1. Agency’s Reasons for the Proposal
      1. _
        1. Adjusted Standards
    2. CONCLUSION

ILLINOIS POLLUTION CONTROL BOARD
April 19, 2001
IN THE MATTER OF:
PROVISIONAL VARIANCES FROM
WATER TEMPERATURE STANDARDS:
PROPOSED NEW 35 ILL. ADM. CODE
301.109
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R01-31
(Rulemaking - Water)
ORDER OF THE BOARD (by C.A. Manning):
On April 13, 2001, the Illinois Environmental Protection Agency (Agency) filed a
proposal to amend the Board’s water pollution regulations. The new rules would set forth the
factors that the Agency must address when it recommends that the Board grant provisional
variances from water temperature standards. The Agency explains that, based on its 20 years
of experience in considering provisional variance requests, the proposed rules will help to both
clarify what the Agency considers when it recommends the granting of a thermal provisional
variance and ensure that when the relief is granted, the environment will be protected. Today,
the Board accepts the Agency’s proposal for hearing.
The Board would like to receive public comments on the Agency’s proposal before
proceeding to hearing. The Board anticipates holding hearings in June 2001. To facilitate
public comment before hearing, the Board will: (1) further discuss the Agency’s proposal in
this order, without commenting on the proposal’s merits; (2) set forth the Agency’s proposed
rule language in this order; and (3) place the Agency’s Statement of Reasons (Statement) and
proposed rule language on the Board’s Web site (www.ipcb.state.il.us).
DISCUSSION
In this portion of the opinion, the Board describes: (1) the statutory framework for
provisional variances; (2) the Agency’s proposal; (3) the Agency’s reasons for the proposal;
and (4) how the Board will proceed with this rulemaking.
Statutory Framework
The General Assembly amended the Environmental Protection Act (Act) (415 ILCS 5/1
et seq.
(1998)) in 1980. See Pub. Act 81-1442. The amendment created another mechanism
by which the Board could grant short-term relief from regulatory requirements when
complying with those requirements would impose an arbitrary or unreasonable hardship. The
mechanism is called a provisional variance.

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Section 35(b) of the Act provides that, to the extent consistent with the federal Clean
Water Act, the Board:
[S]hall grant provisional variances, only upon notification from the Agency that
compliance on a short term basis with any rule or regulation, requirement or
order of the Board, or with any permit requirement would impose an arbitrary
or unreasonable hardship. Such provisional variances shall be issued within 2
working days of notification from the Agency. 415 ILCS 5/35(b) (1998).
Section 36(c) of the Act further provides that any provisional variance that the Board grants:
[S]hall be for a period of time not to exceed 45 days. Upon receipt of a
recommendation from the Agency to extend this time period, the Board shall
grant up to an additional 45 days. The provisional variances granted to any one
person shall not exceed a total of 90 days during any calendar year. 415 ILCS
5/36(c) (1998).
Finally, Section 37(b) of the Act states that:
Any person seeking a provisional variance . . . shall make a request to the
Agency. The Agency shall promptly investigate and consider the merits of the
request. The Agency may notify the Board of its recommendation. 415 ILCS
5/37(b) (1998).
Under this statutory framework, persons may submit applications for provisional
variances to the Agency. After reviewing an application, if the Agency determines that a
provisional variance should be granted, the Agency files with the Board a recommendation that
the Board grant a provisional variance. In its recommendation, the Agency may suggest that
the Board impose certain conditions on granting the provisional variance. Only the Board can
grant provisional variances.
Agency’s Proposal
The Agency’s proposal addresses only provisional variances from “any water
temperature standard set forth in 35 Ill. Adm. Code 302.211 or 303 or any other rule, permit,
or Board order.” The Agency states that its proposal “sets forth how the [Agency] will
exercise its provisional variance authority consistent with the Act and the [Agency’s]
regulations when evaluating requests for provisional variances from water temperature
standards.” Statement at 2.
The Agency seeks to add one new section to the Board’s water pollution regulations at
35 Ill. Adm. Code 301. The proposed new section, Section 301.109, sets forth what the
Agency must include in a recommendation that the Board grant a provisional variance from a
water temperature standard.

