1 BEFORE THE ILLINOIS POLLUTION CONTROL BOARD
    2
    3
    4 IN THE MATTER OF:
    5
    6 AMENDMENTS OF 35 ILL. ADM. PCB No. R98-12
    7 CODE 703, 720, 721, 724, 728 (Rulemaking-Land)
    8 AND 733 (STANDARDS FOR UNIVERSAL
    9 WASTE MANAGEMENT).
    10
    11
    12
    13
    14 Proceedings held on December 9, 1997, at 10:00
    15 a.m., at the County Building, County Board Chambers,
    16 Second Floor, 200 South Ninth Street, Springfield,
    17 Illinois, before Cynthia I.
    Ervin, Hearing Officer.
    18
    19
    20
    21 Reported by: Darlene M.
    Niemeyer, CSR, RPR
    CSR License No.: 084-003677
    22
    23
    KEEFE REPORTING COMPANY
    24 11 North 44th Street
    Belleville, IL 62226
    25 (618) 277-0190
    1
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 A P
    P E A R A N C E S
    2
    3 Claire A. Manning, Chairman
    4 Cynthia I.
    Ervin, Attorney to the Chairman
    5 Amy Hoogasian, Attorney Assistant to the Chairman
    6
    7 ILLINOIS ENVIRONMENTAL PROTECTION AGENCY
    BY: Peter E.
    Orlinsky, Esq.
    8 Assistant Counsel, Division of Legal
    Counsel
    9 1701 South First Avenue, Suite 600
    Maywood, Illinois 60153
    10
    and
    11
    Christopher P.
    Perzan, Esq.
    12 Assistant Counsel, Division of Legal
    Counsel
    13 2200 Churchill Road
    Springfield, Illinois 62794-9276
    14 On behalf of the Illinois EPA.
    15
    ILLINOIS ENVIRONMENTAL REGULATORY GROUP
    16 BY: Whitney
    Wagner Rosen, Esq.
    215 East Adams Street
    17 Springfield, Illinois 62701
    On behalf of the IERG.
    18
    19
    20
    21
    22
    23
    24
    25
    2
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 I N D E X
    2 WITNESS PAGE NUMBER
    3 David C.
    Jansen 12
    4 Jerry Kuhn 14
    5 Todd Marvel 17
    6
    7 E X H I B I T S
    8 NUMBER MARKED FOR
    I.D. ENTERED
    9 Exhibit 1 21
    21
    Exhibit 2 22
    22
    10 Exhibit 3 22
    22
    Exhibit 4 23
    23
    11 Exhibit 5 23
    23
    Exhibit 6 24
    24
    12
    13 Exhibit 7 25
    25
    14
    15
    16
    17
    18
    19
    20
    21
    22
    23
    24
    25
    3
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 P R O C E
    E D I N G S
    2 (December 9, 1997; 10:00 a.m.)
    3 HEARING OFFICER ERVIN: Good morning. My name is
    4 Cynthia
    Ervin. I am the Hearing Officer in this
    5 proceeding that is entitled, In the Matter of:
    6 Amendments of 35 Illinois Administrative Code 703,
    7 720, 721, 724, 725, 728 and 733, Standards for
    8 Universal Waste Management.
    9 Present today on Behalf of the Illinois Pollution
    10 Control Board is presiding Board Member in this
    11 rulemaking, Chairman Claire Manning. Also joining us
    12 is Amy
    Hoogasian, Claire
    Manning's Attorney Assistant
    13 in Chicago.
    14 As background for this rulemaking, on October
    15 17th, 1997, the Illinois Environmental Protection
    16 Agency filed this proposal for rulemaking to amend the
    17 Board's regulations concerning standards for universal
    18 waste management to include mercury-containing lamps
    19 as a category under universal waste. This rulemaking
    20 was in response to Public Act 90-502 which changed the
    21 designation of fluorescent and high intensity
    22 discharge lamps from hazardous waste to universal
    23 waste. The legislation also requires the Board to
    24 adopt the Agency's proposal within six months of
    25 receipt of the Agency's proposal.
    4
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 On November 6th the Board accepted the proposal
    2 for hearing and due to the stringent time frames for
    3 adopting the Agency's proposal, sent this matter to
    4 first notice without comment on the Agency's
    5 proposal. The rule adopted for first notice was
    6 published in the Illinois Register on November 21st,
    7 1997.
    8 The purpose of today's hearing is to allow the
    9 Agency to present its testimony in support of the
    10 proposal and to allow questioning of the Agency.
    11 Procedurally, this is how I would like to proceed.
    12 The Agency will provide a summary of the
    prefiled
    13 testimony. We will then mark each of the
    prefiled
    14 testimonies as an exhibit. After that there will be a
    15 period of questioning. I prefer that during the
    16 questioning period all persons with questions raise
    17 their hand and wait for me to acknowledge them. After
    18 being acknowledged, please state your name and the
    19 organization you represent, if any.
    20 After this questioning period, there will be time
    21 for other testimony and statement. This hearing will
    22 be governed by the Board's procedural rules for
    23 regulatory proceedings. All information which is
    24 relevant and not repetitious or privileged will be
    25 submitted. All witnesses will be sworn and subject to
    5
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 cross-questioning.
    2 Are there any questions regarding these
    3 proceedings? Seeing none, I would ask the Chairman if
    4 she would like to make any additional comments before
    5 we proceed.
    6 CHAIRMAN MANNING: I would just like to welcome
    7 you to what I hope is going to be a smooth
    8 rulemaking. Everything looks in order. We welcome
    9 your testimony and the record evidence. Thank you.
    10 HEARING OFFICER ERVIN: At this time I would ask
    11 the Agency if they would like to make an opening
    12 statement.
    13 MR. ORLINSKY: Yes, we would. Hearing Officer
    14 Ervin, Chairman Manning, Ms.
    Hoogasian, members of the
    15 audience, my name is Peter
    Orlinsky. I am an attorney
    16 with the Illinois Environmental Protection Agency. To
    17 my left is Christopher
    Perzan, also an Illinois EPA
    18 attorney who is
    co-counsel in this proceedings.
