1. FEDERAL ACTIONS CONSIDERED IN THIS RULEMAKING
    2. No Board Action on Certain Federal Actions
    3. No Later Wastewater Pretreatment Amendments Requiring Action Here
    4. Summary Tabulation of the Federal Action Included in This Docket
    5. PUBLIC COMMENTS
    6. DISCUSSION
    7. General Revisions and Deviations from the Federal Text
    8. Discussion of the Federal Action
    9. Discussion of Miscellaneous Housekeeping Amendments
    10. Table 1:
    11. Board Housekeeping Amendments
    12. ORDER

1

 

 


ILLINOIS POLLUTION CONTROL BOARD

January 10, 2002

 

 
IN THE MATTER OF: )
)
WASTEWATER PRETREATMENT )R02-3
UPDATE, USEPA AMENDMENTS )(Identical-in-Substance
(January 1, 2001 through June 30, 2001) )  Rulemaking - Public Water Supply)

Adopted Rule. Final Order.

 

OPINION AND ORDER OF THE BOARD (by N.J. Melas):

 

Under Sections 7.2 and 13.3 of the Environmental Protection Act (Act) (415 ILCS 5/7.2 and 13.3 (2000)), the Board today adopts amendments to the Illinois regulations that are “identical in substance” to wastewater pretreatment regulations that the United States Environmental Protection Agency (USEPA) adopted to implement Sections 307(b), (c), and (d) and 402(b)(8) and (b)(9) of the federal Water Pollution Control Act (FWPCA) (33 U.S.C. §§ 1317(b), (c), and (d) and 1342(b)(8) and (b)(9) (1994)). The nominal timeframe of this docket includes federal wastewater pretreatment amendments that USEPA adopted in the period January 1, 2001 through June 30, 2001.

 

Sections 7.2 and 13.3 provide for quick adoption of regulations that are identical in substance to federal wastewater pretreatment regulations that USEPA adopts to implement Sections 307(b), (c), and (d) and 402(b)(8) and (b)(9) of the FWPCA. Section 13.3 also provides that Title VII of the Act and Section 5 of the Administrative Procedure Act (APA) (5 ILCS 100/5-35 and 5-40 (2000)) do not apply to the Board’s adoption of identical-in-substance regulations. The federal wastewater pretreatment regulations are found at 40 C.F.R. 400 through 499.

 

This opinion supports an order that the Board also adopts today. The Board will promptly file these adopted amendments with the Office of the Secretary of State and will cause the adopted amendments to be published in the Illinois Register.

 


FEDERAL ACTIONS CONSIDERED IN THIS RULEMAKING

 

The following briefly summarizes the federal actions considered in this rulemaking.

 

Docket R02-3: January 1, 2001 through June 30, 2001 Wastewater Pretreatment Amendments

 

USEPA amended the federal wastewater pretreatment regulations on six occasions during the period January 1, 2001 through June 30, 2001. This is summarized below:

 

66 Fed. Reg. 3466 (January 16, 2001)

By a direct final rule, USEPA approved the use of updated test procedures for determination of various contaminants in water and wastewater. USEPA amended 40 C.F.R. 136, but later withdrew the amendments on May 15, 2001.

 

66 Fed. Reg. 3770 (January 22, 2001)

USEPA adopted effluent limitations and new source performance standards applicable to the offshore and coastal subcategories of the oil and gas extraction point source category. The amendments pertained only to direct discharges, and did not pertain to any pretreatment standards.

 

66 Fed. Reg. 26795 (May 15, 2001)

USEPA withdrew its January 16, 2001 (66 Fed. Reg. 3466) direct final rule that approved the use of updated test procedures for determination of various contaminants in water and wastewater.

 

66 Fed. Reg. 30807 (June 8, 2001)

USEPA corrected its January 22, 2001 (66 Fed. Reg. 3770) effluent limitations and new source performance standards for the oil and gas extraction point source category.

 

66 Fed. Reg. 32774 (June 18, 2001)

USEPA adopted technical corrections to the test procedures for determination of mercury in water and wastewater. USEPA amended 40 C.F.R. 136, which is incorporated by reference in 35 Ill. Adm. Code 310.107.

 

66 Fed. Reg. 33134 (June 20, 2001)

USEPA adopted a correction to its January 22, 2001 (66 Fed. Reg. 6850) effluent limitations and new source performance standards applicable to the offshore and coastal subcategories of the oil and gas extraction point source category.