 
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Section 301.109 has two subsections. Subsection (a) imposes four informational
requirements on the Agency. First, the Agency recommendation must address each of the
items required to be set forth in a provisional variance application under the Agency’s rules (35
Ill. Adm. Code 180.202(b)). Section 180.202(b) of the Agency’s rules requires applicants
before the Agency to, for example: (1) provide information on the nature of the discharge; (2)
assess any adverse environmental impacts that the provisional variance may produce; (3)
explain why compliance would impose an arbitrary or unreasonable hardship; and (4) discuss
alternate methods to comply and the factors influencing the choice to apply for a provisional
variance. Second, the Agency recommendation must identify the extent to which, if at all, the
arbitrary or unreasonable hardship results from “weather and operational conditions.” Third,
the Agency recommendation must explain why any such weather and operational conditions
“were not reasonably foreseeable based on historical weather patterns and predictable
operational conditions.” Finally, the Agency recommendation must list any provisional
variances issued to the person within the preceding five years with respect to any water
temperature standard.
Subsection (b) of Section 301.109 addresses the conditions that the Agency
recommends the Board place on granting the provisional variance. First, under subsection
(b)(1), the Agency recommendation must provide the Agency’s rationale for any condition it
recommends. Second, under subsection (b)(2), the Agency recommendation must either
include each of five conditions specified in the rules or explain why the Agency does not
include the condition.
The five conditions set forth in subsection (b)(2) would require: (1) monitoring intake,
discharge, and receiving water temperatures and inspecting for mortalities to aquatic life; (2)
documenting environmental conditions and reporting them to the Agency and the Department
of Natural Resources; (3) implementing biological activities to characterize how aquatic life
responds to the thermal conditions resulting from the provisional variance; (4) immediately
notifying the Agency and the Department of Natural Resources of any unusual conditions,
including mortalities to aquatic life, and immediately taking action to remedy the problem; and
(5) developing and implementing a response and recovery plan to address any adverse
environmental impact due to thermal conditions resulting from the provisional variance,
including loss and damage to aquatic life. The Agency states that specifying these five
conditions in the rules will provide “guidance for the regulated community regarding the
minimum appropriate conditions to be included in thermal provisional variances to ensure that
no environmental harm will result from the provisional variance from the thermal limits.”
Statement at 2.
Agency’s Reasons for the Proposal
The Agency states that the proposal is needed to codify the Agency’s “knowledge and
experience that comes with 20 years of considering requests for provisional variances.”
Statement at 5. The Agency explains the history of provisional variances from water
temperature standards to highlight the importance of the proposed rules:

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The combination of a severe drought and extremely hot weather, low river
flows, elevated ambient river temperatures and decreased heat dissipation have
created several emergency situations where power companies have been unable
to meet their NPDES permit conditions for the thermal component of their
discharges and also meet their obligations to supply reliable power to their
customers. Since 1988, the [Agency] has received 23 formal requests for
provisional variances from water temperature standards . . . [and] recommended
the granting of provisional variances (subject to certain conditions) for 20 of
these requests. ***
The most recent emergency conditions which resulted in provisional variance
requests from thermal standards occurred in the summer of 1999, when four
provisional variances and one extension were granted for relief from thermal
requirements. *** Commonwealth Edison Company, Dresden Station, used
one 45-day provisional variance plus an extension for an additional 45 days and
[another provisional variance] was used by CIPS, Newton Station. *** [T]he
Dresden Station had thermal provisional variance needs in 1988, 1992, 1994,
1996, 1997 and 1998. This history was evidence of an apparent need for
additional cooling capacity at Dresden Station. *** In addition to taking
advantage of the provisional variance, the Newton Station suffered major
operational problems because of the prolonged hot period and apparently
exceeded maximum discharge levels causing an extensive fish kill in the cooling
lake. This incident further supported the apparent need for additional cooling
capacity at Newton Station.
After the emergency conditions of the summer of 1999 had subsided, the
[Agency] notified the power companies (Commonwealth Edison and Ameren-
CIPS) of the need to develop more proactive plans to avoid the reoccurrence of
violations and the need for variances. Both of these companies have
subsequently installed additional cooling systems to reduce the possibility of
permit violations. *** It is expected that these cooling systems will sustain full
compliance under extreme weather conditions; however, it is possible that
unusual combinations of heat and drought may still create a situation where
relief from current permit conditions may be needed in order to prevent a
serious failure of the power grid. Therefore, the conditions described above
have been proposed in Section 301.109(b)(2) in an effort to further clarify and
provide up-front documentation to any future petitioner on the requirements for
a provisional variance from any water temperature standard. Statement at 5-7.
Accordingly, the Agency believes that the proposed rules will help to: (1) clarify the
types of information that the Agency is to consider when recommending that the Board grant a
provisional variance from a water temperature standard; and (2) ensure that when the relief is
granted, it is subject to appropriate conditions to protect the environment. Statement at 2, 7.

