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    BEFORE THE ILLINOIS POLLUTION CONTROL BOARD
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    IN THE MATTER OF:
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    )
    PROPOSED AMENDMENTS TO ) R02-19
    5 AMMONIA NITROGEN STANDARDS ) (Rulemaking-water)
    35 ILL. ADM. CODE 302.212, )
    6 302.313 AND 304.122
    )
    7
    8
    The following is a transcript of
    9 the above-entitled matter taken stenographically
    10 before TERRY A. STRONER, CSR, a notary public
    11 within and for the County of Cook and State of
    12 Illinois, at Suite 09-40, 100 West Randolph Street,
    13 Chicago, Illinois, on the 25th day of March, A.D.,
    14 2002, commencing at 10:30 o'clock a.m.
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    L.A. REPORTING (312) 419-9292
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    1 A P P E A R A N C E S:
    2
    ILLINOIS POLLUTION CONTROL BOARD,
    100 West Randolph Street
    3
    Suite 11-500
    Chicago, Illinois 60601
    4
    (312) 814-6923
    BY: MS. CATHERINE F. GLENN, HEARING OFFICER
    5
    6 BOARD MEMBERS PRESENT:
    Ronald Flemal
    7 Nicholas Melas
    Anand Rao
    8 Michael Tristano
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    L.A. REPORTING (312) 419-9292
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    1
    HEARING OFFICER GLENN: Good morning.
    2 My name is Cathy Glenn and I'm the hearing officer
    3 in this proceeding.
    4
    I would like to welcome you to
    5 this hearing being held by the Illinois Pollution
    6 Control Board in the matter of Proposed Amendments
    7 to Ammonia Nitrogen Standards, 35 Illinois
    8 Administrative Code 302.212, 302.213 and 304.122.
    9
    Present today on behalf of the
    10 Illinois Pollution Control Board and seated to my
    11 left is Dr. Ronald Flemal, he is the Board member
    12 coordinating this rulemaking. Seated to my right
    13 are both Member Michael Tristano to my far right and
    14 Member Nicholas Melas. Member Tristano and Member
    15 Flemal and Member Tanner Girard are the three Board
    16 members that have been assigned to this rulemaking.
    17 Unfortunately, Member Girard could not be with us
    18 here today.
    19
    I have placed copies of the notice
    20 and service list sign-up sheets in the back at the
    21 table. If you would like to sign up on either of
    22 those sheets, please be aware that if you're on the
    23 notice list you will be receive copies of any
    24 hearing officer orders that might be put out by

    L.A. REPORTING (312) 419-9292
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    1 myself or by Board orders or -- you'll also receive
    2 copies of Board orders. If you're on the service
    3 list you will, in addition to these items, receive
    4 anything that is filed in this case regarding
    5 prefiled testimony, public comments, things such as
    6 that.
    7
    On January 17th, 2002, the
    8 Illinois Association of Wastewater Agencies, which I
    9 will refer to as the IAWA, filed a proposal for
    10 rulemaking under Section 27 of the Environmental
    11 Protection Act to change regulations governing
    12 ammonia found in the Board's rules at 35 Illinois
    13 Administrative Codes 302.212, 302.213 and 304.122.
    14
    On January 24th, 2002, the Board
    15 accepted the matter for hearing. Pursuant to
    16 Section 27 of the Environmental Protection Act, the
    17 Board has scheduled two hearings. As announced in
    18 the hearing officer order dated January 30th, 2002,
    19 today's hearing is to conduct -- is conducted to
    20 allow the IAWA and all other interested parties the
    21 opportunity to present testimony on the proposed
    22 rule.
    23
    The second hearing is for the

    24 presentation of testimony, documents and comments
    L.A. REPORTING (312) 419-9292
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    1 by affected entities and all other interested
    2 parties.
    3
    The second hearing is currently
    4 scheduled for Tuesday, April 23rd, 2002 at 10:30 in
    5 the morning in Room 403 of the Board's Springfield
    6 office located at 600 South Second Street in
    7 Springfield.
    8
    The second hearing will begin with
    9 presentation of testimony and comments that were not
    10 presented at the first hearing either because of
    11 time constraints or by the request of other
    12 testifiers.
    13
    This hearing will be governed by
    14 the Board's procedural rules for regulatory
    15 proceedings. All information which is relevant and
    16 not repetitious or privileged will be admitted. All
    17 witnesses will be sworn and subject to cross
    18 questioning.
    19
    The purpose of today's hearing is
    20 to hear the prefiled testimony of the IAWA and to
    21 hear questions of them. There are six people who
    22 will be testifying on behalf of the IAWA, they have

    23 all filed prefiled testimony. One person from the
    24 Agency will also testify. All the witnesses will
    L.A. REPORTING (312) 419-9292
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    1 read their testimony into the record. We will allow
    2 all of the witnesses to testify before any questions
    3 are raised. Anyone may ask a question, however, I
    4 do ask that you raise your hand and allow me to
    5 recognize you before you ask your question. Also,
    6 at the request of the court reporter, if you have
    7 questions if you would please step to the front of
    8 the room here so that she may have a better
    9 opportunity to hear you. We would appreciate that.
    10 After I acknowledge you to ask your question, please
    11 state your name and who you represent, if anyone, in
    12 this matter and please note that any questions that
    13 might be asked by a member of the Board or the Board
    14 staff are intended to help build a complete record
    15 for the Board's decision and they do not express any
    16 preconceived notion or bias.
    17
    I would like to also remind any
    18 witnesses that step forward to testify today to
    19 please speak up for the court reporter, she will be
    20 seated rather close to you. Today the noise factor
    21 should not be a problem.

    22
    We will allow anyone else who
    23 wishes to testify the opportunity to do so as time
    24 permits at the end of the day and one last note, we
    L.A. REPORTING (312) 419-9292
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    1 do have some members of the Board staff up here that
    2 I have not introduced, Anand Rao is from the Board's
    3 technical unit and seated in the back also with the
    4 Board's technical unit is Ailsa Lie and in the way
    5 back we have two Board assistants, we have Mary
    6 Tipsord who is the Board assistant to Member Girard
    7 and then seated next to her is William Murphy who is
    8 the assistant to Board Member Tristano.
    9
    Are there any questions regarding
    10 the procedure we will be following today? I see no
    11 questions. Dr. Flemal?
    12
    DR. FLEMAL: I'd just like to take a
    13 moment to welcome everybody, a lot of familiar faces
    14 in this group and we welcome back those familiar
    15 faces and look forward to your continuing
    16 participation with the Board. Before the Board I
    17 notice as well a few faces which at this stage at
    18 least are unfamiliar, if that makes you new to the
    19 Board, we welcome you as well. Perhaps mostly for
    20 the sake of the latter, let me just take a very

    21 short run through how the Board will proceed with
    22 this material before it.
    23
    Our purpose, as the Hearing
    24 Officer indicated, is to build a complete record in
    L.A. REPORTING (312) 419-9292
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    1 support or otherwise for the proposal that's before
    2 us. We will do that by the testimony received
    3 today, the various questions that hopefully will
    4 shed further light on the merits of the proposal.
    5 The second hearing as well, any public comments that
    6 are filed in the next several weeks also will go
    7 into the early stages of the record. Once that
    8 record is before us, the Board will sit down and
    9 deliberate on the merits of the proposal. There are
    10 three possible outcomes that the Board at that stage
    11 could decide to follow, one would be to move forward
    12 with the proposal as submitted to us.
    13 Alternatively, we could move forward with the
    14 proposal amended as the Board would see
    15 justification to do so and, of course, there's
    16 always the option that if the Board finds the
    17 proposal is not meritorious that the Board will
    18 terminate the proceedings and decline to move
    19 forward further.

    20
    Under the assumption that the
    21 Board will move forward with this proposal at least
    22 in some form or another, the next step would be to
    23 go to what's called first notice. The Board would
    24 issue an opinion and order in which it could state
    L.A. REPORTING (312) 419-9292
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    1 its evaluation of the merits of the proposal and why
    2 there is decisions that are inherent in moving the
    3 proposal forward have been made. That opinion is
    4 then available for the public, including yourselves,
    5 of course, to further comment on the proposal of the
    6 nature of hopefully that all the Board's decisions
    7 are clear to all interested persons and allow you a
    8 good basis upon which to offer further comments if
    9 you so desire.
    10
    After that first notice, the Board
    11 entertains further opportunity for input into the
    12 record, that may be by additional public comment or
    13 if the Board deems that it is justified, perhaps
    14 even additional hearings may be held. At the end of
    15 that phase, the Board then makes a decision, again,
    16 as to how to -- or what disposition the rule
    17 thereafter has, assuming that it is to continue to
    18 move forward, we would then go to something called

    19 second notice at the end of which another opinion
    20 and order will be issued by the Board explaining any
    21 revised decisions that it may have made as a result
    22 of the later editions to the record.
    23
    There's yet a further stage where
    24 the rule passes out of the hands of the Board and
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    1 goes to a subcommittee of the general assembly,
    2 JCAR, which we review the rule from their
    3 perspective and if it passes that hurdle the Board
    4 is then in a position to make the ultimate
    5 disposition on the ruling and actually adopt the
    6 rule.
    7
    This is a long process, it's a
    8 fairly elaborate process, but it's a very robust
    9 process in the extent that this rule will be
    10 examined in great detail by many great minds sitting
    11 out there bringing advice to the Board as to how to
    12 make the appropriate decision and in the end
    13 hopefully we will have a good solid rule that will
    14 do what it's supposed to do. Thank you.
    15
    HEARING OFFICER GLENN: Thank you,
    16 Dr. Flemal. Member Melas or Member Tristano,
    17 anything to add?

    18
    MR. MELAS: No. Just looking forward
    19 to hearing the testimony and welcome everyone here.
    20
    HEARING OFFICER GLENN: Wonderful.
    21 All right. With that Mr. Harsch, would you like to
    22 make an opening statement? Mr. Kissel?
    23
    MR. KISSEL: My name is Richard
    24 Kissel, I'm with the law firm of Gardner, Carton &
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    1 Douglas and we represent the Illinois Association of
    2 Wastewater Agencies in this proceeding. To my left
    3 is Roy Harsch, who is an attorney with Gardner,
    4 Carton as well as Shelia Deely who is to my right
    5 and we will be, to the extent you want us to,
    6 sheparding the testimony and the witnesses and
    7 giving you the evidence with which we hope you will
    8 adopt -- use to adopt this proposed rule.
    9
    I think it's important for us to
    10 tell the Board that IAWA is a very well represented
    11 organization throughout the state. It has a number
    12 of members who operate publicly owned treatment
    13 works and probably is the premier agency -- or
    14 association in that regard. It follows the Board's
    15 rules with great regulatory and participates in them
    16 as it has in the past, but this is really a first in

    17 that IAWA has taken it upon itself to propose a rule
    18 to the Board, that has never been done before and
    19 just so the Board understands from an association
    20 standpoint, that was a very, very large step and
    21 they had to believe that what they were proposing to
    22 the Board was technically sound, economically sound
    23 and correct. So it has gone for your view through a
    24 substantial amount of review before it ever got
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    1 here, but obviously we want you to have the separate
    2 independent review of that.
    3
    Essentially, what we are doing
    4 here is asking for an update of the ammonia rule,
    5 which is found in 302.212 and the other sections
    6 which the hearing officer alluded to and the basis
    7 of that is that the rule adopted by the Board which
    8 is now currently in affect was based upon a criteria
    9 document developed by the United States
    10 Environmental Protection Agency I think in 1984,
    11 1986.
    12
    In 1999, the USEPA came out with
    13 -- published a new criteria document based upon
    14 newer science and it is that criteria document which
    15 forms the basis of our proposed water quality

    16 criteria for the Board's consideration and hopefully
    17 adoption.
    18
    We had participated in a great
    19 degree in the prior rules and in addition when we
    20 put this rule together before we ever submitted it
    21 to the Board for its consideration, we dealt with a
    22 number of state agencies and the USEPA had a number
    23 of meetings, I'm sure the Board will hear testimony
    24 to that regard, and with environmental groups to see
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    1 what -- how they would feel about this and so this
    2 rule has gone through -- the proposed rule has gone
    3 through a lot of peer review and public review
    4 before it ever got to you. I think it's important
    5 that you know that. With that, we will -- I think
    6 there's -- with that we would like to start our
    7 witnesses and I want to add one other thing before
    8 Mr. Callahan comes up. I was telling Dr. Flemal
    9 that I was the hearing officer in the water quality
    10 regulations in 1970 and '72 and so I've taken it
    11 upon myself to propose a new water quality
    12 regulation every 30 years. Whether I do it in the
    13 next 30 years or not is a lot -- is not dependent so
    14 much on me, but the good Lord will keep me on this

    15 earth.
    16
    In any case, Mr. Callahan?
    17 Mike came from Bloomington, Normal today and says
    18 that he was only going 35 miles an hour in the snow
    19 with four-wheel drive on to get here and left at
    20 four in the morning so apparently he did make it on
    21 time so...
    22
    HEARING OFFICER GLENN: Mr. Callahan,
    23 could we get you sworn in?
    24 (Mr. Callahan was sworn in by the court reporter.)
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    1
    MR. CALLAHAN: Good morning. As Dick
    2 said, I would principally just like to read my
    3 prefiled testimony at this time.
    4
    My name is Michael Callahan.
    5 I am here on behalf of the Illinois Association of
    6 Wastewater Agencies to petition the Illinois
    7 Pollution Control Board to adopt the 1999 United
    8 States Environmental Protection Agency's 1999 update
    9 of ambient water quality criteria for ammonia
    10 published in final form in the Federal register on
    11 December 22nd, 1999, as the basis for the ammonia
    12 nitrogen water quality standard for Illinois.
    13
    I am keenly aware of the

    14 uniqueness of the current position of IAWA before
    15 the Board advocating such a rulemaking. Ordinarily,
    16 this type of advocacy before the Board would be
    17 undertaken by the Illinois Environmental Protection
    18 Agency. However, the Agency was unable to develop
    19 this petition in a timely manner due to the severe
    20 time demands placed upon its personnel by the many
    21 other issues simultaneously being considered in the
    22 area of water pollution control within Illinois.
    23 The IAWA has asked the Agency for advisement on the
    24 tenets of this issue as well as approval of the
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    1 petition presented to the Board today. The Agency
    2 has been very helpful in this regard and we
    3 understand the Agency will offer supportive
    4 testimony later in this proceeding.
    5
    The IAWA has elected to undertake
    6 the time commitment and cost of approximately
    7 $70,000 to prepare the petition for rulemaking
    8 before the Board because of the importance the IAWA
    9 places upon the protective and economically
    10 justifiable ammonia nitrogen water quality standard
    11 for the state.
    12
    The importance to IAWA of the

    13 adoption of this USEPA criteria as the Illinois
    14 standard is multi-faceted. Later in this testimony
    15 I will elaborate upon these various facets as well
    16 as explain the recent history of the ammonia
    17 nitrogen water quality standard rulemaking in
    18 Illinois, which has created our current situation.
    19 Further, I will share with the Board the steps in
    20 the IAWA development of the proposed standard as
    21 well as justifications for key determinations made
    22 in that development.
    23
    The IAWA is petitioning the Board
    24 to modify Sections 302.212, 213 and 304.122 of Title
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    1 35, Subtitle C, of the Illinois Administrative Code.
    2 Also included with this action are minor
    3 modifications to Section 355, but not submitted to
    4 the Board for approval. Section 355 addresses the
    5 Agency's implementation procedures for this matter.
    6 The Agency prefers, and the IAWA currently agrees,
    7 that this implementation procedure should remain
    8 within the jurisdiction of the Agency. However,
    9 the IAWA strongly emphasizes that the modifications
    10 to and ultimate content of Section 355 as currently
    11 proposed are of absolute essential importance to the

    12 successful resolution of a protective and equitable
    13 ammonia water quality standard for Illinois. Should
    14 the Board approve this petition absent a successful
    15 modification of Section 355, the IAWA may return to
    16 the Board for action on this implementation
    17 procedure. This, however, is not the desired intent
    18 of IAWA at this time. My later testimony will
    19 illustrate the importance of this position and
    20 elaborate upon the matter.
    21
    Following my testimony will be
    22 testimony of Dr. Robert Sheehan, Professor of
    23 Fisheries and Zoology, Southern Illinois University.
    24 Dr. David Zenz, consulting engineer with Consoer,
    L.A. REPORTING (312) 419-9292
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    1 Townsend, Envirodyne Engineers, Incorporated,
    2 formerly with the research and development
    3 department of the metropolitan water reclamation
    4 district of greater Chicago; Mr. Tim Bachman,
    5 director of waste treatment operations of the Urbana
    6 & Champaign, Illinois Sanitary District; Mr. Michael
    7 Zima, director of the DeKalb, Illinois Sanitary
    8 District and Mr. James Daugherty, district manager
    9 of the Thorn Creek Basin Sanitary District. Each of
    10 these individuals will provide testimony relevant to

    11 their area of expertise and experience in critical
    12 areas of this matter.
    13
    I have a bachelor of science
    14 degree in biological sciences and environmental
    15 health from Illinois State University, Normal,
    16 Illinois. I further obtained a master of arts
    17 degree in biological sciences from the University of
    18 Missouri; Columbia, Missouri. I pursued doctoral
    19 studies at Illinois State University in biological
    20 sciences. All of my graduate studies involved
    21 nutrient cycling in biological systems. I am a
    22 member of the Phi Sigma Biological Sciences Honor
    23 Society.
    24
    I have been employed by the
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    1 Bloomington and Normal Water Reclamation District
    2 since 1973. Since 1988, I have been the executive
    3 director of the BNWRD. The BNWRD and/or I have
    4 received awards for operational or program
    5 excellence from USEPA, the Agency and various
    6 professional organizations during my tenure as
    7 executive director. I have held an Illinois
    8 Environmental Protection Agency Class I wastewater
    9 treatment plant license since 1977. I have authored

    10 and presented many papers on a variety of issues
    11 concerning municipal sector wastewater treatment
    12 topics. I have been a member of many professional
    13 organizations and have held offices in many of these
    14 organizations, including president of the IAWA,
    15 president of the Illinois Water Pollution Control
    16 Operators Association and chairman and trustee of
    17 the Illinois Section of the Central States Water
    18 Environment Association. I have belonged to the WEF
    19 since 1975.
    20
    I ask the Board to bear with me in
    21 revisiting the complicated sequence of historical
    22 events that have resulted in the present ammonia
    23 regulatory picture in Illinois. This history has
    24 direct bearing on the standard I am advocating to be
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    1 developed from the 1999 USEPA guidance. This
    2 history is reflective of the importance to IAWA of
    3 the Board's adoption of the proposed ammonia water
    4 quality standard. This history also illustrates the
    5 overwhelming need, as the Board is acutely aware,
    6 for adoption of water quality standards for Illinois
    7 that are founded on complete scientific
    8 investigation, that are economically justifiable and

    9 that are technically attainable.
    10
    The present ammonia nitrogen water
    11 quality standard for Illinois was developed through
    12 Board Docket R94-1. The rule was finally adopted in
    13 1996 amidst considerable input and compromise by all
    14 participating parties. The original proposal of
    15 R94-1 by the Agency was derived from the 1984 USEPA
    16 national criteria document for ammonia. The 1984
    17 guidance was modified to consider ammonia toxicity
    18 of only warm water species indigenous to Illinois.
    19 The Agency proposal also addressed the fact that the
    20 water quality standard derived from that document
    21 would result in effluent NPDES permit limits that
    22 pushed the limit of technical attainability of many
    23 of the treatment facilities in Illinois,
    24 particularly in the winner season. Mr. Jim
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    1 Daugherty, representing the IAWA in the R94-1
    2 proceedings, testified to that point. At the
    3 Agency's request prior to the R94-1 proceedings, the
    4 IAWA undertook a member survey for nitrification
    5 capabilities of existing treatment facilities.
    6 This survey consisted of two years of daily
    7 operating nitrification data collected from

    8 approximately, and I would correct a typo here, that
    9 should be 35 rather than 45, wastewater treatment
    10 plants within Illinois. This survey and its
    11 subsequent review by the Agency was the partial
    12 basis for the Agency testimony in R94-1 that 1.5
    13 milligrams per liter and 4.0 milligrams per liter
    14 were the existing consistent levels of treatment
    15 attainability for nitrification in Illinois.
    16
    The 1984 USEPA guidance document
    17 proposed ammonia toxicity in a manner that has since
    18 been found to be errant. The 1999 USEPA guidance
    19 subsequently addressed this error and now considers
    20 ammonia toxicity through a different mechanism than
    21 that used by the 1984 document. Dr. Robert Sheehan
    22 will elaborate on this mechanism in his testimony
    23 today. However, at this time I would like to offer
    24 a brief and simple explanation of the two different
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    1 toxicity assessments to illustrate the difference in
    2 the subsequently derived water quality standards
    3 resulting from each USEPA guidance document.
    4
    Ammonia exists in aquatic systems
    5 in the form of a dynamic equilibrium between the
    6 un-ionized ammonia molecule form, NH3, and the

    7 ammonium ion form, NH4 plus. This equilibrium is
    8 very dynamic and is responsive to both temperature
    9 and pH. Essentially the mechanism employed in the
    10 1984 guidance document assigned all of the ammonia
    11 toxicity to the un-ionized ammonia molecule. The
    12 assignment of all such toxicity to the un-ionized
    13 ammonia form of the equilibrium resulted in very low
    14 concentrations of un-ionized ammonia being indicated
    15 as necessary to protect aquatic life. The 1999
    16 USEPA guidance assigns toxicity to total ammonia,
    17 not just un-ionized ammonia.
    18
    The present water quality standard
    19 in Illinois is derived from this errant
    20 consideration of the toxicity mechanism. Since the
    21 ammonia equilibrium is temperature responsive, both
    22 winter and summer acute and chronic standards were
    23 developed as a result of 94-1. The current
    24 standard, when back-calculated in NPDES permit
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    1 limits, does not present many difficulties in terms
    2 of technical attainability and compliance during
    3 warm summer months even though the standard for such
    4 periods is much lower than that enacted for cold
    5 winter months. Wastewater treatment processes are

    6 much more efficient at the biological oxidation of
    7 ammonia at warm temperatures than they are at cold
    8 temperatures.
    9
    The current summer standard
    10 resulting from the Board's ruling in R94-1, in many
    11 situations throughout the state, allows for NPDES
    12 permit limits higher than the monthly average limit
    13 of 1.5 milligrams per liter generally allowed within
    14 the state by the standard that preceded it.
    15 Likewise, this proposed standard may allow for NPDES
    16 permit limits for ammonia greater than the customary
    17 1.5 milligram per liter summer NPDES permit limit.
    18 However, anti-backsliding constraints generally
    19 result in previous permit limits being retained.
    20 Consequently, these anti-backsliding requirements
    21 will continue to provide a very conservative level
    22 of ammonia protection during the early life stage
    23 present period.
    24
    The acute winter standard does not
    L.A. REPORTING (312) 419-9292
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    1 present many such compliance difficulties due to
    2 relatively high acute toxicity tolerance of ammonia
    3 as compared to the alleged chronic toxicity
    4 tolerance. The difficulty experienced with the

    5 current ammonia water quality standard exists when
    6 the winter chronic toxicity water quality standard
    7 is back-calculated into winter NPDES discharge
    8 permit limits. The chronic toxicity standard is
    9 roughly equivalent to the monthly average standard
    10 contained in such permits. The consideration by the
    11 1984 guidance document of all ammonia toxicity
    12 resulting from the un-ionized form of the ammonia
    13 equilibrium resulted in the development of
    14 unnecessarily low un-ionized ammonia standards.
    15 Even though cold temperatures drive the ammonia
    16 equilibrium towards the ionized NH4 plus form of the
    17 equilibrium, the mistaken assignment of all ammonia
    18 toxicity to the un-ionized form resulted in winter
    19 chronic NPDES permit limits that were at or below
    20 the limit of technical attainability in many
    21 wastewater treatment processes in place throughout
    22 Illinois.
    23
    In recognition of this dilemma,
    24 the Agency proposed, and the Board approved, a
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    1 concept in R94-1 called effluent modified waters.
    2 The EMW concept allows for exceedance of the chronic
    3 toxicity water quality standard downstream of an

    4 NPDES permitted discharge to the distance necessary
    5 to achieve compliance with the chronic toxicity
    6 standard by depletion of ammonia through the natural
    7 nitrification capability of the receiving stream.
    8 Discharges into such an EMW were not allowed to
    9 exceed a monthly average NPDES permit limit of 4.0
    10 milligrams per liter ammonia during the winter
    11 season, which is November through March, and 1.5
    12 milligrams per liter during the summer seasons,
    13 April through October. An additional condition of
    14 EMW designation required that no ammonia impairment
    15 exists in the water body so designated. An EMW
    16 designation did not allow dischargers relief from
    17 acute toxicity standard. As discussed previously,
    18 the only relief really needed and therefore
    19 requested by the regulated community was from the
    20 very low winter chronic standard.
    21
    The EMW concept had been approved
    22 by USEPA prior to the R94-1 proceeding. The Board
    23 action in R94-1 approved the ammonia nitrogen water
    24 quality standard and the concept of effluent
    L.A. REPORTING (312) 419-9292
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    1 modified waters. The Board action did not address
    2 the implementation policy concerning either the

    3 standard or the EMW designation. The Agency
    4 preferred at that time to retain development of
    5 these policies as their own implementation rules and
    6 codify them through the Joint Committee on
    7 Administrative Rulemaking.
    8
    In testimony during R94-1, the
    9 Agency indicated that no biological sampling in
    10 waters thought to qualify for EMW status had
    11 indicated biological ammonia impairment.
    12 Therefore, the interpretation of the Board rule by
    13 the Agency and the regulated community was that EMW
    14 designation could be extended state-wide in
    15 situations where the chronic water quality standard
    16 would require NPDES permit limits less than 4.0
    17 milligrams per liter during the winter or 1.5
    18 milligrams per liter during the summer.
    19
    Upon issuance of the Board rule,
    20 the Agency began issuing NPDES permits using the EMW
    21 designation and also began codification of its
    22 implementation policy with JCAR. At this time, a
    23 60-day notice of intent to sue was served on USEPA
    24 Region V alleging that the EMW concept in Illinois
    L.A. REPORTING (312) 419-9292
    26
    1 was not affording adequate protection of the state's

    2 waters as required by the Clean Water Act.
    3 In response to this notice, USEPA advised the Agency
    4 that it would not approve the implementation policy
    5 that was being developed for proposal to JCAR.
    6 The result of the intervention of USEPA into the
    7 development of the implementation policy by the
    8 Agency was a significant change in the manner by
    9 which EMW relief could be given.
    10
    The implementation policy that
    11 resulted from this intervention demands that an
    12 exhaustive field evaluation of candidate receiving
    13 streams be undertaken, which included hydrologic,
    14 physical, chemical, habitat and biological
    15 considerations. Additionally, submission of all
    16 known existing data relevant to this stream was
    17 required as well as consultation by the Agency with
    18 other natural resource agencies within the state.
    19 The net effect of this modified implementation
    20 policy is to tremendously complicate both the
    21 application for and approval of an EMW designation.
    22 The unfortunate aspect of this existing EMW policy
    23 lies in the fact that it was taken to avoid a
    24 lawsuit and in no way allowed for public hearing of
    L.A. REPORTING (312) 419-9292
    27

