
    15 idea of flexibility in mind in the context of the
    16 type of proposal in front of you. When we talk
    17 about -- we look at other states, we've got to look

    18 at not just -- can't take one provision here and
    19 throw it here or one provision there and say well,
    20 let's put that in that. You've got to look at the
    21 overall context of the regulation there. Something
    22 that is necessary in Ohio may not be necessary in
    23 Illinois because of the way we've shaped the overall
    24 Illinois Regulatory Program and in this I'd like to
    L.A. REPORTING (312) 419-9292
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    1 emphasize two different types of flexibility, one is
    2 flexibility in applying the antidegradation analysis
    3 versus flexibility in avoiding the antidegradation
    4 analysis. Now, what the Agency has proposed is
    5 flexibility in applying the antidegradation
    6 analysis. What they have said is that they're going
    7 to look at different types of things as they come in
    8 and they're going to be flexible as to how much
    9 analysis they're going to do depending on a
    10 case-by-case basis. The term they use is sliding
    11 scale. They're going to try and make -- they're
    12 going to tailor the suit to what's in front of them.
    13 So because they're willing -- and we reluctantly in
    14 some way bought into the idea of flexibility in
    15 updoing the analysis, we need less flexibility in
    16 avoiding the analysis because we're not going to

    17 require a Perry Mason style trial over everything
    18 that falls within antidegradation.
    19 Now, that's the problem that has been or
    20 is a possibility. If we required a lengthy
    21 proceeding, you know, a 300-page EIS as to every
    22 case in which you fell into an antidegradation
    23 analysis, then we would need more flexibility in
    24 avoiding analysis, but given that we're willing to
    L.A. REPORTING (312) 419-9292
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    1 shape the amount of analysis that we do to the
    2 individual case. We don't need these kind of
    3 exceptions to the same extent, and then I guess
    4 another concept we talked about is simplifying the
    5 thing and saving Agency resources.
    6 One of the major issues we've had here is
    7 that it doesn't save the Agency any resources if
    8 it's as difficult to decide whether an exception or
    9 significance applies as it does to go ahead and do
    10 the antidegradation analysis and in some of these
    11 cases you're going to be doing math or you're going
    12 to be doing a lot more work to decide whether an
    13 exception applies than it would be to just do the
    14 analysis. So that doesn't help them at all. I
    15 might add, IERG to some extent made my point for me

    16 by providing here a two-page significance test which
    17 purports to simplify the rule by adding two pages of
    18 very complicated and somewhat abstruse regulatory
    19 language that we've all been struggling with to
    20 understand today. This is not the way that you --
    21 adding two pages of language is not the way that you
    22 simplify a program. So I think the overall stress
    23 here has got to be on pollution prevention and on
    24 considering alternatives in almost all cases and in
    L.A. REPORTING (312) 419-9292
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    1 some case that can be done quite quickly, the Region
    2 VIII guidance, which I have with me, they apply a
    3 significance test, they talk about significance, but
    4 then they go ahead and say if there are alternatives
    5 that can be easily considered, go ahead and consider
    6 alternatives because they always recognize a need
    7 for pollution prevention, which is really what we're
    8 talking about with tiered two antidegradation
    9 analysis, which is pollution prevention. What we
    10 want to do is look at other ways to achieve the same
    11 thing without putting more pollution in the water.
    12 This Board has recognized in numerous context the
    13 importance of pollution prevention and what we're
    14 really doing is adding a pollution prevention step

    15 into the regulatory process.
    16 Now, what we did in our filing was we
    17 filed a number of the antidegradation analyses that
    18 have recently been done by the Agency just because I
    19 wanted you to see them. This is Exhibit 3.
    20 Frankly, we don't think in most cases these are
    21 adequate, in fact, these are bad examples. We
    22 expect that in the future the analysis should be
    23 more thorough than the ones that were done here as
    24 to most of the permits. However, some of them will
    L.A. REPORTING (312) 419-9292
    128
    1 look, you know, even under the new program we
    2 anticipate that some of them will look like this.
    3 Your trailer park with, you know, .0018 million
    4 gallons per day going into the Mississippi River is
    5 probably going to have a one-page antidegradation
    6 analysis saying this is not going to be a problem.
    7 The trailer park's using good technology or at least
    8 what -- the best that we can expect under the
    9 circumstances and that will probably be what the
    10 antidegradation analysis looks like, a one-page
    11 description of where its going, why it's not going
    12 to affect existing uses and just an explanation as
    13 to how they considered alternatives technologies

    14 briefly and that will be it.
    15 In other cases, there will be a much
    16 lengthier piece, a document, a much lengthier study,
    17 but that's because it will mirror it.
    18 So, then I guess the other thing that I
    19 would note is you're looking here at the four most
    20 notorious permit reviewers in the state of Illinois
    21 and I will tell you that the first company that
    22 comes in and tries to apply for this significance
    23 exception, we're going to look at a lot more
    24 carefully because anybody who would try and go
    L.A. REPORTING (312) 419-9292
    129
    1 through this complicated thing is clearly up to
    2 something and what the problem is here is by forcing
    3 the Agency to go through this significance
    4 determination, you're going to add all sorts of
    5 complicated showings and complicated facts that have
    6 to be found and you're going to lead to more appeals
    7 and I will tell you that this procedure just seems
    8 to only really help a company who's trying to do
    9 something really big, that they're willing to go
    10 through this in order to try to fit through this
    11 hole.
    12 Now, as the ten percent de minimis it's

    13 even worse. Now, you talk about a blanket arbitrary
    14 exception. Can you imagine how much arsenic a
    15 company would have to buy in order to use up nine
    16 percent of the assimilative capacity of the
    17 Mississippi River? Are we saying that a company
    18 should be allowed to use up nine percent of the
    19 water quality standard for arsenic in the
    20 Mississippi River without any consideration of
    21 alternatives? That's what they're really saying
    22 here, is that we're going to bypass that whole
    23 process. I don't want to paint it too black. There
    24 are technology-based standards that would preclude
    L.A. REPORTING (312) 419-9292
    130
    1 most companies from doing that, however, this sort
    2 of arbitrary line in which we're going to say nine
    3 percent is okay, 11 percent we're going to consider,
    4 is really alien to the whole philosophy of pollution
    5 prevention and it's alien to the purpose of the
    6 Clean Water Act, which is to restore and maintain
    7 the nation's waters and this is where this chipping
    8 away gets at and I think Board Member Melas put it
    9 very well, you know, if we chip away at nine percent
    10 at a time, pretty soon there's nothing left. The
    11 purpose of the Clean Water Act was not to allow

    12 Illinois waters and the nation's waters to degrade
    13 slowly. It was to maintain those waters and
    14 allowing a nine percent bite at the apple repeatedly
    15 just gets us to water quality standards and then
    16 come up with the least -- with the least that we can
    17 tolerate rather than what we want.
    18 The other exceptions that are referred to
    19 or mentioned in the draft are in most cases -- in
    20 most cases -- in all cases they are useless, in some
    21 cases they are dangerous. I think again you've got
    22 to look at the overall context of what the Agency
    23 proposes to do here. Let's look at the example of
    24 somebody who wants to do something that's good.
    L.A. REPORTING (312) 419-9292
    131
    1 He's going to eliminate -- he's going to eliminate
    2 the total amount -- not eliminate, he's going to
    3 lessen the total amount of pollution coming out of
    4 his plant so he's going to prove that he fits into
    5 this exception. As a reviewer, I can look at this
    6 in one of two sheets of paper. It can either be a
    7 sheet of paper in which the Agency explains why he
    8 fits into this exception or a sheet of paper which
    9 does the antidegradation analysis and says what do
    10 you know, we've done the antidegradation analysis

    11 and because they're reducing the total amount of
    12 pollution coming from the plant, we find this is a
    13 good thing, and it's not clear to me that the one
    14 document would be any longer than the other. In
    15 fact, the antidegradation analysis would be much
    16 less suspect. It would take into all account, you
    17 know, the sorts of things that we're looking at
    18 rather than trying to fit into an arbitrary
    19 exception.
    20 For instance, you have this other case
    21 that was presented of more than one discharge point.
    22 Okay. If, in fact, all they're doing is shifting a
    23 discharge from one area to another into equally
    24 sensitive receiving streams in which it's not going
    L.A. REPORTING (312) 419-9292
    132
    1 to have any environmental impact, that's what the
    2 antidegradation analysis will say and there won't --
    3 you know, we would not see a lenghty antidegradation
    4 analysis in that case. Proving that you fit into
    5 that exception would, in fact, be the
    6 antidegradation analysis here. What the problem
    7 would be is what's the case the other way. What if
    8 there's something wrong with the one discharge point
    9 a mile away from the other one? What if there's

    10 something at that other discharge point? We're
    11 going to skip that process here, we're not to going
    12 look at whether or not the alternative discharge
    13 point causes more problems. We're going to fit it
    14 into an arbitrary exception and say that this
    15 discharge point a mile away from the other one is
    16 okay because the total coming out of the plant is
    17 the same and that's -- you know, this is the kind of
    18 place where what we're going to see here or could
    19 see is a manipulation of exceptions, it's going to
    20 lead to more appeals, more complexity for the Agency
    21 rather than just looking at the thing on a case-by-
    22 case basis, which is what I understand the Agency
    23 proposes.
    24 Then also having introduced myself -- or
    L.A. REPORTING (312) 419-9292
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    1 admitted I was one of the more notorious permit
    2 challengers in the -- permit objectors in the state,
    3 I'm going to say something very strange, which is
    4 that I think that the Board in this should have a
    5 little trust in the Agency, which I don't see that
    6 the regulated community has. I don't really think
    7 the Agency is going to be using these rules to come
    8 up with arbitrary and capricious ways to torture

    9 polluters by making them get information which is
    10 unnecessary or causing them to go through
    11 unnecessary paperwork. That's certainly not in the
    12 history of the Illinois Environmental Protection
    13 Agency. They're going -- they are going to be using
    14 this flexibility in different ways. They are --
    15 certainly they can talk to the Agency. The permit
    16 applicant is expected to have informal
    17 communications with the Agency to work these things
    18 out. So I don't see this vast concern or any reason
    19 for concern that there's going to be a large amount
    20 of unnecessary paperwork required as a result of
    21 these rules as they are proposed by the Agency.
    22 Now, we, of course, had suggested some improvements
    23 in some other areas, which frankly we think the
    24 Agency has shortcutted the matter a little bit or
    L.A. REPORTING (312) 419-9292
    134
    1 has not provided -- or has put some outs that are of
    2 concern to us and also I will admit that we're
    3 frankly concerned about the flexibility the other
    4 way because there are no minimum procedures or very
    5 few minimum procedures put into this. They are
    6 states with rules that say -- you know, that require
    7 minimum showings that be made in a much more

