ILLINOIS POLLUTION CONTROL BOARD
October
 28,
 1971
ENVIRONMENTAL PROTECTION AGENCY
v.
 )
 #
 71—25
CITY OF MARION
CITY OF MARION
V.
 )
 #
 71—225
ENVIRONMENTAL PROTECTION AGENCY
 )
Mr. William
 J. Novick,
 for the City of Marion
Mr. Deneen
 A. Watson,
 for the Environmental Protection Agency
Opinion of the Board
 (by Mr.
 Currie):
The Agency~s complaint
 (#
 71-25)
 charged
 Marion with discharging
inadequately treated sewage to a tributary of Crab Orchard Creek
 and
with missing January and July
 1970 deadlines
 for submission of plans
and award
 of construction contracts
 to meet
 the overflow and
advanced—treatment requirements
 ot regulations
 SWE—I4.
 h~erej~c~ed
a settlement proposal on the ground that
 it had not been approved
by
 the Agency
 (#
 71-25, May
 12,
 1971),
 and
 a hearing was held
June
 30,
 1971,
The
 facts
 are not
 in dispute.
 The City operates
 a trickling
 filter treatment plant with chlorination, producing
 a good secondary
effluent in dry weather
 (June 30,
 pp.
 26-27,
 31)
,
 when the average
flow
 is 500,000 to 800,000 gallons per day
 (June
 30,
 p.
 25).
In wet
 times, however,
 as much as 11,000,000
 to 13,000,000 gallons
per day reach
 the plant
 (June
 30,
 pp.
 24,
 158).
 The hydraulic
capacity of the plant
 is 1,300,000 gallons per day,
 and flows
in excess
 of that quantity
 are bypassed directly to the creek
without treatment
 (June
 30,
 pp.
 21,
 24,
 39-40).
 An Agency witness
personally observed the bypass of objectionable materials on December
16,
 1970,
 a date charged in the complaint
 (June
 30,
 pp.
 114-18).
Rules and Regulations SWB-14,
 adopted by our predecessor
 the
Sanitary Water Board
 and continued
 in force by
 the Environmental
Protection Act,
 require the provision of additional
 (tertiary or
advanced)
 treatment
 in Marion~s case even as to dry weather flows,
because
 the flow of the receiving stream is
 too small
 to assimilate
 secondary effluent without harm to stream quality,
 They further
require that “control of pollution caused by combined sewer over-
flow
 or storm
 flow bypassing
 at sewage treatment works be provided
at
 the
 time
 of
 improvement
 or expansion of sewage treatment works,”
The
 date
 for
 compliance
 with
 both
 these
 requirements
 is
 July,
1972,
 with
 plans
 to
 be
 submitted
 and
 contracts
 awarded
 substantially
in
 advance
 in
 order
 to
 assure
 timely
 completion,
Plans were due
 in January 1970
 for plants treating more than
10,000 population equivalents,
 and the City’s population
 is about
12,000
 (June 30,
 p.
 55).
 In any event, the record
 is clear, and
the City admits
 (June
 30,
 p.
 161), that no plans were submitted
before August of
 1971, which
 is late regardless
 of the size of the
plant, and that contracts have not yet been awarded, which
 is also
late in any
 case.
In its proposed settlement agreement,
 and subsequently,
 the
City promised to submit plans for both bypass control and tertiary
treatment by August
 1,
 1971;
 to advertise
 for bids by November
 1;
and to complete construction by July
 1,
 1972
 (see petition for
variance,
 # 71-225), which would mean that the admitted delay in
getting started would not delay the operation of the required
facilities.
 The City’s program at that stage consisted of the
addition of two aerated lagoons
 to capture, retain, give
 50
treatment
 to,
 and chlorinate bypasses
 up to ten times normal dry
weather flow, with one of the lagoons to serve
 in normal times
as
 a tertiary facility
 (June
 30,
 pp.
 162—67).
A few days before the proposed August
 1 date
 for plan
submission the City received word
 (Oct.