    1 the issues in an open forum such as that provided by
    2 the Board rulemaking process.
    3
    The IAWA had supported the Board's
    4 adoption of the new water quality standards in R94-1
    5 despite strong reservations about the
    6 appropriateness of the toxicity mechanism used in
    7 the USEPA 1984 guidance document. This reservation
    8 is stated in Mr. Daugherty's testimony in R94-1.
    9 Such support had, however, been ultimately extended
    10 with the understanding that the EMW designation
    11 would allow assignment of the 1.5 milligrams per
    12 liter summer and 4.0 milligrams per liter winter
    13 monthly average NPDES permit limits. This support
    14 was also extended with the understanding that the
    15 Agency's testimony indicated no ammonia impairment
    16 existed within the state that would prohibit EMW
    17 designations. Such EMW designations would not,
    18 therefore, involve lengthy and complicated site by
    19 site demonstration of the appropriateness of each
    20 such designation.
    21
    Regrettably, when the Agency
    22 finally codified the ammonia implementation
    23 procedure on June 9th, 1999, the IAWA membership
    24 and all other point source dischargers throughout
    L.A. REPORTING (312) 419-9292

    28
    1 Illinois were facing the grim prospect of complying
    2 with effluent limits which were at or below the
    3 limit of technical attainability with very limited
    4 prospects of relief. Realization of an EMW
    5 designation had become such a complicated and
    6 onerous undertaking, as a result of the
    7 implementation procedure eventually codified, that
    8 the regulated community saw little chance of being
    9 successful in realizing any such designation.
    10 To date, six years after the adoption of the Board's
    11 rules, I am not aware of one EMW application in
    12 Illinois that has been attempted. The net effect
    13 of the procedures by which the current ammonia water
    14 quality standard has been implemented was to offer
    15 the regulated community conditional relief from the
    16 chronic winter standard for which compliance had
    17 been determined to be marginal at best and, then,
    18 pull that relief out at the last minute.
    19 The regulated community had been left hanging.
    20 Needless to say, there was great relief felt
    21 throughout the Illinois regulated community when
    22 within two months of the codification of the
    23 existing implementation procedure the 1999 USEPA
    24 guidance was released and indicated that the 1984
    L.A. REPORTING (312) 419-9292

    29
    1 guidance was in error. Further, this guidance
    2 recommended a different mechanism by which to
    3 consider ammonia toxicity. The greatest irony was
    4 the fact that the mechanism advocated by the 1999
    5 USEPA guidance results in a winter chronic toxicity
    6 standard which is attainable by existing wastewater
    7 treatment processes. This relief afforded by the
    8 1999 USEPA guidance is the motivation for the IAWA
    9 current petition before the Board to adopt the
    10 proposed ammonia water quality standard.
    11
    Upon receipt of the 1999 USEPA
    12 guidance, the IAWA strongly encouraged the Agency
    13 to immediately undertake a new rulemaking which
    14 would result in adoption of the criteria recommended
    15 in the guidance as the Illinois water quality
    16 standard for ammonia. The Agency regrettably told
    17 IAWA that the other program development requirements
    18 before it at that time did not allow enough
    19 personnel to initiate such action. The IAWA thus
    20 decided in January of 2000 to undertake the action
    21 itself. The Agency subsequently told IAWA that it
    22 would support such an effort providing that the
    23 resulting proposal satisfied all Agency concerns
    24 regarding both compliance with the 1999 USEPA
    L.A. REPORTING (312) 419-9292

    30
    1 guidance and necessary protection of Illinois
    2 waters.
    3
    The 1999 USEPA guidance itself is
    4 a compelling testament for the standard presented to
    5 the Board for consideration today. The IAWA did not
    6 revisit any of the methodology used in the
    7 development of the 1999 USEPA guidance, but rather
    8 drafted the proposed standard directly from the
    9 formula in the document. The IAWA proposal,
    10 however, does not contain provisions for protection
    11 of cold water species. The proposed standard is not
    12 applicable to Lake Michigan. That portion of the
    13 regulations is not proposed to be changed by these
    14 proceedings. The generally agreed upon consensus
    15 within the state is that cold water species are not
    16 indigenous to any of the waters of Illinois other
    17 than Lake Michigan.
    18
    The IAWA subcommittee assigned to
    19 the development of this proposal initially canvassed
    20 the IAWA membership to determine the capability of
    21 existing facilities in Illinois to maintain
    22 compliance with the NPDES permit limits which would
    23 result from adoption of this proposal. Many of the
    24 facilities queried indicated that the ammonia limits

    L.A. REPORTING (312) 419-9292
    31
    1 lower than those in effect prior to R94-1 would
    2 probably be added to NPDES permit limits as a result
    3 of this proposal. However, the membership also
    4 determined that existing wastewater technology could
    5 consistently achieve compliance with these limits.
    6
    The proposed standard differs from
    7 previous attempts to regulate ammonia in Illinois by
    8 recognizing an increased ammonia toxicity by the
    9 early life stages of fish as compared to adult fish
    10 individuals. The 1999 document also finds that
    11 early life stages of fish species are more sensitive
    12 to ammonia than are invertebrate species. To
    13 evaluate the correct manner by which to apply this
    14 concept of early life stage protection in Illinois,
    15 the IAWA retained Dr. Sheehan as a consultant.
    16 Dr. Sheehan will elaborate upon his developmental
    17 work on this issue in later testimony. In essence,
    18 Dr. Sheehan and IAWA were comfortable initially in
    19 advocating an early life stage present period of
    20 April through October. This season is the same as
    21 the existing regulation's summer season. The early
    22 life stage absent period thus becomes November
    23 through March. Some uncertainty remained with this
    24 determination, however, due to the waters of

    L.A. REPORTING (312) 419-9292
    32
    1 southern Illinois warming earlier in the year than
    2 those of northern Illinois. Also, the Northern Pike
    3 has a life history indicating that it could begin to
    4 spawn in March. The Northern Pike is essentially
    5 limited to northern Illinois. Consequently, the
    6 IAWA included a clause in the proposal which
    7 stipulates the Agency is empowered to assign early
    8 life stage present protection to selected waters on
    9 a site-specific basis as may be found appropriate.
    10 This clause is found in Section 302.212(e).
    11
    Upon review of this proposal,
    12 Agency biologists indicated that they would be more
    13 comfortable in extending total early life stage
    14 protection to the month of March. The Agency thus
    15 advocated an early life stage present period of
    16 March through October and an early life stage absent
    17 period of November through February. The IAWA
    18 agreed to this request and such is the format
    19 currently before the Board. The IAWA did, however,
    20 retain the clause at Section 302.212(e) such that
    21 the Agency is empowered to extend early life stage
    22 protection to winter months on a site-specific basis
    23 or to the extent that such protection is found to be
    24 warranted in the future.

    L.A. REPORTING (312) 419-9292
    33
    1
    The language and format of the
    2 proposed regulation was drafted by Ms. Debra
    3 Williams, counsel for the Agency, and Mr. Roy
    4 Harsch, counsel for IAWA. The language of the
    5 proposal thus is such that the Agency is comfortable
    6 with the water quality protection extended, the
    7 compatibility of the regulation with other Agency
    8 regulations and the regulation's ability to be
    9 enforced.
    10
    Dr. Sheehan and various IAWA
    11 ammonia regulation subcommittee members then
    12 attempted to discuss the newly drafted and Agency
    13 approved proposal with various stakeholders
    14 throughout Illinois. Dr. Sheehan will elaborate
    15 upon his discussions in this regard. We believe
    16 that all individuals with whom this proposal was
    17 discussed were satisfied with the ammonia protection
    18 it affords. Included in this proceeding as IAWA's
    19 Exhibit 10 are letters from me to Mr. Joel Cross,
    20 Division of Fisheries, Illinois Department of
    21 Natural Resources; Mr. Glen Kruse, Division of
    22 Natural History, IDNR; and Mr. Keith Shank, Division
    23 of Endangered Species, IDNR. These letters formally

    24 follow up on verbal discussion of the proposal
    L.A. REPORTING (312) 419-9292
    34
    1 between Dr. Sheehan and these gentlemen of the
    2 Illinois Department of Natural Resources. The
    3 proposed regulation accompanied each of these
    4 letters. Each letter requests follow up contact if
    5 difficulties with the regulation are foreseen.
    6 The IAWA has not received any response to these
    7 letters. The Agency submitted the proposed
    8 regulation to USEPA Region V for comment. Region V
    9 responded by raising four issues. Included with
    10 Exhibit 10 is a letter from Mr. Tom Muth, IAWA
    11 president to Mr. David Pfeifer, Region V, USEPA,
    12 responding to three of these comments. The comment
    13 not addressed by Mr. Muth's letter involved
    14 consideration of flows in determination of effluent
    15 NPDES permit limits. The issue is addressed by the
    16 Agency's use of its mass balance calculation
    17 procedure for determination of effluent limits and
    18 also by the Agency's allowance for no dilution of
    19 ammonia concentrations on zero low flow streams.
    20
    The first of the Region V comments
    21 concerned the early life stage present time period.
    22 The issue was discussed among Dr. Sheehan, Dr.

    23 Brooks Burr, Professor of Fisheries and Zoology,
    24 Southern Illinois University and Mr. Brian Thompson
    L.A. REPORTING (312) 419-9292
    35
    1 of Region V USEPA. It is our understanding that
    2 this discussion concluded with agreement that the
    3 proposed standard extends adequate ammonia early
    4 life stage protection. Dr. Sheehan will elaborate
    5 on this issue in later testimony.
    6
    The second issue raised by
    7 USEPA Region V comment involved the use of the
    8 selected percentile rankings of pH and temperature
    9 for determining the appropriate water quality
    10 standard. This issue, while of fundamental
    11 importance in the successful implementation of this
    12 proposed rule, is listed as a Section 355
    13 modification and is thus not before the Board for
    14 action at this time. However, prudence and past
    15 experience as discussed above requires IAWA to offer
    16 a complete explanation of this matter to the Board
    17 should further action be necessary. The procedure
    18 used in the proposed regulation is exactly that
    19 presently used for the existing ammonia water
    20 quality standard. The 75th percentile temperature
    21 and pH of the water body are used for determination

    22 of the acute and chronic early life stage present
    23 and early life stage absent standards. If use of
    24 the 75th percentile pH value results in a chronic
    L.A. REPORTING (312) 419-9292
    36
    1 standard less than 1.5 milligrams per liter for the
    2 early life stage present period or 4.0 milligrams
    3 per liter for the early life stage absent period,
    4 the 50th percentile shall be used to recalculate
    5 these chronic standards. The standards obtained
    6 with the use of the 50th percentile shall be met.
    7 Under no circumstances shall use of the 50th
    8 percentile pH result in standards greater than 1.5
    9 milligrams per liter for the early life stage
    10 present period or 4.0 milligrams per liter for the
    11 early life stage absent period. The subchronic
    12 standard is 2.5 times the final calculated chronic
    13 standard.
    14
    The chronic standard is a 30-day
    15 average. A monthly average standard assumes that
    16 half of the variance can be in excess of the
    17 standard and half of the variance can be less than
    18 the standard. Consequently, the use of the median,
    19 50th percentile value, for the determination of the
    20 standard is mathematically appropriate. Dr. Sheehan

    21 will discuss this issue further in his testimony.
    22
    The fourth issue raised in the
    23 USEPA Region V comment addresses protection of
    24 mussels. The 1999 USEPA guidance considered mussels
    L.A. REPORTING (312) 419-9292
    37
    1 in the analysis of invertebrate species. The Region
    2 V comment states recent research work indicates that
    3 the 1999 USEPA guidance might not provide adequate
    4 protection to mussel species.
    5
    Dr. Sheehan and I have attempted
    6 to review some of this work for this proceeding.
    7 I am not an authority on the Molusca, however, I
    8 was unable to find much of it referenced in the
    9 customary abstract indicies. I was finally able to
    10 obtain some of these citation references by
    11 requesting them from the Agency. A significant
    12 portion of this work is unpublished. Some of the
    13 work has been published but in some of the published
    14 work the experimental designs are not necessarily
    15 appropriate for application to development of
    16 national criteria guidance. One of the citations
    17 referenced by USEPA is for a paper published jointly
    18 by Dr. Sheehan and other which Dr. Sheehan indicates
    19 might not be appropriate for criteria development

    20 purposes. Dr. Sheehan will address this matter in
    21 his testimony.
    22
    At this time I would like to
    23 address a component of the contemporary rulemaking
    24 process which I find indirectly related to this
    L.A. REPORTING (312) 419-9292
    38
    1 consideration of mussel protection. The issue
    2 is referenced in Mr. Muth's letter to Mr. Pfeifer.
    3 Specifically, none of the data which has been
    4 referenced suggesting potential lack of mussel
    5 protection generated through recent research work
    6 nor the peer reviewed or non-peer reviewed articles
    7 generated therefrom has been subjected to the
    8 Federal criteria guidance public review process.
    9 I am very concerned with the consideration of
    10 research results for rulemaking purposes which have
    11 not yet withstood the rigors of public review and
    12 comment. Such a rush to regulate for the sake of
    13 regulation seems to be an extraordinary opportunity
    14 to repeat the error inherent in the 1984 USEPA
    15 ammonia guidance document.
    16
    The IAWA objected before the Board
    17 to the basic tenants of toxicity modeling associated
    18 with the 1984 USEPA document. However, these

    19 objections were essentially mollified by the fact
    20 that the document had been through the national
    21 review process and thus stood as the basis from
    22 which water quality standards should be derived.
    23 The IAWA accepted this situation as the necessary
    24 due process in rulemaking. I maintain that the same
    L.A. REPORTING (312) 419-9292
    39
    1 standards need to be held to the 1999 USEPA guidance
    2 and action which originates from it.
    3
    The Board will shortly hear
    4 testimony from representatives of two municipalities
    5 in our state that are potentially facing millions of
    6 dollars of plant upgrade expense to comply with the
    7 existing Illinois water quality standard which was
    8 derived from the 1984 USEPA criteria guidance
    9 document. These municipalities, specifically the
    10 taxpayers of these municipalities, will not have to
    11 face this expense with the proposed water quality
    12 standard derived from the 1999 USEPA guidance
    13 document. The 1999 USEPA guidance document must
    14 stand as the present basis from which cost to the
    15 public must be considered. If future scientific
    16 investigation and subsequent public review indicates
    17 that additional ammonia treatment and associated

    18 expense is warranted, then decisions on how to
    19 affect such treatment can be made at that time.
    20 If future investigation determines that such
    21 additional treatment and expense is not warranted,
    22 the cost to these communities, if forced to
    23 construct facilities now, cannot be recovered.
    24 There is no trade-in or redemption value for
    L.A. REPORTING (312) 419-9292
    40
    1 unnecessary capital wastewater treatment facilities.
    2
    The Board has historically been
    3 very mindful of the economic impact of the
    4 regulation it enacts. The citizens of Illinois can
    5 be very grateful to the Board for demonstrating that
    6 wisdom. Balancing necessary environmental
    7 protection with responsible stewardship of public
    8 money is a task of the Board which most people find
    9 unenviable. A misinterpretation of the mechanism of
    10 ammonia toxicity in the 1984 USEPA guidance document
    11 has resulted in the Board enacting, in good faith,
    12 an overly protective and economically unjustifiable
    13 water quality standard for ammonia based on that
    14 document. The Board at that time, and rightly so,
    15 felt the existing standard was necessary to protect
    16 the waters of Illinois. The Board recognized the

    17 need to extend some form of relief to the regulated
    18 community from the seemingly unrealistic demands of
    19 the winter chronic ammonia standard resulting from
    20 the 1984 guidance document and did so. Regrettably,
    21 that relief was virtually eliminated in a venue
    22 beyond the Board's jurisdiction through threat of
    23 judicial action against USEPA. The water quality
    24 standard presented to the Board today provides for
    L.A. REPORTING (312) 419-9292
    41
    1 adequate water quality protection as recognized by
    2 sound and accepted contemporary science. The IAWA
    3 is adamantly committed to providing levels of
    4 wastewater treatment necessary to protect the waters
    5 of our state. The historic presence of the IAWA
    6 before the Board is testament to that commitment.
    7 The IAWA is grateful to the Board for providing an
    8 open and public forum where such matters can be
    9 freely discussed and resolved. The proposed water
    10 quality standard which the Board is hereby requested
    11 to consider for adoption strikes the necessary
    12 balance between water quality protection and public
    13 cost which the Board and IAWA have both historically
    14 sought. Thank you.
    15
    HEARING OFFICER GLENN: Thank you,

    16 Mr. Callahan. Before we proceed with our next
    17 witness, Ms. Deely, do you have an extra copy of the
    18 letters referenced by Mr. Callahan in his testimony?
    19
    MS. DEELY: Sure.
    20
    HEARING OFFICER GLENN: I would like
    21 to, unless somebody objects, admit a copy of those
    22 letters as Exhibit 1. It was part of the --
    23
    MR. ETTINGER: Specifically, is the
    24 Region V letter in that package?
    L.A. REPORTING (312) 419-9292
    42
    1
    MS. DEELY: It should be. I put it in
    2 that package.
    3
    HEARING OFFICER GLENN: We'll wait to
    4 rule on the motion until Mr. Ettinger --
    5
    MR. ETTINGER: Is the letter from
    6 Region V in that package?
    7
    MS. DEELY: No, it's not.
    8
    MR. ETTINGER: Would there be any
    9 objection to the offering of the letter from Region
    10 V so that we have the whole correspondence?
    11
    MS. DEELY: I don't have that letter.
    12
    HEARING OFFICER GLENN: Does anyone
    13 object to specifically allowing these letters at
    14 this point? Seeing no objection, I will admit the

    15 letters referenced by Mr. Callahan's testimony as
    16 Exhibit 1. If we could go off the record for just a
    17 moment.
    18
    (Whereupon, a discussion
    19
    was had off the record.)
    20
    HEARING OFFICER GLENN: The letters
    21 referenced by Mr. Callahan in his testimony he did
    22 reference as Exhibit 10 that is how they were filed
    23 with the Board on the 5th of March, but we aren't
    24 sticking to those exhibit numbers. Ms. Williams,
    L.A. REPORTING (312) 419-9292
    43
    1 could you identify yourself for the record?
    2
    MS. WILLIAMS: I'm Debra Williams from
    3 the Illinois EPA. I didn't realize, were those
    4 filed with the -- I don't have nine, eight, seven,
    5 six, five.
    6
    MS. DEELY: They were all filed,
    7 right. There's an extra copy if you don't have it.
    8 Yes, they were filed.
    9
    HEARING OFFICER GLENN: The other
    10 numbers you referenced, Ms. Williams, were primarily
    11 the prefiled testimony presented here today. When
    12 they filed the prefiled testimony they submitted it
    13 in a binder for purposes of ease in the Board

    14 accumulating all the information and assembling it.
    15 So we will -- we're not going to stick with the
    16 exhibit numbers as they were presented to the Board.
    17 Are there any other questions on the letters
    18 specifically?
    19
    MR. ETTINGER: Does the Board want to
    20 accept the Region V letter -- the letter from Region
    21 V October 25, 2001 to which Mr. Muth's letter
    22 responds?
    23
    HEARING OFFICER GLENN: Does anyone
    24 object to the Board accepting the USEPA Region V
    L.A. REPORTING (312) 419-9292
    44
    1 letter as Exhibit 2 as presented by Mr. Albert
    2 Ettinger?
    3
    MR. KISSEL: None. Just for the
    4 purpose of the record, Exhibit 1 then will be a
    5 multiple exhibit which will include the letter of
    6 November 8th to Mr. Joel Cross, the letter of
    7 November 19th to Mr. Keith Shank, the letter of
    8 November 8th to Mr. Glenn Kruse and the letter of
    9 November 20th to Mr. Keith Shank and a letter of
    10 January 18th, 2002 to Mr. Dave Pfeifer.
    11
    HEARING OFFICER GLENN: And Exhibit
    12 No. 2 will be to Mr. Toby Frevert at the Agency from

    13 Mary Patson (phonetic) acting chief of the water
    14 quality branch of the USEPA Region V dated October
    15 25, 2001.
    16
    THE REPORTER: I need a minute to
    17 change my paper. Let's go off the record for a
    18 minute.
    19
    (Brief pause.)
    20
    HEARING OFFICER GLENN: Back on the
    21 record. Mr. Sheehan?
    22
    MR. SHEEHAN: Good morning.
    23 I am going to read from a prefiled written
    24 testimony.
    L.A. REPORTING (312) 419-9292
    45
    1
    HEARING OFFICER GLENN: I'm sorry.
    2 Could we swear you in first?
    3 (Mr. Sheehan was sworn in by the court reporter.)
    4
    MR. SHEEHAN: I am going to read from
    5 a prefiled written testimony which I entitled
    6 Justification and Approach for Adoption of the
    7 United States Environmental Protection Agency's
    8 Approach for Setting Ambient Water Quality Criteria
    9 for Ammonia in Illinois Surface Waters.
    10
    I am Robert J. Sheehan, Professor
    11 of Fisheries in Zoology and assistant director of

    12 the Fisheries and Illinois Aquaculture Center,
    13 Southern Illinois University, Carbondale.
    14
    My purpose here today is to
    15 explain the justification and approach for what I
    16 believe Illinois should use to establish water
    17 quality criteria for the state's surface waters.
    18 I believe that recent information indicates that
    19 current ammonia water quality criteria used by
    20 Illinois appear to not be protective enough under
    21 certain circumstances and they appear to be overly
    22 protective under other circumstances. I believe
    23 that Illinois should use methods described by the
    24 United States Environmental Protection Agency,
    L.A. REPORTING (312) 419-9292
    46
    1 USEPA, in their latest national criteria document
    2 for ammonia, the 1999 update of ambient water
    3 quality criteria for ammonia, 1999 update.
    4
    Section one, professional
    5 credentials: I base my testimony on more than 15
    6 years of experience with ammonia toxicity issues.
    7 For example, colleagues and I published in the
    8 international journal, Hydrobiologia, what is to my
    9 knowledge the first paper examining the tolerance of
    10 larval Glochidia unionid mussels to ammonia, that's

    11 Goudreau, et al., 1993. This paper was considered
    12 in the 1999 ammonia update. A colleague and I also
    13 published in Transactions of the American Fisheries
    14 Society, Sheehan and Lewis, 1986, a study that was
    15 also included as part of the database upon which the
    16 1999 ammonia update was based. This work was the
    17 basis for two best paper awards conferred on us by
    18 the American Fisheries Society. I was selected by
    19 the Cadmus Group, a consulting firm employed by
    20 USEPA, to be one of the five national reviewers for
    21 the 1999 ammonia update. I was the only biologist
    22 amongst the reviewers. I have taught a graduate
    23 level class, zoology 565, environmental physiology
    24 of fishes, for more than ten years that covers in
    L.A. REPORTING (312) 419-9292
    47
    1 depth the methods for calculation of numeric and
    2 narrative water quality criteria. I have also
    3 taught these methods in the University of Illinois'
    4 Envirovet curriculum. Envirovet is a program for
    5 training veterinarians in aquatic animal health.
    6 I am the Illinois Chapter of the American Fisheries
    7 Society's representative to the Illinois
    8 Environmental Protection Agency's, IEPA, Total
    9 Maximum Daily Load Work Group. I am a member of

    10 IEPA's science committee for developing water
    11 quality standards for nutrients.
    12
    Other indications of my
    13 professional stature include the more than two
    14 million dollars of funding I have received for
    15 research on aquatic systems. This funding was
    16 obtained from approximately 20 different sources.
    17 Most of this research has been directed at Illinois
    18 surface waters and in particular rivers and streams,
    19 but some has been international, for example, the
    20 Amazon River, in scope. I have authored more than
    21 25 peer-reviewed publications on river and stream
    22 organisms. These include one, invited author of the
    23 Large Rivers chapter, Sheehan and Rasmussen, 1993,
    24 in the American Fisheries Society's textbook on
    L.A. REPORTING (312) 419-9292
    48
    1 fisheries management, Inland Fisheries Management in
    2 North America, an updated revision of that work has
    3 recently been completed, Sheehan and Rasmussen, 1999
    4 and two, invited author of the chapter on Wetlands
    5 and Fisheries Resources of the Mississippi River in
    6 the Pennsylvania Academy of Sciences book, Ecology
    7 of Wetlands and Associated Systems. I serve as a
    8 member of numerous government agency teams or

    9 committees such as the Mississippi River
    10 Coordination Team and the Lower Platte River Task
    11 Force. I have been an expert witness for the
    12 Washington University Environmental Law Clinic at
    13 a hearing before the Missouri Clean Water
    14 Commission. I have also been an expert witness in a
    15 hearing before the Illinois Pollution Control Board
    16 that concerned ammonia in the Galesburg Sanitary
    17 District discharge. Lastly, I was appointed to the
    18 Pallid Sturgeon Recovery Team by the director of the
    19 U.S. Fish and Wildlife Service; this is the only
    20 federally listed endangered fish species in the
    21 Mississippi River.
    22
    Section two, justification:
    23 As Mr. Callahan testified, ammonia exists in
    24 solution in a dynamic equilibrium in two forms,
    L.A. REPORTING (312) 419-9292
    49
    1 as ammonium ion, NH4, and as an un-ionized molecule,
    2 NH3. Current water quality standards for Illinois
    3 are derived from the U.S. Environmental Protection
    4 Agency's national criteria document, Ambient Water
    5 Quality Criteria for Ammonia, 1984, which was
    6 published in 1985 hereafter referred to as the 1985
    7 ammonia guidance. The 1985 ammonia guidance was

    8 formulated under the so-called joint toxicity
    9 theory, which holds that un-ionized ammonia is the
    10 more toxic form, but ionized ammonia is also toxic.
    11 Further, as pH, temperature or both decrease, the
    12 proportion of the toxicity attributable to ionized
    13 ammonia will increase due to the effects of
    14 temperature and pH on the ammonia equilibrium.
    15 Toxicity appears to increase as pH, temperature or
    16 both decrease if one considers un-ionized ammonia
    17 concentrations, because more ionized ammonia will be
    18 found in lower pH and/or lower temperature
    19 solutions. Thus, the 1985 ammonia guidance
    20 expressed water quality criteria in terms of
    21 un-ionized ammonia with corrections for the effects
    22 of temperature and pH on ammonia toxicity. It was
    23 noted in the 1985 ammonia guidance that the joint
    24 toxicity model did not appear to be consistent with
    L.A. REPORTING (312) 419-9292
    50
    1 some data sets that were available at that time.
    2
    In the 1999 ammonia update, USEPA
    3 concluded that a definitive, thorough theoretical
    4 approach for describing pH effects on ammonia
    5 toxicity is lacking. Further, USEPA concluded in
    6 the 1999 ammonia update that there is no adequate

    7 theoretical basis or scientific understanding for
    8 specifying how temperature adjustments to un-ionized
    9 ammonia criteria can be made. Rather than trying to
    10 make square-peg data fit into the round-hole joint
    11 toxicity theory, the 1999 ammonia update took an
    12 empirical approach to describe how pH and
    13 temperature affect ammonia toxicity. This meant
    14 that in the opinion of the USEPA in the 1999 ammonia
    15 update, the approach used in the 1985 ammonia
    16 guidance was flawed because it was formulated based
    17 on the belief in the joint toxicity theory, a belief
    18 that seemed to be refuted especially with applied to
    19 temperature effects on ammonia toxicity.
    20
    Application of the 1999 ammonia
    21 update to Illinois water quality laws is warranted
    22 at this time. The 1999 ammonia update is superior
    23 to the 1985 ammonia guidance approach for a number
    24 of reasons.
    L.A. REPORTING (312) 419-9292
    51
    1
    First, the 1999 ammonia update
    2 recognizes that the effects of temperature on
    3 ammonia toxicity are not strongly indicative of
    4 joint toxicity. Second, models used to describe
    5 the effects of pH on ammonia toxicity use empirical

    6 components in recognition of the incomplete
    7 knowledge of joint toxicity effects. Third,
    8 expressing ammonia toxicity on the basis of total
    9 ammonia eliminated the need for a temperature
    10 correction for ammonia criterion maximum
    11 concentrations. Fourth, using total ammonia to
    12 express ammonia toxicity generally resulted in
    13 reduced variability among data sets and better fit
    14 to existing data sets. Fifth, permit limits are
    15 usually expressed in total ammonia so expressing
    16 criteria on the basis of total ammonia would
    17 eliminate conversions to un-ionized ammonia.
    18 Sixth, another water quality criterion that 1999
    19 ammonia update believes is necessary to protect
    20 aquatic life will be established, wherein the
    21 highest four-day average will not be allowed to
    22 exceed 2.5 times the chronic criterion. Lastly,
    23 the results of more than 40 new scientific studies
    24 with a number of additional species were added to
    L.A. REPORTING (312) 419-9292
    52
    1 the ammonia toxicity database. Studies representing
    2 a broad range of species are necessary for
    3 developing adequately protective water quality
    4 criteria. More data in general reduces the risk of

    5 criteria being overprotective as well as under
    6 protective.
    7
    Section three, proposed changes to
    8 Part 302, Subpart B, Section 302.212.
    9
    Methods for calculating water
    10 quality criteria are taken from the 1999 ammonia
    11 update. All criteria will be on the basis of total
    12 ammonia. The 1999 ammonia update provides two
    13 relationships for calculating the criterion maximum
    14 concentration, CMC, or acute criterion for ammonia.
    15 One equation is used when salmonid fishes are
    16 present and the other when they are absent.
    17 Since no reproducing salmonid populations are found
    18 in Illinois waters that receive NPDES point source
    19 discharges, the salmonid fishes absent approach is
    20 warranted in Illinois.
    21
    The 1999 ammonia update provides
    22 two relationships for calculating the criterion
    23 continuous concentration, CCC, or chronic criterion
    24 for ammonia. One relationship is to be used when
    L.A. REPORTING (312) 419-9292
    53
    1 early life history stages of fish are present and
    2 the other when they are not. The equation used when
    3 early life history stages are present results in a

    4 more protective water quality criterion, which is
    5 necessary to protect fishes during sensitive
    6 developmental stages.
    7
    I complied a list of spawning
    8 dates for fish species in Illinois to determine when
    9 the early life history stages present water quality
    10 criteria should be applied. These spawning dates
    11 may be found as IAWA's Exhibit 11.
    12
    Spawning dates were derived from
    13 many sources and based on the best information
    14 available. Although spawning dates have been
    15 reported for most species, information specific
    16 to Illinois is not available for many species, so
    17 professional judgment was also used. Primary
    18 sources of spawning date information included
    19 Fishes of Illinois, Smith 1979, the Fishes of
    20 Missouri, Pflieger 1997, and Fishes of Wisconsin,
    21 Becker, 1983.
    22
    I consulted with Dr. Brooks Burr,
    23 an ichthyologist at my institution. I also
    24 consulted with Mr. Brian Thompson of the U.S.
    L.A. REPORTING (312) 419-9292
    54
    1 Environmental Protection Agency, Region V.
    2 It is my understanding that Mr. Thompson then

    3 consulted with a colleague in his office, Mr. Ed
    4 Hammer. Mr. Hammer is knowledgeable of fishes in
    5 Illinois. To the best of my knowledge, the
    6 following rationale for determining periods when
    7 early life history stages of fishes are present in
    8 Illinois waters is representative of and consistent
    9 with the outcome of these consultations.
    10
    Most Illinois species spawn in the
    11 spring and summer seasons so the months of April
    12 through August are without doubt within the early
    13 life history stages present period. The earliest
    14 spawning species in Illinois' inland waters is the
    15 harlequin darter, Etheostoma histrio, which is
    16 believed to spawn as early as February.
    17 The harlequin darter is found in Illinois in the
    18 Embarras River between the towns of Charleston and
    19 Newton and in the Wabash River between Beall Woods
    20 State Park and the town of Rising Sun.
    21 It is reasonable that the early life history stages
    22 present should be considered to begin in February in
    23 these two river reaches to afford protection to the
    24 harlequin darter, unless this species proves to be
    L.A. REPORTING (312) 419-9292
    55
    1 relatively tolerant to ammonia.