    8 detailed way or minimal procedures. We're not
    9 asking for a second set of hearings on the
    10 antidegradation, for example. Some of the states
    11 are saying well, you'll have a permit proceeding and
    12 then an antidegradation proceeding. This is all
    13 going to be considered in one permit proceeding.
    14 So we're not looking at the same sort of paperwork
    15 that you might be worried about in other states.
    16 I wanted to discuss finally this ONRW or
    17 ORW proposal and all the concern that there has been
    18 about this -- first of all, the idea that this -- I
    19 wish it was such an absolute control as is
    20 suggested, but for one thing as the rule makes clear
    21 you can repeal these as well as pass them. So for a
    22 number of reasons I believe that an ordinary
    23 pollution permit is a much more drastic step to take
    24 than designating an ORW. A pollution -- what goes
    L.A. REPORTING (312) 419-9292
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    1 wrong -- what is the problem if a bad pollution
    2 permit is issued? It's the case in which a mistake
    3 is made that we're worried about. If a mistake is
    4 made and we decide as a society to designate
    5 something as an ORW when if we'd known all the facts
    6 we wouldn't have. What happens? Well, we face the

    7 tragedy of having water that's a little too clean
    8 for the period until we repeal the ORW. What's the
    9 mistake that's made if we issue a bad permit, if we
    10 let somebody put pollutants into the water? We may
    11 kill something that we're never going to see again.
    12 We may allow pollution into the water that's going
    13 to sit on the bottom of the river for a long time
    14 until those sediments are clean. So I would say
    15 before you go looking at a whole lot of new notice
    16 or extraordinary procedure for designating an ORW,
    17 maybe you should put all of these procedures on an
    18 NPDES permit. Maybe everybody who fishes in that
    19 water should be given of a notice of a new permit.
    20 Maybe we should require individual notice of every
    21 property owner who might want to fish off of his
    22 property. Now, we're not, in fact, asking for that,
    23 but do I wish to contrast what the extraordinary
    24 notice and procedures and safeguards we're asking of
    L.A. REPORTING (312) 419-9292
    136
    1 people who wish to prevent pollution as opposed to
    2 those who wish to add pollution to the nation's
    3 waters. That's all I have.
    4 HEARING OFFICER TIPSORD: Would you introduce
    5 the rest of the group, please?

    6 MR. ETTINGER: Yes. Cindy Skrudkrud, Rob Moore
    7 and Jack Darin. I will admit I was laboring more in
    8 writing this document, but I do want to say they all
    9 did review it, they supplied a lot of information,
    10 some of them, a great deal of information and we've
    11 been working together for a number of years in
    12 reviewing permits, our expertise in working through
    13 the permitting process and apply it in considering
    14 this problem.
    15 HEARING OFFICER TIPSORD: Well, since you
    16 included them as the four most notorious, I thought
    17 they should be introduced.
    18 MR. ETTINGER: Well, actually I should probably
    19 let the Agency decide who the most notorious are.
    20 HEARING OFFICER TIPSORD: A couple of other
    21 housekeeping things. We will enter your memo of law
    22 and prefiled supplemental testimony as Exhibit 30 if
    23 there's no objection, and I'm going to go ahead and
    24 admit your answers to the prefiled questions as
    L.A. REPORTING (312) 419-9292
    137
    1 Exhibit No. 31 and we'll allow follow-up on those
    2 after lunch. Let's go ahead and break for lunch.
    3 Let's be back by about ten to two, that's about an
    4 hour from now so that we can proceed with questions

    5 and then we'll go to IDNR. Thanks.
    6 (Whereupon, after a short
    7 break was had, the
    8 following proceedings
    9 were held accordingly.)
    10 HEARING OFFICER TIPSORD: Before we begin with
    11 the questions, Mr. Ettinger, I wanted to let
    12 everyone know that IEPA had indicated to us that
    13 they would have a USEPA representative here today
    14 and they do have someone here from USEPA. I know we
    15 had several questions that seemed to need their
    16 input at the December hearing. So if anyone wants
    17 to ask questions when we finish with DNRs testimony,
    18 we'll let you do that.
    19 Okay. All right. Let's begin with the
    20 Illinois Environmental Regulatory Group that had
    21 prefiled questions which we have admitted the
    22 answers to and I would note that the questions are
    23 repeated on the answers so we'll just mark this as
    24 an exhibit and not admit the prefiled questions as
    L.A. REPORTING (312) 419-9292
    138
    1 an exhibit, if that's okay with IERG.
    2 MS. HODGE: That's fine.
    3 HEARING OFFICER TIPSORD: And then we'll

    4 proceed with --
    5 MS. HODGE: Do you want us to go ahead and ask
    6 these on the record?
    7 HEARING OFFICER TIPSORD: Actually, if you'd
    8 had a chance to review them -- have you had a chance
    9 to review them?
    10 MS. HODGE: I have.
    11 HEARING OFFICER TIPSORD: Then I would say just
    12 -- let's just go with follow-up. I think there were
    13 copies available for people and let's just go with
    14 follow-up and try and save some time.
    15 MS. HODGE: And I do just have a couple
    16 follow-up questions.
    17 HEARING OFFICER TIPSORD: Okay.
    18 MS. HODGE: And, Mr. Ettinger, in your
    19 responses to our first question on page one of
    20 your document, and I will read this question, but
    21 why do you think the different types of loading
    22 should be treated differently in antideg reviews and
    23 in particular referring to your answer in paragraph
    24 two and you indicated, we believe the context of the
    L.A. REPORTING (312) 419-9292
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    1 IEPA antidegradation proposal and the overall
    2 Illinois regulatory systems, different loadings

    3 should be treated on a case-by-case basis weighing a
    4 large number of factors, and also related to that on
    5 page three of your document. Question number two,
    6 would there be any level of review other than brief
    7 and not brief, those are the questions, your answer
    8 was yes. The Agency will decide what is necessary
    9 on a case-by-case sliding-scale basis and in
    10 follow-up there, do you believe that the Agency
    11 proposal allows such case-by-case flexibility and
    12 discretion to the Agency.
    13 MR. ETTINGER: Yes.
    14 MS. HODGE: Could you please identify the
    15 proposed regulatory language in the Agency's
    16 proposal that allows that discretion.
    17 MR. ETTINGER: Well, I don't have the precise
    18 language before me, but there's nothing in there
    19 that precludes it. They talk about informal
    20 consultations, they talk about what has to be in an
    21 application --
    22 HEARING OFFICER TIPSORD: Albert, could you
    23 face --
    24 MR. ETTINGER: Sorry. They talk what has to be
    L.A. REPORTING (312) 419-9292
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    1 in an application, they talk about informal

    2 consultations between the permit applicant and the
    3 Agency. I don't see anything in their proposed
    4 regulation that would require them to have a long
    5 proceeding on something that didn't require it.
    6 MS. HODGE: Could you please refer to proposed
    7 Section 302.105(c)(2) of the Agency's proposal. And
    8 I'm sorry, there's no page numbers.
    9 MS. SKRUDKRUD: Could you repeat --
    10 MR. ETTINGER: What's the number again?
    11 MS. HODGE: 302.105(c)(2).
    12 HEARING OFFICER TIPSORD: Do you have it? I
    13 have a copy.
    14 MR. ETTINGER: Could I see that? I don't have
    15 their -- I've got my rewrite of what they did. I
    16 don't have what they did.
    17 MR. ETTINGER: Yes. What's the problem?
    18 MS. HODGE: Could you read just the first
    19 sentence in (c)(2).
    20 MR. ETTINGER: Any proposed increase in
    21 pollutant loading subject to NPDES permit or CWA
    22 Section 401 certification must be assessed pursuant
    23 to 35 Illinois Administrative Code 354 to determine
    24 compliance with this section.
    L.A. REPORTING (312) 419-9292
    141

    1 MS. HODGE: Okay. And then could you also
    2 look at the Agency's proposed language at Section
    3 354.103, and again I realize that proposed Part 354
    4 is not a proposed Board regulation, but I think
    5 this is important for us to determine how the Agency
    6 attempts to --
    7 MR. ETTINGER: Correct. We found the language.
    8 MS. HODGE: 354.104, and I will just read this
    9 first sentence, a permit application for a new or
    10 modified NPDES permit that proposes any increase in
    11 pollutant loading that necessitates the issuance of
    12 a new NPDES permit, modification of existing NPDES
    13 permit or involves an activity subject to Agency's
    14 certification pursuant to Section 401 of the Clean
    15 Water Act must include, but is not limited to and
    16 then is it true that there's -- about three-quarters
    17 of a page of information requirements that the
    18 application must include.
    19 MR. ETTINGER: That's true.
    20 MS. HODGE: Do you believe that the Agency --
    21 that this language would allow the Agency to
    22 exercise a discretion and apply the case-by-case
    23 analysis that you talked about?
    24 MR. ETTINGER: Certainly I think what -- I
    L.A. REPORTING (312) 419-9292

    142
    1 think what we've got to look at is the overall
    2 Agency proceedings here in the way they consider
    3 permits. Yes, you could imagine a hardhearted
    4 Agency that wants to have all sorts of legislatures
    5 mad at it saying we're not going to consider this
    6 until you provide us with the perfect application,
    7 but I don't think that's the way the rule works.
    8 In fact, the rule specifically refers to informal
    9 consultations with the Agency. So my understanding
    10 would be that they come out, they talk to you, they
    11 give the permit applicant the information that they
    12 had. We would then come up with an application that
    13 was in the file that would provide this sort of
    14 information, it wouldn't necessarily come originally
    15 from the applicant, it might come from the Agency,
    16 it might come from someone the Agency has referred
    17 them to to help them get this information and the
    18 nice thing about this provision is for reviewers
    19 like me. Later on I would see an application in
    20 which all the information was collected that would
    21 answer all of these questions, which are what is
    22 relevant to doing the antidegradation review, but as
    23 to each of these questions, you know, it would be --
    24 it would include more or less detail depending on
    L.A. REPORTING (312) 419-9292

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    1 more or less study depending on what the Agency
    2 thought was necessary.
    3 MS. HODGE: And what about in a situation where
    4 let's say I made an application for a new NPDES
    5 permit? I met with the Agency and we talked about
    6 it and they said yes, that's one of the easy cases,
    7 you don't need to submit this information. Do you
    8 think the Agency would have the discretion under
    9 this rule to say that to me as a permit applicant?
    10 MR. ETTINGER: Well, I think what they would do
    11 if they were wise is they would fill out the permit
    12 application themselves. That way I could see it
    13 because there's going to have to be a document in
    14 the record somewhere which documents that these
    15 things were considered. Now, here it would be
    16 proposed to do it in a permit application, but in
    17 order for the reviewer to know that the
    18 antidegradation analysis is done, a document's got
    19 to be created. In a case like what you're talking
    20 about where it's an easy case, I would imagine the
    21 Agency would essentially say, we've got all the
    22 information we need, we can fill out the necessary
    23 document, the necessary permit application, you go
    24 home, you don't have to do too much work.
    L.A. REPORTING (312) 419-9292

    144
    1 Alternatively, there is other information here which
    2 would have to come from the applicant at least
    3 initially, but I've got to see this as a reviewer to
    4 know that at least some level of review has been
    5 done, but it wouldn't have to be anymore than is
    6 necessary under the circumstances. So to look at my
    7 hypothetical trailer home going -- you know, trailer
    8 park discharging into the Mississippi, you know,
    9 filling out all the information here could be a
    10 fairly short document.
    11 MS. HODGE: And what about the case where I was
    12 the applicant and the Agency agreed with me that it
    13 was the quick case, but what happens when you come
    14 in to review that file and you disagree with that?
    15 MR. ETTINGER: Well, then I'll object and
    16 that's going to happen. I think that's probably
    17 going to happen in some cases. I'm frankly more
    18 fearful of that case than the one in which the
    19 Agency decides to unnecessarily put a lot of
    20 dischargers or proposed dischargers through hoops.
    21 I think there will be cases given the resource
    22 limits of the Agency and the general state of
    23 Illinois regulatory system in which they will do
    24 less studies than I will think are necessary. I