 


No Board Action on Certain Federal Actions

 

Some of the federal actions that occurred during the period of January 1, 2001 through June 30, 2001 required no action on the part of the Board to amend the Illinois drinking water regulations. The Board summarizes those federal actions here:

 

  
1. No action was necessary on the federal January 22, 2001 (66 Fed. Reg. 3770) effluent limitations and new source performance standards applicable to sources in the offshore and coastal subcategories of the oil and gas extraction point source category. The same was true of the June 8, 2001 (66 Fed. Reg. 30807) and June 20, 2001 (66 Fed. Reg. 33134) corrections to the January 22, 2001 amendments. There are two reasons why no Board action was necessary on these three actions. First, there are no sources in the offshore and coastal subcategory in Illinois. Section 7.2(a)(1) of the Act (415 ILCS 5/7.2(a)(1) (2000)) prohibits the Board from adopting regulations that do not apply to facilities in this State. Second, all of the amendments relate to direct discharges to the waters of the United States, not to indirect discharges to the collection system of a publicly owned treatment works (POTW) that would be subject to wastewater pretreatment standards.
2. On May 15, 2001 (66 Fed. Reg. 26795), USEPA withdrew its direct final rule of January 16, 2001 (66 Fed. Reg. 3466) in which it approved updated test procedures for water contaminants. This withdrawal obviated Board action on the January 16, 2001 amendments.


No Later Wastewater Pretreatment Amendments Requiring Action Here

 

The Board engages in ongoing monitoring of federal actions. As of the date of this opinion and accompanying order, we have identified one USEPA action since June 30, 2001 that further amends the wastewater pretreatment rules. But no action is being taken on these amendments in this docket, for the reasons discussed below.

 

On October 3, 2001 (at 66 Fed. Reg. 32774), USEPA added a provision to the federal wastewater pretreatment regulations that allows the states to modify local pretreatment programs to implement federal Project XL agreements. On October 31, 2001, the Board received from the Illinois Environmental Protection Agency and the Metropolitan Water Reclamation District of Greater Chicago a request for expedited consideration of the October 3, 2001 action in this docket. On November 15, 2001, the Board declined to introduce the October 3, 2001 amendments into this docket, but instead granted expedited consideration of the amendments in a new wastewater pretreatment docket, Wastewater Pretreatment Update, USEPA Amendments (Oct. 3, 2001), R02-9 (Nov. 15, 2001), specifically for the later federal amendments.

 


Summary Tabulation of the Federal Action Included in This Docket

 

June 18, 2001

(66 Fed. Reg. 32774)

Technical corrections to the test procedures for determination of mercury in water and wastewater in 40 C.F.R. 136.

 


PUBLIC COMMENTS

 

The Board adopted a proposal for public comment involving the present amendments on October 4, 2001. A Notice of Proposed Amendments appeared in the October 26, 2001 issue of the Illinois Register, at 26 Ill. Reg. 13373, which started the public comment period. The Board held the public comment period on the proposal open for 45 days following its publication, until December 10, 2001. We received no comments on the proposal.

 


DISCUSSION

 

The following discussion begins with a description of the types of deviations the Board makes from the literal text of federal regulations in adopting identical-in-substance rules. It is followed by a discussion of the amendments and actions undertaken in direct response to the federal actions involved in this proceeding. This first series of discussions is organized by federal subject matter, generally appearing in chronological order of the relevant Federal Register notices involved. Finally, this discussion closes with a description of the amendments and actions that are not directly derived from the federal actions.

 


General Revisions and Deviations from the Federal Text

 

In incorporating the federal rules into the Illinois system, some deviation from the federal text is unavoidable. This deviation arises primarily through differences between the federal and state regulatory structure and systems. Some deviation also arises through errors in and problems with the federal text itself. The Board conforms the federal text to the Illinois rules and regulatory scheme and corrects errors that we see in the text as we engage in these routine update rulemakings.

 

In addition to the amendments derived from federal amendments, the Board often finds it necessary to alter the text of various passages of the existing rules as provisions are opened for update in response to USEPA actions. This involves correcting deficiencies, clarifying provisions, and making other changes that are necessary to establish a clear set of rules that closely parallel the corresponding federal requirements within the codification scheme of the Illinois Administrative Code.

 

The Board updates the citations to the Code of Federal Regulations to the most recent version available. As of the date of this opinion, the most recent version of the Code of Federal Regulations available to the Board is the July 1, 2000 version. Thus, we have updated all citations to the 2000 version, adding references to later amendments using their appropriate Federal Register citation, where necessary.