    2
    Elsewhere in the waters of
    3 Illinois, exclusive of Lake Michigan, the earliest
    4 spawning species are most probably members of the
    5 Esociade, the grass pickerel Esox americanus and
    6 the northern pike E. lucius. These two escoids
    7 probably typically initiate spawning in most of
    8 their Illinois range in March. Consequently,
    9 designating March as the beginning of the early
    10 life history stages present period in waters where
    11 the harlequin darter is not found is warranted.
    12
    Illinois fish species that spawn
    13 as late in the year as September include the sand
    14 shiner Notropis ludibundus banded killifish Fundulus
    15 diaphanous and mosquitofish Gambusia affinis.
    16 However, time should be permitted for the young of
    17 these species to grow out of the most sensitive
    18 developmental stages so it appears justifiable to
    19 extend the early life history stages present period
    20 through October.
    21
    Two species that reportedly spawn
    22 in the winter were not used to determine when early
    23 life history stages are present for the following
    24 reasons. The burbot Lota lota has been found in the
    L.A. REPORTING (312) 419-9292
    56

    1 Illinois River. It is thought to spawn during the
    2 winter, but it is doubtful that this species
    3 reproduces in any Illinois waters with the exception
    4 of Lake Michigan. The spring cavefish Chologaster
    5 agassizi may spawn at various times of the year,
    6 including winter, but this species is subterranean
    7 and unlikely to be affected by ammonia in
    8 discharges.
    9
    In summary, the early life history
    10 stages not present period should be considered to be
    11 November through February in most of the state.
    12 In waters where the harlequin darter occurs,
    13 however, the early life history stages present
    14 period should be considered to be November through
    15 January unless it can be shown that this species is
    16 relatively tolerant to ammonia. The early life
    17 history stages not present period could be extended
    18 through February in harlequin darter waters if this
    19 species is not very sensitive to ammonia.
    20
    The 1999 ammonia update suggests
    21 the use of a third criterion, a four-day average
    22 that should not exceed 2.5 times the CCC.
    23 I believe that there is justification for this
    24 subchronic ammonia criterion. It will afford
    L.A. REPORTING (312) 419-9292

    57
    1 an additional level of protection for the state's
    2 aquatic biota that is not present in the existing
    3 law.
    4
    Section four, use of the 50th
    5 percentile pH to calculate chronic effluent
    6 standards.
    7
    Stephan et al., 1984, defined
    8 USEPA's general guidelines for deriving numerical
    9 national water quality criteria for the protection
    10 of aquatic organisms and their uses. This document
    11 established USEPA's intent in regard to water
    12 quality criteria development. The 1999 ammonia
    13 update is an example of the mechanics of water
    14 quality criteria development for a particular
    15 toxic-ammonia. According to Stephan et al., quote,
    16 the concentration of a pollutant in a body of water
    17 can be above the CCC without causing an unacceptable
    18 effect if A, the magnitudes and durations of the
    19 excursions above the CCC are appropriately limited
    20 and B, there are compensating periods of time during
    21 which the concentration is below the CCC. The 1999
    22 ammonia update approach establishing a subchronic
    23 standard effectively accomplishes A above. It
    24 limits the magnitudes and durations of excursions
    L.A. REPORTING (312) 419-9292

    58
    1 above the CCC. This protection is not present under
    2 current law.
    3
    Since un-ionized ammonia is
    4 considered the more toxic form, solutions become
    5 more toxic at elevated pH values. This is an
    6 important consideration when protecting organisms
    7 from lethal concentrations. Thus, a very
    8 conservative 75th percentile pH is used to calculate
    9 effluent standards to meet acute criteria.
    10 However, chronic effects deal with important yet
    11 less harmful responses such as effects on growth.
    12 The intent of the CCC is to prevent unacceptable
    13 chronic effects such as unacceptable effects on
    14 growth. By suing the 50th percentile pH, excursions
    15 above the CCC will be completely compensated for by
    16 periods when pH is below the 50th percentile.
    17 Thus, a chronic effect, such as reduced growth will
    18 be no worse on average than is considered acceptable
    19 based on the CCC.
    20
    The establishment of the
    21 subchronic criterion will provide the level of
    22 protection against extended duration and high
    23 magnitude excursions above the CCC as described by
    24 Stephan, et al., 1984, see A above.

    L.A. REPORTING (312) 419-9292
    59
    1
    The subchronic standard and the
    2 protection it provides are not present under the
    3 current law. This alone provides a great deal of
    4 justification for modification of the current law.
    5 The 50th percentile pH will ensure that the CCC is
    6 met on average also consistent with the intent of
    7 the CCC as described by Stephan, et al., 1984, see B
    8 above.
    9
    Also, the overall approach used
    10 in the 1999 ammonia update for chronic ammonia
    11 criteria development is superior to that of the 1985
    12 ammonia guidance. In the 1985 ammonia guidance,
    13 chronic water quality criteria were derived from
    14 estimates of chronic effects threshold
    15 concentrations or the geometric means of the lower
    16 and upper chronic limits, in essence, the highest
    17 concentration in a test that did not cause an
    18 unacceptable adverse effect and the lowest
    19 concentration that caused an unacceptable adverse
    20 effect respectively. There is a high degree of
    21 statistical and scientific uncertainty in estimates
    22 of chronic effects threshold concentrations using
    23 this method.
    24
    In the 1999 ammonia update,

    L.A. REPORTING (312) 419-9292
    60
    1 chronic criteria are set by interpolating a single
    2 value, the EC20, from a concentration-toxicity
    3 relationship developed from an entire data set.
    4 Thus, in the 1985 ammonia guidance chronic criteria
    5 are determined using only two data points taken from
    6 the portion of the concentration-toxicity
    7 relationship where statistical error and scientific
    8 uncertainty are high. In the 1999 ammonia update,
    9 an entire data set that includes values with lower
    10 statistical error rates and higher scientific
    11 certainty is used to develop chronic criteria.
    12
    Section five, mussels.
    13 USEPA Region V has provided a document with a list
    14 of studies examining ammonia toxicity in mussels due
    15 to concerns that the 1999 ammonia update did not
    16 adequately address this taxonomic group.
    17 The vast majority of the referenced studies are not
    18 published in the peer review literature and most
    19 certainly had not been subjected to USEPA procedures
    20 or public comment regarding their suitability for
    21 inclusion in databases for water quality criteria
    22 development. By my count, 13 works were referenced
    23 and only two of those were published in the peer
    24 reviewed scientific literature. I am a co-author,

    L.A. REPORTING (312) 419-9292
    61
    1 Goudreau, et al, 1993, of one of the two published
    2 papers. Because of my familiarity with that work, I
    3 was somewhat surprised that the LC50 value we
    4 obtained was included in the proposed mussel
    5 database without any comment regarding its
    6 appropriateness. Our study was cutting edge
    7 research at the time, the first study to examine
    8 ammonia toxicity in larval glochidia mussels.
    9 However, the toxic response we measured, closure of
    10 the values, occurred in up to 50 percent of the
    11 control glochidia, a problem we described in the
    12 paper. According to generally acceptable guidelines
    13 for toxicity tests, USEPA 1991, no more than 10
    14 percent of control group animals should show the
    15 toxic response if a toxicity test is to be
    16 considered valid. Some mention of the problem we
    17 encountered with control animals should at least
    18 have been mentioned and I'm correcting a
    19 typographical error in the submitted written
    20 testimony, instead of method it should be mentioned.
    21
    I was also surprised to read in
    22 the document provided by Region V USEPA that there
    23 were no applicable acute-chronic ratios for

    24 sublethal ammonia impacts to freshwater mussels
    L.A. REPORTING (312) 419-9292
    62
    1 because we reported both an EC50 and an LC50 value
    2 for which an acute-chronic ratio for mussels could
    3 have been obtained. It should be mentioned that our
    4 Goudreau, et al, 1993, paper was considered in the
    5 1999 ammonia update, but it did not affect the
    6 outcome of chronic criteria that were developed.
    7
    Given the lack of both USEPA and
    8 public review as well as a lack of peer review by
    9 the scientific community for most of the mussel
    10 studies provided in the document from Region V, I
    11 do not believe that there is compelling evidence
    12 regarding the tolerance of mussels to ammonia to
    13 justify modification of criteria based on the 1999
    14 ammonia update at this time.
    15
    Section six, summary conclusions.
    16 The theoretical framework used to formulate Illinois
    17 ammonia water quality criteria was based on USEPA
    18 guidelines; USEPA now questions the theoretical
    19 basis of that framework.
    20
    Two, USEPA now proposes that
    21 models developed using empirical methods be used
    22 to determine water quality criteria; these models

    23 are the best available for this purpose at this
    24 time and I believe Illinois regulations should be
    L.A. REPORTING (312) 419-9292
    63
    1 revised according to the new models proposed by
    2 USEPA.
    3
    The method for calculating chronic
    4 criteria that is described in USEPA's latest
    5 guidance is superior to the previous method and
    6 should be adopted in the state's regulations.
    7
    Four, I urge that Illinois
    8 establish another water quality criterion, the
    9 subchronic criterion described in the latest USEPA
    10 guidance to more fully protect the organisms in the
    11 state's waters.
    12
    Five, the early life history
    13 stages, instead of states, present period used to
    14 establish chronic criteria should be considered as
    15 March through October in most of the state.
    16
    In waters where the harlequin
    17 darter is found, the early life history stages
    18 present period should be considered as February
    19 through October unless this species proves to be
    20 relatively insensitive to ammonia.
    21
    Lastly, using the 50th percentile

    22 pH for calculating effluent limits to meet chronic
    23 ammonia criteria is consistent with current USEPA
    24 guidance.
    L.A. REPORTING (312) 419-9292
    64
    1
    HEARING OFFICER GLENN: Thank you,
    2 Dr. Sheehan. Before we continue, I would like to
    3 move -- if no one objects, I would like to admit
    4 Dr. Sheehan's testimony as Exhibit No. 3. No
    5 objections, then we'll admit that Exhibit 3 and then
    6 in the context of his testimony today he referenced
    7 Exhibit 11, which is a table of spawning periods for
    8 fishes in Illinois, I would like to admit that as a
    9 hearing Exhibit No. 4. Does anyone object to that?
    10 Okay. Give me just a moment then. Let me just go
    11 off the record for two minutes here.
    12
    (Whereupon, a discussion
    13
    was had off the record.)
    14
    HEARING OFFICER GLENN: Just to
    15 summarize, we have added as Exhibit No. 3
    16 Dr. Sheehan's testimony. Exhibit No. 4 is the table
    17 one, spawning periods for fishes in Illinois. I
    18 would also like to admit at this time if no one
    19 objects to the 1999 update for ambient water quality
    20 criteria for ammonia from the USEPA referenced in

    21 Dr. Sheehan's testimony. Any objections? Okay.
    22 That will be Exhibit 5. Additionally, it's been
    23 brought to my attention that Exhibit No. 2, the
    24 USEPA letter to Mr. Toby Frevert had an attachment
    L.A. REPORTING (312) 419-9292
    65
    1 to it so we are going to add that attachment to
    2 Exhibit 2 if there's no objection. Okay. I see no
    3 objection so that will be added to Exhibit 2.
    4 Okay. Dr. Sheehan, I think we're done now with you
    5 and we're ready for the next witness. Thank you.
    6 We'll get him sworn in, please.
    7 (Mr. Zenz was sworn in by the court reporter.)
    8
    MR. ZENZ: Introduction.
    9
    MR. HARSCH: State your name.
    10
    MR. ZENZ: My name is David Zenz.
    11 Introduction: The Illinois Association of
    12 Wastewater Agencies has presented a proposal to
    13 the Illinois Pollution Control Board requesting
    14 that the IPCB adopt new water quality standards
    15 for ammonia nitrogen in the state of Illinois.
    16 The technical content of the petition is based
    17 upon the United States Environmental Protection
    18 Agency's 1999 update of ambient water quality
    19 criteria for ammonia published in final form in the

    20 Federal register on December 22nd, 1999. This
    21 update was prepared by USEPA after an extensive
    22 review of the available literature on ammonia
    23 toxicity to aquatic life. In the 1999 update,
    24 EPA has issued freshwater aquatic life criteria
    L.A. REPORTING (312) 419-9292
    66
    1 for ammonia which supersedes all previous criteria.
    2
    The IPCB's existing water quality
    3 standards for un-ionized and total ammonia nitrogen
    4 in Part 302 were issued in 1996. Clearly, the IPCB
    5 should carefully consider the IAWA petition since
    6 the basis of the IAWA's petition is the USEPA's 1999
    7 update. The 1999 update indicates that the states
    8 should consider the USEPA's 1999 ambient water
    9 quality criteria for ammonia in the development of
    10 water quality standards which are protective of
    11 aquatic life. Since the 1999 update serves as a
    12 guide to the states in developing water quality
    13 standards for ammonia, the IAWA petition should be
    14 given serious consideration by the IPCB.
    15
    Focus of my testimony:
    16 My testimony will focus on the issue of the
    17 capabilities of the wastewater treatment technology
    18 to meet ammonia nitrogen National Pollutant

    19 Discharge Elimination System permit limits which
    20 would ultimately result from IPCB's existing ammonia
    21 water quality standards. This issue was considered
    22 by the IPCB when it deliberated the existing IPCB
    23 water quality standards for ammonia based upon the
    24 previous version of the national guidance which has
    L.A. REPORTING (312) 419-9292
    67
    1 been superceded by the 1999 updated guidance
    2 document for ammonia.
    3
    Credentials: I have a bachelor
    4 of science degree in civil engineering and a master
    5 of science and doctor of philosophy degrees in
    6 environmental engineering. All these degrees are
    7 from the Illinois Institute of Technology.
    8
    I received my Professional
    9 Engineering license in 1972.
    10
    I was certified through
    11 examination by the America Academy of Environmental
    12 Engineers as a specialist in wastewater treatment in
    13 1986.
    14
    For 30 years, I was employed in
    15 the research and development department of the
    16 Metropolitan Water Reclamation District of Greater
    17 Chicago. For my entire career at the MWRDGC,

    18 I worked in the research and technical services
    19 division which is responsible for developing
    20 wastewater treatment processes for use by the
    21 MWRDGC. I was employed by the district from 1967
    22 through 1997 during which the district developed and
    23 implemented biological nitrification, ammonia
    24 removal, processes to meet IPCB water quality
    L.A. REPORTING (312) 419-9292
    68
    1 standards for ammonia.
    2
    Since leaving the district in
    3 1997, I have been employed at Consoer Townsend
    4 Envirodyne Engineers, Inc.,(CTE), where I have been
    5 working with clients who have been struggling to
    6 meet the ammonia water quality standards adopted by
    7 the IPCB in R94-1. Most notably, these clients are
    8 the Urbana and Champaign Sanitary District and the
    9 DeKalb Sanitary District.
    10
    I have published and/or presented
    11 over 70 technical papers on wastewater treatment and
    12 biosolids management. Ten of these technical papers
    13 deal with biological nitrification. A full listing
    14 of these technical papers are contained in the
    15 attached resume.
    16
    I have received a number of

    17 awards. Most notably, I have received the
    18 President's Award from the Association of
    19 Metropolitan Sewerage Agencies and the Sidney Bedell
    20 Award from the Water Environment Federation.
    21
    In 1998, I was named the Alva Todd
    22 Professor because of accomplishments as an adjunct
    23 professor in the department of environmental
    24 engineering at the Illinois Institute of Technology.
    L.A. REPORTING (312) 419-9292
    69
    1
    A complete resume giving the
    2 details of my education and experience is attached.
    3
    Permit limits based upon existing
    4 IPCB water quality standards for ammonia nitrogen:
    5
    The IPCB enacted the existing
    6 water quality standards for ammonia in 1996.
    7 These water quality standards, Section 302, include
    8 numerical values for un-ionized ammonia nitrogen
    9 which are converted by the IEPA into site specific
    10 NPDES permit limits. Basically, the IEPA uses
    11 available receiving stream data on flow, temperature
    12 and pH to calculate ammonia nitrogen permit limits
    13 for a particular treatment plant. Of course, permit
    14 limits are highly variable depending upon the
    15 particular receiving stream and treatment plant

    16 performance under compliance with existing ammonia
    17 standards.
    18
    Compliance with existing IPCB
    19 ammonia water quality standards:
    20
    It is difficult to say how many
    21 plants in Illinois would be unable to meet the
    22 existing 1996 IPCB water quality standards for
    23 ammonia. In testimony from the IEPA in R94-1,
    24 the Agency indicated that a significant number of
    L.A. REPORTING (312) 419-9292
    70
    1 wastewater treatment plants would not be able to
    2 meet the 1996 IPCB standards. The Agency testified
    3 that 19 out of 181 facilities over one MGD capacity
    4 were at risk of non-compliance with the IPCB
    5 standards. The Agency indicated that they were
    6 fairly certain that most of these facilities would
    7 have to be at least partially redesigned to meet the
    8 standards. The IEPA did not study the impact of the
    9 1996 water quality standards for ammonia nitrogen on
    10 the over 600 wastewater treatment plants with design
    11 flows of less than one MGD. The Agency also did not
    12 study the impact upon industrial discharges of
    13 ammonia to publicly owned treatment works.
    14
    There are two municipal agencies

    15 in the state of Illinois which are definitely
    16 impacted by the existing IPCB ammonia water quality
    17 standards for which I have firsthand knowledge.
    18 These are the DeKalb Sanitary District and the
    19 Urbana and Champaign Sanitary District.
    20
    The DeKalb Sanitary District
    21 wastewater treatment plant processes an annual
    22 average flow of about 6.4 MGD. The current NPDES
    23 permit for the DSD, DeKalb Sanitary District,
    24 requires compliance with the IPCB's 1996 water
    L.A. REPORTING (312) 419-9292
    71
    1 quality standards by December 2003. The permit
    2 limits which take effect in December 2003 require
    3 that the DSD to meet a monthly average ammonia
    4 nitrogen concentration of 1.2 milligrams per liter
    5 from November through March and 1.3 milligrams per
    6 liter from April through October.
    7
    For the Urbana and Champaign
    8 Sanitary District, southwest plant, design flow of
    9 5.9 MGD, the IEPA has issued an NPDES permit
    10 requiring compliance with IPCB's 1996 water quality
    11 standards by November of 2003. This permit has a
    12 monthly average limit of 0.7 milligrams per liter
    13 of ammonia nitrogen throughout the year. For UCSD's

    14 northeast plant, design flow of 17.3 MGD, the IEPA
    15 also requires compliance with the 1996 IPCB ammonia
    16 water quality criteria by November 2003. The
    17 monthly average permit limits are 0.9 milligrams
    18 per liter from April through October and one
    19 milligram per liter November through March.
    20
    Ability of biological
    21 nitrification systems to achieve effluent ammonia
    22 nitrogen concentrations less than 1.5 milligrams per
    23 liter:
    24
    Today, POTWs in Illinois remove
    L.A. REPORTING (312) 419-9292
    72
    1 ammonia from effluents before discharge to receive
    2 streams using biological nitrification systems.
    3 These systems are designed to contain a high
    4 population of nitrifying organisms which can convert
    5 or oxidize ammonia to nitrate. Unfortunately,
    6 biological treatment systems for ammonia removal are
    7 notoriously affected by low temperature. During
    8 the winter months, sewage temperatures in Illinois
    9 can be as low as 45 degrees Farenheit when the
    10 reaction rate of nitrifying organisms is relatively
    11 low. It is typical for effluent ammonia
    12 concentrations to rise during the winter months.

    13
    The IEPA testified in R92-1, Mr.
    14 Studer, November 1994, that biological nitrification
    15 is capable of achieving monthly average ammonia
    16 concentrations of 1.5 milligrams per liter from
    17 April through October and four milligrams per liter
    18 from November through March. This prompted the IEPA
    19 to request that the IPCB adopt the concept of
    20 effluent modified waters for facilities which could
    21 not consistently meet the monthly averages of 1.5
    22 milligrams per liter, four milligrams per liter.
    23 The IPCB enacted the EMW concept advocated by IEPA.
    24 This was an attempt to rectify the disparity between
    L.A. REPORTING (312) 419-9292
    73
    1 protective water quality standards and the technical
    2 feasibility of providing treatment to meet these
    3 standards.
    4
    The United States Environmental
    5 Protection Agency, the USEPA, in September of 1993
    6 published its latest manual on nitrogen control.
    7 The manual discusses the performance of various
    8 ammonia removal technologies. In this discussion,
    9 the USEPA indicates that there are three levels of
    10 biological nitrification possible with so-called
    11 mechanical plants using suspended and attached

    12 growth technologies. The three levels of treatment
    13 are: Stringent, less than 2.5 milligrams per liter
    14 of effluent ammonia nitrogen; high, 2.5 to 5.0
    15 milligrams of effluent ammonia nitrogen and
    16 intermediate, five to ten milligrams per liter of
    17 ammonia nitrogen.
    18
    Pages 68 and 69 of the USEPA
    19 manual gives design examples to illustrate the
    20 design principles for biological nitrification
    21 processes. Stringent effluent limits for one design
    22 example are as follows:
    23
    Ammonia nitrogen, monthly average,
    24 two milligrams per liter; weekly average, three
    L.A. REPORTING (312) 419-9292
    74
    1 milligrams per liter.
    2
    Given good operation and adequate
    3 capacity, biological nitrification systems whether
    4 fixed film, trickling filter, or suspended growth,
    5 activated sludge, can produce monthly average
    6 ammonia nitrogen concentrations less than 2.5
    7 milligrams per liter. Typically, well-operated
    8 suspended growth systems with adequate capacity
    9 should be able to produce effluent ammonia nitrogen
    10 concentrations of 1.5 milligrams per liter.

    11 However, fixed film systems typically contain 1.0
    12 to 3.0 milligrams per liter of effluent ammonia
    13 nitrogen, Metcalf and Eddy, 1991, and do not produce
    14 consistent effluent ammonia nitrogen levels of two
    15 milligrams per liter, USEPA Process Design Manual
    16 for Nitrogen Control, 1992.
    17
    The inherent variability in
    18 performance of biological nitrification systems is
    19 well illustrated in the Water Environment Federation
    20 Manual of Practice Number 8, Design of Municipal
    21 Wastewater Treatment Plants, 1998. The manual
    22 discusses the performance of activated sludge
    23 systems designed for nitrification. Table 11.45 of
    24 the manual contains the following data on
    L.A. REPORTING (312) 419-9292
    75
    1 performance of nitrification plants:
    2
    Annual average, plant A, 2.1
    3 milligrams per liter of ammonia nitrogen; plant B,
    4 0.7 milligrams per liter; plant C, 1.3 milligrams
    5 per liter and plant D, 1.7 milligrams per liter of
    6 ammonia nitrogen.
    7
    The data clearly shows that a
    8 suspended growth system can produce average effluent
    9 ammonia nitrogen concentrations of 0.7 milligrams

    10 per liter but a range of values up of 2.1 milligrams
    11 per liter.
    12
    On page 179 of USEPA's Nitrogen
    13 Control Manual the performance of fixed film
    14 nitrification systems are discussed. The
    15 performance of three plants in the Midwest are
    16 highlighted which had effluent ammonia nitrogen
    17 levels as follows: Average ammonia nitrogen
    18 concentrations, plant A, 2.0 milligrams per liter;
    19 plant B, 0.5 milligrams per liter and plant C, 0.2
    20 milligrams per liter.
    21
    Based upon an assessment of the
    22 data from the Midwest plants and those from other
    23 localities, the USEPA manual concludes that, quote,
    24 the results indicate that all plants were achieving
    L.A. REPORTING (312) 419-9292
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    1 less than two milligrams per liter of ammonia
    2 nitrogen 50 percent of the time with four of the
    3 plants at less than 2.0 milligrams per liter 90
    4 percent of the time. The plants were all operating
    5 with conservative ammonia surface loading rates.
    6 Both the Urbana/Champaign Sanitary District and the
    7 DeKalb Sanitary District employ fixed film
    8 nitrification systems to remove ammonia nitrogen.