    L.A. REPORTING (312) 419-9292
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    1 will object and at that point they'll look at our
    2 objections during the permitting process and either
    3 decide yes, you've got a point, maybe we should look
    4 in that water a little more carefully and see if
    5 there's something, some sensitive species there or
    6 they'll look at a DNR comment and say, oops, we
    7 didn't think that water needed this sort of
    8 attention, but now that DNR has pointed out to us
    9 there's this sensitive species that's a mile below
    10 the proposed discharge, maybe we should require some
    11 more studies.
    12 So yes, there will be cases like that and
    13 I'm certain there will be. There will also be other
    14 cases in which they'll blow off our comments and in
    15 some cases that will be the end of the proceeding
    16 and in other cases, it won't.
    17 MS. HODGE: But as a permit applicant, how am I
    18 supposed to know that? How am I supposed to know
    19 whether I think the Agency's done a job that would
    20 satisfy you or other reviewers?
    21 MR. ETTINGER: That's a situation that exists
    22 now as to every permit. They send out draft permits
    23 constantly now, we object to them. I assume the
    24 Agency thinks as to each of those permits that we

    L.A. REPORTING (312) 419-9292
    146
    1 object to that they have done an adequate job. We
    2 disagree and so we have objected and in a few cases,
    3 changes have been made in response to our objections
    4 and in other cases, no changes have been made and
    5 in some cases there have been appeals to this Board,
    6 but that's the process. It's an uncertain world.
    7 MS. HODGE: Is it likely that in that situation
    8 where the Agency may have done an abbreviated
    9 case-by-case review that if you or some other person
    10 wanted to challenge, wouldn't the first place that
    11 you would go would be to look at the required
    12 information and see whether that was sufficient?
    13 MR. ETTINGER: Yes.
    14 MS. HODGE: So do you really believe that this
    15 language allows the Agency or the permit applicant
    16 any of that flexibility in applying the antideg
    17 review?
    18 MR. ETTINGER: I think you've asked the
    19 question and adding really to it doesn't change it.
    20 Yes, I really believe that this provides the amount
    21 of flexibility which is justified. It doesn't give
    22 them the flexibility to ignore the Clean Water Act
    23 or federal law. It doesn't give them the
    24 flexibility to ignore the requirements of

    L.A. REPORTING (312) 419-9292
    147
    1 antidegradation. It does give them the flexibility
    2 to do a short or a smaller investigation in the
    3 cases in which that's justified.
    4 MS. HODGE: Thank you. That's all the
    5 follow-up questions that I have, but IERG does
    6 intend to fully respond to Mr. Ettinger's comments
    7 that were made right before lunch. Some of that
    8 information was new, it was not in the prefiled, but
    9 there's one point that we feel strongly that we
    10 would like to address today.
    11 Mr. Ettinger claims that industry in the
    12 Illinois Environmental Group doesn't trust the
    13 Agency to apply the antidegradation review process
    14 and I would just like to say that it's my
    15 understanding that this proceeding is before the
    16 Board today because the Sierra Club didn't trust the
    17 Agency to do that job and we have proposed revisions
    18 to the Agency's proposal because that proposal
    19 simply does not allow the kind of flexibility that
    20 Mr. Ettinger is talking about and we will be
    21 submitting additional information. Thank you.
    22 HEARING OFFICER TIPSORD: Thank you. Any other
    23 questions?

    24 MS. LIU: Mr. Ettinger, in your proposed
    L.A. REPORTING (312) 419-9292
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    1 revisions in addition to new or increased pollutant
    2 loadings that would trigger an antidegradation
    3 review you also suggest adding, quote, the
    4 disturbance of natural hydrological conditions.
    5 Could you please give some examples of such
    6 disturbances?
    7 MR. ETTINGER: Well, I think when these rules
    8 were drafted, the Agency's rules were drafted, and a
    9 lot of us were thinking primarily of discharges
    10 allowed under the NPDES permits and that's -- and
    11 when I went through the Agency rules, I didn't think
    12 that that language applied as well to the 401
    13 certification problem in which there's not normally
    14 a discharge, per se, but there might be a stream
    15 channelization project, a wetlands fill, the
    16 construction of the dam or something like that.
    17 I did give examples in response -- IERG had the same
    18 question and I was able to answer that question
    19 something like that, I lost the document, yes, on
    20 page four of my responses today IERG asked the same
    21 question or a similar question and this disruption
    22 of natural conditions or -- natural conditions

    23 already applies in the rules and in federal law in a
    24 few places so that it's a slightly vague term, I
    L.A. REPORTING (312) 419-9292
    149
    1 will grant that, but laws can only be spelled out
    2 so well. In the context here, I don't think its
    3 vagueness is going to be a problem because we're not
    4 talking about people making loud noises around
    5 wildlife or something because it's only going to
    6 apply again to NPDES permits and 401 certifications.
    7 So if you're not discharging into a water or asking
    8 for a 404 permit or a Section 10 permit from the
    9 Corps of Engineers that has to have a 401
    10 certification, you're not going to be worrying about
    11 a disturbance of natural conditions. So in that
    12 context, I think the phrase is fairly clear.
    13 MS. LIU: Thank you.
    14 HEARING OFFICER TIPSORD: Anything further?
    15 MR. TANNER: I have a question. Mr. Ettinger,
    16 on page ten of your testimony you talked about the
    17 Agency operating under a 1992 document in performing
    18 their antidegradation analysis and you called it a
    19 draft Agency guidance document. Has that document
    20 been entered into the record in this proceeding?
    21 MR. ETTINGER: No.

    22 MR. TANNER: Thank you. Is it appropriate for
    23 me to ask the Agency --
    24 HEARING OFFICER TIPSORD: Yeah, I think so.
    L.A. REPORTING (312) 419-9292
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    1 MR. TANNER: Ms. Tonsor, is it possible for you
    2 put a copy of that 1992 Agency guidance document
    3 into the record in this proceeding?
    4 MS. TONSOR: Sure, we'll do that.
    5 MR. TANNER: Thank you.
    6 MR. FREVERT: I'd like to clarify that I don't
    7 know that we have --
    8 THE COURT REPORTER: Could you --
    9 MR. FREVERT: My name is Toby Frevert with the
    10 Illinois Environmental Protection Agency.
    11 THE COURT REPORTER: Could you step up, please?
    12 I can't hear you.
    13 HEARING OFFICER TIPSORD: We can't hear you at
    14 all, Toby. Sorry.
    15 MR. FREVERT: My name is Toby Frevert with the
    16 Illinois Environmental Protection Agency. I just
    17 wanted to clarify that I don't think we strictly
    18 adhere to that draft document of today's activity.
    19 We have evolved since then.
    20 MR. TANNER: Thank you.

    21 HEARING OFFICER TIPSORD: Thank you. Anything
    22 further? Susan, you need to come up to the front,
    23 please.
    24 MS. FRANZETTI: I just had a number of
    L.A. REPORTING (312) 419-9292
    151
    1 questions --
    2 THE COURT REPORTER: Could you identify her?
    3 HEARING OFFICER TIPSORD: You need to identify
    4 yourself as well.
    5 MS. FRANZETTI: I'm Susan Franzetti, counsel
    6 for American Bottoms Regional Treatment Facility.
    7 Al, I'd like to refer you to the same
    8 issue that you were just discussing, disturbance of
    9 natural conditions and my question is on whose
    10 activities are we focusing within the intended
    11 meaning of this language? If it's -- you're tagging
    12 it on to any proposed increase in pollutant loading
    13 or disturbance of natural conditions, so is it just
    14 what the applicant caused in the receiving water?
    15 That's what I'm confused about or is it what any
    16 NPDES permittees or Section 401 holders activities
    17 have caused in the receiving stream?
    18 MR. ETTINGER: I'm sorry. I'm missing
    19 something here. What's the distinction that we're

    20 drawing?
    21 MS. FRANZETTI: Well, I'm not sure. I'm trying
    22 to understand what disturbances of natural
    23 conditions are we focusing on for the receiving
    24 water.
    L.A. REPORTING (312) 419-9292
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    1 MR. ETTINGER: Yeah. The normal type of
    2 disturbance of natural conditions would be something
    3 like a stream channelization in which you would take
    4 a meander out of a stream and I think if you -- and
    5 that's the sort of activity that I'm looking at.
    6 MS. FRANZETTI: Right, I understand from the
    7 answer to your question -- from the question that
    8 was posed to you what types of activities you
    9 included within the meaning of disturbance of
    10 natural conditions. I'm not sure, though, which
    11 ones are relevant here. In other words, if I'm a
    12 discharger, I'm not proposing any increase in
    13 pollutant loading, but in the receiving water I
    14 discharge to there have been disturbances of natural
    15 conditions. When my permit comes up for renewal
    16 does this language cause an antideg review because
    17 there have been disturbances in the receiving water
    18 that I discharged to, whether or not I maybe have

    19 caused them? I just don't understand what triggers
    20 this language.
    21 MR. ETTINGER: Well, I guess what would trigger
    22 that language is you're requesting a permit -- you
    23 requested a permit to do that in the past or you are
    24 doing it in the future if there's -- the idea of
    L.A. REPORTING (312) 419-9292
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    1 this disturbance of natural --
    2 MS. FRANZETTI: To do what in the past?
    3 Because I have a permit and I discharged?
    4 MR. ETTINGER: The disturbances of natural
    5 conditions is really targeted not at the discharge
    6 situation. It's targeted at the 401 certification
    7 situation and we're talking generally about wetlands
    8 fill or stream channelization permits. So if you
    9 have a permit like that, then that's what we're
    10 focusing on. I'm not --
    11 MS. FRANZETTI: All right. So not the NPDES
    12 discharger who didn't cause a stream channelization
    13 or wetlands filling type activity?
    14 MR. ETTINGER: Yeah.
    15 MS. FRANZETTI: Changing more of the physical
    16 conditions of the receiving waters, is that what
    17 you're getting at?