 16,
 p.
 16) of
 the Agency’s
just revised Technical Policy
 20-24, which among other things
states that when waste, stabilization ponds such as those proposed
are used “provision must be made
 to remove algae
 and other suspended
solids to meet the intended treatment requirements and effluent
criteria”
 (Section XII
 C).
 The theory apparently underlying
 this
provision was suggested by an Agency witness
 (June 30~, pp.
 184-
85)
Presently we
 are requiring permits for lagoon type
systems
 for ter?iary
 treatment.
 It’s been kicked
around out in the field that lagoons sometimes
don’t provide the treatment necessary in that
respect.
 Sometimes they tend to grow
 algae, which
would increase possibly the suspended solids coming out
of it
 .
 .
The growth of algae
 in the lagoon,
 in other words, might result
in
 a biochemical oxygen demand
 and suspended solids
 in excess
of the applicable limits of
 4 and
 5 ppm iespectively.
Confronted with
 the new technical policy,
 the City filed
 its
original plans
 according to
 its proposed schedule
 (Oct.
 16,
 p.
18), set
 to work immediately
 on new plans to meet
 the provisions
of the Technical Policy
 (Oct.
 16,
 pp.
 21-23),
 and filed for
 a
variance that would extend the dates for plans, bids,
 and corr~liance
by eight weeks
 (Oct.
 16,
 pp.
 23-24)
 because of the algae pr’~vision.
We held
 an additional hearing October
 16
 on the variance petiLion
(#
 71—225).
The City’s revised plans were submitted September
 30
 (Oct.
16,
 p.
 23)
,
 within the proposed eight-week extension.
 The tertiary
lagoon will be replaced by sand filters
 that should do
 the
 job
~with dry-weather
 flow without creating
 any
 algae nrohlem
 (Oct.
 16,
pp.
 16,
 26).
 Flows
 in excess of plant capacity will he retained
in
 a single aerated lagoon and chlorinated before any discharge
to the stream
 (Oct.
 16,
 p.
 16).
 Although the treatment plant
together with
 the byrass retentian system will be able
 to handle
a flow at
 the rate of no more than 8,640,000 gallons per day
(Oct.
 16,
 p.
 43)
 (which is roughly ten to fifteen times dry weather
-flow),
 the City will also replace
 a half mile
 of leaky interceptor
sewer
 that
 is responsible for
 a “great amount”
 of infiltration
(Oct.
 16,
 p.
 44).
 The
 City
 therefore
 predicts
 that
 “when
 we
 finish
this project and eliminate some
 of
 our
 sources
 of
 pollution
infiltration
 ,
 we will be able
 to give either complete treatment
or primary treatment
 to all of the flow that comes to the plant
in wet weather”
 (Oct.
 16,
 o.
 45).
 Finally,
 the City has agreed
that
 “after the peak flows
 pass,
 we have provisions
 for draining
the contents of the storm water pond back to the plant during
periods of
 low flow and giving
 it complete treatment”
 (Oct.16,
p.
 46).
 The comoletion date proposed
 for this
 improved system
 is
September
 30,
 1972, with bids
 to he sought by December
 30,
 1971
(Oct.
 16,
 p.
 24).
The improvements
 in the revised program
 are considerable and
commendable;
 the City has substantially upgraded
 its provisions
with
 regard
 both
 to
 tertiary
 treatment
 and
 to
 stormwater.
 The
tertiary
 standards
 will
 be
 more
 certainly
 met;
 infiltration
 re-
ductions will
 greatly
 reduce,
 if
 not
 eliminate,
 the
 proportion
 of
flow receiving no treatment;
 some retained stormwater will be run
through the plant
 for full treatment.
 We
 think the
 two months’
delay
 to
 prepare
 this
 revised
 Program
 well
 worth
 the time,
 and
certainly
 we
 will
 not
 penalize
 the
 City
 for
 those
 two
 months.
While
 the
 Agency
 is
 quite
 right
 in
 its suggestion
 (Oct.