    9 Since both are currently faced with the imposition
    10 of monthly average NPDES permit limits from 1.2
    11 milligrams per liter to as low as 0.7 milligrams per
    12 liter, it appears obvious that the existing 1999
    13 IPCB water quality standards are an extremely
    14 stringent standard for these two municipalities.
    15 Both the UCSD and the DSD are faced with the very
    16 real possibility of not being able to meet the
    17 IPCB's existing water quality standards with their
    18 existing fixed film biological nitrifications
    19 systems. Again, this is not an atypical situation
    20 given the IEPA testimony in R92-1, which predicted
    21 that at least 19 POTWs in Illinois greater than one
    22 MGD in capacity would have to undergo redesign
    23 because of the IPCB existing standards.
    24
    Options for meeting the IPCB
    L.A. REPORTING (312) 419-9292
    77
    1 standards:
    2
    For some treatment plants like
    3 those of the DeKalb Sanitary District and the
    4 Urbana/Champaign Sanitary District, it will be
    5 necessary to consider using a physical/chemical
    6 process to consistently and reliably reduce ammonia
    7 levels to below 1.5 milligrams per liter. Such

    8 physical/chemical systems would be employed as an
    9 add-on process to remove or polish the relatively
    10 small amounts of ammonia remaining after biological
    11 nitrification.
    12
    There is relatively little
    13 experience with physical/chemical systems used as
    14 the principal ammonia removal system and almost no
    15 experience using such systems to polish an effluent
    16 from a biological nitrification system. The
    17 physical/chemical systems which are potential
    18 candidates for removing the small amounts of ammonia
    19 from nitrified effluents are one, ammonia stripping;
    20 two, ion exchange; three, reverse osmosis and lastly
    21 breakpoint chlorination.
    22
    Ammonia stripping would involve
    23 adding lime to elevate the pH of the effluent to
    24 10.5 to 11.5 and providing sufficient air to strip
    L.A. REPORTING (312) 419-9292
    78
    1 out the ammonia. The high pH allows the ammonia to
    2 be easily released from the solution as a gas.
    3 This system has little application in the Midwest
    4 due to ice formation in the air stripping equipment.
    5 Also, the large lime dosages to raise effluent pH,
    6 the capital cost of the air stripping equipment and

    7 lime scale formation on the air stripping equipment
    8 make the process costly and unreliable.
    9
    Ion exchange involves passing an
    10 effluent through an ion-exchange resin.
    11 The ammonium ion becomes attached to the resin.
    12 Ultimately, the resin becomes saturated with
    13 ammonium ion and the resin must be regenerated with
    14 a high pH salt solution which removes the ammonium.
    15 The regenerant solution contains high levels of
    16 ammonia and must be disposed of or treated in some
    17 way.
    18
    The capital costs of the ion
    19 exchange system are very high. The system requires
    20 significant maintenance and annual chemical costs
    21 are high. The biggest difficulty is disposal of the
    22 concentrated regenerant.
    23
    Reverse osmosis appears to offer
    24 the potential of a viable method of polishing a
    L.A. REPORTING (312) 419-9292
    79
    1 nitrified effluent, but there simple is not enough
    2 experience in the use of this method for polishing
    3 effluents. The chief concern is excessive plugging
    4 and/or contamination of the reverse osmosis
    5 membranes and the pumping costs associated with the

    6 high pressures needed to force the effluent through
    7 the membranes.
    8
    Breakpoint chlorination involves
    9 adding sufficient chlorine to oxidize the ammonia
    10 present in the effluent. The ammonia is chiefly
    11 converted to nitrogen gas which is released into the
    12 atmosphere during the breakpoint reaction. About
    13 ten milligrams per liter of chlorine are required to
    14 remove one milligram per liter of ammonia from an
    15 effluent.
    16
    The breakpoint chlorination
    17 process can be readily adapted to
    18 chlorination/dechlorination systems routinely used
    19 for disinfection at a municipal plant.
    20 The process would require adding higher amounts
    21 of chlorine than that required for coliform kills
    22 and the resulting higher chlorine residual would
    23 require larger amounts of dechlorinating chemicals.
    24
    The chemical addition equipment of
    L.A. REPORTING (312) 419-9292
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    1 the existing chlorination/dechlorination system
    2 would have to be modified, but the contact chamber
    3 for disinfection would not. The contact time for
    4 disinfection is about 15 minutes while the

    5 breakpoint reaction occurs in 15 seconds.
    6
    The chief drawback with
    7 breakpoint chlorination is the production of higher
    8 amounts of triholomethanes than that of a
    9 disinfection process.
    10
    I'd like to depart from my written
    11 testimony to give you a piece of information which
    12 came about since I prefiled my testimony. As part
    13 of my work for the DeKalb Sanitary District,
    14 Mr. Mike Zima, who's the executive director of the
    15 DeKalb Sanitary District, and I had a conference
    16 call with Mr. Al Keller, head of the northern permit
    17 section of the Illinois Environmental Protection
    18 Agency, and we discussed this option of breakpoint
    19 chlorination. To synopsize the conversation, IEPA
    20 made it very clear that they would not be inclined
    21 to approve breakpoint chlorination for those who
    22 wish to use it as a polishing step to remove ammonia
    23 in the state of Illinois. He also indicated that he
    24 would send us a letter to that affect so I assume
    L.A. REPORTING (312) 419-9292
    81
    1 he's quite serious about it. So I just wanted to
    2 tell the Board that this is an option, which
    3 although indicated in my testimony as being possible

    4 really is not possible in Illinois.
    5
    HEARING OFFICER GLENN: Do you have a
    6 copy of that letter?
    7
    MR. ZENZ: I do not have the letter,
    8 he has not sent it yet. The conversation was held
    9 last Tuesday so...
    10
    HEARING OFFICER GLENN: Would you be
    11 willing to give us a copy of the letter when you
    12 receive it?
    13
    MR. ZENZ: Certainly.
    14
    MR. HARSCH: And those concerns were
    15 over the tri --
    16
    MR. ZENZ: Yes. The main issue for
    17 IEPA and, of course, I'm still waiting for the
    18 letter to come about, but based on my interpretation
    19 of the conversation, the main issue was the last
    20 sentence which I stated here with is the
    21 triholomethanes would be discharged to the receiving
    22 stream. Triholomethanes, of course, do occur with
    23 the current system of chlorination/dechlorination
    24 used by POTWs for disinfection of their effluents,
    L.A. REPORTING (312) 419-9292
    82
    1 but the amounts would be greater using breakpoint
    2 chlorination since the chlorine dosages would be

    3 greater and, therefore, they felt that that was a
    4 serious problem. I think also there were some minor
    5 issues they were concerned that there might be the
    6 possibility of just amounts of -- significant
    7 amounts of chlorine residual hitting the stream and
    8 causing perhaps some problems with fish downstream
    9 in case of failure of the dechlorination system.
    10 Again, this is inherent as part of the disinfection,
    11 but again, the dosages of chlorine would be so much
    12 larger so if there was a failure of dechlorination
    13 there was a greater risk of potential toxicity
    14 downstream due to chlorine residual. That would be
    15 my interpretation of their reasons for not approving
    16 such a system.
    17
    HEARING OFFICER GLENN: Thank you.
    18
    MR. ZENZ: Effect of the IAWA
    19 petition: A comparison of the USEPA's 1999 update
    20 ammonia criterion with the existing 1996 IPCB water
    21 quality standards reveals that the use of the 1999
    22 update criterion to develop ammonia nitrogen permit
    23 limits would generally yield higher numerical
    24 values. This is especially true for plants whose
    L.A. REPORTING (312) 419-9292
    83
    1 downstream receiving waters have high pH.

    2 Therefore, the adoption of the IAWA petition would
    3 give some relief to those agencies like the DSD and
    4 the UCSD who are faced with the very real
    5 possibility of spending considerable sums to polish
    6 their effluents to levels of ammonia nitrogen less
    7 than 1.5 milligrams per liter.
    8
    Summary and conclusions:
    9 Because of the inherent variability of biological
    10 nitrification treatment systems, it is not possible
    11 for some systems to consistently and reliably
    12 achieve monthly average ammonia nitrogen permit
    13 limits less than 1.5 milligrams per liter year
    14 round.
    15
    In some cases, existing IPCB water
    16 quality standards for un-ionized ammonia have
    17 resulted in monthly average effluent limits for
    18 ammonia nitrogen lower than 1.5 milligrams per
    19 liter.
    20
    Physical/chemical ammonia removal
    21 systems may have to be employed to meet monthly
    22 average ammonia nitrogen permit limits of less than
    23 1.5 milligrams per liter.
    24
    There is little experience with
    L.A. REPORTING (312) 419-9292
    84

    1 physical/chemical systems used to remove relatively
    2 small amounts of ammonia nitrogen from effluents.
    3 Some of these systems are relatively costly and/or
    4 difficult to operate and/or may have negative
    5 environmental impacts.
    6
    The enactment of the ammonia
    7 nitrogen permit limits based upon water quality
    8 criteria standards in the IAWA petition will provide
    9 some relief to dischargers now faced with meeting
    10 monthly average permit -- ammonia nitrogen permit
    11 limits of less than 1.5 milligrams per liter. That
    12 concludes my testimony.
    13
    HEARING OFFICER GLENN: Thank you,
    14 Dr. Zenz.
    15
    MR. KISSEL: Dr. Zenz, on page seven
    16 of your testimony before -- right after you
    17 referenced Table 11.45 you didn't finish the
    18 sentence and I just wondered -- it says 2.1
    19 milligrams per liter can and does occur, you
    20 intended to say that?
    21
    MR. ZENZ: I intended to say that.
    22
    MR. KISSEL: Thank you.
    23
    HEARING OFFICER GLENN: Thank you, Mr.
    24 Kissel. If no one objects, I would like to admit
    L.A. REPORTING (312) 419-9292

    85
    1 Dr. Zenz' prefiled testimony as Exhibit 6. Seeing
    2 no objections, we will do that and then what I would
    3 like to do is hear from the witness, Mr. Bachman and
    4 then we will break for lunch after Mr. Bachman's
    5 testimony.
    6 (Mr. Bachman was sworn in by the court reporter.)
    7
    MR. BACHMAN: My name is Tim Bachman
    8 and I am the director of waste treatment operations
    9 for the Urbana & Champaign Sanitary District located
    10 in Urbana, Illinois. I have served the district in
    11 that position since July of 1979. Prior to that, I
    12 was employed by the Illinois EPA's division of water
    13 pollution control as a field operations section
    14 engineer for nine and one-half years. I have a
    15 bachelor of science degree in chemical engineering
    16 from the University of Illinois and a master of
    17 science degree in environmental engineering also
    18 from the University of Illinois. I am a registered
    19 professional engineer in the state of Illinois and a
    20 Class I certified wastewater treatment works
    21 operator. As director of waste treatment operations
    22 for the district, I manage, direct and supervise the
    23 operation of two advanced wastewater treatment
    24 facilities, 17.3 MGD and 5.9 MGD, to obtain
    L.A. REPORTING (312) 419-9292

    86
    1 efficient and economical operations and attain
    2 compliance with state and federal Environmental
    3 Protection Agency water pollution regulations.
    4 My testimony will discuss the impact of the current
    5 ammonia nitrogen standards and the proposed
    6 amendments on the Urbana & Champaign Sanitary
    7 District.
    8
    Background information:
    9 The district operates two treatment facilities.
    10 The northeast plant is a 17.3 MGD design average
    11 flow facility with a flow treatment scheme
    12 consisting of preliminary treatment, primary
    13 clarification, secondary treatment with a fixed
    14 nozzle trickling filter and the activated sludge
    15 process, nitrification towers, tertiary filters and
    16 a year-around disinfection exemption.
    17
    The southwest plant is a 5.9 MGD
    18 facility consisting of preliminary treatment, no
    19 primary clarification, activated sludge with
    20 chemical phosphorous removal, nitrification towers,
    21 tertiary filters and a year-around disinfection
    22 exemption. Both plants also provide excess flow
    23 facilities consisting of primary clarification and
    24 disinfection.
    L.A. REPORTING (312) 419-9292

    87
    1
    The last major upgrade at each
    2 facility occurred between 1978 and 1982 and included
    3 the construction of nitrification towers. The
    4 towers were originally designed to reduce influent
    5 ammonia nitrogen from 15 milligrams per liter to 1.5
    6 milligrams per liter during the summer months and
    7 4.0 milligrams per liter during the winter months.
    8 Historically, the towers have had essentially no
    9 problems meeting the original design intentions.
    10
    Impact of current ammonia nitrogen
    11 water quality standards: The Board's current water
    12 quality standards enacted in 1996 were incorporated
    13 into the district's NPDES permits through the
    14 renewal process. The new permits, which became
    15 effective November 1st, 2000, included a 36-month
    16 compliance schedule in Special Condition No. 16,
    17 which acknowledged the possibility of this
    18 rulemaking proposal. Attachment one, page 14, of
    19 NPDES permit No. IL0031500, is for the district's
    20 northeast plant and attachment two, page 13 of NPDES
    21 permit No. IL0031526 is for the southwest plant.
    22 Interim and final limits if this proposal is not
    23 successful are shown in Table 1.
    24
    For the northeast plant the

    L.A. REPORTING (312) 419-9292
    88
    1 interim April through October monthly average
    2 ammonia is 1.5 milligrams per liter and the final
    3 is 0.9 milligrams per liter. For November through
    4 March the interim monthly average is 2.4 milligrams
    5 per liter and the final is 1.0 milligrams per liter.
    6 For April through October the daily maximum interim
    7 limit is 3.0 milligrams per liter and the final
    8 limit is 3.0 milligrams per liter. For November
    9 through March the daily maximum interim limit is
    10 4.8 milligrams per liter and the final limit is 4.8
    11 milligrams per liter.
    12
    For the southwest plant, the April
    13 through October monthly average interim limit is 1.5
    14 milligrams per liter and the final limit is 0.7
    15 milligrams per liter. November through March the
    16 interim limit is 1.9 for a monthly average and the
    17 final limit is 0.7 for the monthly average.
    18 The April through October daily maximum interim
    19 limit is 3.0 milligrams per liter. The final limit
    20 is 2.2 milligrams per liter. The November through
    21 March daily maximum interim is 3.8 milligrams per
    22 liter and the final is 3.2 milligrams per liter.
    23
    There's a footnote to that table
    24 that says using more recent stream data, these

    L.A. REPORTING (312) 419-9292
    89
    1 numbers for the monthly average at the southwest
    2 plant actually become 0.6 milligrams per liter for
    3 both the April through October and November through
    4 March time frames, see attachment three.
    5
    The low limits are created by a
    6 combination of two factors, an extremely high pH,
    7 approximately 8.8, in the finished water in the
    8 local public water supply and a zero
    9 seven-day-ten-year low flows in the receiving
    10 streams. Based on data presented in attachments
    11 four and five for the southwest plant and
    12 discussions with the Illinois EPA, these more
    13 stringent limits will require the construction of
    14 additional ammonia removal facilities to assure
    15 compliance both now and as future growth occurs.
    16
    Potential relief provided by IAWA
    17 proposal: If the IAWA proposal is adopted, the
    18 final limits will be as shown in Table two.
    19
    And here I need to make a
    20 correction in my prefiled testimony, this is for the
    21 November through February numbers for the monthly
    22 average at the northeast plant, the 3.35 number
    23 needs to be changed to 2.71, that's 3.35 to 2.71
    24 and the southwest plant, the November through

    L.A. REPORTING (312) 419-9292
    90
    1 February monthly average needs to be changed from
    2 2.60 milligrams per liter to 2.14 milligrams per
    3 liter, that's 2.60 to 2.14.
    4
    The reasons for these changes, we
    5 used the wrong equations when we were calculating
    6 the numbers and thanks to Mr. Mosher from the
    7 Illinois EPA who double checked the calculations,
    8 he corrected those numbers for us, so we appreciate
    9 that.
    10
    Reviewing Table 2 then, the
    11 northeast plant March through April has a monthly
    12 average requirement of 1.23 if this proposal is
    13 adopted with a daily maximum of 5.40. November
    14 through February, the requirement would be 2.71 with
    15 a daily maximum of 6.07.
    16
    For the southwest plant if the
    17 proposal is adopted, the March through October
    18 standard would be 0.96 milligrams per liter for the
    19 monthly average with a daily maximum of 3.02. The
    20 November through February monthly average would be
    21 2.14 milligrams per liter with a daily maximum of
    22 4.12.
    23
    By following the USEPA 1999 update

    24 of ambient water quality criteria for ammonia,
    L.A. REPORTING (312) 419-9292
    91
    1 significant relief occurs particularly in the winter
    2 months. Referring again to attachments four and
    3 five for the southwest plant, these higher limits
    4 appear to indicate that existing facilities are
    5 adequate both now and into the future to achieve
    6 compliance. Therefore, no additional facilities for
    7 ammonia removal would need to be constructed at this
    8 time.
    9
    Long range planning efforts:
    10 Since the last major planning effort at the district
    11 took place over 20 years ago, the district in 1999
    12 began working on a new 20-year plan to address the
    13 following issues: One, the immediate need for
    14 additional capacity at the southwest plant; two,
    15 biosolids handling improvements; three, equipment
    16 that was near the end of its useful life; four,
    17 compliance with ammonia nitrogen water quality
    18 standards and five, additional needs through the
    19 year 2019.
    20
    Consoer Townsend Envirodyne
    21 Engineers, Incorporated; CTE, of Chicago were
    22 retained as consultants to assist the district in

    23 these efforts. A draft of the long range plan was
    24 submitted to IEPA for review early in 2001 and one
    L.A. REPORTING (312) 419-9292
    92
    1 of the technical issues that has been the subject
    2 of ongoing discussions has been how to deal with
    3 Special Condition No. 16 of the NPDES permits
    4 depending on the outcome of the IAWA proposal.
    5
    Resolution of Special Condition
    6 No. 16: In the long range plan that has been
    7 tentatively approved by the Agency, the district
    8 is proposing three projects identified as the 2005
    9 project, the 2010 project and the 2015 project with
    10 the dates reflecting the scheduled completion of
    11 each project. The 2005 project includes three
    12 phases. Phase I is consolidation of all biosolids
    13 handling at the district's northeast plant.
    14 Phase II is expansion of the southwest plant and
    15 Phase III is construction of a third nitrification
    16 tower at the southwest plant to assure compliance
    17 with the existing standard for ammonia nitrogen if
    18 the proposed IAWA amendments are not adopted by the
    19 Board. The estimated cost of Phase III as prepared
    20 by CTE is $4,181,000. We believe that an additional
    21 tower would also be required possibly in the 2010

    22 project at the northeast plant to assure compliance
    23 with the existing standard as loading on that plant
    24 increases. The estimated cost of the additional
    L.A. REPORTING (312) 419-9292
    93
    1 tower at the northeast plant is $7,184,000 based on
    2 its relative size compared to the one proposed for
    3 the southwest plant. However, if the IAWA proposal
    4 is adopted, we do not believe that the third tower
    5 will be necessary for most if not all of the 20-year
    6 planning period at either plant. The Agency has
    7 indicated that they would be receptive to a request
    8 to modify the approved facilities plan and drop
    9 Phase III from the 2005 project upon Board adoption
    10 of the IAWA proposal.
    11
    UCSD supports IAWA proposal:
    12 Since the existing water quality standards do not
    13 consider USEPA's 1999 update of ambient water
    14 quality criteria for ammonia, the district feels
    15 strongly that it should not be required to spend the
    16 estimated $11,365,000 to provide additional ammonia
    17 removal facilities to meet a lower limit than
    18 required based on the most recent scientific data
    19 and Federal guidance available. This unneeded
    20 additional cost would result in additional debt

    21 retirement that the district would have to pass on
    22 to its users in the form of increased user charges.
    23 We, therefore, urge you to adopt the IAWA proposal.
    24
    This concludes my prefiled
    L.A. REPORTING (312) 419-9292
    94
    1 testimony. I will be supplementing this testimony
    2 as needed during the hearing. I would be happy to
    3 address any questions.
    4
    HEARING OFFICER GLENN: Thank you,
    5 Mr. Bachman. If no one objects, I would like to
    6 admit Mr. Bachman's testimony -- prefiled testimony
    7 as Exhibit No. 7. Seeing no objections, we will
    8 admit it as Exhibit 7. I think this is a good
    9 breaking point. What I'd like to do is break for
    10 45 minutes. We will resume hearing the testimony
    11 then at 1:30 this afternoon here in the room we will
    12 start with Mr. Zima and then hear from Mr. Daugherty
    13 and then turn it over to the Agency to hear from Mr.
    14 Mosher. See you at 1:30.
    15
    (Whereupon, after a short
    16
    lunch break was had, the
    17
    following proceedings
    18
    were held accordingly.)
    19
    HEARING OFFICER GLENN: It is 1:33 and

    20 we are back from lunch. I would like to call now --
    21 Mr. Zima is here it testify. Could we get you sworn
    22 in, please?
    23 (Mr. Zima was sworn in by the court reporter.)
    24
    MR. ZIMA: Good afternoon. Thank you
    L.A. REPORTING (312) 419-9292
    95
    1 for the opportunity to appear before you. My name
    2 is Michael Zima.
    3
    Introduction: The Illinois
    4 Association of Wastewater Agencies has filed a
    5 petition before the Illinois Pollution Control
    6 Board. In this petition the Illinois Association of
    7 Wastewater Agencies has proposed a change to Parts
    8 302 and 304 of the existing IPCB water quality
    9 standards for ammonia. The IAWA petition has been
    10 assigned docket No. R02-19 by the IPCB and public
    11 hearings on this petition are in progress.
    12
    The impetus and genesis for the
    13 IAWA petition is the United States Environmental
    14 Protection Agency 1999 update of ambient water
    15 quality criteria for ammonia which was released in
    16 the Federal register on December 22nd, 1999.
    17 In the 1999 update, USEPA took note of the fact
    18 that additional information has been gathered since

    19 it published its ambient water quality for ammonia
    20 in 1984. Based upon the additional information,
    21 USEPA prepared the 1999 update which contained
    22 revised freshwater quality criterion for ammonia.
    23 The IAWA petition essentially asks the IPCB to enact
    24 into Illinois regulation USEPA's 1999 update of
    L.A. REPORTING (312) 419-9292
    96
    1 ambient water quality criteria for ammonia.
    2 The USEPA has spent considerable effort in issuing
    3 the 1999 update and the states are expected to adopt
    4 numeric water quality criterion for ammonia based
    5 upon the 1999 update. Protective criteria for
    6 ammonia are expected to be adopted in all states no
    7 later than 2004.
    8
    The DeKalb Sanitary District, DSD,
    9 was created on July 12th, 1928 and for the past
    10 nearly 74 years has provided wastewater collection
    11 and treatment and biosolids management for its
    12 northern Illinois service area. By 1929, the DSD
    13 provided primary and secondary treatment to its
    14 entire service area. Since 1929, the DSD has
    15 continuously upgraded its treatment facilities.
    16 In 1981, the DSD provided second stage biological
    17 treatment to remove ammonia nitrogen from its

    18 effluent. Also in 1981, tertiary sand filtration
    19 was added which greatly reduced the suspended solids
    20 and oxygen demand of the DSDs discharge. In 1984,
    21 the DSD constructed a new facility to treat excess
    22 flows during peak flow periods. Most recently in
    23 1997, the DSD added a new single stage activated
    24 sludge nitrification, ammonia removal, facility to
    L.A. REPORTING (312) 419-9292
    97
    1 handle additional flows from its service area.
    2 A new headworks was also constructed in 1997 to
    3 upgrade the raw sewage pumping and flow measurement
    4 capabilities of the DSD's treatment plant.
    5
    Since 1981, the DSD has spent
    6 nearly 20 million dollars to provide modern
    7 wastewater treatment to the nearly 400,000 people in
    8 the service area. Today, the DSD provides complete
    9 secondary and tertiary treatment and biological
    10 nitrification before discharge to the south branch
    11 of the Kishwaukee River.
    12
    The testimony of the DSD before
    13 the IPCB will focus on the discharge permit limits
    14 which will be imposed upon the DSD based upon IPCB's
    15 existing water quality standards for ammonia
    16 nitrogen and the economic impact of these

    17 regulations. Also, the DSD will discuss the permit
    18 limits which would be imposed if the IAWA petition
    19 were to be enacted and the impact of such enactment
    20 on the DSD.
    21
    The DSD believes that it is
    22 important for the IPCB to understand the economic
    23 impact of its existing ammonia nitrogen regulations
    24 on publicly owned treatment works and how the IAWA
    L.A. REPORTING (312) 419-9292
    98
    1 petition would affect this impact.
    2
    The IPCB in December 1996, under
    3 R94-1(B), adopted the existing state of Illinois
    4 ammonia nitrogen and un-ionized ammonia standards.
    5 The IPCB 1996 water quality standards were in
    6 response to the development of the USEPA's national
    7 criteria document for ammonia in 1984. Because of
    8 the release of USEPA's 1999 update, it seems
    9 entirely logical for the IPCB to consider a
    10 significant change in its 1996 water quality
    11 standards for ammonia.
    12
    The USEPA's 1999 update of water
    13 quality criteria for ammonia was published only
    14 after an extensive review of the scientific
    15 literature. Upon releasing the 1999 update, USEPA

    16 stated, quote, these criteria reflect the latest
    17 scientific knowledge on the effects water pollutants
    18 have on the public health and welfare, aquatic life
    19 and recreation. The 1999 update contains EPA's most
    20 recent freshwater aquatic life criteria for ammonia
    21 and supersedes all previous freshwater aquatic life
    22 ammonia criteria. The new criteria reflect recent
    23 research and data since 1984 and are a revision of
    24 several elements in the 1984 criteria, end quote.
    L.A. REPORTING (312) 419-9292
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    1
    The DSD believes that the IAWA
    2 has made an honest and scientifically defensible
    3 adaptation of the 1999 update to fit the situation
    4 here in Illinois. The IAWA has had the petition
    5 reviewed by the IEPA and they are in concurrence
    6 with it.
    7
    The DSD believes that the IAWA
    8 petition should be adopted in its present form.
    9 The petition accurately reflects the USEPA's 1999
    10 update and, therefore, represents the latest
    11 scientific knowledge. We urge the IPCB to enact
    12 the IAWA petition.
    13
    The existing NPDES permit for the
    14 DSD was issued on December 12th, 2000. The IEPA

    15 issued the permit after finalizing its Part 355
    16 procedures for ammonia nitrogen. These IEPA
    17 procedure were issued on July 1st, 1999.
    18
    For the period of December 2000
    19 through December 2003 the NPDES permit requires
    20 the DSD to meet the following ammonia nitrogen
    21 limits: For the months April through October DSD's
    22 limits will be as such, monthly average of 1.5 and a
    23 daily maximum of 3.0 for November through March
    24 period, monthly average of 3.6 and a daily maximum
    L.A. REPORTING (312) 419-9292
    100
    1 of 7.2. These limits are the same ammonia nitrogen
    2 limits that have been in previous NPDES permits for
    3 DSD.
    4
    Special Condition 16 of DSD's
    5 NPDES permit states that by December of 2003, the
    6 DSD must meet the following ammonia nitrogen permit
    7 limits:
    8
    For the period April through
    9 October the monthly average is going to be 1.3 with
    10 a daily maximum of 3.0 for November through March
    11 the monthly average will be 1.2 with a daily maximum
    12 of 5.1. All of those being milligrams per liter.
    13
    The December 2003 permit limits