    18 MR. ETTINGER: I'm reading this again, I
    19 certainly did not anticipate and I'm not sure how
    20 you're reading this so that an NPDES discharger
    21 would be affected by this. I mean, if you were
    22 discharging to a water and somebody else channelizes
    23 it, that might prove to be relevant in some way, but
    24 that's not going to affect your permit directly.
    L.A. REPORTING (312) 419-9292
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    1 MS. FRANZETTI: And again, I'm not trying to be
    2 difficult, but I'm having trouble with the intended
    3 meaning of this language. So if since my last
    4 permit was issued something has caused a disturbance
    5 of the natural conditions in the receiving water as
    6 you explained what that's intended to include, then
    7 it could trigger -- that situation could trigger an
    8 antideg review when my permit comes up for renewal?
    9 If there's been stream channelization -- let me use
    10 a specific example, since my last permit was issued
    11 there has been a stream channelization that has
    12 occurred in the receiving water I discharged to,
    13 when my permit comes up for renewal will that
    14 trigger an antideg review?
    15 MR. ETTINGER: Not normally. I mean, I can sit
    16 here --

    17 MS. FRANZETTI: When would it?
    18 MR. ETTINGER: -- and just barely -- I can just
    19 barely think of some hypothetical situations. If --
    20 and it's really almost hard for me to come with a
    21 hypothetical situation, but if you were discharging
    22 into a channel which because of its meanders and,
    23 you know, the way the channel was formed it was
    24 doing a better job of removing the pollution than it
    L.A. REPORTING (312) 419-9292
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    1 was after they channelized the stream, maybe that's
    2 something the Agency would want to look at again,
    3 but that's certainly not my -- that's not the
    4 situation I was anticipating here. What I'm talking
    5 about is discharge permits and 404 permits and we're
    6 just -- I'm not imagining a situation in which 404
    7 type activity is going to change a discharge permit.
    8 MS. FRANZETTI: All right. So would you agree
    9 that under your proposed language, if I'm an NPDES
    10 discharger and I'm not proposing a new or increased
    11 loading, then your proposed additional language
    12 would not trigger an antideg review for me?
    13 MR. ETTINGER: Are you on C here? I'm sorry.
    14 Are we --
    15 MS. FRANZETTI: I'm on (C)(2).

    16 MR. ETTINGER: (C)(2).
    17 MR. MOORE: You're on (C)(2)(c), correct?
    18 MS. FRANZETTI: I'm at (C)(2). I could also
    19 be, I guess, at (C)(2)(c), but I was reading it from
    20 (C)(2), any proposed increase in pollutant loading
    21 and then your new proposed language or disturbance
    22 of natural condition that has occurred since
    23 November 28th, 1975.
    24 MR. ETTINGER: Right.
    L.A. REPORTING (312) 419-9292
    156
    1 MS. FRANZETTI: So I simply want to make sure
    2 that if I'm an NPDES discharger --
    3 MR. ETTINGER: Oh, I understand. I understand
    4 what your concern is and I guess that could be
    5 reworded slightly so that it was any proposed
    6 increase in pollutant loading authorized by an NPDES
    7 permit or disturbance of natural conditions under a
    8 404.
    9 MS. FRANZETTI: I think that helps a lot.
    10 MR. ETTINGER: That would take care of your
    11 problem.
    12 MS. FRANZETTI: And that was your --
    13 MR. ETTINGER: That was what was intended.
    14 MS. FRANZETTI: Okay. Thank you. No further

    15 questions.
    16 HEARING OFFICER TIPSORD: Anything further?
    17 Mr. Andes, please come to the front and identify
    18 yourself, again, please, for the record.
    19 MR. ANDES: Fred Andes with Barnes & Thornburg
    20 and I just have a few.
    21 Mr. Ettinger, back on the same provision,
    22 302.105(C)(2).
    23 THE COURT REPORTER: Could you repeat that
    24 number again?
    L.A. REPORTING (312) 419-9292
    157
    1 HEARING OFFICER TIPSORD: And please speak
    2 slowly.
    3 MR. ANDES: 302.105(C)(2). Correct me if I'm
    4 wrong, but doesn't it say that any increase in
    5 loading -- for any increase in loading the applicant
    6 has to demonstrate that it's implemented all
    7 technically and economically reasonable measures and
    8 that the activity will benefit the community at
    9 large? That applies to every single increase in
    10 loading, correct?
    11 HEARING OFFICER TIPSORD: Let me -- you see (C)
    12 (2) --
    13 MR. MOORE: You're actually on --

    14 MR. ANDES: (C)(2) --
    15 MR. MOORE: (C)(2)(b).
    16 MR. ANDES: (C)(2)(b).
    17 THE COURT REPORTER: Who is he?
    18 MR. MOORE: Not (C)(2).
    19 HEARING OFFICER TIPSORD: You need to --
    20 Mr. Moore, you need to identify yourself so the
    21 court reporter --
    22 MR. MOORE: I'm sorry. Robert Moore from
    23 Prairie Rivers Network.
    24 THE COURT REPORTER: Thank you.
    L.A. REPORTING (312) 419-9292
    158
    1 MR. ETTINGER: Okay. That's what -- that was
    2 the Agency's language that you're referring to,
    3 right?
    4 MR. ANDES: Right.
    5 MR. ETTINGER: Okay.
    6 MR. ANDES: Is there anything in there about a
    7 sliding scale?
    8 MR. ETTINGER: No. I mean, the word sliding
    9 scale did not apply here -- I mean, did not appear
    10 in this text if that's what your question is.
    11 MR. ANDES: Is there anything that says that
    12 there are differing levels of review?

    13 MR. ETTINGER: I think -- well, if your
    14 question is is there anything in this wording here
    15 that says that, you and I can both read it and I'll
    16 agree with you that the word sliding scale and
    17 reasonable review do not appear in this place where
    18 I would read it if I were you, as a clever lawyer,
    19 is under demonstrate and you would see that there
    20 would be different levels of demonstration depending
    21 on what you're talking about.
    22 MR. ANDES: Is that necessarily true? The
    23 Agency could have just one level of review for
    24 everything if they wanted to?
    L.A. REPORTING (312) 419-9292
    159
    1 MR. ETTINGER: They've told us that they will
    2 not do that and they would be very foolish to do
    3 that and I see no reason to believe that they would
    4 do that.
    5 MR. ANDES: Okay. Now, in the showing that you
    6 have to make in every increase that the activity
    7 benefits the community at large, are you aware of
    8 any definition of what benefitting the community at
    9 large means?
    10 MR. ETTINGER: Well, first of all to come back
    11 to demonstrate, it's been pointed out to me that

    12 same language, shall demonstrate, is in the existing
    13 rule. So if that doesn't work, we've got a problem
    14 already and have had one for a long time.
    15 MR. ANDES: I'll conceit that, but --
    16 MR. ETTINGER: Okay. And --
    17 MR. ANDES: But that doesn't mean this is the
    18 right way to go?
    19 MR. ETTINGER: Well, I agree with you, it
    20 doesn't mean it's the right way to go, but it does
    21 point to the fact that we necessarily have to use
    22 language in context and that given the way the
    23 Agency said they're going to handle this and the
    24 overall way that the 354 rules that they have
    L.A. REPORTING (312) 419-9292
    160
    1 helpfully given us speak, I think it's reasonable
    2 to say that, you know, we're going to be looking
    3 more thoroughly at certain types of things than
    4 others and even this language, technically and
    5 economically reasonable, that has the word, you
    6 know, what we're going to be doing is looking at
    7 what's technically and economically reasonable and
    8 that's going to be varied from situation to
    9 situation in the depth in which you're going to be
    10 looking at that. There's only a certain -- there's

    11 a very limited number of ways to deal with municipal
    12 sewage. We're not going to have to do, you know,
    13 15-volume EISs to consider the alternatives.
    14 MR. MOORE: If I could add something to that.
    15 HEARING OFFICER TIPSORD: I need to have you
    16 sworn in.
    17 (Witness sworn.)
    18 MR. ANDES: Let me continue asking him a couple
    19 of other questions. Let's -- you just talked about
    20 municipals, let's shift to industrials for a
    21 moment, particularly with regard to benefiting the
    22 community at large.
    23 HEARING OFFICER TIPSORD: You need to slow down
    24 a little bit.
    L.A. REPORTING (312) 419-9292
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    1 THE COURT REPORTER: Please, please.
    2 MR. ANDES: With regard to benefiting the
    3 community at large, the question I asked you was are
    4 you aware of any definition of that term?
    5 MR. ETTINGER: In the draft regulations they
    6 list -- in the draft 354 regulations they list a
    7 number of things which they would consider purpose
    8 of anticipated benefits of the activity, proposed
    9 activities, and then it lists a series of benefits.

    10 MR. ANDES: Factors.
    11 MR. ETTINGER: Factors.
    12 MR. ANDES: Let me ask you, for example, if you
    13 had a situation where a company wanted to make more
    14 -- say they're an aluminum plant, they want to make
    15 more aluminium, it's not going to increase the
    16 amount of jobs at the plant or have any other real
    17 impact on the community, but the economy is better
    18 at some point and they want to make more aluminium
    19 at that plant and there's a tiny increase in loading
    20 as a result. How does that -- they have to make a
    21 demonstration that their activity benefits the
    22 community at large, correct? How do they do that?
    23 MR. ETTINGER: I think what they do is pretty
    24 much what they say here, they list a number of
    L.A. REPORTING (312) 419-9292
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    1 different things from which it is more almost
    2 presumed that this does benefit --
    3 MR. ANDES: Is there any presumption? Is there
    4 any presumption there? It's just a lists of
    5 factors.
    6 MR. ETTINGER: It's a list of factors, that's
    7 correct.
    8 MR. ANDES: Okay. So there's no presumption

    9 that things at any particular level meet the test of
    10 benefiting the community at large? It's totally up
    11 to the Agency?
    12 MR. ETTINGER: I don't think that's quite true.
    13 As a practical matter, we all live within a society
    14 in which companies are generally allowed to make
    15 more money if they're not hurting anybody else in
    16 doing so and I think that anybody who objected to
    17 that permit simply on the basis that all they were
    18 doing was making more aluminium that people want to
    19 buy, would be under a thin ground.
    20 MR. ANDES: So is it your reading that the
    21 community at large or the economic and social
    22 development test as EPA has laid it out is met if
    23 the company just comes in and says I want to make
    24 more money at this plant? What else do they have to
    L.A. REPORTING (312) 419-9292
    163
    1 show?
    2 MR. ETTINGER: I think the main thing they
    3 would have to show is that they need to have this
    4 increased pollution in order to do that.
    5 MR. ANDES: Well, but that's not the test. The
    6 test is whether the activity benefits the community
    7 at large. In other words, the expansion of the

    8 plant has to benefit the community at large. How
    9 could they make that showing?
    10 MR. ETTINGER: I think that the normal
    11 presumption would be that if they are making more
    12 aluminum that they are probably benefiting the
    13 community at large.
    14 MR. ANDES: But you don't see that presumption
    15 anywhere there or in EPA guidance on this issue,
    16 correct?
    17 MR. ETTINGER: I can't -- I do not know the EPA
    18 guidance with a sufficient detail. Perhaps
    19 Mr. Pheifer (phonetic) could help you with that.
    20 MR. ANDES: I think my recollection is at least
    21 I stated is that from the EPA standpoint the
    22 analysis focus is on the community.
    23 HEARING OFFICER TIPSORD: Mr. Andes, you need
    24 to slow down.
    L.A. REPORTING (312) 419-9292
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    1 MR. ANDES: I'm sorry. I believe that the
    2 analysis needs to focus on the community where the
    3 discharge is located. In this case, where the issue
    4 is simply that the company wants to produce more of
    5 its product and we can't identify a tangible benefit
    6 to the community where the discharge is located from