 

The Board has further updated the citations to the United States Code to the latest official edition available, which is the 1994 edition (updated through the supplement 5, January 23, 2000). We have further changed the former “as of July 1, 1988” with “ as amended through . . .,” setting forth the date of the latest amendments to the individual statute. The date of the latest amendments was January 6, 1999 for Section 1001 of the Criminal Code (18 U.S.C. 1001 (1994) (relating to false statements), October 31, 1994 for the Clean Water Act (33 U.S.C. 1251 et seq. (1994)), and March 26, 1996 for the Resource Conservation and Recover Act of 1976 (42 U.S.C. 6901 et seq. (1994)).

 

The Board has assembled a table to aid in the location of these alterations and to briefly outline their intended purpose. The table sets forth the miscellaneous corrections to the pre-amended base text of the rules in detail. The table is set forth and explained beginning on the next page of this opinion and order. There is no further discussion of most of the deviations and revisions elsewhere in this opinion.

 


Discussion of the Federal Action

 

Technical Correction to the Methods for Measurement of Mercury in Water—Section 310.107

 

On June 18, 2001 (66 Fed. Reg. 32774), USEPA adopted technical corrections to its “Guidelines Establishing Test Procedures for the Analysis of Pollutants.” The corrections clarified the use of field blanks for mercury testing under the Clean Water Act. The corrections rectified an omission in the version of “Method 1631: Mercury in Water by Oxidation, Purge and Trap and Cold Vapor Atomic Fluorescence Spectrometry.” USEPA originally adopted Method 1631 on May 26, 1998 (63 Fed. Reg. 28867). On June 8, 1999 (64 Fed. Reg. 30417), USEPA adopted Revision B to this method. As a result of litigation involving this method, in Alliance of Automobile Manufacturers v. EPA, No. 99-1420 (D.C. Cir.), USEPA agreed to revise the method relating to the use of field blanks. To effect the corrections, USEPA added a reference to Revision C to Method 1631 at 40 C.F.R. 136.3(b)(41). Incorporating the technical corrections, USEPA stated that it would follow through with more substantive amendments to Method 1631 in the future.

 

The Board incorporated the federal technical corrections into the Illinois wastewater pretreatment regulations without deviation. 40 C.F.R. 136 is incorporated by reference at 35 Ill. Adm. Code 310.107(b). To incorporate the federal amendments into the Illinois wastewater pretreatment regulations, the Board updates the reference to 40 C.F.R. 136 to include the June 18, 2001 amendments. Persons interested in the substance of the underlying federal action should refer to the notice that appeared in the January 16, 2001 issue of the Federal Register.

 

The Board received no public comment on our incorporation of the June 18, 2001 federal technical corrections to Method 1631 for determining mercury in water into the Illinois wastewater pretreatment regulations.

 


Discussion of Miscellaneous Housekeeping Amendments

 

The tables below list numerous corrections and amendments that are not based on current federal amendments. Table 1 (beginning immediately below) includes corrections and clarifications that the Board made in the base text involved in this rulemaking. Table 2 (beginning immediately after Table 1) is a listing of revisions made to the text of the amendments from that proposed and set forth in the Board’s opinion and order of October 4, 2001. Table 2 indicates the changes made, as well as the source that suggested each of the changes. Some of the entries in this table are discussed further in the general discussion on the previous page of this opinion.

 


Table 1:


Board Housekeeping Amendments

 

Section

Source

Revision(s)

310.107(a)(1)

Board

Added the parallel Westlaw citation for the court order

310.107(b) “40 CFR 2.302”

Board

Updated the Code or Federal Regulations citation to the latest edition available

310.107(b) “40 CFR 25”

Board

Updated the Code or Federal Regulations citation to the latest edition available

310.107(b) “40 CFR 122”

Board

Updated the Code or Federal Regulations citation to the latest edition available

310.107(b) “40 CFR 403”

Board

Updated the Code or Federal Regulations citation to the latest edition available

310.107(b) “40 CFR 403, Appendix D”

Board

Updated the Code or Federal Regulations citation to the latest edition available

310.107(c)(1)

Board

Changed “the Criminal Code” to “Crimes and Criminal Procedure”; added the date of the latest edition of the United States Code

310.107(c)(2)

Board

Added the date of the latest edition of the United States Code; changed “as of July 1, 1988” to “amended through October 31,1994”

310.107(c)(3)

Board

Added the date of the latest edition of the United States Code; changed “as of July 1, 1988” to “amended through March 26, 1996”

 

Table 2:

Revisions to the Text of the Proposed Amendments in Final Adoption

 

Section Revised

Source(s) of Revision(s)

Revision(s)

310.107(c)(1)

JCAR, Board

Changed “the Criminal Code” to “Crimes and Criminal Procedure”; updated the version to the 2000 edition, deleting the “as of . . .”