    19 The other EPA personnel who are present today and
    20 will be witnesses at this hearing are David
    Jansen,
    21 who is the Springfield Regional Manager for the Field
    22 Operations Section with the Bureau of Land; Todd
    23 Marvel, who is the Acting Assistant Field Operations
    24 Section Manager and the RCRA Coordinator of the Bureau
    25 of Land; Jerry
    Kuhn, who is the RCRA Permit Unit
    6
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 Manager of the Permit Section of the Bureau of Land.
    2 On May 11, 1995, the United States Environmental
    3 Protection Agency adopted the Universal Waste Rule
    4 which is now codified at 40 CFR 273. The purpose of
    5 the rule was to reduce the amount of hazardous waste
    6 in municipal solid
    wastestreams, to encourage
    7 recycling and the proper disposal of common hazardous
    8 wastes and to reduce the regulatory burden on
    9 businesses that generate the wastes. The rule
    10 included batteries, agricultural pesticides and
    11 mercury-containing thermostats. The U.S. EPA
    12 encouraged states to adopt the Universal Waste Rule
    13 and where appropriate to add additional universal
    14 wastes.
    15 On June 20, 1996, the Illinois Pollution Control
    16 Board adopted the Universal Waste Rule in the
    17 proceeding designated as R95-20 and codified it at 35
    18 Illinois Administrative Code 733. The Board's opinion
    19 stated that, quote, the U.S. EPA stated in adopting
    20 the rules that it intends to expand their
    21 applicability to new waste in the future such as
    22 fluorescent light bulbs, unquote.
    23 In fact, the U.S. EPA is currently considering the
    24 addition of fluorescent light bulbs to the rule.
    25 However, the final action of the U.S. EPA's proposal
    7
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 is not expected in the near future.
    2 On August 19, 1997, Governor Edgar signed Public
    3 Act 90-502. The pertinent part of that new law
    4 amended Section 22.23 (a) of the Illinois
    5 Environmental Protection Act by designating high
    6 intensity discharge lamps and fluorescent lamps as a
    7 category of universal waste. The proposal being
    8 considered today does not provide the Board with the
    9 opportunity to determine if mercury-containing lamps
    10 should be included in the Universal Waste Rule because
    11 the legislature has already made that determination.
    12 The Public Act 90-502 further required the Illinois
    13 EPA to propose implemented regulations to the Board
    14 within 60 days and for the Board to adopt such
    15 regulations within 180 days.
    16 On October 17, 1997, the Illinois EPA proposed
    17 those implementing regulations to the Board. Those
    18 proposed regulations are the subject of today's
    19 hearing and the hearing to be held on December 15th in
    20 Chicago. Even before the legislative mandate, the
    21 Illinois EPA believed that used mercury-containing
    22 lamps which include fluorescent lamps and high
    23 intensity discharge lamps, should be designated as
    24 universal waste in order to encourage recycling of the
    25 lamps, thereby reducing the amount of mercury going
    8
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 into landfills and being incinerated.
    2 In September of 1996 the Illinois EPA applied to
    3 the U.S. EPA Region 5 for authorization of all
    4 provisions of the Universal Waste Rule. To date the
    5 Illinois EPA has not received a response from the U.S.
    6 EPA. The Illinois EPA believes that it is proper to
    7 include used mercury-containing lamps as universal
    8 waste for the following reasons:
    9 1. As a result of the use of mercury in the
    10 production of fluorescent and high intensity discharge
    11 lamps, a relatively high percentage of lamps once
    12 spent exhibit the characteristic of toxicity as
    13 determined by the toxicity characteristic leaching
    14 procedure known as TCLP. Since toxicity is one of the
    15 characteristics of a hazardous waste, spent lamps are,
    16 therefore, hazardous wastes.
    17 2. Fluorescent lamps and high intensity discharge
    18 lamps are used by a wide variety and type of
    19 facilities. Mercury-containing lamps are commonly
    20 found in most industrial and commercial facilities as
    21 well as office buildings and schools.
    22 3. The lamps are used by a large number of
    23 facilities. The U.S. EPA has estimated that
    24 approximately 550,000,000 fluorescent lamps are added
    25 to the municipal
    wastestream each year on a national
    9
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 level. Since Illinois is one of the more populous
    2 states it could be assumed that several million
    3 fluorescent lamps are disposed of in Illinois
    4 annually.
    5 4. Since the lamps are characterized as hazardous
    6 waste, it is desirable to limit the amount of lamps
    7 being disposed in landfills or incinerated. One of
    8 the purposes of the Universal Waste Rule is to
    9 encourage recycling. Thus, the designation of used
    10 mercury-containing lamps as universal waste will
    11 decrease the amount of mercury in landfills and
    12 incinerators. Such a reduction will be protective of
    13 human health and the environment.
    14 Where possible the proposed regulation was drafted
    15 to be parallel with the existing 35 Illinois
    16 Administrative Code 733. Thus, the proposed
    17 procedures for the management of used
    18 mercury-containing lamps are virtually identical to
    19 the procedures which the Board has previously adopted
    20 for the management of used batteries, pesticides, and
    21 mercury-containing thermostats.
    22 On November 25, 1997, the Illinois EPA
    prefiled
    23 its testimony and relevant exhibits in this matter in
    24 accordance with Board Rule 35 Illinois Administrative
    25 Code 102.280 and the order of the Hearing Officer
    10
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 dated November 12, 1997.
    2 Testimony was prepared by David
    Jansen, Todd
    3 Marvel, and Jerry
    Kuhn. All of the witnesses are
    4 present here today and are prepared to summarize their
    5 testimony and answer questions.
    6 Finally, I want to mention that the Illinois EPA
    7 has recently been contacted by Counsel for the
    8 Illinois Environmental Regulatory Group concerning the
    9 proposals contained in 35 Illinois Administrative Code
    10 733.113 (g) (5) and 733.133 (d) (5) and 733.151 (c).
    11 Those proposed sections prohibit handlers and
    12 transporters of universal waste from intentionally
    13 crushing or breaking universal waste
    14 mercury-containing lamps. The Environmental
    15 Regulatory Group apparently believes that such an
    16 absolute prohibition may not be appropriate in all
    17 circumstances.