    7 the standpoint of tax revenue or jobs, et cetera,
    8 does that mean that the company fails the
    9 antidegradation test and cannot do the increase?
    10 MR. ETTINGER: No. You're taking -- that
    11 language is directly from the federal regulation.
    12 If we were to apply what you just said, they
    13 shouldn't have granted any of these permits in the
    14 last 25 years.
    15 MR. ANDES: Well, I don't think that's the
    16 issue under this proposal.
    17 MR. ETTINGER: Find me the federal regulation.
    18 It says that's the social or economic necessary
    19 language that comes from the existing federal
    20 regulation. In fact, what I think you're proving is
    21 what we all know as lawyers, which is that
    22 regulatory language has to be dealt with in context
    23 and you can't define every term that's used in any
    24 regulation. If we go back -- let's just read the
    L.A. REPORTING (312) 419-9292
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    1 federal language on that, that is -- with all due
    2 respect to this Board, they didn't -- they can't --
    3 they did not write and cannot rewrite 40 CFR 131.12.
    4 It says here that water quality shall be maintained
    5 and protected unless the state finds after full

    6 satisfaction of the intergovernmental coordination
    7 and public participations provisions --
    8 HEARING OFFICER TIPSORD: You need to slow down
    9 a little bit. She can't get it all.
    10 MR. ETTINGER: I'm sorry.
    11 MR. ANDES: Thank God it's not just me.
    12 MR. ETTINGER: I'm in the wrong place, any way
    13 so it's a good thing. Yes, it does. I was in the
    14 right place. That allowing lower water quality
    15 is necessary to accommodate important economic and
    16 social development in the areas in which the waters
    17 are located.
    18 So the problem is if there's any ambiguity
    19 in the proposed Agency regulation, it's no more
    20 ambiguous than the federal statute and to some
    21 degree we are -- it is going to be necessary to look
    22 at this language in the context of our society and
    23 what we believe people should normally be allowed to
    24 do if there isn't a reason not to allow them to do
    L.A. REPORTING (312) 419-9292
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    1 that.
    2 MR. ANDES: But I think our question is not
    3 whether there's ambiguity, see, I think the question
    4 and what you're telling me is in this kind of

    5 example I haven't heard any concrete application of
    6 the rule that would say yes this can go forward
    7 under the regulations. If there's no way to
    8 identify a direct benefit to that community, then
    9 antidegradation becomes a major problem, doesn't it,
    10 because it could say, you can't do that change, even
    11 though it's a tiny change, which goes back to our
    12 feeling that there needs be a de minimis level to
    13 let those kinds of minor changes go forward.
    14 MR. ETTINGER: Well, I don't know if we should
    15 be arguing with each other on the record, we'll have
    16 plenty of time to do that later, although if -- or
    17 if people want to hear it we can.
    18 What the basic thing is here is yes, the
    19 rule is a little vague, but in practice the way it
    20 has worked is that -- and has to work is that people
    21 look at these things and they decide is this
    22 socially beneficial in the context of the way we're
    23 doing it and the way we have to use language in
    24 English in our practice here, and as a practical
    L.A. REPORTING (312) 419-9292
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    1 matter, those permits have all been granted for 25
    2 years.
    3 MR. ANDES: And you're been arguing that the

    4 way they've been doing it is illegal?
    5 MR. ETTINGER: I've been arguing that the way
    6 they've been doing it is illegal because they don't
    7 ever consider alternatives. What they generally do
    8 is they go ahead and give the permit without showing
    9 the public what their reasoning is, without any
    10 explicit consideration of alternatives. If you came
    11 into that case in which they had considered
    12 alternatives and said, you know, this is our choice
    13 as an Agency, as a society, that this is a very
    14 small increase. We believe it's justified by the
    15 need or desire of this company to make money and
    16 our general -- somebody wishes to buy that
    17 aluminium, I've got a document there, I've got an
    18 antidegradation analysis, that particular discussion
    19 of social and economic benefit is before me and A,
    20 I'm not going to object to that, but even if
    21 somebody else does, they're A, going to loose in
    22 front of the Agency and B, they'll probably loose in
    23 front of the Board unless there's a good reason not
    24 to.
    L.A. REPORTING (312) 419-9292
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    1 MR. ANDES: The question I'll leave to be
    2 addressed later by EPA, and I'm glad we have staff

    3 here, is whether EPA's policy is that in increase
    4 justified simply by the company's desire to make
    5 more product or make more money meets the
    6 antidegradation test and would be granted. We've
    7 already discussed that, but I'm very interested to
    8 hear what the federal answer is on that question.
    9 HEARING OFFICER TIPSORD: Are there any more
    10 questions?
    11 THE COURT REPORTER: Excuse me, I'm going to
    12 flip my tape.
    13 (Brief pause.)
    14 HEARING OFFICER TIPSORD: And then whenever
    15 you're ready, you can swear in Mr. Thomas.
    16 (Witness sworn.)
    17 HEARING OFFICER TIPSORD: We have the prefiled
    18 testimony of David L. Thomas, Chief, Illinois
    19 Natural History Survey and I will admit that as
    20 Exhibit No. 32 if there's no objection. Seeing
    21 none, it's admitted as Exhibit No. 32. Mr. Thomas,
    22 would you like to give us a brief summary?
    23 MR. THOMAS: Basically, the Natural History
    24 Survey has been collecting data on Illinois rivers
    L.A. REPORTING (312) 419-9292
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    1 and streams for up to 140 years. We're a little

    2 over 140 years old, but particularly over the last
    3 100 years the first fishes of Illinois publications
    4 was 1908, I believe and one of the objectives of our
    5 testimony is go on record with what we know about
    6 the streams in Illinois, particularly those that we
    7 think are of exceptional ecological characteristics
    8 and so one of our objectives is to lay out some of
    9 the primary streams that we think have exceedingly
    10 high importance ecologically in the state. Most of
    11 these are a larger list that we present, 40-some
    12 streams have threatened and endangered -- state
    13 threatened and endangered species.
    14 The second part of our testimony was
    15 really just some comments on the whole proposed
    16 procedure for designating outstanding resource
    17 waters. As an Agency, we have been involved in the
    18 past in doing economic evaluations. We find the
    19 present proposal exceedingly difficult to comply
    20 with it. If, in fact, one is to do a true economic
    21 evaluation, I have a particular concern because I'm
    22 not sure that ecological functioning has ever taken
    23 into account economically.
    24 What does it mean economically to loose a
    L.A. REPORTING (312) 419-9292
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    1 population of a species from a stream segment? I
    2 don't think as scientists and economists we put
    3 values there and yet we know there is a value.
    4 Right now the state is looking at spending
    5 potentially up to a billion dollars to restore the
    6 Illinois River. So it obviously has some value that
    7 it lost, but we don't have good economics to make
    8 those kind of determinations. So what we usually
    9 get are things we can get our hands on, the value to
    10 a company of putting in a discharger to a community,
    11 but we often don't have the values for the resource
    12 that may need to be protected. There are scientists
    13 working on that, but we're ways off from truly being
    14 able to deal with that issue.
    15 And the third point was we picked out four
    16 stream stream segments that we thought were of such
    17 high ecological value that they needed more
    18 immediate protection. I think it's up to this Board
    19 whether the outstanding resource waters is the way
    20 to provide that or not, but I think as ecologists
    21 and as scientists we felt that these particular
    22 stream segments were in high need of protection. I
    23 think one of the reasons we picked these is that
    24 they were also ones that had a fair amount of state
    L.A. REPORTING (312) 419-9292

    171
    1 and in some cases federal land along them. They had
    2 relatively few dischargers. I did erroneously say
    3 no and it has been adequately pointed out that there
    4 are some dischargers on the water bodies that we
    5 selected, but basically, if you look at it as a
    6 state, these are water body segments that are
    7 relatively undisturbed, if you will, and have
    8 relatively few discharges.
    9 HEARING OFFICER TIPSORD: Would you like to
    10 introduce --
    11 MR. YONKAUSKI: Kevin Cummings is Dave's
    12 associate and will be supplementing testimony from
    13 Dave if technical matters come up.
    14 HEARING OFFICER TIPSORD: Okay. Then let's
    15 go to the prefiled questions from the Illinois
    16 Environmental Regulatory Group.
    17 MR. YONKAUSKI: Do you want to read the
    18 questions or just --
    19 HEARING OFFICER TIPSORD: It would probably be
    20 best if we let Ms. Hodge read the questions and then
    21 we'll let you answer them, if that's okay with
    22 everybody.
    23 THE COURT REPORTER: Could I get Ms. Hodge to
    24 come a little closer?
    L.A. REPORTING (312) 419-9292

    172
    1 HEARING OFFICER TIPSORD: Could you come
    2 forward a little bit, because she's having a hard
    3 time hearing you guys?
    4 THE COURT REPORTER: I'm sorry. Thank you.
    5 MS. HODGE: We had just a few questions for the
    6 Department of Natural Resources and in your prefiled
    7 testimony, Dr. Thomas, you had asked the Board to
    8 designate these four water bodies as ORWs. My first
    9 question is, what was the process that you went
    10 through when deciding that the Middle Branch, North
    11 Fork Vermillion River drainage should be designated
    12 as an ORW? Could you describe the process and could
    13 you tell us what information you considered.
    14 MR. YONKAUSKI: That's basically the same
    15 question for each of the four?
    16 MS. HODGE: Yes, it is.
    17 MR. YONKAUSKI: I think Dave has one --
    18 THE COURT REPORTER: I can't --
    19 MS. HODGE: That's fine.
    20 HEARING OFFICER TIPSORD: She couldn't hear
    21 you.
    22 MR. YONKAUSKI: It's basically the same
    23 question for all four streams and I believe Dave
    24 has one ominous answer for all four questions.