    14 are based upon the IPCB water quality standards
    15 adopted in 1996 and the Part 355 procedures adopted
    16 by the IEPA in 1999. Those NPDES permits which
    17 expired after July 1999 contain limits based upon
    18 the 1996 IPCB standards and the 1999 IEPA
    19 procedures. Those who could not comply with the new
    20 limits were given three years to comply.
    21 Hence, the DSD now has a December 2003 compliance
    22 date in its NPDES permit.
    23
    Alternatives to meet the December
    24 2003 permit limits: In order to meet the December
    L.A. REPORTING (312) 419-9292
    101
    1 2003 permit limits for ammonia nitrogen, the DSD is
    2 considering a variety of alternatives. The DSD has
    3 retained Consoer Townsend Envirodyne Engineers,
    4 Inc., CTE, to study and select the most
    5 cost-effective alternative or alternatives which can
    6 meet the December 2003 limit.
    7
    Biological nitrification:
    8 Almost without exception, POTWs in Illinois remove
    9 ammonia from wastewater using biological
    10 nitrification. In essence, nitrifying bacteria
    11 contained in biological reactors convert the toxic
    12 ammonia to non-toxic nitrates before discharge,

    13 but the biological nitrification reaction is
    14 somewhat difficult to control and it is often not
    15 always possible to consistently achieve levels of
    16 ammonia nitrogen below 1.5 milligrams per liter.
    17
    In the IPCB hearing on R94-1(B),
    18 the IEPA, through Mr. Dean Studer, November 10th,
    19 1994, testified that biological nitrification is
    20 capable of consistently achieving a monthly average
    21 ammonia nitrogen concentration of 1.5 milligrams per
    22 liter from April through October and 4.0 milligrams
    23 per liter November through March. It was for this
    24 reason that in the R94-1(B), the IPCB decided to
    L.A. REPORTING (312) 419-9292
    102
    1 establish the concept of effluent modified waters
    2 or EMWs. EMWs are waters downstream from a
    3 wastewater treatment plant that, at a minimum, can
    4 comply with a summer monthly average of 1.5
    5 milligrams per liter from April through October and
    6 a winter monthly average of 4.0 milligrams per liter
    7 during November through March. EMWs continue
    8 downstream of the facility, the distance that it
    9 takes for the chronic ammonia standards to be met.
    10
    The DSD must essentially comply
    11 with a monthly average ammonia nitrogen permit limit

    12 by December 2003 of 1.2 to 1.3 milligrams per liter
    13 year around. The DSD employs biological
    14 nitrification and meets its existing NPDES permit
    15 limits of 1.5 milligrams per liter April through
    16 October and 3.6 milligrams per liter November
    17 through March, but the December 2003 limits cannot
    18 be consistently met with the biological
    19 nitrification systems currently in place.
    20
    This non-compliance with the 1996
    21 IPCB standards using biological nitrification is not
    22 atypical. In fact, the IEPA stated in testimony on
    23 R94-1 that at least 19 facilities in Illinois were
    24 at risk of non-compliance if the 1996 IPCB standards
    L.A. REPORTING (312) 419-9292
    103
    1 were adopted. The IEPA indicated in its testimony
    2 that most of the 19 facilities will have to be
    3 redesigned to meet the proposed standards.
    4
    Alternatives to reduce ammonia
    5 nitrogen in DSD's effluent: DSD's consultant, CTE,
    6 is currently considering the following alternatives
    7 to reduce effluent ammonia nitrogen in order to
    8 comply with its December 2003 permit limits.
    9
    Option one, ion exchange; option
    10 two, breakpoint chlorination; option three,

    11 improvements in fixed film bioreactors and option
    12 four, automatic dissolved oxygen control for the
    13 single stage nitrification system.
    14
    And I will break from this
    15 momentarily and also note that as per discussion
    16 last Tuesday with the IEPA, breakpoint chlorination
    17 does not appear to be an option which the IEPA would
    18 find favorable.
    19
    Ion exchange: Ion exchange
    20 involves passing a liquid through a column or bed of
    21 specific natural or synthetic resin and the exchange
    22 of one ion for another. Clinoptilolite is the resin
    23 of choice for ammonia nitrogen removal. Ammonia
    24 nitrogen concentrations of 0.5 to 1.0 milligrams per
    L.A. REPORTING (312) 419-9292
    104
    1 liter are possible with this technology.
    2
    The five-million gallon North
    3 Tahoe-Truckee wastewater treatment plant has used
    4 ion exchange to treat its discharge to Lake Tahoe
    5 since the 1970s.
    6
    Ion exchange is a workable, but
    7 extremely demanding operation. The resin must be
    8 frequently acid washed to remove scale formation.
    9 About 20 percent of the resin must be replaced per

    10 year. The resin regeneration process presents an
    11 extremely corrosive environment dictating special
    12 safety concerns. The equipment is also difficult
    13 to maintain, repair and replace. Operational care
    14 is particularly important in terms of preventing
    15 ammonia salt crystallization formation which can
    16 contaminate the resins.
    17
    For the DSD, the capital cost for
    18 ion exchange treatment plant to reduce ammonia
    19 nitrogen levels below 1.5 milligrams per liter would
    20 cost approximately 20 million dollars and an annual
    21 operating cost could exceed $600,000 per year.
    22
    Breakpoint chlorination:
    23 Breakpoint chlorination involves adding sufficient
    24 chlorine to a wastewater to oxidize the ammonia
    L.A. REPORTING (312) 419-9292
    105
    1 present. Most of the ammonia nitrogen is converted
    2 to nitrogen gas by the reaction with chlorine.
    3 It normally takes about ten milligrams per liter of
    4 chlorine to remove one milligram per liter of
    5 ammonia nitrogen. Dechlorination of the effluent is
    6 necessary because of residual chlorine present at
    7 the end of the breakpoint reaction.
    8
    The most obvious advantage of

    9 breakpoint chlorination is that it involves
    10 technology which is normally present at a POTW.
    11 Most POTWs practice chlorination/dechlorination
    12 for their effluent disinfection process.
    13
    For the DSD, its existing
    14 chlorination/dechlorination system could be modified
    15 to employ breakpoint chlorination. The need for
    16 breakpoint chlorination would be present about 50
    17 to 100 days per year when about ten milligrams per
    18 liter of chlorine would be added on average to
    19 reduce ammonia levels in the DSD's effluent.
    20 The capital costs for the modification for the DSD's
    21 existing chlorination system would exceed about
    22 400,000 while the annual operating costs would total
    23 about 100,000.
    24
    The principal disadvantage of
    L.A. REPORTING (312) 419-9292
    106
    1 breakpoint chlorination is the formation of
    2 chloramines and triholomethanes which are discharged
    3 with the effluent. As with any chlorination system,
    4 there also are worker safety issues which must be
    5 continuously addressed.
    6
    Improvements in existing fixed
    7 film bioreactors: One of the biological

    8 nitrification systems now employed by DSD is a fixed
    9 film biological reactor system for nitrification.
    10 It is possible that a change in the influent system
    11 for this biological reactor could result in a
    12 greater removal of ammonia nitrogen, but there is
    13 no guarantee that such a change will produce a lower
    14 effluent ammonia concentration. The changes
    15 required in the influent structures involve adding
    16 new pumps and a new piping system to distribute
    17 influent flow more equally to the individual
    18 components of the fixed film reactors. This system
    19 would only be used periodically, but could improve
    20 the biological nitrifying population present in the
    21 reactors. The capital cost would be about $50,000
    22 and the operating cost would total more than
    23 $10,000.
    24
    Automatic dissolved oxygen
    L.A. REPORTING (312) 419-9292
    107
    1 control: The DSD is using a single stage activated
    2 sludge process to treat a portion of its wastewater
    3 flow. This biological nitrification system could
    4 possibly be improved by the addition of automated
    5 dissolved oxygen control. The system would
    6 automatically respond to the changes in the oxygen

    7 demand of the wastewater and this could possibly
    8 improve the nitrifying organism population in the
    9 activated sludge process. The capital costs for the
    10 system would be about $50,000 and the annual
    11 operating cost would exceed $40,000.
    12
    Screening of alternatives:
    13 The DSD's study of ammonia reduction alternatives
    14 continues and a final decision has not been reached
    15 as to which alternatives will be selected for
    16 implementation. The IPCB should bear in mind that
    17 the costs presented here are preliminary and are
    18 subject to revision as a study of alternatives
    19 continues. However, the costs are sufficiently
    20 accurate to give a reasonable approximation of the
    21 final costs that could be incurred by DSD.
    22
    It seems probable that DSD will
    23 ultimately decide to implement more than one of the
    24 four alternatives presented here. Therefore, the
    L.A. REPORTING (312) 419-9292
    108
    1 IPCB should not think that the cost of any single
    2 alternative represents the DSD's cost of complying
    3 with the 1996 IPCB regulations.
    4
    Impact of the IAWA petition:
    5 The IAWA petition would result in the following

    6 effluent permit limits for the DSD: For the season
    7 March through October the monthly average would be
    8 1.5 milligrams per liter and a daily max would be
    9 6.7 milligrams per liter. November through
    10 February, there's a correction here, we had 4.0 in
    11 there, the appropriate number is 3.1 for the monthly
    12 average, November through February. The daily max
    13 for November through February would be 6.7.
    14
    Obviously, the IEPA would make the
    15 final decision as to the permit limits for the DSD.
    16 However, the above permit limits are based upon the
    17 stream, south branch of the Kishwaukee, data used by
    18 the IEPA to determine the ammonia limits in DSD's
    19 existing NPDES permit. Therefore, these above
    20 permit limits are a reasonable prediction.
    21
    As can be seen, these permit
    22 limits are very similar to the permit limits now
    23 in effect for DSD's treatment plant. The DSD can
    24 meet these permit limits with its existing
    L.A. REPORTING (312) 419-9292
    109
    1 biological nitrification systems and would not incur
    2 the capital and operating costs outlined above for
    3 the four ammonia nitrogen alternatives currently
    4 being considered by DSD.

    5
    Summary and recommendations:
    6 The DSD believes that the IAWA petition represents a
    7 sensible and scientifically based adaption to the
    8 state of Illinois of the USEPA's 1999 update of
    9 ambient water quality criteria for ammonia.
    10 This update represents USEPA's assessment of
    11 credible scientific data on the aquatic life
    12 toxicity of ammonia. The DSD recommends that the
    13 IPCB enact the IAWA petition so that the most
    14 scientifically defensible water quality standards
    15 can be used to protect aquatic life in the state of
    16 Illinois.
    17
    The DSD could potentially spend
    18 more than 20 million dollars in capital costs and
    19 more than 750,000 in annual operating costs to meet
    20 the existing IPCB standards for ammonia as finalized
    21 in R94-1. If the IAWA petition is enacted, DSD
    22 would not be required to expend these funds. The
    23 significant installation and annual operating costs
    24 associated with the various ammonia reduction
    L.A. REPORTING (312) 419-9292
    110
    1 options are by no means inconsequential for the
    2 DeKalb Sanitary District or its service population
    3 especially in light of the USEPA's 1999 update of

    4 water quality criteria for ammonia and the
    5 subsequent IAWA petition.
    6
    We are hopeful that the foregoing
    7 is of some value to the IPCB's decision process
    8 regarding this matter. Again, the DSD recommends
    9 the IPCB enact the IAWA petition.
    10
    MR. HARSCH: A point of clarification,
    11 in your prefiled testimony you referred to 40,000
    12 and I think when you read it you referred to
    13 400,000, page two. What is the service area
    14 population?
    15
    MR. ZIMA: Forty thousand.
    16
    HEARING OFFICER GLENN: Thank you,
    17 Mr. Zima. If no one objects, I will admit Mr.
    18 Zima's prefiled testimony as Exhibit No. 8. Seeing
    19 no objection, I will admit it as Exhibit 8. We're
    20 ready for Mr. Daugherty.
    21 (Mr. Daugherty was sworn in by the court reporter.)
    22
    MR. DAUGHERTY: Good afternoon.
    23 My name is James Daugherty. I'm employed as the
    24 district manager by the Thorn Creek Basin Sanitary
    L.A. REPORTING (312) 419-9292
    111
    1 District. The district serves 100,000 people in six
    2 communities located in southern Cook and

    3 northeastern Will counties, Illinois.
    4 The district's wastewater treatment facility
    5 provides tertiary treatment and discharges to Thorn
    6 Creek, a tributary of the Little Calumet River.
    7
    The Thorn Creek Plant has been
    8 producing a nitrified effluent since May of 1977
    9 when a plant addition went on line. I have been the
    10 certified operator of the facility since November of
    11 1976, holding an Illinois Environmental Protection
    12 Agency Class I wastewater treatment plant operators
    13 license.
    14
    I have been employed by the Thorn
    15 Creek Basin Sanitary District since 1973. My
    16 educational background includes a bachelor's and
    17 master's degree in environmental engineering from
    18 the University of Illinois.
    19
    I failed to note in my prefiled
    20 testimony that I'm also a licensed professional
    21 engineer in the state of Illinois.
    22
    I have authored many technical
    23 papers and presentations. Two of the papers are
    24 especially relevant here. I presented a paper
    L.A. REPORTING (312) 419-9292
    112
    1 titled Fundamentals of Nitrification in Activated

    2 Sludge at the 1986 conference of the Illinois
    3 Association of Water Pollution Control Operators.
    4 In 1987, I authored a paper for the Illinois
    5 Association of Sanitary Districts on development of
    6 effluent ammonia limits for plants discharging to
    7 low flow streams. I am a member of and have held
    8 offices in many professional organizations.
    9
    My professional involvement with
    10 ammonia toxicity and ammonia water quality standards
    11 coincides with the state of Illinois' efforts to
    12 limit ammonia discharges. In 1972, I was studying
    13 under Dr. John Pheffer at the University of Illinois
    14 while he was actively involved with the state in the
    15 development of the first ammonia water quality
    16 standards. My research was directed by Dr. Pheffer
    17 and involved evaluating the environmental impacts of
    18 a new de-icing compounds that consisted primarily of
    19 organic nitrogen compounds. My research evaluated
    20 the toxicity of that de-icing compound to the
    21 aquatic environment. The results demonstrated that
    22 the primary toxic component was ammonia present in
    23 the de-icing compound as well as that produced
    24 during decomposition of the organic nitrogen
    L.A. REPORTING (312) 419-9292
    113

    1 compounds. My research included review of the
    2 literature on ammonia toxicity, the same literature
    3 being used at that time by the state to propose the
    4 first ammonia toxicity standard. When I started
    5 with the Thorn Creek Basin Sanitary District in
    6 1973, the district was conducting pilot studies of
    7 two processes for nitrification. I was involved in
    8 the review of that pilot work and the recommendation
    9 to install activated sludge for nitrification. That
    10 process was designed, constructed and went on line
    11 in 1977.
    12
    In addition to my experience
    13 operating a nitrification system for 25 years,
    14 I also have been involved in regulatory proceedings
    15 before the Board concerning ammonia for many years.
    16 I testified on behalf of the Illinois Association of
    17 Sanitary Districts in the proceeding R88-22,
    18 commonly known as the winter ammonia effluent
    19 exception. My testimony documented the limits of
    20 biological treatment systems to achieve ammonia
    21 removals. The data I presented demonstrated that a
    22 minimum winter effluent limit of 4.0 milligrams per
    23 liter was consistent with the performance of
    24 nitrification technology.
    L.A. REPORTING (312) 419-9292

    114
    1
    I was also active before the Board
    2 concerning ammonia effluent and water quality
    3 standards in the matter of R94-1, which was the
    4 prior rulemaking before the Board for ammonia water
    5 quality standards. Again, I presented testimony and
    6 comments on behalf of the Illinois Association of
    7 Wastewater Agencies. On six different occasions, I
    8 presented either testimony or comments before the
    9 Board. Part of those comments included suggested
    10 amendments to the Agency's proposal which were
    11 eventually accepted by the Agency and adopted by the
    12 Board.
    13
    I welcome this opportunity to
    14 again provide information to the Board as it
    15 deliberates ammonia water quality standards. I am
    16 here on behalf of, not only my own district, but
    17 also to represent the Illinois Association of
    18 Wastewater Agencies.
    19
    Review of current limits:
    20 The Illinois Association of Wastewater Agencies
    21 supported the current ammonia nitrogen standards as
    22 they were being deliberated by the Board under
    23 R94-1. IAWA did support those standards as
    24 appropriate for adoption based on the fact that they
    L.A. REPORTING (312) 419-9292

    115
    1 represented the best peer reviewed understanding of
    2 ammonia toxicity available at the time and that the
    3 proposal contained floor effluent limits of 1.5
    4 milligrams per liter, summer, and 4.0 milligrams per
    5 liter, winter. R94-1 was supported even though the
    6 understanding of ammonia toxicity was incomplete.
    7 First, the proposed mechanism for ammonia toxicity
    8 did not fit all of the data. Secondly, the
    9 relatively small amount of cold temperature chronic
    10 test data further limited the deviations of accurate
    11 limits. This position was stated repeatedly by IAWA
    12 before the Board.
    13
    For example, quoting from
    14 Daugherty, June 14th, 1996, page four, the chronic
    15 toxicity database is seriously incomplete.
    16 The Agency was unable to find sufficient data to
    17 directly calculate a chronic standard for either the
    18 summer or winter period. Instead, they were forced
    19 to use an acute/chronic ratio. The acute/chronic
    20 ratio was developed using data reflective of summer
    21 conditions; however, the ratio was also applied to
    22 the winter acute data to calculate the proposed
    23 winter chronic standard. The number one
    24 recommendation in IAWA's first comments and repeated

    L.A. REPORTING (312) 419-9292
    116
    1 in subsequent comments was that every effort should
    2 be made to produce additional chronic data --
    3 chronic toxicity data so that a more accurate
    4 chronic standard could be adopted in the future, end
    5 of quote.
    6
    In spite of the data limitations,
    7 IAWA supported revision of the ammonia standards as
    8 presented in R94-1 as the previous standards were
    9 based on much older information.
    10
    IAWA no longer supports the
    11 current ammonia standards for two reasons.
    12 First, the regulations have not been implemented
    13 as expected when the proposal was presented to the
    14 Board. The effluent modified water provision, the
    15 key to the effluent floor limits has not been
    16 implemented for reasons discussed below. Secondly,
    17 the 1999 update of ambient water quality criteria
    18 for ammonia contains the most recent peer reviewed
    19 science and demonstrates that the assumed mechanism
    20 for ammonia toxicity in the current regulations is
    21 incorrect as well as the limits themselves.
    22
    IAWA understands its key role
    23 before the Board in presenting information on
    24 treatment technology and current practice. Our

    L.A. REPORTING (312) 419-9292
    117
    1 members are in a better position than anyone else to
    2 document treatment system performance and treatment
    3 system construction, operating and maintenance
    4 costs. We provided information on nitrification
    5 system performance to both the Agency and the Board
    6 in R94-1. Our information and the analysis of that
    7 information made it clear that compliance with the
    8 current ammonia water quality standards would
    9 produce effluent limits below the capabilities of
    10 best available treatment technology. Best available
    11 treatment technology for ammonia currently consists
    12 of biological nitrification. The Agency accepted
    13 our analysis and agreed that reasonable treatability
    14 limits were 1.5 milligrams per liter in the summer
    15 and 4.0 milligrams per liter in the winter. Since
    16 compliance with the water quality standard contained
    17 in R94-1 would produce effluent limits below those
    18 values in low flow streams, the Agency developed the
    19 concept of effluent modified waters. The effluent
    20 modified water concept was based on the Agency's
    21 field experience, which showed repeatedly that there
    22 were no indications of ammonia toxicity in low flow
    23 streams downstream of facilities that were operating
    24 with permit limits of 1.5 milligrams per liter in

    L.A. REPORTING (312) 419-9292
    118
    1 the summer and 4.0 milligrams per liter in the
    2 winter.
    3
    For example, quoting testimony of
    4 Robert G. Mosher in R94-1 at page 17.
    5
    However, in its many years of
    6 conducting facility related stream surveys, the
    7 Agency is unaware of ammonia related toxicity
    8 problems causing a measurable impact in streams
    9 receiving effluents from nitrifying treatment plants
    10 meeting 1.5 and 4.0 limits, end of quote.
    11
    IAWA understood the effluent
    12 modified water provision to be a widely available
    13 exception for stream segments below facilities that
    14 were discharging with permit limits of 1.5/4.0
    15 milligrams per liter. The Agency's testimony before
    16 the Board is consistent with that interpretation.
    17 IAWA repeatedly expressed that understanding in
    18 comments and testimony before the Board.
    19
    Two examples are, quoting from
    20 Daugherty, February 23rd, 1997, at page two.
    21
    In previous testimony, IAWA has
    22 raised a number of implementation issues, which will
    23 not be repeated here. The most important concept

    24 affirmed by the Agency's proposal in IAWA's view is
    L.A. REPORTING (312) 419-9292
    119
    1 the treatability level being defined at 1.5
    2 milligrams per liter ammonia nitrogen, summer, and
    3 4.0 milligrams per liter, winter. The treatability
    4 levels are instituted in the Agency's proposal
    5 through an effluent modified waters designation.
    6
    The second quote, Daugherty, June
    7 14th, 1996, at page three.
    8
    IAWA urges adoption of the
    9 effluent modified water as proposed by the Agency,
    10 amended by IAWA and approved by the USEPA. IAWA has
    11 testified that effluent modified waters as proposed
    12 and amended by IAWA will result in technologically
    13 realistic limits for nitrifying facilities.
    14 The structure of EMW was worked out through repeated
    15 input from IAWA, the Agency and the USEPA. EMW has
    16 been designed to protect the aquatic environment,
    17 comply with the Clean Water Act and meet the needs
    18 of the wastewater agencies, end of quote.
    19
    Following the Board's adoption of
    20 R94-1 was the implementation of EMWs. The change
    21 of interpretation of EMW was forced on the Agency
    22 by USEPA after a threatened lawsuit if they, USEPA,

    23 approved the Board's standards. The implementation
    24 of the EMW provision was changed from a
    L.A. REPORTING (312) 419-9292
    120
    1 straightforward exception process to a process that
    2 now parallels what would be required to obtain an
    3 adjusted standard for a stream segment.
    4 The requirements for obtaining an effluent modified
    5 water determination are delineated in Section
    6 355.301 of the Agency's implementation rule which
    7 states as follows:
    8
    The criteria for designation of an
    9 EMW includes two specific provisions: The water
    10 body must have the potential to exceed the chronic
    11 standard due to a permitted discharge and the
    12 elevated chronic ammonia nitrogen concentration will
    13 not adversely impact designated uses of the affected
    14 stretch of the water body. EMW status shall be
    15 designated in the receiving water body if: A,
    16 aquatic life is expected to exist in the receiving
    17 waters is known to be tolerant of the projected
    18 ammonia nitrogen concentrations resulting from the
    19 treatment plant effluent in conjunction with the
    20 ambient water conditions. The determination of the
    21 aquatic community expected to inhabit the receiving

    22 waters shall be consistent with stream morphology,
    23 primarily physical features and hydrologic regimes
    24 of the water body; B, the receiving stream does not
    L.A. REPORTING (312) 419-9292
    121
    1 exceed the acute water quality standard for 35
    2 Illinois Administrative Code 302.212(b) and; C, the
    3 discharger demonstrates a reasonable potential to
    4 exceed the chronic ammonia nitrogen standard
    5 pursuant to Subpart B of this part.
    6
    Paragraph (a) of this provision is
    7 interpreted as requiring a very detailed analysis of
    8 the stream and its aquatic life. The discharger is
    9 expected to prove that the higher the ammonia
    10 concentrations allowed by the EMW status will not
    11 cause any impact on expected aquatic life. This
    12 analysis is basically the same as that used in
    13 establishing a water quality standard. Putting it
    14 another way, this language requires the discharger
    15 to prove that the existing water quality standard is
    16 incorrect. This interpretation, along with the 1999
    17 USEPA ammonia guidance document, made it obvious to
    18 the wastewater community that it made more sense to
    19 revise the ammonia regulations statewide than to do
    20 it on a stream segment by stream segment basis under

    21 the EMW process. To my knowledge, no one has ever
    22 attempted to obtain an effluent modified water
    23 designation since the promulgation of Part 355 by
    24 the Agency.
    L.A. REPORTING (312) 419-9292
    122
    1
    Support for R02-19: During my
    2 many years of participation in the development of
    3 ammonia control regulations, I have always stated
    4 support for adoption of water quality standards.
    5 Ammonia is a known toxicant in the aquatic
    6 environment. I have also stressed the critical
    7 importance of using the best available science as
    8 the basis for the standards. By best available
    9 science, I mean the latest ammonia toxicological
    10 research that has been through a peer review, public
    11 review and comment.
    12
    I have studied the 1999 update of
    13 ambient water quality criteria for ammonia as
    14 published by the United States Environmental
    15 Protection Agency. I believe the proposal presented
    16 by the IAWA under this proceeding is an appropriate
    17 implementation of the criteria present in that
    18 document. Our proposal is a straightforward
    19 application of best available science.

    20
    I would like to make several
    21 points relative to that document. First of all,
    22 the document presents ammonia criteria for both warm
    23 water and cold water fish species. I believe the
    24 Illinois limits should be based solely on the warm
    L.A. REPORTING (312) 419-9292
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    1 water species. There are no indigenous salmonids in
    2 Illinois outside of Lake Michigan. Secondly,
    3 it's important to understand that the chronic
    4 toxicity values contained in the proposal are 30-day
    5 average limits. To date, all chronic limits have
    6 been applied as a four-day average limitation.
    7 IAWA's proposal is unique in that it proposes three
    8 levels of protection; acute, subchronic and chronic
    9 levels of protection. This approach allows the
    10 chronic limit to be developed to more truly
    11 represent long-term exposure of ammonia toxicity
    12 impact. A 30-day chronic limit also is more
    13 convenient when deriving monthly average NPDES
    14 permit limits. With a 30-day chronic limit, it is
    15 most appropriate that effluent limits be derived
    16 from stream flow, pH and temperature values
    17 representing long-term averages. The appropriate pH
    18 and temperature would be the 50th percentile values.