    18 Later today, depending on when the hearing is
    19 concluded, representatives of the Illinois EPA and the
    20 Illinois Environmental Regulatory Group will be
    21 meeting to discuss those concerns.
    22 HEARING OFFICER ERVIN: Thank you. Mr.
    Orlinsky,
    23 are you ready to proceed with your witnesses?
    24 MR. ORLINSKY: Yes, we are.
    25 HEARING OFFICER ERVIN: All right. Would the
    11
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 court reporter swear in the panel of witnesses,
    2 please.
    3 (Whereupon the witnesses, David
    Jansen, Jerry
    4 Kuhn and Todd Marvel, were sworn by the
    5 Notary Public.)
    6 D A V I D C. J A N S E N,
    7 having been first duly sworn by the Notary Public,
    8 saith as follows:
    9 MR. JANSEN: My name is David
    Jansen. I am the
    10 Springfield Regional Manager for the Bureau of Land in
    11 the Field Operations Section. I want to summarize my
    12 testimony today.
    13 The proposal before the Board does not change the
    14 existing definitions of universal waste, small and
    15 large quantity handlers,
    transporters, and destination
    16 facilities. It does not change existing Part 733
    17 Universal Waste requirements for small quantity and
    18 large quantity handlers and
    transporters of universal
    19 waste regarding disposal and treatment prohibitions,
    20 notification, accumulation time limits, employee
    21 training, responses to releases, off-site shipments,
    22 tracking of shipments and exports. It also does not
    23 change the destination facility requirements.
    24 The proposal defines the applicability of the
    25 standards and provides for specific mercury-containing
    12
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 lamp waste management labeling and marking standards
    2 for small quantity and large quantity handlers. Under
    3 the proposal
    transporters and small quantity and large
    4 quantity handlers will not be allowed to intentionally
    5 crush bulbs. The small quantity handlers do not need
    6 to nullify their activities or keep track of their
    7 shipments.
    8 The Agency estimates that if approximately
    9 23,000,000 bulbs are generated in Illinois on an
    10 annual basis for disposal, 1,375 pounds of mercury are
    11 being discarded annually. Reducing the amount of
    12 mercury going into landfills and incinerators, you
    13 will reduce the amount of mercury entering
    14 groundwater, surface water, the food chain and the air
    15 we breathe.
    16 The Agency will attempt to reduce the number of
    17 mercury-containing lamps destined for disposal
    18 primarily through the education of generators in the
    19 requirements of the proposal and the promotion of lamp
    20 recycling. During its routine inspections of
    21 generators,
    transporters, treaters for the disposal of
    22 waste, the Agency will determine if they are in
    23 compliance with the landfills in an attempt to obtain
    24 their voluntary compliance. The sites not achieving
    25 voluntary compliance with the rules will be considered
    13
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 for enforcement action following the procedures in
    2 Section 31 of the Act.
    3 At this time no special efforts are planned to
    4 specifically target regulated generators of
    5 mercury-containing lamps for inspection, compliance,
    6 and enforcement action. Any complaints the Agency
    7 receives regarding the generation, transportation,
    8 storage treatment or disposal of mercury-containing
    9 lamps will be investigated and necessary follow-up
    10 action will be completed.
    11 HEARING OFFICER ERVIN: Thank you.
    12 MR. ORLINSKY: All right. Jerry.
    13 J E R
    R Y K U H N,
    14 having been first duly sworn by the Notary Public,
    15 saith as follows:
    16 MR. KUHN: My name is Jerry
    Kuhn. I am the
    17 Manager of the RCRA Unit within the Permit Section,
    18 Division of Land Pollution Control, Bureau of Land in
    19 the IEPA. My comments today will address the
    20 characteristic of spent mercury-containing lamps that
    21 render them hazardous wastes and discuss the reasons
    22 for prohibiting the intentional crushing or breaking
    23 of lamps.
    24 Many commonly used lights contain small amounts of
    25 mercury. Such lights include fluorescent, high
    14
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 pressure sodium, mercury vapor and metal halide
    2 lights. Used mercury-containing lights may be a RCRA
    3 hazardous waste if the material exhibits the
    4 characteristic of toxicity. Toxicity is one of the
    5 four characteristics used to identify waste as
    6 hazardous, along with
    ignitability, corrosivity, and
    7 reactivity.
    8 The Toxicity Characteristic Leaching Procedure,
    9 TCLP test, is used to define the toxicity of a waste.
    10 Mercury is a well-known toxin that primarily affects
    11 the central nervous system and kidneys. If, when
    12 using the TCLP, the extract from a representative
    13 sample of waste contains mercury at a concentration
    14 greater than or equal to the maximum contaminant
    15 concentration of 0.2 parts per million, the waste
    16 would be a hazardous waste. According to the U.S.
    17 EPA, past testing of used fluorescent lamps showed
    18 that a high percentage of the lamps tested exhibited
    19 the toxicity characteristic for mercury.
    20 Generators of used mercury-containing lights are
    21 responsible for determining if their lighting wastes
    22 are hazardous. If the lighting wastes have not been
    23 tested to show that they are not hazardous, or if the
    24 generator doesn't have other supporting data such as
    25 manufacturer's information, then the generator should
    15
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 assume the lights are hazardous and manage them as
    2 such.
    3 Also, the proposed regulations prohibit the
    4 intentional crushing or breaking of used
    5 mercury-containing lamps by small and large quantity
    6 handlers and
    transporters. They do not prohibit
    7 destination facilities, however, from crushing or
    8 breaking the lamps. In the U.S. EPA report entitled,
    9 Mercury Emissions from the Disposal of Fluorescent
    10 Lamps, it was concluded that a large amount of the
    11 total mercury released to the environment would be as
    12 a result of breakage of the lamps during handling and
    13 transportation to the disposal and/or recycling
    14 facility.
    15 Drum top crushing is a treatment technology
    16 providing volume reduction by crushing the lamps
    17 before transport. Estimates of the control efficiency
    18 provided by these devices vary from 0 percent to about
    19 90 percent for the more complex devices. Operational
    20 difficulties have also been reported with these
    21 devices, including leaks at the seal between the drum
    22 and the crusher, resulting in violations of the OSHA
    23 mercury standards. The report recommends that
    24 procedures be established to minimize emissions during
    25 transport and/or processing, i.e., crushing of used
    16
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 mercury-containing lamps.
