ILLINOIS POLLUTION CONTROL BOARD
May 12, 1971
ENVIRONMENTAL PROTECTION AGENCY
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v.
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#
70~149
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KOPPERS
CO.
)
Frederick Hopper, Special Assistant Attorney General, for the
Environmental Protection Agency
Norman
J.
Barry, Chicago, for Koppers
Co.
Opinion of the Board (by Mr.
Currie):
Koppers treats croesties and utility poles with creosote
at its Carbondale plant to preserve them
(F.
124).
Pursuant to
a permit granted in l96~by the Sanitary Water Board, the
effluent from the plant
is taken to settling lagoons and is
then applied to the land for irrigation
(F. 119—21).
The permit
limits discharges of runoff water from these facilities
to the
“waters of the State”
to 200 parts per billion phenol and 20
parts per million biochemical oxygen demand (SOD) and specifies
that ~‘iCthe effluent quality
is
consIstently in violation of
the above
limitation, additional treatment shall be
provided.tt
Phenols in very low stream concentrations (above
1 ppb)
can cause
taste and odor problems in both water supplies and fish; SOD
can deplete the oxygen reserves of a stream.
(EPA Ex.
35).
The EPA’s complaint charged that discharges fr~4~opper~.
since December
9,
1969 violated not only the conditions
of the
permit but also sections
10 and 11 of the Sanitary Water Board
Act, sections 12(a),
(b), and (c) of the Environmental Protection
Act, and Rules 1.03 and 1.08
of Rules and Regulations SWB—14,
Except for Rule 1.08, which imposes
a
30 ppm standard for SOD,
the essence of these additional charges
is causing pollution
of the receiving stream.
Moreover, Koppers was charged with
depositing wastes on the
land
so
as to create
a water pollution
hazard inwiolation of section 12(d) of the Environmental
Protection Act.
The record
is
singularly Gninformative.
Were
it not for
the relatively lucid testimony of the company, we would know
nothing whatever of the Koppers operation or of its present or
proposed treatment facilities, for the Agencyts entire case
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579
consisted of
sampling
results
and
a few visual
and
olfactory
observations, together with a painfully prolonged effort to
pinpoint where each sample was taken
CR.
7—1k).
We think it
imperative that those who prosecute cases before the Board
recognize it is incumbent upon them to provide the Board with
~evidenceon which it
can
base an
informed
decision.
On the
present record,
for
reasons that will appear below, most of the
Agency’s evidence is useless even on the simple issue of violation.
And
of course we need evidence on the question of
remedy as
well, of which the Agency presented none whatsoever, nor even
any
arguments
as to what we should order Koppers to do.
Despite the lengthy testimony identifying
sampling
points,
there is a total absence of proof as to whether or not most of
the
samples
measured
discharges
to
“waters
of
the
State”
within
the
meaning
of
any
of
the
relevant
provisions.
Most
were
taken
at the point
where
water
drains
from
the
irrigation
field
into
a
stream
or
ditch
that
crosses
Koppers’
land
from
west
to
east.
Whether this is a stream or not was never proved.
The fact that
it is bordered on both sides b~the respondent’s property does
not excuse its pollution, since the statutes apply to waters
“public or private.”
But if the discharge is to a ditch that is
essentially a
part
of the treatment or discharge facilities,.
it
may
be unprotected; the law does not say sewage cannot be
dumped into sewers.
For lack of proof on this issue, therefore,
we
must
ignore
the
numerous
samples
taken
at
this
point
or
farther
up
the
ditch.
Discharges
grossly
in
excess
of
the
permit limits, however,
are
clearly
shown
by
a
number
of
samples,
taken
on
various
days,
at
points where the ditch itself passes under a road just prior
to its discharge into Glade Creek, which rather plainly is a
water of the State protected by the law.
On December
9,
1969,
phenols at this point were 3,900 ppb (EPA Ex.
3);
on
January
19,
1970, SOD was 210
ppm
(EPA Ex.
6); phenols were 11,000 ppb on
February 2, 1970 (EPA Ex. 19) and 8000 ppb on February
9,
1970
(EPA Ex.
22).
The reason for these excessive discharges was made
clear by the company’s
own testimony
that the lagoons
Sand
irrigation
field were seriously overloaded:
Designed to cope with 10,000
gpd of waste
CE. 140), they were subjected to as much as 60,000
CR. 128).
