ILLINOIS POLLUTION CONTROL BOARD
September
 6,
 1984
ILLINOIS ENVIRONMENTAL
 )
PROTECTiON AGENCY,
 )
)
Complainant,
PCB 82—154
CITY OF MOLINE,
 )
Respondent.
MS.
 ANNE
 L.
 RAPKIN
 (ASSISTANT ATTORNEY GENERAL) AND MR.
 E. WILLIAM
HUTTON APPEARED ON BEHALF OF COMPLAINANT.
MR. RICHARD
 3.
 KISSEL OF MARTIN, CRAIG, CHESTER & SONNENSCHEIN
AND MR. LARRY A WOODWARD, CITY ATTORNEY, APPEARED ON BEHALF OF
RESPONDENT.
OPINION AND ORDER OF THE BOARD
 (by 3.
Marlin):
This matter comes before the Board upon a December 30,
 1982
complaint filed by the Illinois Environmental Protection Agency
(Agency)
 alleging that the City of Moline
 (Moline) operated its
North Slope sewage treatment plant
 (North Slope)
 in
such
a
 manner
as
 to
 violate
 the
 Illinois
 Environmental
 Protection
 ~ct
 (Act)
 and
various
 water
 regulations
 under
 35
 Iii.
 Adm.
 Code
 302,
 304
 and
309,
 These alleged violations were to have occurred approximately
 between
 a
 three
 year
 period,
 1979
 to
 1982.
 An
 Amended
 Complaint
filed on April
 21,
1983
alleged
 that
 Moline
 dumped
 sewer
 cleanings
into
 a
 storm sewer between January
 10 and 20,
 1983.
 Hearings
were
 held on December 13 and
 14,
 1983 in Moline, Illinois~
Members
 of
 the public and press attended.
Preliminary
 Issues
Moline contends that
it
had a binding oral contractual
agreement
 with the Agency which provided that the Agency would
not
 enforce the Act against Moline while Moline was in the
 grants
program.
 (Resp. Brief at
 1,
 8.)
 Moline supports this contention
by
 referring to the testimony of Agency personnel who were pre-’
sent
 at meetings between the Agency and Moline on September
 9,
1980
 (Resp. Brief at
 6 citing R.
 181) and May 12,
 1982
 (Resp.
Brief
 at
 11,
 12).
 Moline also cites the answer of Mr. Brom that
he
 thought Moline was doing what it could to comply
 (Resp,
 Brief
at
 7
 citing
 R.
 328).
60-01
In the first place, the Board finds that there was no contract
between the parties.
 The Agency does not have the authority to
enter into such a contract,
 “It is fundamental that an Agency
charged with implementation of a statutory framework ordinarily
possesses no authority to deviate from or abdicate its statutory
responsibilities.”
 ~
 19 ERC
2091,
 2096
 (6th Cir,
 1983).
 Although the Agency may use its
discretion to delay an enforcement case when a grant proposal
 is
pending, this conduct neither constitutes a binding contractual
agreement nor estops the Agency in an enforcement proceeding~
The proper vehicle for obtaining relief, in such cases
 is the
variance procedure provided for in Section 35 of the Act,
 Moline
could have sought a variance at any time,
 if it determined that
immediate compliance would cause it to suffer arbitrary or
unreasonable hardship,
 Moline did not seek a variance.
Secondly, even if one assumes that there was a contract,
 a
contract to continue to violate the law is fundamentally illegal~
Was~yv. Hammer,
 223 U.S.
 85,
 32
 S. Ct,
 187
 (1912),
 Contracts
to do that which
 is unlawful are
 void,
 A contract of the nature
alleged by Moline would be inconsistent with the right of the
public to a healthful environment
 (ILL. CONST,
 art,
 XI,
 §
 2), the
policy of the Clean Water Act
 (33
 U~S.C. S 1251 et
 ~.),
 and the
Illinois Environmental
 Protection
 Act
 (Ill.
 Rev.
 Stat,
 1983, ch~
111½, parse
 1002,
 1011).
 Furthermore, i~wo~T~
 be against public
policy
 (ILL, CONST,
 art,
 XI,
 §
 1).
 ~
383 Ill~ 454,
 50 N,E,2d 467
 (1943).
 Similarly, the Agency personnel
have no authority to bind
 the State
 to such an illegal agreements
Thirdly, the Clean Water Act
 (33 U.S.C.
 § 1251 et ~
 pro-~
vides that municipalities shall meet Section 301 effluent standards
(Id.
 §
 1311).
 This
 is accomplished by the Section 402 NPDES
permit system and may be financed by the awarding of Title
 Ii
federal grants for pollution control equipment
 (Id.
 §5 1342,
1282).
 Even though Moline was in the grant program,
 it must
comply with the effluent standards where
 it was technically and
financially able.
 The receipt
 of grant
 funding is not a condition
precedent to the duty
 to comply with effluent standards~ State
Water Control Board v. Train,
 559 F.2d 921,
 924
 (4th Cir, 1977)~
U~S.v.WavneCou~~~ra.