    2 Therefore, the Agency believes that limiting the
    3 intentional crushing and breakage of lamps to the
    4 destination facility only is the most appropriate way
    5 to address this issue. Destination facilities are
    6 subject to full RCRA permitting requirements and all
    7 would be required to have the appropriate equipment,
    8 expertise, safety measures, and the ability to respond
    9 to and contain releases.
    10 HEARING OFFICER ERVIN: Okay.
    11 T O D
    D M A R V E L,
    12 having been first duly sworn by the Notary Public,
    13 saith as follows:
    14 MR. MARVEL: My name is Todd Marvel. I am the
    15 Resource Conservation and Recovery Act Coordinator and
    16 a U.S. EPA Liaison for the Bureau of Land. I was also
    17 recently named the Acting Assistant Manager of the
    18 Field of Operations Section for the Bureau of Land.
    19 My testimony covers federal rulemaking and RCRA
    20 authorization issues as they relate to the Universal
    21 Waste Rules specifically fluorescent lamps.
    22 On February 11 of 1993, the U.S. EPA proposed a
    23 Universal Waste Rule with new streamlined hazardous
    24 waste management regulations governing the collection
    25 and management of certain widely generated hazardous
    17
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 wastes known as universal wastes. That rule was
    2 finalized on May 11th of 1995 in a rule that was very
    3 similar to the proposed rule.
    4 The U.S. EPA originally considered
    5 mercury-containing lamps for the proposed Universal
    6 Waste Rule. However, they took them out of the
    7 proposal due to the further need for investigation of
    8 the risk imposed by mercury-containing lamps.
    9 On July 27th of 1994, the U.S. EPA published a
    10 proposed rule specifically addressing the potential
    11 regulation of fluorescent lamps. They presented two
    12 options for changing the regulations. One is a
    13 conditional exemption from regulation as a hazardous
    14 waste provided that they meet certain criteria. The
    15 other option was to add fluorescent lamps to the
    16 Universal Waste Rule.
    17 To date, no further action has been taken on that
    18 rule or any other rule to specifically address the
    19 regulation of mercury-containing lamps. On June 30th
    20 of 1997 the U.S. EPA published a study entitled,
    21 Mercury Emissions from the Disposal of Fluorescent
    22 Lamps, Final Report. This report is discussed further
    23 in Mr.
    Kuhn's testimony.
    24 During the Illinois Pollution Control Board's
    25 rules adoption process for the Universal Waste Rule,
    18
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 they stated that they could not add a hazardous waste
    2 to the Universal Waste Rule until the U.S. EPA
    3 authorized the Illinois Universal Waste Rule
    4 regulations. In response to that final order the
    5 Agency submitted Authorization Revision Application
    6 Number 7 to the U.S. EPA which contained the Universal
    7 Waste Rule.
    8 To date no action has been taken on that
    9 authorization package. However, the program -- the
    10 U.S. EPA programs staff have indicated that the
    11 package is complete and available for approval.
    12 However, there are certain enforcement related issues
    13 involving recent statutory revisions that have
    14 prevented that authorization package from being
    15 approved.
    16 This rulemaking before the Board is submitted in
    17 response to Public Act 90-502. The Universal Waste
    18 Rule with mercury-containing lamps in the rule is less
    19 stringent than the federal RCRA regulations and could
    20 be considered inconsistent with the federal program.
    21 However, several states' frustration with the lack of
    22 regulatory action by the U.S. EPA has prompted the
    23 addition of mercury-containing lamps. The U.S. EPA
    24 has not and have stated that they will not take action
    25 against those states.
    19
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 Currently, there are 14 states that have
    2 mercury-containing lamps as part of their Universal
    3 Waste Rule. I have listed six in my attachment to the
    4 testimony. Those are the ones that we have copies of
    5 regulations for and they are attached.
    6 Under a document dated February 13th of 1997,
    7 authored by Mike
    Shapiro, Director of the Office of
    8 Solid Waste, a document entitled, Universal Waste Rule
    9 Questions and Answers Document, it specifically states
    10 that states can add hazardous waste to their Universal
    11 Waste Rule prior to authorization provided they meet
    12 the three criteria identified in the May 11th
    13 Universal Waste Rule.
    14 The Agency believes that mercury-containing lamps
    15 do meet these criteria identified and we have notified
    16 the U.S. EPA of this action and provided them with a
    17 copy of the proposed rule.
    18 HEARING OFFICER ERVIN: Thank you. Mr.
    Orlinsky,
    19 does this conclude your testimony?
    20 MR. ORLINSKY: That concludes our testimony, yes.
    21 HEARING OFFICER ERVIN: Would you like to, at this
    22 time, move for the Board to accept the testimony as if
    23 read?
    24 MR. ORLINSKY: Yes, we would.
    25 HEARING OFFICER ERVIN: Okay. If you wouldn't
    20
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 mind, we will do each gentleman's testimony
    2 separately.
    3 MR. ORLINSKY: All right.
    4 MR. PERZAN: First, I would like to offer the
    5 testimony of Mr.
    Jansen and enter it into the record
    6 as if read.
    7 HEARING OFFICER ERVIN: Are there any objections
    8 to the admittance of this testimony? Seeing none, Mr.
    9 Jansen's testimony will be entered into evidence as
    10 Exhibit Number 1.
    11 (Whereupon said document was duly marked for
    12 purposes of identification and entered into
    13 evidence as Hearing Exhibit 1 as of this date.)
    14 MR. PERZAN: Would you like the exhibits?
    15 HEARING OFFICER ERVIN: Yes, those as well.
    16 MR. PERZAN: Mr.
    Jansen's exhibits consist of a
    17 copy of the Federal Register dated Wednesday, July 27,
    18 1994, entitled Hazardous Waste Management System,
    19 Modification of Hazardous Waste Program,
    20 Mercury-containing Lamps, and a report of the United
    21 States Environmental Protection Agency, Office of
    22 Solid Waste, entitled, Mercury Emissions from the
    23 Disposal of Fluorescent Lamps. That is dated June 30,
    24 1997.