    19 The proposal is also innovative in that it contains
    20 subchronic limits as a more convenient tool for
    21 monitoring and enforcement of stream standards.
    22
    The proposed standard is unique in
    23 its recognition of the increased sensitivity of
    24 early life stages to ammonia. The proposed winter
    L.A. REPORTING (312) 419-9292
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    1 standard allows higher concentrations of ammonia
    2 since early life stages are absent. In the past
    3 regulations, March has been included in the winter
    4 period. While it is true that almost no early life
    5 stages are present during March in most of the
    6 state, IAWA agreed to move March from the winter
    7 period to the summer period to eliminate the need
    8 for site-specific evaluation of the possible
    9 presence of early life stages in March.
    10
    I believe that the 1999 update of
    11 ambient water quality criteria for ammonia
    12 represents a significant step forward in the
    13 understanding of ammonia toxicity. IAWA's proposal
    14 is a straightforward application of the criteria
    15 document. It is free of the exceptions, exemptions
    16 and special provisions that plaqued previous ammonia
    17 standards. Based on my knowledge of Illinois

    18 streams, the proposed standards will result in
    19 effluent limits that are within the capabilities of
    20 current nitrification technologies in most cases.
    21 If there are cases where effluent limits are
    22 unachievable, those dischargers would still have
    23 recourse to the site-specific ammonia standard
    24 proceeding.
    L.A. REPORTING (312) 419-9292
    125
    1
    I'd like to inject a couple
    2 comments not in prefiled testimony. I think it's
    3 significant that this is the first ammonia
    4 regulation in Illinois that has not contained
    5 limiting provisions due to technological
    6 limitations. As Mr. Kissel mentioned, the 30-year
    7 period that we've had water quality regulation, all
    8 of those past regulations have been modified in one
    9 way or another due to the limits of treatment
    10 technology. This proposal is absent of any of those
    11 kind of provisions. That's very significant. It's
    12 even more significant when you consider the fact
    13 that this proposal is coming from the dischargers in
    14 the state of Illinois.
    15
    I urge the Board to adopt IAWA's
    16 proposed ammonia standard. I am grateful to the

    17 Board for this public forum to provide for the open
    18 discussion of new standards. Thank you for
    19 considering my comments.
    20
    HEARING OFFICER GLENN: Thank you,
    21 Mr. Daugherty. Mr. Kissel, did IAWA have anything
    22 else it would like to offer in support of its
    23 proposal today?
    24
    MR. KISSEL: No.
    L.A. REPORTING (312) 419-9292
    126
    1
    HEARING OFFICER GLENN: Okay. What
    2 I'd like to do now is go to the testimony of Robert
    3 Mosher from the IEPA. After we hear from Mr. Mosher,
    4 the floor will be open for questions of both the
    5 IAWA and Mr. Mosher.
    6
    MR. KISSEL: I said we didn't have
    7 anything to offer at this time, but in case
    8 something develops, we may want to add to the record
    9 as the proceeding continues.
    10
    HEARING OFFICER GLENN: That's fine.
    11 Thank you, Mr. Kissel. Mr. Mosher, are you ready
    12 to begin?
    13
    MR. MOSHER: Yes.
    14 (Mr. Mosher was sworn in by the court reporter.)
    15
    MR. MOSHER: My name is Robert Mosher

    16 and I am currently acting manager of the water
    17 quality standards section in the division of water
    18 pollution control at the Illinois Environmental
    19 Protection Agency. I have been with the Illinois
    20 EPA in excess of 16 years. Almost all of that time
    21 has been spent in my current capacity where my
    22 primary responsibility is the development and
    23 implementation of water quality standards.
    24
    I have a master's degree in
    L.A. REPORTING (312) 419-9292
    127
    1 zoology from Eastern Illinois University where I
    2 specialized in stream ecology. I submitted prefiled
    3 testimony in this proceeding for the Board's review
    4 in support of IAWA's proposal. I would like to
    5 summarize that testimony for you now.
    6
    As part of my duties with the
    7 Agency, I served on the committee led by the United
    8 States Environmental Protection Agency in the
    9 development of its new ammonia criteria which was
    10 finalized in 1999. Along with other Illinois EPA
    11 staff members, I was also consulted by IAWA during
    12 the course of development of these regulations.
    13 Face-to-face meetings and telephone conferences were
    14 held with IAWA and Illinois EPA offered comments on

    15 several occasions to drafts of these proposed rules.
    16 Those comments have been largely incorporated into
    17 the proposal you see before you today. The Illinois
    18 EPA also forwarded IAWA's proposal to USEPA Region V
    19 for its review prior to submittal to the Board.
    20 Our review of the final version submitted to the
    21 Board on January 17th, 2002, finds that it
    22 substantially follows the 1999 national criteria
    23 document. Illinois EPA believes that the NCD and
    24 this proposal represent the state-of-the-art in
    L.A. REPORTING (312) 419-9292
    128
    1 ammonia water quality standards.
    2
    In addition to discussing the
    3 proposal for amending the ammonia water quality
    4 standard, Illinois EPA also held some discussions
    5 with IAWA about the types of changes that would be
    6 necessary to make the Illinois EPA's implementation
    7 rules found in 35 Illinois Administrative Code Part
    8 355 if the Board's ammonia nitrogen regulations are
    9 amended as provided in IAWA's proposal.
    10 A rough draft was provided to IAWA of how I felt
    11 Part 355 would have to be amended if the Board were
    12 to adopt the draft of IAWA's proposal that was under
    13 discussion at that time and that document was

    14 submitted to the Board by IAWA as an attachment to
    15 its regulatory proposal for informational purposes.
    16 Some changes have been made to IAWA's proposal since
    17 this draft was made and those changes as well as any
    18 other changes the Board makes to IAWA's proposal
    19 would have to be taken into account in developing
    20 final amendments to the Illinois EPA's existing Part
    21 355. Until the Board adopts a change to the current
    22 ammonia rules, the Illinois EPA can only speculate
    23 on exactly what changes may or may not be necessary
    24 to its current rules to implement such a change, but
    L.A. REPORTING (312) 419-9292
    129
    1 it is the Illinois EPA's intention to modify its
    2 permitting procedures for ammonia nitrogen contained
    3 in Part 355 to conform with whatever rules the Board
    4 adopts in this proceeding in an expeditious manner.
    5
    A vital component of USEPA's new
    6 NCD for ammonia is the protection of early life
    7 stages of aquatic life. In order to do this,
    8 stricter water quality standards are recommended
    9 when those life stages are present. The IAWA
    10 proposal also recognizes the importance of this goal
    11 by setting the summer season conservatively, March
    12 through October, in order to protect the vast

    13 majority of Illinois species. Where species exist
    14 that would have early life stages present during the
    15 November through February period, the new
    16 regulations would allow the Illinois EPA to apply
    17 protective standards at other times.
    18
    Based on IAWA's incorporation of
    19 Illinois EPA comments and adherences to the federal
    20 criteria in development of its proposal, the
    21 Illinois EPA is generally in support of this
    22 rulemaking. My prefiled testimony contained minor
    23 clarifications of IAWA's statement of reasons as
    24 well as some suggestions for corrections or
    L.A. REPORTING (312) 419-9292
    130
    1 clarifications to the proposed regulatory language
    2 itself. I will not repeat those in detail today,
    3 but I will summarize these comments.
    4
    My testimony attempted to clarify
    5 that although the Board's current ammonia nitrogen
    6 water quality standards were based on USEPA's 1984
    7 national criteria document, ambient water quality
    8 criteria for ammonia, the Illinois EPA's 1996
    9 proposal to the Board relied on an approach that
    10 differed significantly from that in the 1984 NCD.
    11 We did not propose the use of a formula as did the

    12 NCD but rather had simple winter and summer numeric
    13 values as the standards. We also added new toxicity
    14 studies to the existing database which is as USEPA
    15 did in developing its 1999 NCD.
    16
    In my prefiled testimony, I also
    17 suggested some minor changes to the regulatory
    18 proposal, including changing the STORET number in
    19 302.212 (b) to reflect the number for total ammonia
    20 nitrogen instead of the number for un-ionized
    21 ammonia; changing the word exceedance in Section
    22 302.212 (b) to attainment to conform to the wording
    23 of Subsection 302.212 (c); clarifying in the
    24 regulatory language of Section 302.212 (b) that all
    L.A. REPORTING (312) 419-9292
    131
    1 equations in this section result in a standard
    2 expressed in a concentration of milligrams per
    3 liter; changing the word determined to evaluated in
    4 Sections 302.212 (c) two and three to clarify that
    5 Subsection (d) is used to evaluate attainment of the
    6 standards whereas Subsection (b) determines the
    7 value of the standards; changing the phrase quote,
    8 at any particular time, unquote, in Section 302.212
    9 (d) to quote, measured at the time of each ammonia
    10 sample, unquote, in order to clarify that ammonia,

    11 pH and temperature measurements must be taken
    12 simultaneously in order to determine attainment of
    13 the water quality standard. The Illinois EPA also
    14 suggested a rewording of the second sentence of
    15 Section 302.212 (e) for clarity and a few other
    16 minor non-substantive changes. I would also like to
    17 note for the record that Appendix C containing
    18 sample total ammonia water quality standards for
    19 various temperatures and pH combinations was missing
    20 from IAWA's proposal to the Board.
    21
    Although we have pointed out
    22 several areas for clarification or minor changes to
    23 IAWA's proposal and supporting documentation, the
    24 Illinois EPA is in agreement with this rulemaking
    L.A. REPORTING (312) 419-9292
    132
    1 proposal and finds it to be consistent with the
    2 federal ammonia criteria.
    3
    This concludes the summary of my
    4 prefiled testimony. I will be happy to address any
    5 questions during the hearing regarding these
    6 comments and other issues involving the Illinois
    7 EPA's role in administering ammonia standards.
    8
    HEARING OFFICER GLENN: Thank you,
    9 Mr. Mosher. I would like to admit your prefiled

    10 testimony as Exhibit 9 if nobody objects.
    11 Ms. Williams, do you have an extra copy of
    12 Mr. Mosher's testimony?
    13
    MS. WILLIAMS: On his prefiled
    14 testimony?
    15
    HEARING OFFICER GLENN: Yes.
    16
    MS. WILLIAMS: Yes.
    17
    HAERING OFFICER GLENN: Seeing no
    18 objection, I'll admit his testimony as Exhibit 9.
    19
    Okay. At this time we will open
    20 -- yes, Mr. Harsch.
    21
    MR. HARSCH: I'd like to make a
    22 statement. We've had the opportunity to review
    23 Mr. Mosher's suggested changes and believe that all
    24 the suggested changes appear to be acceptable and
    L.A. REPORTING (312) 419-9292
    133
    1 its our intent to -- if the hearing officer would
    2 prefer -- the Board would prefer to revise our
    3 proposal, submit that revised proposal down to the
    4 Agency for review of the wording changes in short
    5 order and then file that with the Board in the next
    6 week or so, well in advance of the next hearing and
    7 serve it to the service list.
    8
    HEARING OFFICER GLENN: That would be

    9 most acceptable, yes.
    10
    Okay. At this time we will open
    11 the floor up to questions of both the IAWA. Anyone
    12 that testified here today, if you have a question
    13 for them, also for Mr. Mosher from the Agency.
    14 Again, I would ask if you have questions to please
    15 raise your hand, identify yourself, and tell us who
    16 you represent, if anyone and the members of the
    17 Board or the Board staff may jump in at some point
    18 if they have a question stemming from your question
    19 or they might have a few of their own, but we'd like
    20 to start with the members of the public in
    21 attendance this afternoon. Mr. Ettinger, could you
    22 identify yourself.
    23
    MR. ETTINGER: Most of my
    24 questions are going to be for Mr. Sheehan, Mr. Zenz,
    L.A. REPORTING (312) 419-9292
    134
    1 maybe it would be best if they came closer to the
    2 court reporter.
    3
    HEARING OFFICER GLENN: That would be
    4 helpful.
    5
    MR. ETTINGER: Actually,I don't have a
    6 lot of questions for anyone, but I have a few
    7 questions first for Mr. Sheehan and then Mr. Zenz

    8 and -- doctor, sorry, Dr. Sheehan. I understand.
    9 Dr. Sheehan and Dr. Zenz.
    10
    First of all, on the first page of
    11 your testimony you say -- believe that recent
    12 information indicates that current ammonia water
    13 quality criteria used by Illinois appear to be not
    14 protected enough under certain circumstances, they
    15 appear to be overly protective under other
    16 circumstances. Just in general, can you describe a
    17 situation which they're not protective enough?
    18
    MR. SHEEHAN: Well, I think that one
    19 reason why they would be more protective if the
    20 proposal goes through is because of essentially
    21 three standards versus the two which would kind of
    22 cover all the bases in terms of what you would be
    23 concerned about for chronic exposures and then as
    24 far as overly protective goes, I just based it on
    L.A. REPORTING (312) 419-9292
    135
    1 the values -- if the proposal doesn't go through the
    2 values that would be permissible as effluent limits
    3 versus those that would be permissible if the
    4 proposal goes through, that's what I'm referring to
    5 as being overly protective.
    6
    MR. ETTINGER: Is there anywhere in

    7 this proposal in terms of the formulas that come out
    8 of this proposal in which you would actually wind up
    9 with a stricter ammonia standard under the rule than
    10 -- under the proposed rule than under the existing
    11 rules?
    12
    MR. SHEEHAN: I have not done those
    13 calculations so I don't know.
    14
    MR. ETTINGER: The existing
    15 calculations are sort of complex matters involving a
    16 pH and temperature and the new calculations also use
    17 pH and temperature, is that correct?
    18
    MR. SHEEHAN: Yes. Yes.
    19
    MR. ETTINGER: Okay. I don't
    20 understand page three this joint toxicity theory,
    21 Mr. Callahan explains it and you explain it and I'll
    22 start off by saying that as a chemist I'm an okay
    23 anti-trust lawyer, but what is the theory here that
    24 it was -- maybe I'll let you take another crack at
    L.A. REPORTING (312) 419-9292
    136
    1 it first. Do you think un-ionized is more important
    2 now or less important now?
    3
    MR. SHEEHAN: As far as I understand
    4 it and consistent with my own beliefs un-ionized
    5 ammonia is still considered and always has been

    6 considered the most toxic form of ammonia. Under
    7 the joint toxicity theory, ionized ammonia is also
    8 toxic but nowhere near as much as un-ionized ammonia
    9 on a molecule to molecule basis. So that
    10 consequently when you start getting down to low pHs
    11 even though there might be a relatively small amount
    12 of un-ionized ammonia present that's where you have
    13 a lot of ionized ammonia due to the ammonia
    14 equilibrium. So low pHs relatively speaking ionized
    15 ammonia starts exerting more affects than the total
    16 toxicity in solution. High pHs, you've got a
    17 greater proportion of un-ionized ammonia, a smaller
    18 proportion of ionized ammonia to the point where
    19 even though there's a lot of ionized ammonia there
    20 it's still not exerting much toxicity because it
    21 takes evidently a heck of a lot of ionized ammonia
    22 to produce much toxicity. It is a difficult concept
    23 to explain without a piece of paper and a graph.
    24
    MR. ETTINGER: Well, that's all
    L.A. REPORTING (312) 419-9292
    137
    1 right, I'll read that later. What do you mean by
    2 you say the 1999 ammonia update took an empirical
    3 approach as opposed to this joint toxicity theory?
    4
    MR. SHEEHAN: Basically, they did not

    5 try to first propose a hypothesis as to the toxic
    6 mechanisms of ammonia solution, they strictly looked
    7 at total ammonia, looked at how well that was
    8 correlated with toxicity when it was corrected for
    9 temperature -- not in all cases were there
    10 corrections for temperature and pH, this gets pretty
    11 complex too, but basically just made corrections for
    12 temperature and pH.
    13
    MR. ETTINGER: Is temperature still a
    14 factor into the 1999 criteria?
    15
    MR. SHEEHAN: It certainly is because,
    16 you know, the values will be different, yeah.
    17 The criteria will be different.
    18
    MR. ETTINGER: And that's because the
    19 higher temperature is leading to more un-ionized
    20 ammonia in a given amount of --
    21
    MR. SHEEHAN: Primarily, yes.
    22
    MR. ETTINGER: As I do understand it,
    23 though, the 1999 criteria and this proposal have
    24 less of an emphasis on temperature than did the
    L.A. REPORTING (312) 419-9292
    138
    1 earlier criteria and the current rules, is that
    2 correct?
    3
    MR. SHEEHAN: Well, I'd like to review

    4 that, it's a pretty complex issue. I can review
    5 that for you and come up with an opinion on that,
    6 but there's an awful lot to consider to make a
    7 judgment call like that.
    8
    MR. ETTINGER: Well, let me just ask
    9 in general in terms of how these numbers are driven,
    10 what is it about this formula that results in looser
    11 winter standards than the existing formula?
    12
    MR. SHEEHAN: I don't know that it is
    13 a formula, there's a larger database, number one,
    14 that's being utilized and as I said, it's strictly
    15 empirically based, it's based on observations.
    16
    MR. ETTINGER: I guess I didn't state
    17 that well. As I understand it what your discharge
    18 limit is going to come out as a result of this
    19 change or under the old rule or the new rule is
    20 based on the pH of the water, the temperature of the
    21 water and the dilution, is that basically correct?
    22
    MR. SHEEHAN: The dilution, that's not
    23 what I'm an expert on. That's a discharge effluent
    24 question.
    L.A. REPORTING (312) 419-9292
    139
    1
    MR. ETTINGER: So whether you have a
    2 one milligram per liter permit or a three milligram

    3 per liter in a given case is going to depend on
    4 temperature, pH and dilution, is that correct?
    5
    MR. SHEEHAN: As far as I understand,
    6 yes.
    7
    MR. ETTINGER: Is there somebody else
    8 sitting here I should be asking this question of?
    9
    MR. HARSCH: Bob Mosher. If you're
    10 talking about converting the water quality standards
    11 to an effluent limitation.
    12
    MR. ETTINGER: Well, I guess we did
    13 see some testimony regarding Dr. Zenz' testimony in
    14 which he pointed out that by changing the standards
    15 we were going to help a couple of dischargers and we
    16 saw in their prefiled testimony how they were going
    17 to be helped, Bob do you want to -- am I right or am
    18 I wrong? Is there more going on here than
    19 pH, temperature and dilution?
    20
    MR. MOSHER: Okay. To determine the
    21 water quality standard from ammonia you need to know
    22 the temperature and the pH of the water that you're
    23 dealing with, the river or the stream, lake to
    24 determine the permit limit that you would apply to a
    L.A. REPORTING (312) 419-9292
    140
    1 discharger, of course, you need to know the ammonia

    2 water quality standard, the temperature and pH of
    3 the receiving water and then there are other factors
    4 that can influence what a permit limit would be
    5 including dilution or mixing zone, including other
    6 regulations that deal with permitting such as the
    7 Federal anti-backsliding regulation.
    8
    MR. ETTINGER: Okay. That's a good
    9 distinction and I misspoke. Let's focus on the
    10 ambient water quality standard and look at the
    11 changes there. What changed here in terms of the
    12 ambient water quality standard only has to do then
    13 with the pH and the temperature, those are the
    14 factors that you're going to be looking at to
    15 determine what the ammonia standard will be in a
    16 particular water, is that correct?
    17
    MR. SHEEHAN: I believe for the -- one
    18 of the reasons why it's so complicated, for example,
    19 there would be three water quality criteria if the
    20 proposed approach is used and for one of those the
    21 criteria maximum concentrations, I don't believe
    22 temperature is a factor, so it's just pH in that
    23 case. Now, for the chronic and subchronic standards
    24 or criteria both pH and temperature will be factors
    L.A. REPORTING (312) 419-9292
    141

    1 and it's largely in part of the -- I think due to a
    2 larger database that's being used and the empirical
    3 approach that's being used.
    4
    MR. ETTINGER: I guess what I'm
    5 wondering is how did the larger -- the larger
    6 database affected the number by changing the number
    7 that we should use in our formula for either
    8 temperature or pH, didn't it?
    9
    MR. SHEEHAN: I specifically -- I
    10 don't know, but, for example, the database is
    11 depending upon, at its simplest, toxicity values
    12 were derived from species and then these species
    13 values are averaged into values for genera, so, for
    14 example, if you had more studies with a given
    15 species or more species you could change that
    16 toxicity value so that's how changes in database
    17 size would affect the outcome of the models that
    18 were used to develop the criteria.
    19
    MR. ETTINGER: You testified 40 new
    20 scientific species with a number of additional
    21 species were added to the ammonia toxicity database.
    22
    MR. SHEEHAN: What page is that, I'm
    23 not sure that's what I said?
    24
    MR. ETTINGER: On page five of your
    L.A. REPORTING (312) 419-9292

    142
    1 prefiled testimony.
    2
    MR. SHEEHAN: Forty new scientific
    3 studies, not species.
    4
    MR. ETTINGER: I'm sorry. With an
    5 additional -- a number of additional number of
    6 species were added to the ammonia toxicity database.
    7 I may have misspoke. Do you know of what additional
    8 species were added?
    9
    MR. SHEEHAN: Offhand I couldn't tell
    10 you that, no.
    11
    MR. ETTINGER: Do you know of any one
    12 of them that -- the addition of considering them was
    13 particularly important to the conclusion?
    14
    MR. SHEEHAN: Let me think. When I
    15 say additional species you have to remember there's
    16 several datasets that are being developed like for
    17 the criterion maximum concentration for the --
    18 for the database used to develop the criterion
    19 maximum concentration that's always been fairly
    20 large, what we've most added data have been for the
    21 chronic toxicity values and I'm trying to think of
    22 what species I know of that have been added --
    23 studies with walleyes have been added. I'm trying
    24 to think. I'm drawing a blank. I'm sorry. I
    L.A. REPORTING (312) 419-9292

    143
    1 wasn't really prepared to testify to defend USEPA's,
    2 you know, criteria development. That's what they
    3 do.
    4
    MR. ETTINGER: Fine. I was trying to
    5 figure out what change that drives the new numbers.
    6 Do you know whether -- let's talk about another
    7 question.
    8
    There's some reference here to
    9 cold water species versus warm water species, is
    10 that a scientific classification that you use as a
    11 biologist?
    12
    MR. SHEEHAN: In general, yes.
    13 Fisheries people will refer to cold water species
    14 when you're dealing with freshwater anyway typically
    15 they're referring to salmonids.
    16
    MR. ETTINGER: Are those the only cold
    17 water species?
    18
    MR. SHEEHAN: The only cold water
    19 species you'd find in the state of Illinois, yes.
    20
    MR. ETTINGER: How would you feel of,
    21 like, a sculpin?
    22
    MR. SHEEHAN: That's considered a cool
    23 water species. I know, these are imprecise terms.
    24
    MR. ETTINGER: I know they're
    L.A. REPORTING (312) 419-9292

    144
    1 imprecise, but they're important in a number of
    2 proceedings so if you could just elaborate on, you
    3 know, go hot and cold for us and tell us what
    4 classifications might be relevant here in terms of
    5 looking at water quality standards in the different
    6 species that might be present here in Illinois. I
    7 gather there's a cold and warm and a kind of cool?
    8
    MR. SHEEHAN: Uh-huh. I think that's
    9 -- well, I divide them into cool and warm and cool,
    10 I'm not sure everybody else does, but I think that
    11 what's pertinent here is that for the toxicity tests
    12 that have been done and you've looked at databases
    13 in that sense cold water species have been
    14 considered salmonids and that's what's germane to
    15 this issue here, not so much what temperatures they
    16 like, for example, and cold water species are
    17 generally considered to be what we call cold water
    18 steno forms (phonetic), in other words, they don't
    19 tolerate elevated temperatures, say, above 20C very
    20 well, that's what we typically refer to as a cold
    21 water species. Sculpins can tolerate temperatures
    22 that are above that, that's why they tend to be
    23 considered more warm or cool water species.
    24
    MR. ETTINGER: Do you know whether in

    L.A. REPORTING (312) 419-9292
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    1 the USEPA study they included cool water species?
    2
    MR. SHEEHAN: It was not broken down
    3 that way as far as I know.
    4
    MR. ETTINGER: Okay. So we know -- we
    5 took the salmonids out of the study in developing
    6 these numbers, is that correct?
    7
    MR. SHEEHAN: EPA developed separate
    8 numbers for salmonids.
    9
    MR. ETTINGER: So then everything else
    10 was in the without salmonid category?
    11
    MR. SHEEHAN: Correct.
    12
    MR. ETTINGER: And we don't know
    13 whether that everything else included cool water
    14 species or not?
    15
    MR. SHEEHAN: Yes, it was inclusive of
    16 cool water species because the walleye, the escoids,
    17 those are considered cool water species, but they're
    18 -- for this application, they're lumped into the
    19 non-salmonid species.
    20
    MR. ETTINGER: You refer to the
    21 harlequin darter a few times and it says unless this
    22 species proves to be relatively tolerant to ammonia,
    23 it's on page seven, I think it's mentioned somewhere
    24 else in your testimony. Are you aware of some

    L.A. REPORTING (312) 419-9292
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    1 ongoing study that's going to prove this?
    2
    MR. SHEEHAN: No.
    3
    MR. ETTINGER: Okay. So as of right
    4 now you would expect that the -- where discharges to
    5 waters where the harlequin darter was present, we
    6 would assume that it is sensitive to ammonia?
    7
    MR. SHEEHAN: That would be a judgment
    8 call that's really not in my court, I don't think,
    9 but I would think that would be true.
    10
    MR. ETTINGER: Well, I guess opening
    11 the question to proponents generally, how do you
    12 anticipate that this would work if we don't have any
    13 data now on this harlequin darter, would we assume
    14 that it's sensitive to ammonia or not?
    15
    MR. SHEEHAN: Well, we would -- should
    16 I answer? The only way we assume it's insensitive
    17 to ammonia would be to have a study to show that.
    18 That's my opinion.
    19
    MR. ETTINGER: Okay. Going now to
    20 page ten, it says the 1999 ammonia update chronic
    21 criteria are set by interpolating the single value,
    22 the EC20, from a concentration toxicity relationship
    23 developed from an entire dataset. I'm familiar with
    24 the LC50, but the EC20 I haven't heard of. What is

    L.A. REPORTING (312) 419-9292
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    1 the EC20?
    2
    MR. SHEEHAN: Well, the LC50 is also
    3 an interpolated value from a large dataset. The
    4 EC20 is similar, but it's different in that EC's
    5 values are derived from tests that measure less --
    6 effects that are less harmful than, say, mortality
    7 or total incompasitation and if you were to plot,
    8 like, the concentration versus response, the LC50
    9 would be 50 percent along that distribution whereas
    10 the EC50 would only be 20 percent along that
    11 distribution.
    12
    MR. ETTINGER: Does EC stand for
    13 effect concentration?
    14
    MR. SHEEHAN: Yes, it does.
    15
    MR. ETTINGER: Is this where 20
    16 percent of the greater show an effect from the
    17 concentration?
    18
    MR. SHEEHAN: Well, it would actually
    19 depend upon the measure you would use. In cases
    20 it's where 20 percent show some effect if it's some
    21 sort of qualitative effect, it can be, and in many
    22 cases it's a 20 percent response, like, a 20 percent
    23 change in growth.