 


ORDER

 

The complete text of the proposed amendments follows:

 

TITLE 35: ENVIRONMENTAL PROTECTION

 

SUBTITLE C: WATER POLLUTION

CHAPTER I: POLLUTION CONTROL BOARD

 

PART 310

PRETREATMENT PROGRAMS

 

SUBPART A: GENERAL PROVISIONS

Section

 
310.101 Applicability
310.102 Objectives
310.103 Federal Law
310.104 State Law
310.105 Confidentiality
310.107 Incorporations by Reference
310.110 Definitions
310.111 New Source

SUBPART B: PRETREATMENT STANDARDS

Section

 
310.201 General Prohibitions
310.202 Specific Prohibitions
310.210 Specific Limits Developed by POTW
310.211 Local Limits
310.220 Categorical Standards
310.221 Category Determination Request
310.222 Deadline for Compliance with Categorical Standards
310.230 Concentration and Mass Limits
310.232 Dilution
310.233 Combined Wastestream Formula

SUBPART C: REMOVAL CREDITS

Section

 
310.301 Special Definitions
310.302 Authority
310.303 Conditions for Authorization to Grant Removal Credits
310.310 Calculation of Revised Discharge Limits
310.311 Demonstration of Consistent Removal
310.312 Provisional Credits
310.320 Compensation for Overflow
310.330 Exception to POTW Pretreatment Program
310.340 Application for Removal Credits Authorization
310.341 Agency Review
310.343 Assistance of POTW
310.350 Continuation of Authorization
310.351 Modification or Withdrawal of Removal Credits

SUBPART D: PRETREATMENT PERMITS

Section

 
310.400 Preamble
310.401 Pretreatment Permits
310.402 Time to Apply
310.403 Imminent Endangerment
310.410 Application
310.411 Certification of Capacity
310.412 Signatures
310.413 Site Visit
310.414 Completeness
310.415 Time Limits
310.420 Standard for Issuance
310.421 Final Action
310.430 Conditions
310.431 Duration of Permits
310.432 Schedules of Compliance
310.441 Effect of a Permit
310.442 Modification
310.443 Revocation
310.444 Appeal

SUBPART E: POTW PRETREATMENT PROGRAMS

Section

 
310.501 Pretreatment Programs Required
310.502 Deadline for Program Approval
310.503 Incorporation of Approved Programs in Permits
310.504 Incorporation of Compliance Schedules in Permits
310.505 Reissuance or Modification of Permits
310.510 Pretreatment Program Requirements
310.521 Program Approval
310.522 Contents of Program Submission
310.524 Content of Removal Allowance Submission
310.531 Agency Action
310.532 Defective Submission
310.533 Water Quality Management
310.541 Deadline for Review
310.542 Public Notice and Hearing
310.543 Agency Decision
310.544 USEPA Objection
310.545 Notice of Decision
310.546 Public Access to Submission
310.547 Appeal

SUBPART F: REPORTING REQUIREMENTS

Section

 
310.601 Definition of Control Authority
310.602 Baseline Report
310.603 Compliance Schedule
310.604 Report on Compliance with Deadline
310.605 Periodic Reports on Compliance
310.606 Notice of Potential Problems
310.610 Monitoring and Analysis
310.611 Requirements for Non-Categorical Standard Users
310.612 Annual POTW Reports
310.613 Notification of Changed Discharge
310.621 Compliance Schedule for POTW’s
310.631 Signatory Requirements for Industrial User Reports
310.632 Signatory Requirements for POTW Reports
310.633 Fraud and False Statements
310.634 Recordkeeping Requirements
310.635 Notification of Discharge of Hazardous Waste

SUBPART G: FUNDAMENTALLY DIFFERENT FACTORS

Section

 
310.701 Definition of Requester
310.702 Purpose and Scope
310.703 Criteria
310.704 Fundamentally Different Factors
310.705 Factors which are Not Fundamentally Different
310.706 More Stringent State Law
310.711 Application Deadline
310.712 Contents of FDF Request
310.713 Deficient Requests
310.714 Public Notice
310.721 Agency Review of FDF Requests
310.722 USEPA Review of FDF Requests