    25 HEARING OFFICER ERVIN: Are there any objections
    21
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 to the admittance of these documents? Seeing none,
    2 the Federal Register, dated July 27, 1994, will be
    3 entered into evidence as Exhibit Number 2. The U.S.
    4 EPA document entitled, Mercury Emissions from the
    5 Disposal of Fluorescent Lamps will be admitted into
    6 evidence as Exhibit Number 3.
    7 (Whereupon said documents were duly marked for
    8 purposes of identification and entered into
    9 evidence as Hearing Exhibits Number 2 and 3 as of
    10 this date.)
    11 MR. PERZAN: Mr.
    Kuhn's exhibit also consists
    12 solely of what has previously been entered as Exhibit
    13 Number 3, so we don't need to --
    14 HEARING OFFICER ERVIN: No.
    15 MR. PERZAN: Mr. Marvel also has Exhibit 2 and
    16 Exhibit 3 on his list. But he also has a copy of the
    17 rules for the State of Alabama, a copy of the rules
    18 for the State of Georgia, a copy of the rules for the
    19 State of Indiana, and a copy of the rules for the
    20 State of Montana.
    21 HEARING OFFICER ERVIN: Mr.
    Perzan, before you
    22 enter those into the record, would you mind to move to
    23 enter Mr.
    Kuhn's testimony?
    24 MR. PERZAN: Yes. Thank you. I would like to
    25 offer Mr.
    Kuhn's testimony into the record.
    22
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 HEARING OFFICER ERVIN: Any objection to the
    2 admittance of this exhibit? Mr.
    Kuhn's testimony will
    3 be entered as Exhibit Number 4.
    4 (Whereupon said document was duly marked for
    5 purposes of identification and entered into
    6 evidence as Hearing Exhibit 4 as of this date.)
    7 MR. PERZAN: I guess I should enter Mr. Marvel's,
    8 as well.
    9 HEARING OFFICER ERVIN: Yes.
    10 MR. PERZAN: I would like to offer Mr. Marvel's
    11 testimony.
    12 HEARING OFFICER ERVIN: Okay. Any objection to
    13 the admittance of this testimony? Seeing none, Mr.
    14 Marvel's testimony will be entered into evidence as
    15 Exhibit Number 5.
    16 (Whereupon said document was duly marked for
    17 purposes of identification and entered into
    18 evidence as Hearing Exhibit 5 as of this date.)
    19 HEARING OFFICER ERVIN: Would you like to move the
    20 states as a package?
    21 MR. PERZAN: Yes, I think that would probably be
    22 the best way to do it. There are quite a few here. I
    23 would like to offer as a package the Universal Waste
    24 Rules, as they apply to fluorescent lamps, for
    25 Alabama, Georgia, Indiana, Montana, Oregon, and Utah.
    23
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 HEARING OFFICER ERVIN: Any objection to the
    2 admittance of these documents?
    3 CHAIRMAN MANNING: Let me just ask a question.
    4 Those are the current regulations, as best you know,
    5 in each of those states?
    6 MR. PERZAN: Yes, as best we know. I think that
    7 Mr. Marvel has been in contact with each of these
    8 states in the course of our development of the
    9 regulations, and he requested these as part of that
    10 development. So this is what we -- as far as I know,
    11 these are the current and these are what we relied on
    12 when we were looking at other states.
    13 CHAIRMAN MANNING: Thank you.
    14 HEARING OFFICER ERVIN: Seeing no objection, the
    15 Universal Waste Rules for Alabama, Georgia, Indiana,
    16 Montana, Oregon, and Utah will be entered into
    17 evidence as Exhibit Number 6.
    18 (Whereupon said document was duly marked for
    19 purposes of identification and entered into
    20 evidence as Hearing Exhibit 6 as of this date.)
    21 HEARING OFFICER ERVIN: Okay.
    22 MR. PERZAN: With Mr. Marvel's testimony we have
    23 one last exhibit. That is the document referenced by
    24 Mr. Marvel in his summary. It is a document dated
    25 February 13th, 1997, entitled, Universal Waste
    24
    KEEFE REPORTING COMPANY
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    1 Questions and Answers Document, authored by a Mike
    2 Shapiro, Office of Solid Waste, the United States
    3 Environmental Protection Agency.
    4 HEARING OFFICER ERVIN: Any objection to the
    5 admittance of this document? Seeing none, the U.S.
    6 EPA document entitled, Universal Waste Questions and
    7 Answers Document will be admitted as Exhibit Number
    8 7.
    9 (Whereupon said document was duly marked for
    10 purposes of identification and entered into
    11 evidence as Hearing Exhibit 7 as of this date.)
    12 HEARING OFFICER ERVIN: We will now proceed with
    13 the questions for the Agency's witnesses. I think the
    14 Board has several questions for the Agency. We will
    15 do those first and then we will open it up for people
    16 who have questions.
    17 First of all, the Agency's proposal only sought to
    18 amend Part 733 of the Board's regulations. In the
    19 Board's opinion order adopted for first notice, the
    20 Board proposed to amend not only Part 733 but various
    21 other parts that reference universal waste.
    22 Does the Agency have any comment on the propriety
    23 of the Board's action?
    24 MR. ORLINSKY: We have no problem with that.
    25 HEARING OFFICER ERVIN: According to the Agency's
    25
    KEEFE REPORTING COMPANY
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    1 proposal, the Agency is seeking to amend the Board's
    2 regulations designating mercury-containing lamps as a
    3 category of universal waste. However, Section 22.23
    4 of the Act only designated hazardous fluorescent and
    5 high intensity discharge lamps as a category of
    6 universal waste.
    7 In light of this, can you comment on whether the
    8 proposed definition of mercury-containing lamps is
    9 consistent with the authorizing statutory provisions?
    10 MR. KUHN: I believe the lights that I mentioned
    11 in my testimony would all be included under the HID
    12 category that you mentioned --
    13 HEARING OFFICER ERVIN: Can you provide --
    14 MR. KUHN: -- as mercury-containing lights.
    15 HEARING OFFICER ERVIN: Are there other examples
    16 of mercury-containing lights other than fluorescent
    17 and high intensity discharge lamps that are covered by
    18 the proposed regulations?