    24
    MR. ETTINGER: I gather you have done
    L.A. REPORTING (312) 419-9292
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    1 some studies of the effect of ammonia on mussels?
    2
    MR. SHEEHAN: Uh-huh.
    3
    MR. ETTINGER: Have you done anything
    4 since this early cutting age study?
    5
    MR. SHEEHAN: Not on mussels, no.
    6
    MR. ETTINGER: Do you know if any --
    7 it says our studying was cutting edge research at
    8 the time. Has the research advanced since then?
    9
    MR. SHEEHAN: Well, based on the
    10 general lack of publications on this topic dealing
    11 with larval mussels, I would say that it's unknown
    12 at this point how well it's advanced. There are
    13 some studies out there that, as we indicated in our
    14 testimony -- as I indicated, have not been peer
    15 reviewed publications yet, so that's hard to assess
    16 at this point.
    17
    MR. ETTINGER: I have a few questions
    18 for Dr. Zenz.
    19
    On page four of your testimony and
    20 in Mr. Bachman's -- I forgot if it was doctor or
    21 Mr. Bachman's and Zima's testimony there's
    22 discussion of the DeKalb Sanitary District and

    23 Urbana and Champaign Sanitary District permits.
    24 You're actually working on those permits, is that
    L.A. REPORTING (312) 419-9292
    149
    1 correct?
    2
    MR. ZENZ: Well, Consoer Townsend
    3 Envirodyne Engineers is a consulting engineering
    4 firm and we are currently -- we have contracts with
    5 both the DeKalb Sanitary District and Urbana &
    6 Champaign Sanitary Districts, yes, and both of those
    7 relationships with both of those sanitary districts
    8 the issue of permits has come up.
    9
    MR. ETTINGER: In Mr. Bachman's
    10 testimony and the Zima testimony there is data
    11 presented as to what the standards would -- what the
    12 permit limits would be under the current standards
    13 and what the permit limits would be under the new
    14 standards. What primarily drives the change?
    15
    MR. ZENZ: Well, first, you have to
    16 understand that the so-called existing standards and
    17 their existing permits are permit limits which come
    18 from the Illinois Environmental Protection Agency.
    19 Okay. I'm trying to make this point. The
    20 calculations that were done both by the Urbana &
    21 Champaign Sanitary District and DeKalb Sanitary

    22 District made some assumptions and if you really
    23 look closely at the testimony I think they both
    24 indicate that the ultimate permit limits that would
    L.A. REPORTING (312) 419-9292
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    1 be derived from whatever Board -- assuming the Board
    2 were to adopt this petition the way it is there's a
    3 lot of factors as Mr. Mosher has said, there's
    4 anti-backsliding issues, there's dilution of the
    5 stream and so forth. For the DeKalb Sanitary
    6 District the numbers that are contained in
    7 Mr. Zima's testimony, I know for a fact because we
    8 discussed them, those are strictly taking the IAWA
    9 petition assuming no dilution whatsoever which is a
    10 reasonable assumption because the seven year --
    11 seven-day-ten-year low flow is zero for the south
    12 branch of the Kishwaukee River, but, again, there
    13 may be some anti-backsliding issues associated with
    14 those particular numbers. For example, you know,
    15 it may very well be those numbers could change
    16 because of anti-backsliding, but those numbers are
    17 just taking the formula that are in the IAWA
    18 petition, looking up the pH and temperature
    19 appropriate for the season, winter or summer,
    20 taking the 50 percentile pH and 75th percentile

    21 temperature to calculate the chronic standard and
    22 then for the acute standard as Dr. Sheehan's pointed
    23 out only the pH is important for the acute standard,
    24 that's the only variable that's part of the acute
    L.A. REPORTING (312) 419-9292
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    1 standard which is the daily maximum number and
    2 taking the 75th percentile for pH, not the 50
    3 percentile, 75th percentile, plugging that number in
    4 and just coming out with a number. So it just
    5 basically assumes that there is no dilution, it
    6 neglects any ant-backsliding provision that might
    7 come up or any other issues that should come up.
    8
    MR. ETTINGER: Is the Champaign &
    9 Urbana Plant a new plant or is that an old plant?
    10
    MR. ZENZ: Both plants are existing
    11 plants. The one plant, the southwest plant, that
    12 has the 0.7 milligrams per liter existing standard
    13 in their permit, that plant will be expanded and
    14 additional capacity will be provided hopefully by
    15 the year 2005. There's talking about construction
    16 schedule, Phase I, Phase II, so anyway, that plant
    17 will be expanded in 2005.
    18
    MR. ETTINGER: About how old are the
    19 plants now?

    20
    MR. ZENZ: Well, old is a -- in
    21 Illinois old is -- you know, these plants go back --
    22 some of the facilities go back to the '20s that are
    23 still in operation. The latest, I think,
    24 construction at the plant was 1980 and '82.
    L.A. REPORTING (312) 419-9292
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    1
    MR. BACHMAN: 1978 to 1980 was the
    2 last expansion.
    3
    MR. ZIMA: Mike Zima, DeKalb Sanitary
    4 District, we went through an expansion starting in
    5 1996.
    6
    MR. ETTINGER: You refer on page five
    7 it says biological treatment systems for ammonia
    8 removal are notoriously affected by low temperature.
    9 Is it possible to heat the tanks or cover them so as
    10 to avoid the low temperature?
    11
    MR. ZENZ: It's always possible to do
    12 anything, of course, the effluent could be heated,
    13 the tanks can be covered, to heat the effluent is
    14 extremely expensive, the BTUs to raise even a small
    15 plant, five, six, seven, would be huge and the cost
    16 would be just prohibited. I know of -- I mean, I'm
    17 pretty familiar with municipal wastewater treatment
    18 in the United States, I've never heard of that being

    19 done or proposed so I just don't think that would be
    20 -- it would not be a very cost-effective
    21 alternative. It's certainly not an alternative that
    22 I have ever looked at or anybody else ever looked
    23 at.
    24
    MR. ETTINGER: And would covering
    L.A. REPORTING (312) 419-9292
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    1 tanks work in some circumstances?
    2
    MR. ZENZ: Temperature -- you know,
    3 typically at a wastewater treatment plant the sewage
    4 comes in at a higher temperature than it goes out
    5 because it's exposed to the atmosphere, but
    6 typically at wastewater treatment plants the
    7 difference in temperature between influent and
    8 effluent is usually maybe one degree because the
    9 tanks are very deep, not really that much surface
    10 area considering the entire volume, so the
    11 temperature changes through wastewater treatment
    12 systems are relatively insignificant, pretty much
    13 almost exactly the same temperature of the sewage
    14 coming into the plant and the sewage will be in the
    15 plant maybe eight to 15 hours as it travels through
    16 the plant and by the time it gets to the effluent
    17 maybe a one degree decrease or a one degree rise

    18 possibly in the summertime. It goes both ways.
    19 Sewage temperatures are generally between 45 degrees
    20 Farenheit coldest in the winter and maybe 70 degrees
    21 Farenheit warmest in the summer. So it might
    22 actually -- on a hot day might increase a little
    23 bit, but it's not much.
    24
    MR. ETTINGER: So basically you're not
    L.A. REPORTING (312) 419-9292
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    1 losing much --
    2
    MR. ZENZ: No, this is all --
    3
    MR. ETTINGER: I've got to finish my
    4 question before you answer or else our friend the
    5 court reporter doesn't stay our friend.
    6
    MR. ZENZ: I'm sorry.
    7
    MR. ETTINGER: Basically, you're not
    8 losing much heat in the 12 hours when it's in the
    9 plant?
    10
    MR. ZENZ: No. Most wastewater
    11 treatment operations are inground units if you've
    12 ever been to a plant you'll see everything is an
    13 inground unit so they're naturally insulated so the
    14 only temperature loss is through the surface which
    15 isn't very grading proportion to the amount of water
    16 that's in the tank itself.

    17
    MR. ETTINGER: I'm done. We have
    18 another member of the public that would like to go
    19 ahead next.
    20
    HEARING OFFICER GLENN: Please
    21 identify yourself for the record.
    22
    MS. SKRUKRUD: My name is Cindy
    23 Skrukrud, my last name is spelled S-k-r-u-k-r-u-d
    24 and I just have some questions about -- actually
    L.A. REPORTING (312) 419-9292
    155
    1 about the water quality standards proposal, about
    2 302 and then some questions about Part 355 that
    3 arise from my questions about Part 302. I imagine
    4 Mr. Mosher's the best person to answer these
    5 questions, but I'll leave it open to you.
    6
    My first question is about in
    7 Section 302.212, Part D, I believe Mr. Mosher
    8 testified that he clarified that this section is the
    9 section designed to evaluate the attainment of the
    10 water quality standard and I wondered if you could
    11 elaborate more on that, how it would be implemented
    12 and then where in Part 355 can we understand how
    13 this section is going to be implemented.
    14
    MR. MOSHER: Well, this part is
    15 constructed because when you wish to assess

    16 attainment of the chronic water quality standard
    17 or the subchronic water quality standard in this new
    18 format that's now proposed it means that you have to
    19 go to the water body and take several samples and
    20 each of those samples is likely to have a different
    21 pH and temperature. So if I take a sample on
    22 Monday, Tuesday, Wednesday and Thursday, the
    23 proposed Board standard say it's an average of the
    24 total ammonia concentration with the pH and
    L.A. REPORTING (312) 419-9292
    156
    1 temperature factored in. So given that those pHs
    2 and temperatures might all be different for those
    3 different days, it can't be a simple average that we
    4 use to assess attainment. So this is kind of a
    5 simple device to allow you to say each of those
    6 individual samples could be over or under let's say
    7 the chronic water quality standards and by it's
    8 degree of being over or under when averaged we can
    9 come up with something that truly says yes this is
    10 attainment or this is not nonattainment of the
    11 standard.
    12
    MS. SKRUKRUD: So then as I understand
    13 it, each time you take the sample you have to
    14 measure ammonia temperature and pH and then do a

    15 calculation based on that?
    16
    MR. MOSHER: Right.
    17
    MS. SKRUKRUD: You said that the
    18 samples will be done in the water -- receiving water
    19 body. Where will those samples be taken in
    20 relationship to the effluent discharge point?
    21
    MR. MOSHER: Well, when we look at
    22 attainment of water quality standards, effluents
    23 aren't really a factor. By the Board's mixing zone
    24 regulation water quality standards have to be met in
    L.A. REPORTING (312) 419-9292
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    1 all waters, in this case, general use waters outside
    2 of mixing zones or zones of initial dilution.
    3
    So the answer to your question is
    4 as long as you're outside of a zone of initial
    5 dilution or mixing zone, you can assess the water
    6 for attainment to the standards.
    7
    MS. SKRUKRUD: As ammonia can be
    8 present in the water and then through various
    9 factors dissipate over time will you measure farther
    10 downstream than -- also measure farther downstream
    11 than just outside of the mixing zone or ZID?
    12
    MR. MOSHER: Well, what I meant and
    13 maybe I wasn't very clear there, I meant to say that

    14 anywhere and everywhere in streams, rivers, lakes,
    15 you can take samples to assess attainment for the
    16 ammonia standards, it's only if there's a zone of
    17 initial dilution or a mixing zone where those
    18 standards do not apply.
    19
    MS. SKRUKRUD: Okay. Then my next
    20 question is about Subsection E and this is the
    21 provision that provides for extending the summer
    22 period -- using the summer standard in water bodies
    23 where early life stages are present outside of the
    24 March through October time period and I wonder how
    L.A. REPORTING (312) 419-9292
    158
    1 is this section going to be implemented?
    2
    MR. MOSHER: Well, as it stands right
    3 now, we're aware of one species that doesn't fit the
    4 March through October early life stage period and
    5 that is the harlequin darter so when the Agency
    6 would write a permit and it was for a water that
    7 included the range of that species or, of course,
    8 any future information we might get on another
    9 species, for instance, we would have to adjust the
    10 early life stage sensitive period to fit the
    11 harlequin darter or whatever other species we find
    12 might have a sensitive life stage outside of March

    13 through October.
    14
    I looked into the harlequin darter
    15 example since it was made known to us at this stage
    16 and that's found in the Embarras River and the
    17 Wabash River and both of those rivers would have
    18 potential mixing zones available for the dischargers
    19 that are now located on those rivers and it wouldn't
    20 come into play, we would be able to write permit
    21 limits using the mixing zones appropriate for those
    22 waters and not run into water quality standards or
    23 not run into permit limits that would have an impact
    24 on water quality standards that would be harmful to
    L.A. REPORTING (312) 419-9292
    159
    1 the harlequin darter.
    2
    MS. SKRUKRUD: I didn't see in Part
    3 355, implementation rules, where there was any more
    4 detail given to how you would determine this. Is
    5 there -- do you feel that this language in Section E
    6 is sufficient giving guidance as to how you would
    7 make a determination for any given water body, what
    8 species are present?
    9
    MR. MOSHER: Well, on one hand I think
    10 the Board -- the proposed Board regulation at
    11 Subpart E is fairly clear and straightforward and

    12 in addition to that, our review of Part 355 to know
    13 of any changes that are going to be needed isn't
    14 complete yet by any means and that can have
    15 something added -- Part 355 could certainly have
    16 something added to it to make sure that this issue
    17 is clear.
    18
    MS. SKRUKRUD: Okay. Thank you.
    19
    MR. CALLAHAN: My name is Mike
    20 Callahan and I've already been sworn and I'd like to
    21 answer a question both of Cynthia and perhaps add a
    22 little bit of light to something Albert asked.
    23
    Cynthia's reference to the
    24 subparagraph is a remanent of the original
    L.A. REPORTING (312) 419-9292
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    1 regulation we drafted and discussed with the Agency,
    2 I referenced that in my testimony. At that time we
    3 found the pickerel and the pike to be intermittently
    4 distributed in waters of the northern part of the
    5 state where their breeding -- timing of their
    6 chronology could basically imply the need for
    7 protection and then subsequently as well we got down
    8 to southern Illinois where some of the more
    9 ubiquitously distributed species would begin to
    10 spawn earlier in the year because of waters warm

    11 earlier in the southern part of the state than they
    12 do in the north. So we originally put that
    13 paragraph in as an ability to extend protection in
    14 the event that we were to discover that more was
    15 warranted, more was needed. I am a little concerned
    16 about the minutia of one way or another here.
    17 Somewhere we have to act like grown adults and
    18 indicate to what we're really after is trying to
    19 protect our fish species from ammonia and under
    20 those circumstances if we find that there are
    21 species that desire more protection it would seem to
    22 me it would be very forthright to give the Agency
    23 the ability to make that determination when that is
    24 realized rather than come back to the Board and go
    L.A. REPORTING (312) 419-9292
    161
    1 through the laborious proceedings once against and
    2 determining that early life stage should being in
    3 January instead of March and that was our intent
    4 with that, it wasn't to offer some kind of obstacle
    5 or logic and then when I go back to what I hear
    6 Albert trying to ask and this was something that
    7 bothered me a great deal initially as I looked at
    8 the '99 guidance was your question, am I correct in
    9 paraphrasing your question, what makes the numbers

    10 different?
    11
    MR. ETTINGER: That's a good way to
    12 put it.
    13
    MR. CALLAHAN: Dr. Sheehan, could you
    14 please explain to him as you explained to me the
    15 difficulty in transcribing toxicity of the ammonia
    16 ion to the un-ionized ion at cold temperatures based
    17 upon the unknown toxicity in the incrementally
    18 larger concentrations of the ionized form than the
    19 un-ionized form?
    20
    MR. SHEEHAN: Run that --
    21
    MR. CALLAHAN: Do you remember that
    22 conversation?
    23
    MR. SHEEHAN: You might have to
    24 refresh my memory.
    L.A. REPORTING (312) 419-9292
    162
    1
    MR. CALLAHAN: Well, principally, this
    2 was something that Dr. Sheehan and I discussed at
    3 great length and I'll try and jog your memory. The
    4 fact being that all of the toxicity of ammonia in
    5 the '84 guidance was ascribed to the un-ionized
    6 molecule but to get substantive levels of un-ionized
    7 ammonia at a cold temperature requires a
    8 tremendously large amount of ionized ammonia which

    9 by large is considered not to be toxic, but it does
    10 have some toxicity and what was attempted in the
    11 joint toxicity model, this was advocated in a paper
    12 by Ericson, et al., (phonetic), 1981, I believe that
    13 particular paper tried to make some kind of
    14 multiplier by which we would change the toxicity
    15 assigned to the un-ionized portion over temperature
    16 gradiance from that it was on the ion, that was not
    17 successful. That was why some of the datasets fit
    18 and some didn't. Our approach in the '99 document
    19 just basically says let's not worry about these
    20 mathematical models that we can't create anyway, we
    21 will empirically determine that X amount of total
    22 ammonia exhibits this affect and we will now worry
    23 about whether it's ionized or un-ionized or not. I
    24 think that's the difference in the numbers that I
    L.A. REPORTING (312) 419-9292
    163
    1 think you were trying to get at. Does that give you
    2 some better explanation of it?
    3
    MR. ETTINGER: Yes.
    4
    HEARING OFFICER GLENN: Thank you.
    5 Any further questions?
    6
    MR. BUCHNER: My name is Greg Buchner,
    7 B-u-c-h-n-e-r, and I want to let everybody know I do

    8 work for the Fox Metro water reclamation district,
    9 but in this case the question is just coming from
    10 myself for a better understanding, it's a
    11 continuation of a line of questions which Cindy
    12 started and Mr. Mosher I think you would be the
    13 appropriate person to address the question to where
    14 she was asking about the application of the water
    15 quality standards, where they take affect was
    16 indicated it would be outside the mixing zone and
    17 would rely upon the simultaneous measurement of pH,
    18 temperature and total ammonia, is that correct?
    19
    MR. MOSHER: That's correct.
    20
    MR. BUCHNER: Would it be safe to say
    21 then that even though these water quality standards
    22 would apply outside the mixing zone that if samples
    23 were taken inside the mixing zone which met that
    24 water quality criteria, do you follow where I'm
    L.A. REPORTING (312) 419-9292
    164
    1 going with this line of questioning? It would seem
    2 like if you're meeting the water quality criteria
    3 inside the mixing zone that would be a good thing?
    4
    MR. MOSHER: Yes, it would be a good
    5 thing and to further explain this there seems to be
    6 always this confusion between what is the water

    7 quality standard that the Board is considering
    8 adopting here applies to lake, streams, rivers and
    9 then the other thing is what is the permit limit
    10 going to be and the permit limits are something that
    11 are calculated based on the water quality standard
    12 and other factors and when we assess compliance with
    13 a permit limit, it's always a direct measure of the
    14 effluent itself coming out the pipe, it's not a
    15 measure of anything either in a mixing zone or
    16 downstream so we like to use the word compliance
    17 when we're speaking of achieving permit limits,
    18 measuring effluents in a pipe and we like to use the
    19 word attainment when we talk about meeting Pollution
    20 Control Board water quality standards in a stream or
    21 a lake.
    22
    MR. BUCHNER: I guess to continue with
    23 my comment, would it be a reasonable assumption that
    24 if you're meeting the water quality standard inside
    L.A. REPORTING (312) 419-9292
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    1 the mixing zone that you'd probably be meeting the
    2 water quality standard outside the mixing zone?
    3
    MR. MOSHER: That would be a fair
    4 statement and be a correct assumption.
    5
    MR. BUCHNER: Thank you for that

    6 clarification.
    7
    HEARING OFFICER GLENN: Thank you,
    8 Mr. Buchner. Any further questions?
    9
    MS. WILLIAMS: I have a couple quick
    10 clarifications. I think Mr. Callahan maybe could
    11 answer them or I can direct some of them more
    12 generally to the -- it's just really two minor
    13 things. Mr. Callahan, I think you mentioned it and
    14 several of the other IAWA witnesses might also refer
    15 to the fact that there are -- well, making the
    16 statement that there are no NPDES dischargers into
    17 Lake Michigan. Would it be more correct to say that
    18 you intended that there were no NPDES dischargers
    19 with a significant ammonia discharge going into Lake
    20 Michigan?
    21
    MR. CALLAHAN: Right. Ammonia
    22 released to Lake Michigan is not --
    23
    MS. WILLIAMS: Okay. You weren't
    24 trying to say generally there's nobody with an NPDES
    L.A. REPORTING (312) 419-9292
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    1 permit that discharges at all into Lake Michigan.
    2
    MR. CALLAHAN: No.
    3
    MS. WILLIAMS: I just wanted to clear
    4 that point up. There are some NPDES permits that

    5 discharge into Lake Michigan.
    6
    MR. RAO: I had a related question.
    7 Dr. Callahan, are there any NPDES dischargers into
    8 tributaries of Lake Michigan who may have any
    9 ammonia concerns?
    10
    MR. CALLAHAN: Not that I'm aware of.
    11 I don't believe -- Bob can probably speak to that,
    12 Mr. Mosher, better than me, I don't believe there
    13 are any discharges where ammonia would be -- well,
    14 of course, even that, I don't know because this reg
    15 doesn't apply to Lake Michigan. This is -- we're
    16 not changing that part -- that section of the reg.
    17 This is simply for the --
    18
    MR. RAO: No. I was just curious, you
    19 made the statement and I wanted to find out if there
    20 were any discharges to tributaries of Lake Michigan
    21 who may --
    22
    MR. MOSHER: The way that former
    23 tributaries to Lake Michigan have been engineered to
    24 now flow away from the lake, we don't -- we have
    L.A. REPORTING (312) 419-9292
    167
    1 very few tributaries and they're very minor in
    2 nature, very small ravines, and we don't have any
    3 significant discharges of ammonia. There was a

    4 temporary discharge of one of the North Shore
    5 Sanitary District wastewater treatment plants a few
    6 years ago, they had a collapse of the sewer line
    7 that forced them to discharge some of their
    8 wastewater into Lake Michigan for a short time
    9 period and that has now been corrected.
    10
    MR. MELAS: Treated effluent?
    11
    MR. MOSHER: Treated effluent, yes.
    12 So now that that has been corrected there just
    13 aren't any municipal wastewater treatment plants
    14 that discharge to Lake Michigan.
    15
    MS. WILLIAMS: I had just one other
    16 point that I was hoping either Mr. Callahan or
    17 Mr. Sheehan could clarify for us. I think Albert's
    18 question pointed out a little bit of the
    19 inconsistency maybe between the description in your
    20 testimony, Mr. Callahan, of the 1984 guidance
    21 document and I wondered if you could clarify for
    22 the record whether the statement that the guidance
    23 document assigns no toxicity to un-ionized ammonia,
    24 were you referring instead to the Board reg, I guess
    L.A. REPORTING (312) 419-9292
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    1 that's what I'm trying to -- there's a distinction,
    2 I think, between what the 1984 document and what the

    3 Board ended up adopting in terms of toxicity
    4 assigned to total ammonia versus --
    5
    MR. CALLAHAN: The Board basically
    6 took -- or I believe Bob, Mr. Mosher, basically took
    7 the tenants of the 1984 document and the joint
    8 toxicity model there that we have discussed a little
    9 bit and reconfigured that and that relationship such
    10 that he came up with a couple of general use water
    11 quality standards chronic and acute winter and
    12 summer for the state expressed in un-ionized
    13 ammonia. So it was an expression -- the parameter
    14 was regulated in the un-ionized ammonia form.
    15
    MS. WILLIAMS: In the Illinois rules?
    16
    MR. CALLAHAN: Right. Right. And
    17 this rule that we're advocating will be total
    18 ammonia and the uncertainty of the variable toxicity
    19 relationship under temperature is ignored that way
    20 simply because empirically the relationship is so
    21 strong and documentable.
    22
    MS. WILLIAMS: I think that answered
    23 my question. I had -- the question was -- or the
    24 statement that I felt needed some clarifications was
    L.A. REPORTING (312) 419-9292
    169
    1 the mechanism employed in the 1984 guidance document

    2 assigned all of the ammonia toxicity to the
    3 un-ionized --
    4
    MR. CALLAHAN: That was my reference
    5 to the joint toxicity model. All of the toxicity
    6 was assigned to the un-ionized.
    7
    MR. SHEEHAN: Well, in my opinion,
    8 it's a little bit ambiguous the way it's presented.
    9 I think that the assumption by which the models were
    10 developed for the 1984 document was that both
    11 ionized ammonia and un-ionized ammonia were toxic
    12 and that's why they spent so much time talking about
    13 the joint toxicity model. However, in that 1984
    14 document they also said a lot of the datasets don't
    15 really fit that model and that's why in 1999 they
    16 dropped that model where they tried to assign some
    17 of the toxicity to ionized ammonia and just strictly
    18 looked at total ammonia and didn't try to explain
    19 the hows or whys of why ammonia solutions are toxic,
    20 just tried to look at how was toxicity related to
    21 the total ammonia and just go with that. That's
    22 what I meant by an empirically based model.
    23
    Now, I believe the standards were
    24 based on un-ionized ammonia corrected for pH and
    L.A. REPORTING (312) 419-9292
    170

    1 temperature based on the assumption that ionized
    2 ammonia is toxic -- was toxic or is toxic.
    3
    MS. WILLIAMS: Thank you. That clears
    4 it up for me any way.
    5
    HEARING OFFICER GLENN: Thank you,
    6 Ms. Williams. Go ahead.
    7
    MR. ETTINGER: I just wanted to ask
    8 one more question. I just wanted to be clear on
    9 this one question which has to do with measuring
    10 the pH, is it our understanding that the question of
    11 whether the pH of the receiving water will be
    12 measured above or below the discharge is going to be
    13 handled in the 355 rules?
    14
    MR. MOSHER: Well, the Part 355
    15 currently dictates that when a discharger wants to
    16 present data to the Agency on the pH of their
    17 receiving water that that measurement should be made
    18 downstream of the effluent discharge and I don't see
    19 that changing because of what the Board may adopt
    20 here.
    21
    MR. ETTINGER: Thank you.
    22
    HEARING OFFICER GLENN: Thank you,
    23 Mr. Ettinger. Before we continue, we've been going
    24 for a couple of hours now so I'd like to take a
    L.A. REPORTING (312) 419-9292

    171
    1 ten-minute break, give the court reporter a chance
    2 to rest. We will reconvene in ten minutes, at 3:35,
    3 please.
    4
    (Whereupon, after a short
    5
    break was had, the
    6
    following proceedings
    7
    were held accordingly.)
    8
    HEARING OFFICER GLENN: We are
    9 finishing taking questions for this afternoon, does
    10 anyone else in the audience have any questions
    11 today? Members of the Board?
    12
    DR. FLEMAL: Before I actually ask
    13 questions, I'd like to extend my personal
    14 compliments, I think the compliment is on the part
    15 of the Board for the excellent form in which this
    16 proposal has been presented to the Board, it's been
    17 a joy to work with something where all the documents
    18 are so nicely compacted together and thorough.
    19
    I'd like to start my questions by
    20 looking at some of the actual language that has been
    21 proposed and I'd like to call your attention to
    22 that. My first question goes to Section 302.212
    23 (b)(2) which is where we have presented to us the
    24 standard. Throughout this testimony we've been
    L.A. REPORTING (312) 419-9292

    172
    1 talking about the two different periods in which the
    2 standard would apply as variously the March to
    3 October period or the summer and winter period and
    4 I'm wondering whether at least for some clarity
    5 to the non-expert in this rule we might consider
    6 some terms other than summer or winter for these
    7 time periods. Look at it this way, March is half in
    8 winter by a dictionary definition and here we're
    9 calling March summer. I can just see the headlines
    10 in the newspaper, bureaucrats declare winter to be
    11 summer and maybe we can avoid the kind of potential
    12 headline if we would consider renaming that. I just
    13 ask the people here if they might, maybe we can just
    14 put in the months, it might read something like
    15 during March to October period except as specified
    16 in Subsection E, something like that.
    17
    MR. HARSCH: Dr. Flemal, would the
    18 early life stage present and early life stage
    19 absent --
    20
    DR. FLEMAL: Why don't you folks put
    21 your heads together and see what you would like as
    22 probably the -- it seems to me as long as almost
    23 everything is March to October and then November to
    24 February, it would be just as easy to use the

    L.A. REPORTING (312) 419-9292
    173
    1 months, but provide us with your best thoughts on
    2 that.
    3
    In that same section temperature
    4 is referred to, I know among all of us we assume
    5 that to be the water temperature, but I wondered if
    6 we should actually put that in the rule. I'm not
    7 sure, again, how exactly that might be best phrased,
    8 maybe something like when water temperature is less
    9 than or equal to or maybe it's the temperature of
    10 the water in question. I would ask your attention
    11 to that terminology.
    12
    In Subsection E of this same
    13 section, that's the one that's been referred to here
    14 a number of times, where again we have the summer
    15 winter issue, I noted that when the various people
    16 were giving testimony they were oftentimes quite
    17 careful to talk about indigenous species, and I want
    18 to come back to that in just a moment, but I wonder
    19 here in this section whether we shouldn't also talk
    20 about indigenous early life stages or life stages of
    21 indigenous species, some such language to indicate
    22 that that's the target population in question.
    23 Again, I would ask that you look at that and see
    24 what you would recommend.