    L.A. REPORTING (312) 419-9292
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    1 MR. THOMAS: When we did the first report,
    2 which is an addendum to my testimony called
    3 Biologically Significant Illinois Streams, I believe
    4 it was published probably in 1992. We based it on
    5 the data from the Illinois Scientific Survey over
    6 100 or more years, but we also looked at collections
    7 made by others in Illinois. So I believe they
    8 visited a number of different museums around the
    9 country that had collections from Illinois where we
    10 had verified and vouchered specimens that we could
    11 examine to determine what populations were in those
    12 stream segments.
    13 The response that we prepared for all four
    14 questions basically is this: We went through a
    15 process to identify the streams and to select those
    16 with threatened and endangered species, high
    17 diversity and/or high quality habitat and we defined
    18 this -- what we mean by that in the testimony.
    19 These four stream segments were selected for ORW
    20 designation at this time for the following reasons:
    21 One, they are among the most biologically diverse
    22 streams in Illinois; two, all four have state
    23 threatened and endangered species; three, Lusk Creek
    24 is the most biologically diverse stream in the state

    L.A. REPORTING (312) 419-9292
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    1 for EPT taxa and what that means Ephemeroptera,
    2 Trichoptera and Plecoptera, those are three groups
    3 of insects. They're often used to look at water
    4 quality because they're good -- if you have a number
    5 of those species, it's a good indicator that you
    6 have good water quality.
    7 The fourth reason was the Middle Branch of
    8 the North Vermillion River has more threatened and
    9 endangered species than any other stream segment in
    10 the state. It also has a federally listed
    11 endangered species, this is a species of mussel.
    12 Five, the Middle Fork of the vermillion
    13 River is only Illinois River with federal wild and
    14 scenic river status.
    15 Six, all four of these stream segments are
    16 in small watershed basins with few or no industrial
    17 or community dischargers. So the economic impact of
    18 ORW designation should be minimal.
    19 And the seventh is that all four stream
    20 segments, or at least some portion of each, run
    21 through federal, state or county-owned lands at
    22 least in portions and if there is interest by the
    23 Board, I do have some GIS maps that show a little
    24 more detail of those stream segments. I wasn't sure

    L.A. REPORTING (312) 419-9292
    175
    1 if that would be requested here because of the
    2 Board's designation that they won't consider at this
    3 time those four streams for ORW designation.
    4 MS. HODGE: Thank you. We may have --
    5 MS. HIRNER: I'm Deirdre Hirner with IERG.
    6 As a follow-up, on the four waters that you
    7 nominated or that you suggest be nominated, one has
    8 a 43-mile -- square mile drainage, one a 438-square
    9 mile drainage, another an 88-square mile drainage
    10 and another a 43-square mileage drainage. How do
    11 you know -- how would you characterize those
    12 drainage areas or the watersheds? What is the type
    13 of development that exists within those watersheds,
    14 of particular interest one that's 438 square miles
    15 in size.
    16 MR. THOMAS: Most of them have forested
    17 riparian water -- a component of the watershed. Two
    18 of them that are in the Shawnee National Forest are
    19 mostly forested, but relatively little development
    20 around them. The longest stretch is
    21 the Middle Fork Vermillion River, which was
    22 designated wild and scenic and as you pointed out,
    23 there is a discharger on that and probably a few

    24 others. I'm not sure what else you want for
    L.A. REPORTING (312) 419-9292
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    1 characterization on this.
    2 MS. HIRNER: Let's say in the -- let's just
    3 select one, the Middle Fork Vermillion with a
    4 438-square mile drainage area, would you generally
    5 say that that is a developed or undeveloped
    6 watershed and including, just including, because if
    7 we think about it and I know you all are aware that
    8 whatever happens in the water is generally the
    9 result of what's going on on the lands that drain
    10 into that water and so would you characterize it as
    11 semi-urban, residential, agricultural, how would you
    12 characterize the uses, the land uses of that
    13 watershed?
    14 MR. THOMAS: Yeah, I mean, there are some
    15 agricultural, there's a number of state parklands
    16 that are along there. I mean, one of the reasons it
    17 was wild and scenic was because there's relatively
    18 -- I would say -- I wouldn't undevelop or developed,
    19 but there's a relatively low amount of development
    20 along that river and so it does have scenic
    21 characteristics if you're canoeing on the river of
    22 which there's a lot of recreation so --

    23 MS. HIRNER: Can I ask a clarification? Is
    24 that part of the national wild and scenic river
    L.A. REPORTING (312) 419-9292
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    1 system, is it a wild, a scenic or a recreation
    2 because those carry different decrease of --
    3 MR. THOMAS: My understanding was wild and
    4 scenic.
    5 MR. YONKAUSKI: I believe that's right.
    6 MS. HIRNER: That was just my question. And
    7 how would you -- is there the ability to control --
    8 what would be the ability to control or to regulate
    9 development within that watershed?
    10 MR. THOMAS: You mean based on its status?
    11 I'm not really sure. I know there is some
    12 development that's going on in terms of -- I'm not
    13 sure of all the restrictions. You mean the
    14 restrictions that are afforded by having a wild and
    15 scenic status?
    16 MS. HIRNER: No. The ability to control let's
    17 say community growth or to control increased
    18 agricultural production or increase those land uses
    19 that could potentially increase discharges into that
    20 river.
    21 MR. THOMAS: I'm not really sure. I know

    22 there's some areas that because they're state lands
    23 or state parks would not likely be developed
    24 anywhere in the near future, but I'm not sure about
    L.A. REPORTING (312) 419-9292
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    1 some other areas.
    2 MS. HIRNER: Now, based on your work in the
    3 Natural History Survey, would you just, if you can
    4 today or just as a point of interest, maybe a point
    5 of comparison, would you be able to identify a
    6 couple of other rivers that are designated either
    7 outstanding national or outstanding state resource
    8 waters in states -- in surrounding states that have
    9 those designations currently on the books and be
    10 able to compare or contrast the characterization of
    11 the uses and development of the watersheds of those
    12 waters with those which you proposed for designation
    13 today.
    14 MR. THOMAS: I couldn't do that now. That is
    15 something that we could probably provide you some
    16 information on. It might take a while.
    17 MS. HIRNER: I just ask that because there are
    18 some which I'm familiar where the entire watershed
    19 -- they warrant that designation simply because the
    20 entire watershed is under more or less total control

    21 of the state entities of a management agency that
    22 can absolutely assure that there will be no
    23 additional development of watershed. So I think to
    24 fully understand your proposal for designation it
    L.A. REPORTING (312) 419-9292
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    1 would be important to have some other ways to
    2 compare it. That's all.
    3 HEARING OFFICER TIPSORD: Thank you. Any
    4 additional questions? Let's go ahead and let Mr.
    5 Moore ask his question.
    6 MR. MOORE: I'm sorry. I noticed in looking
    7 through the list of outstanding waters of high
    8 ecological significance that the Natural History
    9 Survey identified, it seemed like there were a lot
    10 of streams and stream segments identified that
    11 happened to be in -- that could be viewed as low
    12 flow streams or have 7Q10 flows of zero. That seems
    13 to be odds with one of the criteria that the Agency
    14 spelled out in four ORW waters. In your opinion, is
    15 the fact that a stream has a 7Q10 flows of zero, is
    16 that significant in determining its ecological
    17 significance.
    18 MR. THOMAS: No, it certainly wouldn't be
    19 significant in determining its ecological

    20 significance. There are a lot of other factors
    21 that come into play, groundwater, springs that may
    22 come into a stream. I fished a lot of troubled
    23 streams in New England that would dry up in places
    24 and yet in other areas would have flow. So a lot of
    L.A. REPORTING (312) 419-9292
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    1 it depends where you measure flow and the fact that
    2 some of these streams even very biologically
    3 productive ones may not have a flow from one pull to
    4 another, it doesn't mean that they can't maintain a
    5 diverse and biologically productive final.
    6 MR. CUMMINGS: Could I clarify?
    7 HEARING OFFICER TIPSORD: I need to have you
    8 sworn in.
    9 (Witness sworn.)
    10 MR. CUMMINGS: Yes. In fact, your question
    11 about 7Q10 flows of zero has little ecological
    12 relevance because as we pointed out, three of the
    13 four streams that we proposed for
    14 this immediate ORW designations have 7Q10 of zero
    15 and yet they remain and are some of our highly
    16 prized ecological areas in the streams of the state
    17 of Illinois. So this idea of the 7Q10 zero having
    18 to have special consideration or having to have

    19 special considerations or requirements doesn't make
    20 sense from an ecological standpoint.
    21 MS. LIU: Good afternoon, Chief Thomas.
    22 It's very evident from your testimony that the
    23 Department of Natural Resources, as well as the
    24 Natural History Survey, is poised to propose or
    L.A. REPORTING (312) 419-9292
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    1 nominate some ORWs. I was wondering if you were
    2 envisioning the department or the Natural History
    3 Survey having some kind of a regular review where
    4 you would propose those types of waters on an annual
    5 basis or something along those lines?
    6 MR. THOMAS: Well, one thing we talked about is
    7 there is a need to sort of update the original
    8 report that we did which is almost 11 - nine or 11
    9 years old now and I think that's something important
    10 to do. Whether we'd be the ones designating or not
    11 that would be marginally our role. We are more the
    12 science branch of our Agency.
    13 I think one of our roles -- that's one of
    14 the roles that I'm trying to play here in this
    15 testimony is to present to you what we know about
    16 some outstanding aquatic resources in the state and
    17 I think we can readily testify that some of these

    18 need probably some extra protection above and beyond
    19 just maintaining present water quality standards,
    20 but whether we would be the ones to go ahead and
    21 actually work to propose, I'm not sure. Our Agency
    22 has said and I've conferred with our people that do
    23 economic evaluations, we're not sure under the
    24 present standards that we could have the resources
    L.A. REPORTING (312) 419-9292
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    1 even within DNR to actually meet one of the
    2 requirements for designating NORW if we had to go
    3 through the full process as is presently outlined
    4 so...
    5 MS. LIU: Would the Department or the Natural
    6 History Survey be willing to work with citizens'
    7 groups on a team effort to nominate ORWs?
    8 MR. THOMAS: We certainly are -- as state
    9 Agency we're always prepared to share the
    10 information that we have now and we have lots of
    11 different projects now. We're working with various
    12 watershed groups around the state, some of them may
    13 end up having an interest of doing this kind of
    14 designation. Actually, we probably prefer to work
    15 that way as a resource to them as opposed to
    16 ourselves taking necessarily a lead in providing a

    17 designation for ORWs.
    18 MS. LIU: In your prefile testimony you say
    19 quote, adding an economic analysis requirement may
    20 make it impossible to designate an ORW, unquote.
    21 Your sentiment was echoed several times over in
    22 public comments that the Board received. On the
    23 other hand, IERG has stressed what a profound
    24 economic impact this designation could have on
    L.A. REPORTING (312) 419-9292
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    1 surrounding land uses. Can you think of a way that
    2 would help the Board to weigh both the environmental
    3 and the social/economical information objectively?
    4 MR. THOMAS: That's a very good question.
    5 I'm not sure I could answer it. I do want to
    6 clarify it's not that I don't think looking at the
    7 social and economic factors aren't important, they
    8 certainly are. I think what was asked for, though,
    9 in terms of the type of economic evaluation of both
    10 present and potential future economic development
    11 that might occur is an extremely onerous one. How
    12 are you going to know? Now, communities could come
    13 forward and talk about longer range plans and the
    14 types of development it would like to see and it
    15 would certainly seem fitting that the Board take

    16 that into consideration.
    17 As I did testify earlier, though, I think
    18 it is also important that we look carefully at what
    19 is the value of the systems, the ecological value
    20 and beyond that, a broader societal value. I just
    21 saw an article from the New York Times this weekend
    22 that said bird watching now is a $25 billion
    23 industry. Well, we don't put a value
    24 to bird watching on a river stretch or even the fish
    L.A. REPORTING (312) 419-9292
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    1 probably from there and yet they do have a value and
    2 I think a real challenge in the future is to provide
    3 some value. If you don't do that, then it's a very
    4 one-sided economic evaluation. It's not truly
    5 reflecting the economics to the society. It's not
    6 reflecting that a lot of communities right now are
    7 spending a lot of money trying to restore areas that
    8 have already been degraded. So as a society, we're
    9 saying we're willing to spend it, but we don't do
    10 the economics up front to say what is it going to
    11 cost if we loose it and I'm just arguing that we
    12 need to do that. I don't have an answer for you. I
    13 wish I did because all those things have to be taken
    14 into account.