    19 MR. KUHN: Not that I can recall. I mean, I
    20 consider mercury vapor, metal halide and high pressure
    21 sodium as HID type lamps.
    22 HEARING OFFICER ERVIN: My question really goes to
    23 just terminology, because the legislature does talk
    24 about hazardous fluorescent, high intensity discharge
    25 lamps, but the proposal deals with mercury-containing
    26
    KEEFE REPORTING COMPANY
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    1 lamps. So I didn't know if there was a conflict
    2 between those.
    3 MR. KUHN: They all contain mercury.
    4 HEARING OFFICER ERVIN: They all contain mercury.
    5 So mercury-containing lamps is broader than
    6 fluorescent?
    7 MR. KUHN: Yes.
    8 HEARING OFFICER ERVIN: So it would encompass more
    9 than just fluorescent high intensity discharge lamps?
    10 MR. KUHN: It would encompass those, yes.
    11 HEARING OFFICER ERVIN: It would encompass more
    12 than, though?
    13 MR. KUHN: More than?
    14 HEARING OFFICER ERVIN: You can check into that
    15 and get back to us at the next hearing, but do you
    16 understand where --
    17 MR. KUHN: I am not quite sure what your question
    18 is in terms of mercury-containing lamps.
    19 HEARING OFFICER ERVIN: Well, the legislation that
    20 we are operating under only sought to designate
    21 hazardous fluorescent and high intensity discharge
    22 lamps as universal waste. But your proposal deals
    23 with mercury-containing lamps. If mercury-containing
    24 lamps is a broader term than --
    25 MR. KUHN: Okay.
    27
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    1 HEARING OFFICER ERVIN: Then we are exceeding
    2 our -- we are going beyond the statute.
    3 MR. KUHN: Okay.
    4 MR. JANSEN: In the definition of
    5 mercury-containing lamps in the proposal it says that
    6 mercury-containing lamps include but are not limited
    7 to fluorescent lamps and high intensity discharge
    8 lamps. So it is not meant to be all inclusive there.
    9 I mean, it is meant to be all inclusive of
    10 mercury-containing lamps.
    11 HEARING OFFICER ERVIN: All right. In Section
    12 733.113 (d) and 733.133 (d), these sections deal with
    13 the handler managing the lamps in a manner which
    14 minimizes breakage. Does minimize breakage just mean
    15 you have to contain the lamps in the packaging to
    16 prevent the lamp fragments and residues as referred to
    17 above, or does that mean something else?
    18 MR. JANSEN: I was looking at how our Agency
    19 stores lamps the other day, and our Agency is storing
    20 lamps in boxes that contained the original product
    21 lamps. If the boxes, for instance, are kept isolated
    22 from contact with other objects or people then I would
    23 expect that we could meet the standard for minimizing
    24 breakage of lamps.
    25 But, obviously, in other situations, where there
    28
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    1 is going to be more contact with the lamps and higher
    2 traffic, then there may have to be other more rigid
    3 containers provided to minimize the breakage of lamps
    4 during the storage process and during the
    5 transportation process also.
    6 HEARING OFFICER ERVIN: In your proposal and as
    7 Mr. Orlinsky commented in his opening statement, the
    8 Agency states that the mercury-containing lamps should
    9 be designated as universal waste because it would
    10 encourage recycling. But I noticed in Mr.
    Jansen's
    11 testimony that there are currently no permitted waste
    12 mercury-containing lamp recycling facilities in
    13 Illinois.
    14 Can someone comment on how the Universal Waste
    15 Rule will encourage recycling?
    16 MR. MARVEL: Well, we would hope that with the
    17 larger amount of fluorescent lamps seeking to be
    18 recycled that recycling facilities would be interested
    19 in coming into the State through that rule or as a
    20 result of the implementation of that rule.
    21 MR. KUHN: I would like to add, also, that we do
    22 have a preliminary application in-house for recycling
    23 facilities for mercury-containing lamps.
    24 HEARING OFFICER ERVIN: In Illinois?
    25 MR. KUHN: For Illinois, yes.
    29
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    1 HEARING OFFICER ERVIN: Mr.
    Kuhn, in your prefiled
    2 testimony you make some statements concerning drum top
    3 crushing technology. Are you aware of anyone that
    4 currently uses that in Illinois?
    5 MR. KUHN: Not specifically, no.
    6 HEARING OFFICER ERVIN: There also is testimony in
    7 the prefiled testimony regarding the RCRA
    8 authorization revision application, and that has not
    9 been approved yet. I assume that that is still
    10 correct as of --
    11 MR. MARVEL: Yes.
    12 HEARING OFFICER ERVIN: Also, there was a
    13 statement that the U.S. EPA won't -- has stated that
    14 it wouldn't take action against states that have
    15 adopted the Universal Waste Rules similar to what has
    16 been proposed today. Is there any documentation of
    17 this, or how are you aware of this?
    18 MR. MARVEL: Well, the documentation is -- what I
    19 have available is a questions and answers document
    20 that specifically states that the states can add
    21 fluorescent lamps to their Universal Waste Rule prior
    22 to authorization. I have been to two authorization
    23 conferences in the last year where it has been
    24 indicated by the U.S. EPA that no action is going to
    25 be taken against those states that have fluorescent
    30
    KEEFE REPORTING COMPANY
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    1 lamps, but they haven't -- but other than this
    2 document, there has been nothing in writing.
    3 HEARING OFFICER ERVIN: Thank you. With regards
    4 to that particular document you only provide us with
    5 the -- just a part of the document, which was just
    6 questioned. Would the Agency be able to provide us
    7 with the entire document?
    8 MR. MARVEL: Yes, I have the entire document with
    9 me.
    10 HEARING OFFICER ERVIN: Thank you. Back to the
    11 intentional crushing and breaking of the
    12 mercury-containing waste, the provision that is in the
    13 proposal. Do any other states have a similar rule?
    14 MR. JANSEN: Not in specific language that
    15 Illinois has. I believe several states have the
    16 language in that they prohibit the treatment of
    17 universal waste on site, and if you look at the
    18 crushing of bulbs as treatment that would be a
    19 prohibition.