    L.A. REPORTING (312) 419-9292
    174
    1
    If we keep this term early life
    2 stages as part of the rule and I understand that the
    3 Agency has in fact -- I'm looking at the second
    4 sentence -- already suggested some changes, but if
    5 those changes ultimately leave the phrase early life
    6 stages, I wonder whether we need a definition of
    7 that or in fact if we added the term digeneous
    8 whether we don't need perhaps even two terms.
    9 I can see that perhaps there might be a question on
    10 the part of JCAR regarding the definition of those
    11 particular terms.
    12
    As long as I raised the term
    13 indigenous, let me explore a somewhat related aspect
    14 which doesn't actually go to language. Again, in
    15 the testimonies today we heard several references to
    16 salmonid species as not being indigenous to the
    17 state of Illinois, but my understanding is that they
    18 do occur in spite of the fact that they fail to meet
    19 the definition of indigenous, am I correct in that
    20 there are waters in the state of Illinois where
    21 salmonids are planted and there's a fishery based
    22 upon those salmonids?
    23
    MR. MOSHER: That's correct. We have
    24 testified in several previous hearings that

    L.A. REPORTING (312) 419-9292
    175
    1 salmonids are not reproducing populations in any
    2 waters in Illinois besides Lake Michigan. They are
    3 not stocked, to our knowledge, and we've had some
    4 contact with the Illinois Department of Conservation
    5 or Department of Natural Resources I should say that
    6 the stocking that now occurs is in adult form so
    7 they acknowledge that there isn't going to be growth
    8 and reproduction of these types of fish so,
    9 therefore, we have concluded that it's temperature
    10 that is the limiting factors to these things
    11 surviving in general use waters.
    12
    DR. FLEMAL: Can you imagine a
    13 circumstance where we would have these
    14 non-indigenous salmonid species which would form the
    15 basis of a successful fishery be impacted by
    16 ammonia? Would those adult planted fishes have
    17 problems with ammonia?
    18
    MR. MOSHER: Well, in the locations
    19 that I'm aware that they stock these things they're
    20 either in ponds where there are no discharges or
    21 there's a few streams, I think the Apple River in
    22 northwest Illinois is one of those streams and they
    23 are not stocking them in areas where we have

    24 discharges that are in any way going to impact the
    L.A. REPORTING (312) 419-9292
    176
    1 ammonia concentration to those things and in here I
    2 rely upon the antidegradation rule as it's just been
    3 revised that if it comes apparent that some new
    4 discharge or expanded discharge is going to be
    5 discharging to one of these streams where DNR finds
    6 they want to stock adult trout, that we can make
    7 decisions using that rule that could say ammonia
    8 has to be less from this particular discharge to
    9 protect this trout fishery that exists.
    10
    DR. FLEMAL: Even though in some sense
    11 it's not a natural fishery -- not based on a natural
    12 population?
    13
    MR MOSHER: Correct. It's certainly a
    14 recreational resource and the antideg regulation
    15 uses that language.
    16
    DR. FLEMAL: The rule that's proposed
    17 to us has provisions that allow you some discretion
    18 for applying the standards related to whether or not
    19 a particular species is present, our friend who's
    20 name escapes me now, we mentioned several times, the
    21 fellow that may be present in some of the central
    22 Illinois and Wabash River streams.

    23
    MR. HARSCH: Harlequin darter.
    24
    DR. FLEMAL: Yes, thank you for
    L.A. REPORTING (312) 419-9292
    177
    1 helping me out on that. Is there some kind of
    2 similar provision -- similar in the sense it would
    3 allow you discretion that could be built in to
    4 protect potential impacts to non-indigenous species
    5 fisheries or is that such a remote possibility,
    6 unlikely possibility, that isn't worth the
    7 investment of that additional money.
    8
    DR. SHEEHAN: Can I make a comment?
    9 My name is Robert Sheehan, I was sworn in earlier.
    10 In Illinois when salmonids are stocked they're
    11 generally in streams, they're generally stocked as
    12 what we call into put and take fisheries and studies
    13 have shown us that about 95 percent of the fish are
    14 caught within three days of their being stocked. So
    15 the only question is would ammonia kill them. We're
    16 not really concerned about them growing because
    17 they're not growing perceptibly in three days
    18 anyway and I'm absolutely convinced that the
    19 proposed water quality criteria would protect
    20 rainbow trout, for example, or any other stocked
    21 salmonids from mortality. So it's really kind of a

    22 moot point.
    23
    DR. FLEMAL: Part of my concern on
    24 this issue arises from the fact that the last time
    L.A. REPORTING (312) 419-9292
    178
    1 the Board addressed ammonia in water quality we had
    2 presentations from Trout Unlimited among others
    3 expressing substantial concerns that indigenous or
    4 not -- the rule is then proposed -- might have a
    5 serious impact on these recreational fisheries and
    6 I'm hearing, however, at least so far that same
    7 concern at this stage in time probably isn't
    8 present.
    9
    MR. SHEEHAN: In my opinion, no.
    10
    MR. MOSHER: I'd agree --
    11
    DR. FLEMAL: You think there's enough
    12 protection that if you ever run across a
    13 circumstance where such a fishery was threatened
    14 that you could write a permit that would remove that
    15 threat?
    16
    MR. MOSHER: Yes, I believe we could.
    17
    MR. RAO: I had a question, I don't
    18 know who to address it to, it concerns the proposed
    19 language in Section 302.212 (C) (3), attainment of
    20 subchronic total ammonia nitrogen standards and I

    21 think Dr. Sheehan, in his prefiled testimony, at
    22 page five he mentioned that one of the reasons he
    23 believes that the proposed standard is protective is
    24 that, you know, the addition of this new water
    L.A. REPORTING (312) 419-9292
    179
    1 quality criterion which would protect the aquatic
    2 life and he states, I'll just read it from here, the
    3 sixth point, another water quality criterion that
    4 1999 ammonia update believes is necessary to protect
    5 aquatic life will be established wherein the highest
    6 four-day average will not be allowed to exceed 2.5
    7 times the chronic criterion and when I was looking
    8 at the proposed language I didn't see the mention of
    9 the highest four-day average, basically the proposed
    10 language states that the four-day average
    11 concentration of total ammonia nitrogen shall not
    12 exceed the subchronic criterion. Can you please
    13 clarify, you know, what you intended here in this
    14 rule? If it's of any help, the national criteria
    15 document requires that the subchronic criterion be
    16 complied with a highest four-average within the
    17 30-day period you use to average the chronic
    18 criterion. That linkage is not proposed in your
    19 language.

    20
    MS. WILLIAMS: We can look into that
    21 and address it in posthearing comments.
    22
    MR. RAO: I had one more question
    23 regarding the rules and this stems from
    24 Dr. Callahan's testimony on page 14.
    L.A. REPORTING (312) 419-9292
    180
    1 Dr. Callahan, while you were explaining the use of
    2 the 50th percentile pH values and the calculations
    3 your testimony at page 14 you state that under no
    4 circumstances shall use of the 50th percentile pH
    5 values result in standards greater than 1.5
    6 milligrams per liter for early life stage present
    7 period or 4.0 milligrams per liter for the early
    8 life stage absent period. I didn't see those
    9 limitations in the proposed language under Section
    10 304.122 so I just wanted some clarification as to
    11 whether such effluent limitations should be included
    12 under Part 304?
    13
    MS. WILLIAMS: If you want to look at
    14 the existing Agency rules, that provision is in the
    15 existing Agency rules at 355.203 (a). Is the
    16 question whether it should be included in part --
    17
    MR. RAO: Yeah, because I think the
    18 existing Agency rule is based on the existing Board

    19 rules which had that the effluent modified water
    20 requirement which has been deleted, but then
    21 effluent limits are not in the Board regulations
    22 so I'm not sure whether the Agency has the authority
    23 to put those limitations in the Agency regulations.
    24 I'm not a lawyer, but I just wanted to bring that
    L.A. REPORTING (312) 419-9292
    181
    1 up.
    2
    MR. CALLAHAN: You're suggestion would
    3 be to consider putting that in 304 rather than in
    4 355.
    5
    MR. RAO: Yes.
    6
    MR. CALLAHAN: Okay.
    7
    MR. RAO: I had some general questions
    8 about the proposed statement of reasons for this
    9 rule. At page four of the statement of reasons IAWA
    10 notes that the River Valley Water Sanitation
    11 Commission has adopted ammonia regulations similar
    12 to what's being proposed in this rulemaking and I
    13 wanted to know if IAWA -- whether you're aware of
    14 any other states who are also in the process of
    15 adopting the ammonia regulations in the criteria
    16 document?
    17
    MR. CALLAHAN: Informally, I've heard

    18 that there are discussions in other states and
    19 there's consideration as to how to go about it.
    20 I believe that we're the first effort that's put
    21 together a recommendation for the definition of
    22 early life stage present and absent so I think we're
    23 the first in Region V doing this, but there are
    24 discussions in other states, I'm very much aware of
    L.A. REPORTING (312) 419-9292
    182
    1 that, maybe Bob could speak more to that in depth
    2 than I.
    3
    MR. MOSHER: I know that Wisconsin has
    4 an ammonia task force to develop standards and any
    5 state that is looking at ammonia water quality
    6 standards has to look at the 1999 national criteria
    7 document. I think that's fair to say. Minnesota
    8 has been somewhat active, although I haven't
    9 followed them recently.
    10
    MR. HARSCH: I know that as part of
    11 the preparation of this at some point before the end
    12 of 2001 we were further along in this proposal than
    13 anybody else was. I have not checked since.
    14
    MR. RAO: I just wanted to know for
    15 the record. I think I have one more question.
    16 Again, this question stems from Dr. Callahan's

    17 testimony. At page six of your testimony you note
    18 that anti-backsliding constraints generally result
    19 in previous permit limit beings retained. Could you
    20 please explain how the anti-backsliding constraints
    21 under thr Clean Water Act apply to the sources
    22 affected by this proposal?
    23
    MR. CALLAHAN: Well, principally, the
    24 point I was trying to make there was that prior to
    L.A. REPORTING (312) 419-9292
    183
    1 94-1 we basically operated with 1.5 milligrams per
    2 liter as a summer season monthly average standard
    3 and 4.0 as a winter standard and those numbers have
    4 been in just about every permit of every major
    5 discharger across the state. Once a number like
    6 that is assigned to a permit if the discharger
    7 demonstrates compliance with that number, that
    8 number cannot be relaxed without a lengthy
    9 procedure, you know, to any substantial extent.
    10 What we're finding here -- I use my own plant as an
    11 example, with the proposed regulations here I
    12 hypothetically would be able to realize higher
    13 summer permit limits than I have right now, but I am
    14 not in any way anticipating those because we can
    15 comply with our existing summer permit numbers, we

    16 have a track history of that compliance so
    17 consequently to ask for anything less than that
    18 would be subject to the anti-backsliding safe guard.
    19 I think that's never been the issue that our
    20 association has had with ammonia regulation in state
    21 as far as summer standards go or acute standards for
    22 that matter either. Our point has always been the
    23 chronic winter standard where we've had this
    24 misinterpretation of toxicity.
    L.A. REPORTING (312) 419-9292
    184
    1
    I don't see that there's going to
    2 be any relaxation of standards whatsoever as far as
    3 summer numbers go.
    4
    MR. RAO: Thank you for the
    5 clarification.
    6
    MR. HARSCH: From a legal standpoint,
    7 if -- under the anti-backsliding rules if there was
    8 a demonstrated need if a facility had not achieved
    9 compliance or was having a demonstrated difficulty
    10 of compliance with those numbers, there are
    11 provisions under the backsliding rules for those --
    12 those numbers can be relaxed. There are just a
    13 number of hoops that you have to go through to
    14 modify the permit, but just to change the number

    15 because you want to change the number, that's not
    16 provided for.
    17
    MR. RAO: That's just what I wanted to
    18 get on the record. Thanks.
    19
    DR. FLEMAL: I do have one last area
    20 that I'd like to explore just a little bit and
    21 that's the issue of the number of facilities which
    22 may find themselves out of compliance. There were
    23 several mentions during the prepared testimonies of
    24 the original list in our last ammonia rule of 19
    L.A. REPORTING (312) 419-9292
    185
    1 facilities that were threatened out of compliance
    2 with the adoption of that rule, I guess my first
    3 question is, does anyone know what the faith of
    4 those 19 facilities has been in the ensuing years?
    5
    MR. MOSHER: Okay. That's a good
    6 point to make. Those facilities were non-nitrifying
    7 night facilities. They were not the facilities that
    8 are represented by the IAWA people here in this room
    9 today. Those were plants that were generally
    10 located on medium size rivers and they didn't remove
    11 much ammonia from their effluent. The new ammonia
    12 standards as you adopted them in '96 caused those
    13 facilities to go to the nitrification mode to

    14 comply --
    15
    DR. FLEMAL: All -- most of them are
    16 now nitrifying?
    17
    MR. MOSHER: Certainly most of them,
    18 I don't know about all of them, but certainly most
    19 of them.
    20
    DR. FLEMAL: My recollection is a
    21 significant number of that 19 was on the Fox River,
    22 is this correct?
    23
    MR. MOSHER: Right. And there's been
    24 just pretty much a complete overhaul of the Fox
    L.A. REPORTING (312) 419-9292
    186
    1 River discharges in these five years, six years that
    2 have gone by, but we did not at that time think that
    3 the nitrifying plants would be impacted by the 1996
    4 rules that were adopted because of the effluent
    5 modified water provision. That was supposed to say
    6 what they're now doing is okay and as explained
    7 earlier, what happened was the Agency was not
    8 allowed to proceed with that as we thought we were
    9 going to and that made it unavailable -- effluent
    10 modified waters were pretty much unavailable to the
    11 existing nitrifying plants and here we are today.
    12
    MR. HARSCH: If I could further

    13 respond, in one form or another, I represented a
    14 number of those municipalities on the Fox River, a
    15 good portion of those municipalities on the Fox
    16 River are at the present time in the -- somewhere
    17 in the plant expansion phase where they are in fact
    18 building improvements. I don't think the
    19 nitrification facilities are in fact constructed and
    20 on line for a good portion of those. So they have
    21 not yet achieved compliance with the NPDES permit
    22 limits.
    23
    DR. FLEMAL: Is there any generality
    24 that we can make about how those 19 facilities would
    L.A. REPORTING (312) 419-9292
    187
    1 be affected by the --
    2
    MR. HARSCH: If you were to enact the
    3 rule change before the facilities NPDES permits --
    4 before their treatment facilities came on line, they
    5 would be eligible for permit modifications to
    6 reflect the revised permit limits -- the revised
    7 water quality standards, they had not -- to state it
    8 another way, if the Board enacts the revised water
    9 quality standards, those dischargers could petition
    10 to modify their permits to reflect effluent
    11 limitations calculated on the revised water quality

    12 standards. I do not believe they would be subject
    13 to any concerns of backsliding because they have yet
    14 to achieve compliance with those effluent limits and
    15 the Agency would be free to impose permit
    16 limitations -- final limitations consistent with the
    17 IAWA proposal and it can have --
    18
    DR. FLEMAL: I presume that they have
    19 been designing towards the current standards, the
    20 compliance with the current numbers, have they not?
    21 Let me rephrase the question. Are there facilities
    22 that have been forced into an over design as a
    23 result of the way the history --
    24
    MR. HARSCH: There are a number of
    L.A. REPORTING (312) 419-9292
    188
    1 facilities because of the permit status and when the
    2 permits went up for renewal and where they are in
    3 permit appeals, for example, that have yet to --
    4 they are still in the design process, they're not
    5 actually -- the designs aren't complete and they're
    6 not in construction and their time clocks are
    7 ticking in their compliance programs where they're
    8 chewing up part of their time waiting for the
    9 Board's action on this rulemaking proceeding just as
    10 are the two communities that have testified today,

    11 they're facing -- those municipalities would be
    12 facing the same -- those municipalities would be
    13 facing the same constraints that DeKalb and
    14 Champaign/Urbana would be facing and if I'm
    15 testifying, maybe you want me to be sworn in.
    16
    HEARING OFFICER GLENN: Could we swear
    17 you in, please, Mr. Harsch?
    18 (Mr. Harsch was sworn in by the court reporter.)
    19
    DR. FLEMAL: Part of the reason for my
    20 inquiry here is I'm trying to get my arms around a
    21 little bit more what the total cost associated with
    22 the current rule versus the proposed rule would be.
    23 We've heard from some fairly specific numbers from
    24 two facilities, but I take it the 19 facilities of
    L.A. REPORTING (312) 419-9292
    189
    1 96 also would have some potential for cost savings
    2 if we formulated our ammonia rule as proposed before
    3 us as opposed to what we currently have.
    4
    MR. CALLAHAN: To the extent that I
    5 could give you a quantifiable number, Dr. Flemal, I
    6 don't know that I can, but I think you can take
    7 perspective of the fact that these numbers as we're
    8 proposing them by and large are attainable year
    9 around with conventional nitrification wastewater

    10 treatment facility design. The numbers that
    11 resulted from the '96 action are going to require
    12 some kind of extenuating circumstance as Mr. Bachman
    13 and Mr. Zima testified, whether it be reverse
    14 osmosis or ion change or whatever else.
    15 These numbers basically address the treatability
    16 limit of biological nitrification in conventional
    17 wastewater treatment plants. So the extent to what
    18 you have cost differences in those extraneous
    19 processes versus routine cost designs would be the
    20 extent of the savings. To quantify that, I cannot
    21 do that for you at this time.
    22
    DR. FLEMAL: The facilities that where
    23 sited as being in questionable compliance mode at
    24 various times, have they all been the big ones, one
    L.A. REPORTING (312) 419-9292
    190
    1 MGD or greater, is that correct?
    2
    MR. MOSHER: Yeah.
    3
    DR. FLEMAL: But the large population
    4 of actual POTWs is below that in the smaller
    5 category. Can we say anything or is there in fact
    6 any affect that can be said that might be associated
    7 with these smaller facilities that the Board ought
    8 to consider.

    9
    MR. HARSCH: Just a quick -- I did a
    10 list here. The Fox River water reclamation
    11 district's west treatment plant is undergoing an
    12 expansion. They would -- their design would be
    13 affected -- ultimate design for their expanded
    14 facility will be affected by this proceeding, their
    15 south plant is undergoing design for the addition of
    16 nitrification facilities. St. Charles is undergoing
    17 some design work for nitrification, Geneva is
    18 undergoing design of nitrification facilities that
    19 have yet to be built, Batavia is, I think,
    20 undergoing construction of nitrification. So that's
    21 a good number of the Fox communities from Elgin down
    22 to Aurora -- or down at least to Batavia. So that's
    23 a good number of the facilities that were part of
    24 the --
    L.A. REPORTING (312) 419-9292
    191
    1
    DR. FLEMAL: You certainly can't
    2 assume, though, that adoption of this rule would
    3 mean that they'd put in nitrifications, there are
    4 other drives for nitrification other than this
    5 adoption of the 1999 --
    6
    MR. HARSCH: Having participated in
    7 that proceeding on behalf -- our firm did on behalf

    8 of those facilities, it greatly impacts the ability
    9 of those facilities to employ biological
    10 nitrification treatment facilities to meet the
    11 required level of nitrification to comply with NPDES
    12 permits. They're facing the same problems that
    13 other people have testified to today to meet the
    14 required number to comply with the projected
    15 effluent numbers in the permits. The numbers are
    16 just less -- potentially less restrictive under the
    17 IAWA number.
    18
    MR. MOSHER: I need to add a little.
    19 We're talking about a couple of different things.
    20 When we assess those 19 -- well, we assessed all 181
    21 major facilities back in '96 and we made that
    22 assessment on their existing size of treatment plant
    23 and I think Mr. Harsch is kind of adding something
    24 to the equation, the fact that those are growing
    L.A. REPORTING (312) 419-9292
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    1 communities, they want to make their plants bigger
    2 so you make the plant bigger, there's more effluent
    3 volume, the equation changes and your outcome, you
    4 know, to what limits they will have changes. We
    5 went through almost a full permit cycle since we had
    6 the 1996 change in ammonia water quality standards

    7 and we put in water quality based on ammonia limits
    8 that would indeed make plants that were not
    9 nitrifying have to switch into a nitrifying mode.
    10 Whether those plants already have that capability,
    11 some of them did, and they just weren't utilizing
    12 it, but now we're talking about making those same
    13 plants bigger and that confuses the issue, but a
    14 further point, the change between this proposed
    15 water quality standard now before you and the one we
    16 have is a relatively small difference in that
    17 especially that winter chronic standard and it could
    18 make a difference in a few of those plants if the
    19 numbers came out just right, I suppose, you might
    20 make a design difference based on that subtlety, but
    21 it's not a major thing that's being changed on that
    22 scale. Plants that we thought would have to nitrify
    23 have a high likelihood that they'll still have to
    24 nitrify.
    L.A. REPORTING (312) 419-9292
    193
    1
    MR. HARSCH: I agree wholeheartedly
    2 with that. Nobody is saying that this proposal will
    3 stop any plant from having to nitrify, I'm just
    4 saying there are a lot more plants out there because
    5 of expansion that are now being subjected to the

    6 same problems with having to meet the wintertime
    7 numbers than testified to earlier today than were
    8 originally thought to have a problem back in the '94
    9 proceeding.
    10
    MR. DAUGHERTY: Can I respond to that
    11 too?
    12
    HEARING OFFICER GLENN: Certainly.
    13
    MR. DAUGHERTY: Jim Daugherty.
    14 The reference to these two facilities which are
    15 relatively large doesn't mean that this is really
    16 restricted to large facilities because the influents
    17 limits for most of the plants in Illinois are based
    18 on water quality standards, most of the streams have
    19 no dilution, both of these facilities discharge to
    20 streams where there's basically zero upstream flow
    21 during dry conditions which is very common across
    22 the state. So the kind permit limits they get could
    23 be applied to facilities of any size who have the
    24 same conditions and they're downstream of pH and
    L.A. REPORTING (312) 419-9292
    194
    1 temperature. So it could -- it is a significant
    2 number although we have quite quantified it.
    3
    MR. CALLAHAN: If I may, I thought you
    4 were bringing up a point, Dr. Flemal, that also is

    5 very important here and we are considering major
    6 municipal nitrifying wastewater treatment plants and
    7 the extent as to how pervasive the problem is, I
    8 don't know at the moment, but there's a great deal
    9 of difficulty in attaining compliance with lagoon
    10 plants for smaller communities now across the state.
    11 So many communities that have for years used some
    12 sort of lagoon form of treatment are certainly going
    13 to find themselves no longer in compliance with the
    14 ammonia standard and I think that may be said for
    15 what we do here today or not. I think this may very
    16 well contribute to that.
    17
    MR. RAO: I just wanted to ask a
    18 follow-up to Dr. Flemal's question for Mr. Mosher.
    19 Regarding the smaller wastewater treatment plants I
    20 believe Dr. Zenz in his testimony mentioned -- I
    21 think he said there were, like, over 600 wastewater
    22 treatment plants in the state less than one million
    23 gallon per day capacity. Does the Agency collect
    24 any information about the smaller plants as to what
    L.A. REPORTING (312) 419-9292
    195
    1 their compliance status is in terms of ammonia?
    2
    MR. MOSHER: Well, yes. Any facility
    3 that has ammonia limits is required to submit

    4 monthly reports and we keep track of their
    5 compliance.
    6
    MR. RAO: So do you have any idea as
    7 to what the impact of the existing ammonia
    8 regulations have been on the smaller facilities?
    9
    MR. MOSHER: Well, there hasn't been a
    10 formal study. I can give you just my perception.
    11 There hasn't been very many smaller plants that the
    12 new '96 ammonia regs forced into nitrifying mode
    13 that weren't already nitrifying. Small plants where
    14 there is seven Q ten flow in the stream do have a
    15 greater proportion of available dilution than a
    16 bigger plant so that's one reason for that, but
    17 there hasn't been many plants to my knowledge that
    18 have been forced into nitrification.
    19
    MR. RAO: Thank you.
    20
    DR. FLEMAL: One last question. I
    21 notice in the 1999 criteria document there's an
    22 acknowledgment section and it acknowledges that the
    23 draft was written with substantial input and then it
    24 lists three people from the state environmental
    L.A. REPORTING (312) 419-9292
    196
    1 agencies, one of whom is Bob Mosher of the Illinois
    2 Environmental Protection Agency. Bob, would that --

    3 would you be that Bob Mosher?
    4
    MR. MOSHER: Yeah, that was me.
    5
    DR. FLEMAL: Congratulations. That's
    6 a substantial kudos in one's resume to have
    7 contributed to something like this. We appreciate
    8 having an Illinois voice in this sort of thing.
    9
    MR. MOSHER: Thank you.
    10
    HEARING OFFICER GLENN: Are there any
    11 other questions then this afternoon? Okay.
    12 Seeing none, we've got to set a couple deadlines for
    13 some things before the next hearing. The next
    14 hearing, as I did mention at the beginning of
    15 today's hearing, will be held on Tuesday, April 23rd
    16 at the Board's hearing room which is located in
    17 Springfield -- the Board's hearing room in
    18 Springfield, that's Room 403 and the Board office
    19 there is located at 600 South Second Street. Prior
    20 to that hearing, however, we would like to first --
    21 I spoke with Mr. Harsch over the break and he has
    22 told me that he will file the amended proposal with
    23 the Board by or on Wednesday, April 3rd, that should
    24 give people plenty of time to look at it before the
    L.A. REPORTING (312) 419-9292
    197
    1 hearing on the 23rd. He will also serve the service

    2 list.
    3
    MR. HARSCH: In light of -- if I
    4 could, in light of the suggested questions from Dr.
    5 Flemal and Dr. Rao, perhaps we might have another
    6 week.
    7
    HEARING OFFICER GLENN: Another week
    8 would make it difficult for people to prefile
    9 testimony. Let's go off the record for just a
    10 moment.
    11
    (Whereupon, a discussion
    12
    was had off the record.)
    13
    HEARING OFFICER GLENN: Okay. So we
    14 will have the amended proposal filed by or on
    15 Wednesday, April 3rd. The service list will receive
    16 a copy of that proposal. So if you're not on the
    17 service list and you want to get a copy of that,
    18 please sign up today, there's a sign-up sheet on the
    19 table in the back. Also, if you wish to prefile any
    20 testimony for the second hearing, the Board asks
    21 that you file that by or on April 12th, that's a
    22 Friday. If you put it in the mail on that day too,
    23 that's sufficient. Prefiled questions as well, if
    24 anyone has questions of the IAWA or Mr. Mosher who
    L.A. REPORTING (312) 419-9292
    198

    1 testified here today, please prefile those questions
    2 on April 12th to allow those people to have
    3 sufficient time to gather their thoughts for the
    4 hearing on the 23rd.
    5
    Just for your information, the
    6 Board will file -- or will put on it's web site a
    7 copy of today's hearing transcript. We anticipate
    8 getting the transcript by Thursday, April 4th. It
    9 is my hope that we will have it on the web site very
    10 soon thereafter. So please start checking after the
    11 fourth and I hope you will see it by Monday the
    12 eighth is my hope.
    13
    Are there any other matters that
    14 need to be addressed at this time? I didn't think
    15 so. I want to thank everybody for their attention
    16 and participation here today, it was a productive
    17 day and a somewhat long one, but thank you very much
    18 for coming and contributing. We appreciate your
    19 attendance. See you in a month.
    20
    (End of proceedings.)
    21
    22
    23
    24
    L.A. REPORTING (312) 419-9292

    199
    1 STATE OF ILLINOIS )
    2
    ) SS.
    3 COUNTY OF C O O K )
    4
    5
    6
    I, TERRY A. STRONER, CSR, do
    7 hereby state that I am a court reporter doing
    8 business in the City of Chicago, County of Cook, and
    9 State of Illinois; that I reported by means of
    10 machine shorthand the proceedings held in the
    11 foregoing cause, and that the foregoing is a true
    12 and correct transcript of my shorthand notes so
    13 taken as aforesaid.
    14
    15
    16
    _____________________
    17
    Terry A. Stroner, CSR
    18
    Notary Public, Cook County, Illinois
    19
    20 SUBSCRIBED AND SWORN TO
    before me this ___ day
    21 of ________, A.D., 2001.
    22
    _________________________
    23
    Notary Public
    24
    L.A. REPORTING (312) 419-9292

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