 
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How the Board Will Proceed
The Board accepts the Agency’s proposal for hearing. Pursuant to Section 28 of the
Act (415 ILCS 5/28 (1998)), the Board will hold at least two public hearings during this
rulemaking. The Board would like to receive public comments on the Agency’s proposal
before hearing. The Board expects to hold hearings in June 2001. The Board directs the
hearing officer assigned to this matter to schedule public hearings and public comment periods.
The Board notes that hearing transcripts, hearing officer orders, and the Board’s opinions and
orders in this rulemaking, including this order, will be available on the Board’s Web site. The
Board also will place the Agency’s Statement and its proposed rule language on the Board’s
Web site.
AGENCY’S PROPOSED RULE LANGUAGE
To facilitate public comment before hearing, the Board sets forth below the Agency’s
proposed amendments to 35 Ill. Adm. Code 301. The proposed additions are underlined.
TITLE 35: ENVIRONMENTAL PROTECTION
SUBTITLE C: WATER POLLUTION
CHAPTER I: POLLUTION CONTROL BOARD
PART 301
INTRODUCTION
Section
301.101 Authority
301.102 Policy
301.103 Repeals
301.104 Analytical Testing
301.105 References to Other Sections
301.106 Incorporations by Reference
301.107 Severability
301.108
301.109
Adjusted Standards
Provisional Variances from Water Temperature Standards
301.200 Definitions
301.205 Act
301.210 Administrator
301.215 Agency
301.220 Aquatic Life
301.221 Area of Concern
301.225 Artificial Cooling Lake
301.230 Basin
301.231 Bioaccumulative Chemicals of Concern
301.235 Board
301.240 CWA

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301.245 Calumet River System
301.250 Chicago River System
301.255 Combined Sewer
301.260 Combined Sewer Service Area
301.265 Construction
301.270 Dilution Ratio
301.275 Effluent
301.280 Hearing Board
301.285 Industrial Wastes
301.290 Institute
301.295 Interstate Waters
301.300 Intrastate Waters
301.301 Lake Michigan Lakewide Management Plan
301.305 Land Runoff
301.310 Marine Toilet
301.311 Method Detection Level
301.312 Minimum Level
301.315 Modification
301.320 New Source
301.325 NPDES
301.330 Other Wastes
301.331 Outlier
301.335 Person
301.340 Pollutant
301.341 Pollutant Minimization Program
301.345 Population Equivalent
301.346 Preliminary Effluent Limitation
301.350 Pretreatment Works
301.355 Primary Contact
301.356 Projected Effluent Quality
301.360 Public and Food Processing Water Supply
301.365 Publicly Owned Treatment Works
301.370 Publicly Regulated Treatment Works
301.371 Quantification Level
301.372 Reasonable Potential Analysis
301.373 Same Body of Water
301.375 Sanitary Sewer
301.380 Secondary Contact
301.385 Sewage
301.390 Sewer
301.395 Sludge
301.400 Standard of Performance
301.405 STORET
301.410 Storm Sewer
301.411 Total Maximum Daily Load