    20 HEARING OFFICER ERVIN: Just for the record, in
    21 the proposal you comment on the technical feasibility
    22 and the economic reasonableness of this proposal. But
    23 in your
    prefiled testimony no one really comments on
    24 it.
    25 Just for the record, can someone briefly summarize
    31
    KEEFE REPORTING COMPANY
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    1 a little bit about the economic aspects of this as
    2 well as the economic feasibility of it?
    3 MR. ORLINSKY: Maybe if we could supply that at
    4 the next hearing.
    5 HEARING OFFICER ERVIN: At the next hearing would
    6 be fine. Thank you.
    7 CHAIRMAN MANNING: I just have a couple of
    8 questions. One for Mr.
    Jansen.
    9 Your testimony indicates that you expect to engage
    10 in an educational campaign. I am sure that that is
    11 correct. IERG, obviously, will conduct its own in
    12 terms of businesses, obviously, that are used to being
    13 regulated.
    14 I assume that you are going to have to do some
    15 work with school districts and local and state
    16 government. Could you expand a little bit beyond what
    17 you have in your testimony about what you expect to do
    18 in terms of educating people of these new
    19 requirements, number one?
    20 And, number two, do you have, as part of the rule,
    21 sort of an obligation on your part to conduct this
    22 education? I didn't really see it. I know that you
    23 said that you will do it, but I don't see that there
    24 is an obligation in the rule itself that you will
    25 engage in this educational campaign.
    32
    KEEFE REPORTING COMPANY
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    1 MR. JANSEN: There is no obligation under the
    2 proposed rule for us to do that. Our Agency does have
    3 an office of pollution prevention that is actively
    4 engaged in trying to educate people in pollution
    5 prevention techniques, and I expect that they are
    6 going to play a large role in this.
    7 One of things that we would like to do is to get
    8 out a fact sheet in layman's language that explains
    9 the proposal or the rules when they are adopted to the
    10 people so that they can understand them and be able to
    11 implement those without having an Agency expert
    12 hanging over their shoulder to try and help them do
    13 that.
    14 So I expect that we are going to have to conduct
    15 some mass mailings, and we may even have to conduct
    16 some seminars across the State to do that. But there
    17 will be an effort to do that because that is better
    18 for us in the long-run.
    19 CHAIRMAN MANNING: I am correct in assuming, am I
    20 not, that this will have an effect on local
    21 government, state government, hospitals, anybody that
    22 has a large quantity of fluorescent light bulbs?
    23 MR. JANSEN: That's correct.
    24 CHAIRMAN MANNING: I had a question, as well, for
    25 Mr. Marvel.
    33
    KEEFE REPORTING COMPANY
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    1 I am interested in your statement about the U.S.
    2 EPA has not officially acted on the authorization
    3 revision application due to various enforcement
    4 related issues applicable in Illinois. Do you care to
    5 comment briefly on those? On the record, perhaps
    6 not. This is a real obscure statement and if you
    7 could enlighten me just a little bit I would
    8 appreciate that.
    9 MR. MARVEL: Sure. Well, we have never received
    10 official notification from the U.S. EPA on what the
    11 issues are, to my knowledge. And I have not received
    12 that notification or explanation, but from what I have
    13 heard there were three pieces of -- or three pieces of
    14 legislation, statutes, that they had issue with: The
    15 excel legislation, the audit privilege law, and our
    16 new Section 31 compliance and enforcement process. Of
    17 those three the primary concern seems to be Section
    18 31.
    19 I am not involved in the negotiations on that
    20 issue, so I am not sure where we stand on that. But
    21 it seems that the other two have been resolved and the
    22 U.S. EPA does not have a large concern over those.
    23 But it is their opinion that Section 31 puts
    24 restrictions on our compliance and enforcement program
    25 that would restrict us being consistent with the
    34
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 federal program.
    2 CHAIRMAN MANNING: Does the Agency have a position
    3 statement from the U.S. EPA to this effect, a written
    4 position?
    5 MR. MARVEL: Not to my knowledge, no.
    6 CHAIRMAN MANNING: I mean, if it does we would
    7 like it in the record if it has anything to do with
    8 this rule.
    9 MR. MARVEL: Okay. I will have to get back with
    10 you on that, because I am not aware of any official
    11 position statement on that. Then again, I am not
    12 involved in the discussions at this point.
    13 CHAIRMAN MANNING: Thank you. That's all for
    14 now.
    15 HEARING OFFICER ERVIN: Are there any other
    16 questions for the Agency's witnesses?
    17 Yes, Ms.
    Rosen?
    18 MS. ROSEN: Thank you. I am Whitney
    Rosen from
    19 the Illinois Environmental Regulatory Group. If I
    20 could just preface my questions with a real short
    21 statement.
    22 HEARING OFFICER ERVIN: Let's swear you in.
    23 MS. ROSEN: Do I have to be sworn for that? It is
    24 not really testimony. It is not even as elaborate as
    25 what Mr.
    Orlinsky said earlier.
    35
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 HEARING OFFICER ERVIN: To be on the safe side,
    2 let's go ahead and swear you in.
    3 MS. ROSEN: Okay. That's fine.
    4 HEARING OFFICER ERVIN: If you are not going to
    5 testify, and you are just going to --
    6 MS. ROSEN: I am not testifying. I am an
    7 attorney. I will be truthful in my comments.
    8 HEARING OFFICER ERVIN: Okay.
    9 MS. ROSEN: I am Whitney
    Rosen, Legal Counsel for
    10 the Illinois Environmental Regulatory Group. I just
    11 wanted to make a very short statement in agreement
    12 with what Mr.
    Orlinsky stated earlier that we have
    13 contacted the Agency about one aspect of the rule and
    14 we are going to be having discussions.
    15 We will, more likely than not, be having someone
    16 testify at the next hearing to discuss the outcome of
    17 those discussions and also just to indicate our
    18 support for the proposal as a whole. We are very
    19 supportive of the concept. To that end, and I hope
    20 that was not too elaborate, I would like to ask a few
    21 question of the Agency. These are very short.