    15 MS. LIU: In Mr. Ettinger's prefiled testimony
    16 he suggested that appropriate officials from the
    17 Department of Natural Resources should review all
    18 the draft NPDES permits and 401 certifications to
    19 assure that resident species are not being
    20 overlooked in the analysis and he mentions that's
    21 already been done to some extent and I was wondering
    22 how you think that the Department could be
    23 effectively included in either this rulemaking or
    24 the Agency proceedings?
    L.A. REPORTING (312) 419-9292
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    1 MR. THOMAS: I'm not sure that I can really
    2 comment on that. I know that there are parts of
    3 our Agency that do provide information at present
    4 to the Illinois EPA as part of their review. I
    5 don't think I'm prepared to comment on how that is
    6 or isn't working so...
    7 MS. LIU: Thank you very much.
    8 HEARING OFFICER TIPSORD: Anything further?
    9 MR. MELAS: A moment ago you said ONRW --
    10 HEARING OFFICER TIPSORD: Nick, we can't hear
    11 you.
    12 MR. MELAS: A moment ago you said ONRW. Now,
    13 we've had some testimony here that we really ought

    14 to use that term. Is there any intrinsic value in
    15 using the N --
    16 MR. THOMAS: I didn't -- I actually didn't even
    17 realize I used it. No, we've just been referring to
    18 these as outstanding resource waters, OR -- more
    19 scientifically what we've been testifying are waters
    20 that have outstanding ecological characteristics,
    21 high biodiversity.
    22 MR. MELAS: ORW is a sufficient enough acronym?
    23 MR. THOMAS: I would think so.
    24 MR. MELAS: Would Mr. Ettinger like to say
    L.A. REPORTING (312) 419-9292
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    1 anything about that because I noticed that you --
    2 MR. ETTINGER: Well, it's just the federal term
    3 is ONRW and so if we use the same terminology that
    4 the federal rule does, it would be obvious to people
    5 who are coming into the state what we mean when we
    6 use that term. This was a matter -- it's not going
    7 to break our hearts if you use a different
    8 terminology or call them Ralph for that matter. The
    9 point is if you use the same terminology as the
    10 federal government, it's going to be easier for
    11 people who are reading the rules to know this is an
    12 ONRW designation than it would be if you use a term

    13 that's similar, but not quite like the federal term.
    14 I'm particularly worried about if you look
    15 at the Indiana rules, they have about six different
    16 terminologies they used with different
    17 classifications and they're all close and a little
    18 different, like ones an outstanding state resource
    19 water or a pretty good state resource water or kind
    20 of outstanding and you read them all and it's very
    21 hard to track, you know, what it's doing. So my
    22 suggestion was just to use the federal terminology,
    23 but that's not the most important issue we face.
    24 MR. MELAS: I agree.
    L.A. REPORTING (312) 419-9292
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    1 HEARING OFFICER TIPSORD: Anything further?
    2 MS. McFAWN: I had a question about what we're
    3 talking about earlier just shortly ago, the economic
    4 analysis and it's concerning the thing you might not
    5 be able to achieve ORW status for some of the
    6 streams and impossible because of the economic
    7 analysis requirement. Not to put you on the spot,
    8 but I wonder if you were talking about perhaps in
    9 the future being able to come up with that kind of
    10 economic information to attach some kind of economic
    11 analysis to maintaining a stream using maybe what it

    12 would cost to recover a stream in the environment
    13 around it. If we keep that kind of requirement in
    14 the ORW rules, do you think that will generate
    15 information on the economic benefits?
    16 MR. THOMAS: Not probably in and of itself.
    17 I think there is a lot of interest. I've talked to
    18 some scientists that have been involved in trying
    19 to look at the economic value of ecological
    20 functions. In fact, there's this Costanza
    21 (phonetic) paper that's out, looked at it worldwide
    22 and said it's something like two and a half times
    23 the world gross product or whatever. People will
    24 argue those over those numbers and, you know, a lot
    L.A. REPORTING (312) 419-9292
    188
    1 of them are pulled out of the air, some have more
    2 solid foundation. I think the fact their paper is at
    3 least raising an awareness that there is a value
    4 that we haven't been able to well quantify, but we
    5 probably need to particularly as more and more of
    6 these discussions get down to economics. I think
    7 it's going to be very important that we do an
    8 across-the-board economic evaluation and we do
    9 consider the value of some of these areas that there
    10 is an economic value even though we may have trouble

    11 putting a dollar -- a good dollar value on what that
    12 economics is. We do it for fish kills and bird
    13 kills, sometimes we'll put a dollar value per fish,
    14 per bird, well, that's just an estimate. I mean,
    15 something that may be used to find, but it is
    16 recognizing the fact these do have a value and so
    17 anyway, I think that's something that we need to
    18 think about.
    19 MS. McFAWN: It probably doesn't come within
    20 your Agency or Department's purview, does it?
    21 MR. THOMS: Not within the Natural History
    22 Survey, but there are others within the Department
    23 of Natural Resources that are more involved in
    24 looking at some of the economic affects of the
    L.A. REPORTING (312) 419-9292
    189
    1 policy or whatever that would have probably more
    2 involvement in something like that.
    3 MS. McFAWN: So they might be developing the
    4 guidelines for that kind of quantifications?
    5 MR. THOMAS: No, I wouldn't say --
    6 HEARING OFFICER TIPSORD: Couldn't hear you.
    7 MR. YONKAUSKI: Yes. There's a member of the
    8 staff that's putting together a research proposal
    9 to do exactly that, looking to economic values and

    10 how to use economics in the evaluation of
    11 outstanding resource waters.
    12 MS. McFAWN: Do you know does any other
    13 agencies at the state level, be it for the purposes
    14 of tourism or anything like that, evaluate the
    15 state's natural resources and money it might
    16 generate?
    17 MR. THOMAS: Well, our Agency a number of years
    18 ago actually did a report on watchable wildlife and
    19 this is not -- we have figures for hunting and
    20 fishing, but they actually did for people that just
    21 want to camp or watch birds or just enjoy the
    22 outdoors and if I remember rightly, it was about
    23 three-quarters of a billion dollars a year for the
    24 state of Illinois.
    L.A. REPORTING (312) 419-9292
    190
    1 So, again, there is a large value for
    2 people just enjoying areas. They're willing to
    3 spend money to visit an area that's in a natural
    4 state, but, again, I don't think people quantify
    5 where they say well, this section of stream has to
    6 be broken down as to have 100th of that value and
    7 therefore should be $100,000 -- $100,000,000 or
    8 something. We just -- we haven't done those types

    9 of analyses, but -- yeah, the first paragraph of
    10 my testimony does point out something on the
    11 recreational values and I said we do have better
    12 dollars there in terms of fishing days or hunting
    13 or those types of values that can be better
    14 quantified and there are other data which I didn't
    15 include here for bottom land forest in terms of the
    16 resource that can be harvested, but in terms of
    17 sort of the less easily quantified, which is what
    18 I mentioned before in terms of more esthetics and
    19 use of various areas because of their natural state
    20 we don't have values on that and we don't have
    21 values on what a threatened and endangered species,
    22 what does the loss of that mean. We haven't put an
    23 economic value on that.
    24 MS. McFAWN: Thank you, Mr. Thomas.
    L.A. REPORTING (312) 419-9292
    191
    1 HEARING OFFICER TIPSORD: Anything else?
    2 Thank you very much. We appreciate your coming
    3 today. We're going to take a ten-minute break and
    4 then we'll come back and maybe have some discussion
    5 with the Agency.
    6 (Whereupon, after a short
    7 break was had, the

    8 following proceedings
    9 were held accordingly.)
    10 HEARING OFFICER TIPSORD: The other thing I
    11 want to note is that I failed to mention earlier,
    12 although I did off the record, that DNR also filed a
    13 response to the motions to strike David Thomas'
    14 testimony. It came in today. The Board also moved,
    15 since we denied the motion to strike, but if there's
    16 anything additionally in that that DNR would like to
    17 see in the record, please feel free to file that
    18 with your comments. In addition, the environmental
    19 groups have filed a series of questions for the
    20 Agency and it's my understanding that the Agency's
    21 going to submit those in writing prior to the public
    22 comment deadline to allow for the opportunity of
    23 everyone
    24 to look at those answers. I think that we still
    L.A. REPORTING (312) 419-9292
    192
    1 have a few questions that we'd like to propose to
    2 the Agency that we can put on the record and the
    3 Agency can also respond to those in writing. If
    4 they're short and the Agency must respond to them
    5 now today, that's fine too, whichever you would
    6 prefer.

    7 MR. FREVERT: Let's hear them.
    8 HEARING OFFICER TIPSORD: Okay. Let's go ahead
    9 and swear Toby in in case he wants to answer a
    10 question or two.
    11 (Witness sworn.)
    12 HEARING OFFICER TIPSORD: And please remember
    13 to keep your voice up.
    14 MR. FREVERT: It's amazing what I'll do to get
    15 a more comfortable chair.
    16 MS. LIU: Good afternoon, Mr. Frevert. IERG
    17 suggested inserting the word surface before water
    18 body in the proposed rule, could this rule apply to
    19 any other types of water besides surface water?
    20 MR. FREVERT: Other than the potential issue
    21 that Tanner arose regarding water in caves that have
    22 an open surface to them, I can't think of any, no.
    23 MS. LIU: Would that be a good reason not to
    24 insert that word?
    L.A. REPORTING (312) 419-9292
    193
    1 MR. FREVERT: I don't know that I have a strong
    2 answer for you right now. We can look into it, but
    3 certainly the intent is we're not proposing or we
    4 think we have an obligation to apply this concept to
    5 to the groundwater arena.

    6 MR. RAO: Does the Agency plan to do
    7 antidegradation views on all permit renewals until
    8 eventually you've gone through all cycles or is it
    9 possible that some, you know, permits that never
    10 need to change the pollutant loading will not go
    11 through the process?
    12 MR. FREVERT: Antidegradation is a concept
    13 that in my mind requires review and a conscious
    14 decision to allow --
    15 THE COURT REPORTER: To allow --
    16 MR. FREVERT: To allow pollutant loading
    17 increases for permit renewals, permit modifications
    18 that don't constitute any load increases, I don't
    19 believe it's necessary and we don't intend to do it.
    20 MR. RAO: Okay.
    21 MS. LIU: In the ORW designation process,
    22 Mr. Bill Compton of IERG had suggested that owners
    23 of properties located adjacent to the water body at
    24 issue be notified of the petition for the ORW
    L.A. REPORTING (312) 419-9292
    194
    1 designation among any other parties that are already
    2 listed in the Agency's proposal, the Illinois Coal
    3 Association in its public comment also suggested
    4 providing notice to mineral owners. How does the

    5 Agency feel about including all adjacent property
    6 owners and mineral owners in that notification
    7 process?
    8 MR. FREVERT: I think that people that would be
    9 potentially affected in the detrimental fashion in
    10 terms of losing some future property rights or
    11 development rights, it's important for the Board to
    12 be aware of those people and understand their
    13 prospective and information they have to bring to
    14 the table. Ideally, I think they should all be
    15 notified from a practical or pragmatic standpoint.
    16 How you go about that, how much effort and approach
    17 you take to that notification process, it's going to
    18 be a balance because obviously it's difficult to go
    19 to every courthouse in every county that streams
    20 watershed goes through and to track down every
    21 property owner and every trust and whatever else
    22 that may have some interest to it. I recognize the
    23 burden in that. The Board's got to make a balance.
    24 I don't think you want to make a decision blindsided
    L.A. REPORTING (312) 419-9292
    195
    1 in terms of there are some potential interests and
    2 potential activities you're not aware of, but I also
    3 think you've got to make a program workable and I

    4 think we suggested what we thought was a proper
    5 approach, other parties have offered what they think
    6 is a proper approach. I don't have a perfect
    7 answer. We're trying to help you find that balance,
    8 but it's truly a balancing.
    9 MS. LIU: In Mr. Ettinger's prefiled testimony
    10 there's a footnote and it states quote, because of
    11 the scarcity of ambient water quality monitoring
    12 sites, Illinois permit writers often find it
    13 necessary to guess at critical background conditions
    14 based on monitoring sites that are many miles
    15 upstream of the proposed discharge and may be even
    16 on a different stream. Assumptions are made about
    17 the stream and the effluent flow, unquote.
    18 Is this accurate?
    19 MR. FREVERT: I guess yes and no. I don't
    20 believe that's a guess. I believe that's an
    21 estimation and an approximation based on some series
    22 of data that is a routine part of some of our
    23 activities, yes.
    24 MS. LIU: How does extrapolating such data
    L.A. REPORTING (312) 419-9292
    196
    1 affect your calculation of the assimilative capacity
    2 of a stream?