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301.415 Treatment Works
301.420 Underground Waters
301.421 Wasteload Allocation
301.425 Wastewater
301.430 Wastewater Source
301.435 Watercraft
301.440 Waters
301.441 Water Quality Based Effluent Limitation
301.442 Wet Weather Point Source
301.443 Whole Effluent Toxicity
APPENDIX References to Previous Rules
AUTHORITY: Implementing Section 13 and authorized by Section 27 of the Environmental
Protection Act [415 ILCS 5/13 and 27].
SOURCE: Filed with the Secretary of State January 1, 1978; amended at 3 Ill. Reg. 25, p.
190, effective June 21, 1979; amended at 5 Ill. Reg. 6384, effective May 28, 1981; codified
at 6 Ill. Reg. 7818; amended in R88-1 at 13 Ill. Reg. 5984, effective April 18, 1989;
amended in R88-21(A) at 14 Ill. Reg. 2879, effective February 13, 1990; amended in R99-8
at 23 Ill. Reg. 11277, effective August 26, 1999, amended in R01-__ at __ Ill. Reg.
__________, effective __________.
Note: Capitalization denotes statutory language.
Section 301.109 Provisional Variances from Water Temperature Standards
a) An Agency recommendation to the Board under 415 ILCS 5/35(b) regarding a
request for a provisional variance from any water temperature standard set forth
in 35 Ill. Adm. Code 302.211 or 303 or any other rule, permit, or Board order
must specifically address each of the contents required of any application for a
provisional variance under 35 Ill. Adm. Code 180.202(b). The Agency
recommendation must:
1) Identify the extent to which the arbitrary or unreasonable hardship
results from weather and operational conditions;
2) Explain why the conditions in subsection (a)(1) of this Section were not
reasonably foreseeable based on historical weather patterns and
predictable operational conditions; and
3) List any provisional variances that the Board issued to the petitioner
within the preceding five calendar years with respect to any water
temperature standard.

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b) The Agency in its recommendation described in subsection (a) of this Section
must:
1) Specifically address the Agency’s rationale for recommending conditions
on the provisional variance; and
2) Impose or explain why it does not impose the following conditions upon
the provisional variance:
A) Requiring the petitioner to continuously monitor intake, discharge
and receiving water temperatures and to visually inspect intake
and discharge areas at least three times daily to assess any
mortalities to aquatic life;
B) Requiring the petitioner to document environmental conditions
during the term of the provisional variance, including the
activities described in subsection (b)(2)(A) of this Section, and to
submit the documentation to the Agency and the Department of
Natural Resources within 30 days after the provisional variance
expires;
C) Requiring the petitioner to immediately implement biological
activities to characterize how aquatic life respond to the thermal
conditions resulting from the provisional variance; to document
these activities; and to submit the documentation to the Agency
and the Department of Natural Resources within 30 days after the
provisional variance expires;
D) Requiring the petitioner to immediately notify the Agency and the
Department of Natural Resources of any unusual conditions,
including mortalities to aquatic life; to immediately take action to
remedy the problem; to investigate and document the cause and
seriousness of the unusual conditions while providing updates to
the Agency and the Department of Natural Resources as changes
occur until normal conditions return; to notify the Agency and the
Department of Natural Resources when normal conditions return;
and to submit the documentation to the Agency and the
Department of Natural Resources within 30 days after normal
conditions return; and

 
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E) Requiring the petitioner to develop and implement a response and
recovery plan to address any adverse environmental impact due to
thermal conditions resulting from the provisional variance,
including loss and damage to aquatic life.
(Source: Added at __ Ill. Reg. __________, effective __________.)
CONCLUSION
The Agency has proposed that the Board amend 35 Ill. Adm. Code 301 to address
Agency recommendations on provisional variances from water temperature standards. The
Board accepts the Agency’s proposal for hearing. The Board makes no comment on the merits
of the Agency’s proposal at this time.
Before hearings, which the Board expects to hold in June 2001, the Board would like to
receive public comments on the Agency’s proposal. The hearing officer assigned to this
rulemaking will soon issue an order scheduling these matters.
IT IS SO ORDERED.
I, Dorothy M. Gunn, Clerk of the Illinois Pollution Control Board, hereby certify that
the above order was adopted on the 19th day of April 2001 by a vote of 6-0.
Dorothy M. Gunn, Clerk
Illinois Pollution Control Board

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