Repeated discharges in excess of pórmit conditions were
conceded CR. 140).
The permit itself, therefore, required the
company to install additional equipment.
There was some testimony
as
to degraded stream conditions
in Glade Creek itself (R. 30, 32), but the Agency
made
no serious
effort to prove these conditions were attributable to Koppers,.
and
we cazinot find pollution of the stream itself, as contrasted
with the discharge limits of
the
permit,
on
the
present
record.
The Agency made no attempt to prove its charge that Koppers
had created a pollution hazard by depositing contaminants on the
ground, and indeed it withdrew this allegation at the close of
its case
(R.
110—11),
Koppers testified that it is working to reduce the volume
of its effluent to an acceptable 10,000 gpd or less and to
employ some chemical flocculation, both by June
1 of 197?
(R.
129);
that
it plans to replace topsoil and plants washed from the
irrigation field (estimated to take two months,
fi.
141) and
remove sludge from the lagoons
as soon as it can
(H.
137—38,
141); and that
it is negobiating for a grant
to install
an
experimental activated sludge plant as well
(H.
134).
We think
the company should be ordered to adhere to its June dates and to
supply the Board and the Agency, by June
1, with a firm schedule
for completing its field and lagoon improvements by no later than
July
1,
1971.
So far as we can determine from the record,
these
steps should bring Koppers into compliance
(H.
138);
in any case
compliance will be requi~redby July lof this year, and a
$10,000 bond or other security required to assure performance.
The final question is whether
a money penalty should be
assessed.
The statute provided in 1969 and 1970 for penalties
of $5000 plus $200 for each additional day for violation
of either
the
statute or a “determination or order of the Board~” Smith—Hurd
Ill.
Ann.
Stat.
ch.
19, ~ 145.13
(Supp,
1970), and the permit
was an order of the Sanitary Water Board
(id.,
§ l45~ll), Discharges
in excess of the permit limits, however, were not in themselves
a violation of the permit; the process was described in the
permit as “experimental,” and the permit provided for the
construction of additional facilities
if
consistently high discharges
occurred.
This implies that the company?s obligation was to
sample its effluent and to take action as soon as
it discovered
that its existing facilities were inadequate.
The facilities were
built in 1967
(H.
121); high discharges were found by the Agency
in late 1969 and early
1970.
Whether these were the first such
discharges we do not know; we cannot therefore say the company
should have taken corrective action in advance of those dates.
It is clear, however, that the company knew or should have known
no later than December, 1969 that additional facilities were
required.
But there was nothing in the Agency~scase to show
that the company failed to take the necessary action with due
dispatch.
The burden was on the Agency
to show this violation,
and it introduced no evidence on the issue.
The motion to dismiss
the penalty request
at the end of the complainant~scase is
hereby granted.
This
we hold despite the fact that the respondent’s
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581
case showed the high discharges occurred not because of the failure
of the experithent but because
of
a severe overload of the treat-
ment facilities, which could not have been accidental.
The
Agency cannot rely on the respondent
to prove its case.
This opinion constitutes the Board’s findings of fact and
conclusions of law,
ORDER
1.
Koppers
Co.
shall reduce the effluent from its Carbondale
plant to 10,000 gpd, and shall provide chemical flocculation
as described in the record, all by June
1,
1971.
2.
Koppers
Co.
shall submit to the Board and to the Agency,
by June 1, 1971,
a report showing that the requirements of
paragraph 1 of this order have been met and a firm schedule
for replacing topsoil, replanting the irrigation field, and
removing sludge from the lagoons at its Carbondale plant,
all of which shall be accomplished
by July
1,
1971.
A final
report shall be filed July
1,
1971.
3.
Koppers
Co.
shall bring
its effluent into compliance with the
Sanitary Water Board permit no later than July
1, 1971.
4.
Koppers
Co.
shall post with the Agency,
on or before June
1,
1971,
a bond or other security in the amount of $10,000,
which shall
be
forfeited
to the State of IllinoIs
in
the
event
the conditions of
this
order are not met.
I,
Regina S.
Ryan, Clerk of the
Illinois
Pollution
Control
Board,
certify that the Board adopted the above opinion this
12
of May,
1971.
~4.
Mr. Dumelle will file a dissenting opinion.
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582