 16,
 pn.
30-37)
 that
 the
 regulation
 itself
 made
 relevant
 the
 question
 whether
a’gae
 would
 make
 lagoons
 inadequate
 to
 meet
 the
 effluent
 standard,
the
 record
 shows
 that.
 up
 until
 the
 issuance
 of
 the
 revised
 Technical
Policy
 in
 July
 1971
 the
 Agency
 had
 been
 willing
 to
 grant
 permits
for
 lagoons
 in
 similar
 circumstances
 (June
 30,
 c.
 185;
 Oct.
 16,
p.
 34).
 The
 law
 was
 not
 changed,
 but
 the
 Agency’s
 understanding
for
 applying
 it
 was,
 and
 no
 nenalties
 are
 in
 order
 for
 those
‘who
 in
 good
 faith
 did
 what
 the
 Agency
 said
 was
 sufficient.
At
 the
 same
 time,
 we
 cannot
 find
 fault
 with
 the
 Agency
 for
publishing
 its
 revised
 policy
 statement.
 ~Jhenever
 new
 policies
are
 promulgated,
 someone’s
 plans
 may
 be
 affected;
 desirable
 changes
cannot
 be
 deterred
 by
 that
 fact.
 Jima
 allowances
 have
 to
 be
made
 in
 such
 cases,
 as
 here,
 to
 avoid
 hardsliin,
 But,
 if
 the
Agency
 is
 right
 in
 its
 new
 algae
 nosition,
 the
 change
 has
 succeeded
in
 arresting
 at
 the
 drawing—board
 stage
 the
 construction
 of
 an
inadequate
 facility.
 We
 can
 only
 view
 that
 accomplishment
 as
 a
plus.
2
 --
 703
The City also tells us that, with
 a reasonably dry Spring,
it may be able
 to complete the retention lagoon by July of
1972 despite the change of plans
 (Oct.
 16,
 pp.
 40-41).
 We shall
require that it do
 its best
 to do
 so,
 in light
 of the importance
of eliminating the existing raw sewage discharges.
We need not today decide whether the Agency is iight that
lagoons are insufficient to meet the standards without algae
removal,
 since
 the City has committed itself to
 a more certain
solution.
 This question,
 together with that of the degree of
treatment
 that will ultimately be required of excess flows,
 is
being thoroughly explored in the pending rule-making proceeding
#R71-14.
 Nor need we decide whether the requirement that bypass
flows be given primary treatment and chlorination means just what
it says,
 or whether,
 as the City says itwas orally informed
by the Agency, no more
 than ten times the normal flow must receive
even this much treatment.
 That figure appears neither
 in the
regulations, which govern,
 nor
 in the Technical Release.
Since we are here considering only primary treatment,
 any flows not-
captured will go raw to the stream;
 even
 a high degree of dilution
(June 30,
 p.
 176)
 can hardly avoid a nuisance when the ingredients
of raw sewage are considered.
 It
 is therefore gratifying that the
City has committed itself to
 a program of reducing infiltration
as well as providing retention eaoacity
 so as to enable it
 to
give at least primary treatment and chlorination
 to all flows
reaching the plant, and we shall require it to adhere to
 that
program.
Although SWB-l4
 states that
 bypass flows “shallbe given
primary treatment,
 and chlorination
 if necessary,”
 it also requires
“the control of pollution” resulting from bypasses,
 and at the
time
 of required treatment plant improvements.
 The Agency interprets
this
 (Technical Policy 20-24,
 Section VII-A)
 to require more than
primary treatment when primary treatment
 is
 inadequate
 to prevent
pollution.
 Because of
 the enormously heavy organic
 load
 in the
“first flush” from
 a storm
 (see June
 30,
 p.
 32)
,
 that portion,
the Agency
 says,
 should receive
 full plant treatment; whether
primary treatment for
 the remainder suffices
 is to be determined
on
 a case—by—case basis according
 to such factors as the
 flow
of
 the receiving stream in order to avoid violations
 of the
water quality standards.