    22 The first one I like to direct towards Mr.
    Kuhn.
    23 You indicated or you discussed this U.S. EPA report,
    24 that the mercury emissions from the disposal of
    25 fluorescent lamps, which I think we made Exhibit
    36
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 Number 3. You talked about how there was discussion
    2 in the report about crushing.
    3 Now, that report did not indicate that the U.S.
    4 EPA believed that the crushing of fluorescent lamps
    5 should be expressly prohibited; isn't that correct?
    6 MR. KUHN: That's correct, although, if you look
    7 back in the U.S. EPA's original proposed lamp rule,
    8 they indicated in there that they were considering
    9 prohibition of crushing. So this is a carryover.
    10 MS. ROSEN: Okay. This document came after that
    11 initial lamp rule?
    12 MR. KUHN: Yes.
    13 MS. ROSEN: So it would be -- you would conclude
    14 that they have concluded that the absolute prohibition
    15 is not necessary as long as procedures are
    16 established, as they indicated in the document, to
    17 ensure that mercury emissions are controlled; is that
    18 correct?
    19 MR. KUHN: That was a question?
    20 MS. ROSEN: Kind of.
    21 MR. KUHN: What was the question?
    22 MS. ROSEN: The question was since the lamp
    23 management rule, the proposal, came out prior to this
    24 more recent document, that is Exhibit Number 3, that
    25 you could possibly conclude from that that the U.S.
    37
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 EPA has determined that a prohibition against crushing
    2 is not necessary.
    3 MR. KUHN: I am not sure that I could conclude
    4 that. I think what they are saying is under certain
    5 circumstances, under controlled circumstances, even
    6 the best of devices have emissions, and that's what I
    7 gather from the report.
    8 MS. ROSEN: Okay. The next question I have is
    9 directed -- I was going to direct it to Mr. Marvel but
    10 during the Board's questioning you answered it, I
    11 believe, Mr.
    Kuhn. It is having to do with the
    12 regulations that have been submitted as Exhibit Number
    13 6, the bulk package of six different state
    14 regulations.
    15 You indicated, in response to questioning, that
    16 there was some -- you could possibly characterize
    17 crushing as treatment and as such some of these
    regs
    18 would prohibit crushing. Isn't it true that at least
    19 two of the states' regulations, Indiana and Montana,
    20 that are included in this that you have submitted for
    21 the record, expressly allow for intentional crushing?
    22 MR. KUHN: I am not sure of the specific states
    23 but those are ones, yes. I understand there are some
    24 that do specifically allow crushing on site.
    25 MS. ROSEN: Okay. Thank you. I don't have
    38
    KEEFE REPORTING COMPANY
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    1 anything further at this time.
    2 HEARING OFFICER ERVIN: Any there any other
    3 questions for the Agency witnesses?
    4 MR. HOMER: I am Mark Homer, the Legal Counsel for
    5 the Chemical Industry Council of Illinois. I just
    6 want to make a very quick statement that we concur
    7 with the Illinois Environmental Regulatory Group's
    8 concerns related to the crushing that has been
    9 discussed here, and we hope to be part of the
    10 discussions with the Agency, and if the concerns are
    11 not resolved we would indicate so in future
    12 proceedings before the Board. Thanks.
    13 HEARING OFFICER ERVIN: Thank you. Any other
    14 questions for the Agency's witnesses? Seeing none, I
    15 would note that the second hearing for this proposal
    16 has been scheduled for Monday, December 15th, in
    17 Chicago at 10:00 in Room 9040, the James R. Thompson
    18 Center. I would like to remind the Agency that any
    19 issues which the Agency has agreed to address from
    20 this hearing as well as any exhibits that it will be
    21 filing should be admitted at the beginning of the next
    22 hearing.
    23 The Board has requested an expedited transcript of
    24 this hearing, so we should receive this transcript
    25 either this coming Friday or next Monday. If anyone
    39
    KEEFE REPORTING COMPANY
    Belleville, Illinois

    1 would like a copy of the transcript from today's
    2 hearing, please speak to the court reporter directly.
    3 To order a copy of the transcript from the Board,
    4 the cost is $.75 cents per page. We also download a
    5 copy of the transcript from the Board's web site where
    6 we post the transcript on our web site approximately
    7 two working days after receipt of the transcript. The
    8 Board's web page is at
    http://www.state.il.us.
    9 Are there any other matters that need to be
    10 addressed at this time? Are there any other matters
    11 that need to be addressed at this time?
    12 MR. ORLINSKY: No.
    13 HEARING OFFICER ERVIN: Seeing that there are no
    14 further matters, this matter is hereby adjourned.
    15 Thank you for your attendance and participation. We
    16 will see you in Chicago.
    17 CHAIRMAN MANNING: Thank you.
    18 (Exhibits 1, 4 and 5 attached to
    19 the transcript.)
    20
    21
    22
    23
    24
    25
    40
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    1 STATE OF ILLINOIS )
    ) SS
    2 COUNTY OF MONTGOMERY)
    3 C E R T I F I C A T E
    4 I, DARLENE M. NIEMEYER, a Notary Public in and for
    5 the County of Montgomery, State of Illinois, DO HEREBY
    6 CERTIFY that the foregoing 40 pages comprise a true,
    7 complete and correct transcript of the proceedings
    8 held on the 9th of December
    A.D., 1997, at the County
    9 Building, Second Floor, 200 South Ninth Street,
    10 Springfield, Illinois, In the Matter of: Amendments
    11 of 35 Illinois Administrative code 703, 720, 721, 724,
    12 725, 728, and 773 (Standards for Universal Waste
    13 Management), in proceedings held before the Honorable
    14 Cynthia I.
    Ervin, Hearing Officer, and recorded in
    15 machine shorthand by me.
    16 IN WITNESS WHEREOF I have hereunto set my hand and
    17 affixed my
    Notarial Seal this 11th day of December
    18 A.D., 1997.
    19
    20
    Notary Public and
    21 Certified Shorthand Reporter and
    Registered Professional Reporter
    22
    CSR License No. 084-003677
    23 My Commission Expires: 03-02-99
    24
    25
    41
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    Belleville, Illinois

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