SUBPART H: ADJUSTMENTS FOR POLLUTANTS IN INTAKE

Section

 
310.801 Net/Gross Calculation by USEPA

SUBPART I: UPSETS

Section

 
310.901 Definition
310.902 Effect of an Upset
310.903 Conditions Necessary for an Upset
310.904 Burden of Proof
310.905 Reviewability of Claims of Upset
310.906 User Responsibility in Case of Upset

SUBPART J: BYPASS

Section

 
310.910 Definition
310.911 Bypass Not Violating Applicable Pretreatment Standards or Requirements
310.912 Notice
310.913 Prohibition of Bypass

SUBPART K: MODIFICATION OF POTW PRETREATMENT PROGRAMS

Section

 
310.920 General
310.921 Substantial Modifications Defined
310.922 Approval Procedures for Substantial Modifications
310.923 Approval Procedures for Non-Substantial Modifications
310.924 Incorporation of Modifications into the Permit

AUTHORITY: Implementing and authorized by Sections 7.2, 13, 13.3, and 27 of the Environmental Protection Act [415 ILCS 5/7.2, 13, 13.3 and 27].

 

SOURCE: Adopted in R86-44 at 12 Ill. Reg. 2502, effective January 13, 1988; amended in R88-18 at 13 Ill. Reg. 2463, effective January 31, 1989; amended in R89-3 at 13 Ill. Reg. 19243, effective November 27, 1989; amended in R89-12 at 14 Ill. Reg. 7608, effective May 8, 1990; amended in R91-5 at 16 Ill. Reg. 7346, effective April 27, 1992; amended in R95-22 at 20 Ill. Reg. 5533, effective April 1, 1996; amended in R96-12 at 20 Ill. Reg. 10671, effective July 24, 1996; amended in R97-7 at 21 Ill. Reg. 5163, effective April 10, 1997; amended in R98-23 at 22 Ill. Reg. 11465, effective June 22, 1998; amended in R99-17 at 23 Ill. Reg. 8412, effective July 12, 1999; amended in R00-7 at 24 Ill. Reg. 2372, effective January 26, 2000; amended in R00-15 at 24 Ill. Reg. 11633, effective July 24, 2000; amended in R01-5 at 25 Ill. Reg. 1322, effective January 11, 2001; amended in R01-25 at 25 Ill. Reg. 10860, effective August 14, 2001; amended in R02-3 at _____ Ill. Reg. ________, effective ______________________.

 

 

SUBPART A: GENERAL PROVISIONS

 

Section 310.107  Incorporations by Reference

 

 
a) The following publications are incorporated by reference:
  
1) The consent decree in NRDC v. Costle, 1978 WL 23471, 12 Environment Reporter Cases 1833 (D.C. Cir. August 16, 1978).
2) Standard Industrial Classification Manual (1972), and 1977 Supplement, republished in 1983, available from the Superintendent of Documents, U.S. Government Printing Office, Washington, D.C. 20401.
 
b) The following provisions of the Code of Federal Regulations are incorporated by reference:

40 CFR 2.302 (1999) (2000)

 

40 CFR 25 (1999) (2000)

 

40 CFR 122, Appendix D, Tables II and III (1999) (2000)

 

40 CFR 128.140(b) (1977)

 

40 CFR 136 (1999) (2000), as amended at 64 Fed. Reg. 42552, August 4, 1999, 64 Fed. Reg. 73414, December 30, 1999, 65 Fed. Reg. 3008, January 19, 2000, and 65 Fed. Reg. 81242, December 22, 2000 and 66 Fed. Reg. 32774 (June 18, 2001)

 

40 CFR 403 (1999) (2000)

 

40 CFR 403, Appendix D (1999) (2000)

 

 
c) The following federal statutes are incorporated by reference:
   
1) Section 1001 of the Criminal Code Crimes and Criminal Procedure (18 USC 1001 (1994) (2000) ) as of July 1, 1988
2) Clean Water Act (33 USC 1251 et seq. (1994)) as of July 1, 1988 amended through October 31, 1994
3) Subtitles C and D of the Resource Conservation and Recovery Act (42 USC 6901 et seq. (1994)) as of July 1, 1988 amended through March 26, 1996
 
d) This Part incorporates no future editions or amendments.

(Source: Amended at _____ Ill. Reg. ________, effective ______________________)

 

I, Dorothy M. Gunn, Clerk of the Illinois Pollution Control Board, do certify that the Board adopted the above opinion and order on January 10, 2002, by a vote of 6-0.

 

Dorothy M. Gunn, Clerk

Illinois Pollution Control Board

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