We agree that primary treatment of bypasses cannot in all
cases be
 a complete answer under the regulations.
 In many cases
it
 is
 feasible and reasonable
 to retain
 a large percentage
 of the
excess
 flow
 to be run through the plant later on for complete
treatment
 (see,
 e.g.,
 League of Women Voters
 v.
 North Shore Sanitary
District,
 # 70-7, March
 31,
 1971).
 Whether in Marion’s case more
is required than
 is now proposed cannot be determined from
 the
present record.
 The Agency will make an initial determination of
adequacy in passing on
 the permit application now pending before
it.
 Even
 if greater retention capacity
 is ultimately required,
the present plan seems
 a most likely intermediate step that should
eliminate
 a
 large part
 of the present nuisance,
 and its construction
2
—
 704
ought
 not
 to
 be
 delayed.
In sum,
 from the vantage point of today,
 we
 find the City’s
program an appealing
 one, in terms both of time
 and of ultimate
performance,
 with reservations only as to whether additional re-
tention capacity may later prove necessary.
 We therefore approve
the City’s program schedule on the conditions spelled out
 in
the order.
This leaves for consideration
 the question of money penalties
for missing
 the deadline
 for submission of plans.
 There is no
satisfactory explanation
 for this failure:
 The City knew of
SWB—l4’s requirements
 in 1968 or 1969
 (June
 30,
 p.
 161), and
 the
Agency’s alleged
 char’
 in policy respecting the
 size of the
retention basin
 (June
 ,
 p.
 158)
 and the acceptability
 of
tertiary lagoons came alter the plan deadline had already been
missed,
 The
 importance
 of
 the
 interim
 dates
 for
 submitting
 plans
and letting contracts
 is well illustrated by
 this case.
 Had
plans
 been
 submitted
 when
 required,
 the adequacy of the proposed
bypass facilities could have been fully examined,
 and any inadequacy
corrected, without jeopardizing compliance with
 the ultimate operation
deadline of July 1972.
 As
 it
 is, discounting the eight-week post-
ponement
 that.
 is
 not the City’s fault,
 if
 the lagoon is too small
there will ‘vu~’y likely be
 a further delay-before
 it can been-
larged.
Thus
 the seriousness of the City’s failure to file timely
plans should not be underrated,
 On the other hand, Marion’s
position
 is more fortunate than that of some,
 for, apart from the
Agency’s revised effluent lagoon policy and
 the question
 of lagoon
size, Marion was able
 to promise that it would suffer no delay
in meeting the most important deadline, that for compliance with
the effluent
 and treatment requirements.
 To do so
 it has shown
a high degree of commitment and energy,
 especially
 in its prompt
and constructive
 response to the Agency’s revised policy,
 that
cannot go unnoticed.
The question of
 a penalty
 in this
 case, moreover,
 is
 a part
of a most disturbing larger picture.
 Marion
 is far from alone
 in
missing
 its plan deadline,
 nor
 is
 it among the worst offenders.
Without condoning past lapses, we think it appropriate
 to encourage
those who have fallen behind to make every effort to make up
 for
it.
 We
 shall
 therefore
 look
 with
 some
 indulgence
 upon
 local
governments that
 file programs
 in the immediate future that will
result in compliance within
 a short time after the ultimate deadline.
For
 those
 whose
 violations
 will
 substantially prolong pollution
and who even now fail to come forward with as expeditious
 a program
as
 is
 practicable,
 the penalties may be quite severe.
 Cf.
 GAF
Corp.
 v.
 EPA,
 #
 71-11
 (April
 19,
 1971);
 EPA
 v.
 Incinerator,
 Inc.,
# 71-69
 (Sept.
 30,
 1971)
 ;
 Lloyd Fry Roofing
 Co.
 v,
 EPA,
 # 71-4
(Oct.
 14,
 1971).
 We do not exclude
 the possibility
 in such cases
of
 penalties
 cumulating
 each day ultimate compliance
 is postponed.