    3 MR. FREVERT: It makes it possible.
    4 MS. LIU: Okay. Another footnote in
    5 Mr. Ettinger's prefiled testimony says that the
    6 Agency doesn't receive nor review the construction
    7 Storm water pollution prevention plans required by
    8 the NPDES permits, is this accurate?
    9 MR. FREVERT: I believe that pollution for
    10 Storm water pollution prevention plans are required
    11 as a matter of the permitting process. They're
    12 expected to be developed and available on the
    13 property grounds for the property managers to
    14 access and utilize. They're expected to be
    15 available for state and local inspectors to access
    16 and determine the adequacy of them. I don't believe
    17 on a routine basis either the federal model or
    18 operating practices require them to be submitted
    19 to the Agency and formally reviewed and if Tom
    20 McSwiggin our permit manager wants to add to that,
    21 apparently I'm correct.
    22 MS. LIU: Do you think that there would be a
    23 benefit to the Agency if they were to review those?
    24 MR. FREVERT: In a perfect world if we had
    L.A. REPORTING (312) 419-9292
    197
    1 25,000 employees we would review a lot more than

    2 what we do. From a practical standpoint we do have
    3 the requirements now. There is a very obvious
    4 requirement for people to be aware of, manage the
    5 storm water practices on their property, be
    6 available and knowledgeable of pollution prevention
    7 management practices, have plans developed for their
    8 operating staff and that's the direction of the
    9 federal model. That's the direction we followed.
    10 Again, I think in terms of balancing public
    11 interest and public resources and public
    12 perspectives that probably it is an appropriate
    13 approach to take at this time.
    14 MS. LIU: Mr. Ettinger also suggested that it
    15 might be helpful if the Agency could help identify
    16 some of the interested parties in an ORW designation
    17 process such as current and permit applicants for
    18 NPDES permits. Is that something that the Agency
    19 could help citizens' groups to identify?
    20 MR. FREVERT: I believe routinely we get
    21 requests to identify current permit holders within
    22 a certain geographical area and honor those
    23 requests. It's public information. It's reasonably
    24 within our capability to accommodate those requests
    L.A. REPORTING (312) 419-9292
    198

    1 and we intend to continue that in the future.
    2 MS. LIU: How about permit applicants, ones
    3 that don't actually have applicants yet?
    4 MR. FREVERT: To the extent that we've got
    5 applications logged in another location in there and
    6 the vicinity, I think it's also our practice
    7 and desire to relay that information to interested
    8 parties.
    9 MR. RAO: In Mr. Ettinger's prefiled testimony
    10 and as well as some public comments reviewed by the
    11 Board there is some concern expressed about how
    12 these proposed rules would affect the Board's
    13 mine-related water pollution, you know, permits
    14 issued under the Board's mine-related water
    15 pollution regulations. Could you explain how these,
    16 you know, antidegradation rules would affect mine
    17 waters regulated under 35 Ill. Adm. Code 405 and
    18 406?
    19 MR. FREVERT: I believe that's part of subtitle
    20 D, which is the Board's mining regulations and the
    21 current status of those Board mining regulations if
    22 I remember correctly actually defer to a technology
    23 level of operation with a waiver from water quality
    24 standards, with a presumption of compliance with
    L.A. REPORTING (312) 419-9292

    199
    1 water quality standards if those technology levels
    2 are complied with. Since antidegradation is indeed
    3 a part of the state's water quality standards and
    4 contained with part two of subtitle C, my
    5 non-lawyers read of subtitle D may potentially say
    6 that doesn't apply to mining activities such as
    7 subtitle D and I believe that's a concern of
    8 Mr. Ettinger.
    9 MR. ROA: Would it be possible for the Agency
    10 also to respond maybe later in comments from a
    11 lawyer's perspective on this?
    12 MR. FREVERT: That's possible, but I probably
    13 would supplement that and say that I think it's
    14 probably time to revisit subtitle D in a larger
    15 fashion than just this one particular issue.
    16 MR. RAO: Okay.
    17 MR. FREVERT: I don't know when I'll get along
    18 to it, but I'd certainly like to.
    19 MR. RAO: Yeah. You know, between us technical
    20 people I thought it would be better to get a
    21 lawyer's perspective.
    22 MR. FREVERT: I'm not sure of that, but --
    23 MS. LIU: Mr. Frevert, this proposed rulemaking
    24 clearly applies to new or increased pollutant
    L.A. REPORTING (312) 419-9292

    200
    1 loadings. How would the law apply to a decreased
    2 pollutant loading from, say, the shut down of a
    3 discharge that actually had a positive environmental
    4 impact. For example, a facility discharges into
    5 a riverbed and provides perhaps the only perennial
    6 contribution to that stream and in so doing has
    7 created or actually improved the habitat and then
    8 they stop discharging, they shut down, go out of
    9 business. Are there any legal ramifications in the
    10 antidegradation arena for the loss of habitat if
    11 that were to occur?
    12 MR. FREVERT: Well, number one, I think you
    13 could probably get all sorts of debates among the
    14 scientists over whether your scenario is a positive
    15 or negative influence over the environment. Number
    16 two, our NPDES permits authorize discharges, they
    17 don't require discharges. I don't know that we
    18 would have the authority to tell somebody they have
    19 to continue to operate, perhaps the legislature
    20 could, but I won't.
    21 MS. LIU: There has been some discussion about
    22 the term ORW versus ONRW?
    23 MR. FREVERT: That's correct.
    24 MS. LIU: Does EPA -- USEPA have an opinion one
    L.A. REPORTING (312) 419-9292

    201
    1 way or the other as to --
    2 MS. FREVERT: They call them tier three waters.
    3 From my perspective, outstanding national resource
    4 water carries with it the implication that this is
    5 some kind of national designation and other than one
    6 individual in the room here that works for USEPA and
    7 has no authority in the adoption of this matter,
    8 this is purely a state's action and if indeed there
    9 may be some streams and lakes in the state of
    10 Illinois that are outstanding resources to us. The
    11 citizens of Illinois and the criteria for that can
    12 be and may be and probably will be different than
    13 the criteria for West Virginia or Montana or some
    14 other state would use to decide what is outstanding
    15 to them. So I don't really think there's a problem
    16 or confusion with a consulting engineer or a company
    17 out of the state of Illinois coming to Illinois to
    18 try to understand our regulations and being confused
    19 by the lack of the word national, but I do think
    20 it's more straight up and appropriate that if it's a
    21 state determination, that it is characterized as a
    22 national determination.
    23 MS. LIU: One last question. In the public
    24 comment from Prairie Woods Environmental Coalition

    L.A. REPORTING (312) 419-9292
    202
    1 as well as the Families Against Rural Messes, there
    2 is a suggestion of adding additional information
    3 requirements to the demonstration required of
    4 proponents applying for new or increased pollutant
    5 loading, they suggest that in addition to showing
    6 that the activity will benefit the community at
    7 large that the proponent also show that the economic
    8 benefit to the discharger in comparison to the
    9 environmental cost paid by the taxpayer. Does the
    10 Agency see a benefit in requiring such economic
    11 information as part of its antidegradation review?
    12 MR. FREVERT: If there are circumstances where
    13 that can be done and it is appropriate for that to
    14 be done, I don't believe there's anything in our
    15 proposal that would prohibit us from going to that
    16 degree of analysis. To have a blanket requirement
    17 to do that uniformly, I think it would become a
    18 little cumbersome and I would certainly not
    19 recommend it.
    20 MS. LIU: Thank you very much.
    21 HEARING OFFICER TIPSORD: Anything further?
    22 Thank you, Mr. Frevert. We appreciate it. Are
    23 there any questions or any comments that anyone
    24 wants to direct to the USEPA? I thank you very much

    L.A. REPORTING (312) 419-9292
    203
    1 for being here today and we appreciate it and it's
    2 always a pleasure to see you.
    3 Okay. At this time the Board does not
    4 anticipate holding any additional hearings and I
    5 think we talked a little bit off the record and
    6 everyone agrees that now is probably the time for
    7 the Board to take everything under consideration,
    8 deliberate and proceed. That being the case, we
    9 also spoke off the record and we will set a date of
    10 March 20th, 2001, for submission of comments to be
    11 considered to the Board prior to the Board
    12 proceeding in this matter. That is by no means the
    13 last date by which the Board will accept public
    14 comment. It's only the last date by which you must
    15 get them in to ensure they'll be considered by the
    16 Board before the Board begins proceeding. If the
    17 Board goes to first notice, obviously there will be
    18 an additional public comment period at that time and
    19 I suspect at that time we will consider additional
    20 hearings. Is there anything you would like to add?
    21 I just personally want to thank all of
    22 you, you've really made this proceeding interesting.
    23 You provided us with a great deal of information and
    24 it's been very helpful and I can't wait to see the

    L.A. REPORTING (312) 419-9292
    204
    1 last of the comments so we can start working on it.
    2 Thank you very much and we're adjourned.
    3 (Whereupon, the proceedings
    4 were ended.)
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    24
    L.A. REPORTING (312) 419-9292
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    1 STATE OF ILLINOIS )
    2 ) SS.
    3 COUNTY OF C O O K )
    4
    5
    6 I, TERRY A. STRONER, CSR, do
    7 hereby state that I am a court reporter doing
    8 business in the City of Chicago, County of Cook, and
    9 State of Illinois; that I reported by means of
    10 machine shorthand the proceedings held in the
    11 foregoing cause, and that the foregoing is a true
    12 and correct transcript of my shorthand notes so
    13 taken as aforesaid.
    14
    15
    16 _____________________
    17 Terry A. Stroner, CSR
    18 Notary Public, Cook County, Illinois
    19
    20 SUBSCRIBED AND SWORN TO
    before me this ___ day
    21 of ________, A.D., 2001.
    22

    _________________________
    23 Notary Public
    24
    L.A. REPORTING (312) 419-9292

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