2
 —
 705
In
 light
 of
 these
 policy
 considerations
 we
 penalize
 Marion
the nominal sum of
 $100.
 It was not until after
 the date
 for
submitting plans had passed that the City
 took serious steps
 to
live up
 to the obligations of SWB-14
 (June
 30,
 p.
 156),
 and we
cannot let
 the serious violation
 of the important interim deadline
pass altogether.
 But Marion’s exemplary response to’the filing
of the complaint,
 its excellent record
 for operation of its existing
plant,
 and the critical
 fact that
 its error is not expected
to result in continued pollution greatly mitigate the offense,
We sincerely trust that others
 in similar circumstances will follow
Marion’s example immediately without waiting to be prosecuted.
Any
 substantial
 delay in
 cleanitig up our waters resulting from
the failure of municipal
 officials
 to
 obey
 the law would be
 a
tragedy not only
 for the environment but
 for public confidence
in government
 as well.
The City
 in the final hearing raised the question of financing
 (Oct.
 16,
 p.
 57).
 The
 Agency
 described
 the
 chances
 of state aid
as
 very
 good,
 and
 the
 City
 hopes
 for federal assistance
 as well,
As we have said before
 (see City of Mattoon
 v,
 EPA,,#
 70-8
 (Feb.
17,
 1971)
;
 Sanitary District of Durand
 v.
 EPA,
 # 71-317
 (October
18,
 1971)),
 outside help
 is
 all very well, but the obligation
 is
that
 of
 the local government,
 and
 the unavailability or post-
ponement or outside money cannot oe
 an exeu~e for
 poi..iutlon
 r~C
view the City’s program
 as
 a commitment to build the necessary
facilities, with no ifs,
 ands,
 or huts,
 If it were not such
 a
commitment, we cbuld not .approve
 it’.
 Our otder today requires
the City to construct those facilities
 in order
 to abate pollution
violations.
 To comply with such an order
 the City is authorized by
Section
 46
 of
 the Environmental Protection Act to issue general
obligation or revenue bonds,
 if necessary, without referendum and, we have
 held, witnout regard to
 any existing merely statutory limit otnerwise
applicable
 to bonded indebtedness,
 League of Women Voters
 v,
 North Shore
Sanitary District,
 # 70-7
 (March
 31,
 1971).
 No specific
order to issue bonds
 is necessary; we leave
 the question of how to
raise money
 to the City, but the money must be raised.
 See Ruth
v.
 Aurora Sanitary District,
 17
 Ill,
 2d 11,
 158
 N.E.
 2d 601
(1959).
 We shall require,
 as agreed,
 ‘the submission
 of
 a plan
for financing the necessary improvements
 (Oct.
 16,
 p.’ 74),
A few procedural matters require brief mention.
 The City
challenged the Board’s
 jurisdiction on the ground that no Board
member was present at the hearing
 (June 30,
 pp.
 48-51)
,
 The motion
is denied.
 The Rule referred
 to
 (Board Procedural
 Rule 204)
applies only to rule-making proceedings
 of general applicability,
not
 to individual adjudications.
 To require
 the attendance
 of
 a
Board member at each of the hundreds
 of hearings held each year
would be
 a physical impossibility,
 and both the statute and
 the
rules
 are plain that individual cases,
 apart from rule—making,
may be handled by hearing officers who are not Board members.
 The
decision
 is made
 by the Board alone
 on the basis of the
 record.
We also deny
 the motion
 (June
 30,
 pp.
 51-53)
 that the Board view
the premises.
 Viewing
 is
 an extraordinary procedure that is
2
 —
 705
authorized
 but
 not
 required
 by
 Procedural
 Rule
 322.
 To view
 in
every case would impose an intolerable burden.
 We
 see nothing
in the present case
 to suggest that a viewing would contribute
materially
 to the resolution
 of any of the issues.
 The motion to
dismiss on the ground
 that Board decisions
 are
 to be reviewed in
the Appellate Court
 (June
 30,
 p.
 191)
 is also denied;
 the suggestion
is premature,
 since any invalidity
 in the appeal process would
not affect
 the Board’s ‘authority,
 and erroneous,
 since the
governing provision
 is the ‘Environmental Protection
 Act, which
incorporates
 only certain portions
 of the Administrative Review
Act.
 Direct Appellate Court review
 is
 flatly authorized by the
Illinois Constitution.
 Finally, we
 see no merit
 in the attacks
on the admissibility
 of certain samples
 (June
 30,
 pp.
 90,
 193),
but in any case those samples were not necessary
 to the violations
found and played
 no part
 in our decision.
This opinion constitutes
 the Board’s
 findings of fact
and conclusions of
 law.
ORDER
1.
 The petition of the City of Marion for
 a variance extending
the
 date
 for
 compliance
 with
 the
 treatment
 and
 effluent
standards of SWB-l4 until September
 30,
 1972,
 is hereby granted,
on condition that the following provisions
 of this order are
met.
2.
 The City of Marion shall abate its discharge of untreated
or inadequately treated sewage and its violations
 of the
Environmental
 Protection
 Act
 and
 of
 regulations
 there-
under with regard to tertiary treatment and stormwater by-
passing in accordance with it~revised program as
 submitte’d
September
 30,
 1971,
 and with the following schedule:
a)
 Advertisement for bids:
 December 30,
 1971;
b)
 Completion and operation of facilities:
 September
 30,
 1972.
3.
 The City of Marion shall make every reasonable effort to
complete
 the facilities
 for stormwater bypasses by July
 31,
1972.
4.
 The City
 of Marion shall replace the interceptor
 sewer described
at
 p.
 44
 of
 the
 October
 16
 transcript
 in
 accordance
 with
its program as submitted September
 30,
 1971,
 and shall actively
pursue
 a program to discover and eliminate other sources of
infiltration subject
 to reasonable abatement.
2
 -‘
 /07
5.
 If the above measures prove inadequate
 to eliminate raw
sewage
 bypasses
 by
 September
 30’;
 1972,
 the City of Marion
shall present
 to the Agency and to the Board within thirty
days thereafter
 a program for additional pumping and retention
capacity.
6.
 If the bypass control measures
 in the above program do
not provide adequate treatment to satisfy the Agency,
 the
City
 of
 Marion
 shall
 seek
 Board
 review
 of
 the
 Agency’s
 determination
or shall submit
 a revised program,
 in either case within the
time allowed by statute
 for, appeal from
 a permit denial.
In either case, unless the present bypass program
 is wholly
incompatible with that required
 to meet the Agency’s objections,
the Agency shall issue
 a permit conditioned on additional
measures to be taken in the future, and work shall
 proceed
on
 the present program as
 a first phase of compliance
 in
accordance with the present schedule.
7.
 The City of Marion ~hal1 within
 35 days after receipt of
 this
order post with
 the Agency
 a bond or other security
 in the amount
of $100,000
 to assure compliance with
 the terms and
conditions of this
 order,
8.
 The City ‘of Marion shall within
 35 days after receipt of this
order
 pay
 to the State
 Of Illinois
 the sum of $100 as
 a
penalty
 for its failure
 to meet the requirements of SWB-14
with respect to the submission of plans
 and
 the award of construction
contracts~
9.
 Within
 60
 days
 after receipt of this order,
 the City of Marion
shall submit to the Agency and to the Board
 a plan assuring
financing of
 the program herein approved,
 together with~
a study
 by bond counsel discussing
 the various financing
alternatives
 available,
10,
 Further proceedings
 in this matter will be held
 if
circumstances
 so require,
 and
 jurisdiction
 is retained
 for
that purpose.
I,
 Regina
 E,
 Ryan, Clerk
 of the Pollution Control Board,
 certify
that the Board adopted the above Opinion this
 28
 day of
October
 ,
 1971.