 If it were,
 the Agency “would be
pragmatically restricted to seeking compliance only in actions
where it would guarantee federal funds to effect the compliance
judgments obtained,
 This was patently not the intent of
C~ongress~”Id. at 2096.
Fourthly, Moline
 repeatedly refers
 to the inaction of the
Agency (Moline
 “Reply” Brief,
 4,
 7,
 10,
 38) and appears to imply
that the defenses of estoppel,
 waiver
 and laches would bar this
proceedings
 In ~
 .
 Amoco Oil
 Corn an
 ,
 580
 F.
 Supp.
 1042
(W,D, Missouri,
 1984)
 (ruling
 on a
 motion for Summary Judgment)
60~O2
suit was not filed until
 four and one-half years after the first
of the alleged ‘violations occurred,
 the court rejected the very
same arguments.
 The court found the following:
 1)
 laches does
not apply where the government
 is acting in its sovereign
capacity;
 2)
 there is no estoppel
 in the absence of some af-
firmative misconduct on the part of the government;
 and 3) no
defense of waiver can be asserted against the government since
“public officers have no power or authority to waive the enforce~
merit of the law on behalf
 of the public.”
 580 F.
 Supp. at 1050.
The Board finds that~likewise Moline has not shown a valid defense
to this proceeding.
 Although the Amoco Oil court stated that
“failure to take action more promptly may arguably have some
bearing on the amount of any penalty to be imposed,” the Board
has already considered this
 in setting the penalty.
An Agency motion filed February
 14,
 1984 requested the Board
to reverse certain hearing officer rulings.
 The Agency asserts
that Respondent~sExhibit 81/ should not be admitted because
 it
was hearsay, that
 it contained hearsay, and that it referred to
the issue of enforcement,
 Under the business records exception
of the hearsay rule located at 35
 Ill. Adm. Code
 103.208, the
lack of knowledge of the entrant goes to the weight of the evidence,
not its admissibility.
 This rule
 is more liberal than either the
federal or state rules and should be read in conjunction with 35
Ill, Adm.
 Code 103.204.
 However, Respondent~s
Exhibit
 8 does
contain enforcement decisions,
 A Board Order dated November
 3.
1983 provides that “questions as to when and how the Agency
and/or the Attorney General choose to take enforcement action
would be irrelevant,”
 Although the respondent may offer mitigating
evidence, this evidence must not be contained in documents relating
to enforcement decisions,
 The Board therefore reverses the
ruling of the hearing officer and denies admission of Respondent~s
Exhibit
 8.
Regarding Respondent~sExhibit
 9, the ruling of the hearing
officer
 is reversed for the same reasons supporting exclusion of
Respondent~sExhibit 8.
Regarding Count V1
 the Agency attempted to introduce as
evidence the testimony of the Agency~srecords witness Mr. Callaway
and proposed C.
 Exh,
 12,
 Moline objected and the hearing officer
denied their admission,
 The Agency
 proceeded with an offer of
proof.
 The Agency requests that the Board reverse the ruling of
the hearing officer and accept the offer of proof and the exhibit
as evidence.
 The Board finds that to allow the offer of proof
and the exhibit as evidence would unduly surprise Moline.
 The
Complainant had almost one year to fulfill its duty to disclose
that it would present a
 records
 witness and the Respondent had a
 right to depose that witness before trial,
 The order of the
hearing officer is affirmed.
T~e~pondent’sExhibits are incorrectly marked Petitioner’s
Exhibits;
 e.g., Resp.
 Exh,
 8 is
 marked Pet,
 Exh.
 8,
60-~03
The Agency also requests that the Board overrule the hearing
officer
 in denying admission to part of the Agency investigator’s
response at page 99 of the transcript.
 There is too much
subjectivity, uncertainty, and a lack of connecting up in the
investigator’s “appeared
 .
 .“
 answer,
 The hearing officer
ruling is hereby affirmed.
in a similar vein, Complainant~sGroup Exhibit 11,
photograph 4~3was properly denied admission by the hearing
officer,
 Although this photo is what the investigator saw on
January 20,
 1983,
 it was not connected up to any particular
occurrence relating to this enforcement action,
Regarding the Agency motion at hearing to amend the complaint
on its face to include January
 6,
 1983 in the sewer cleaning
counts
 (VI,
 VII,
 VIII), the hearing officer is affirmed.
 The
Agency under 35
 111. Mm.
 Code 103.210 could amend the complaint
as
 long as there was no undue
 surprise.
 There appear to have
been many dates and different
 places
 discussed relating to alleged
sewer cleaning
 (R.
 142).
 The Agency had time to amend the
complaint before trial and that to do so at hearing would have
evoked undue surprise.
 The offer of proof containing Mr.
 Hill’s
testimony is denied.
Regarding the admissibility of the testimony of James Huff,
the hearing officer
 ruled that his qualifications
 as an expert
were subject to the
 qualifications of
 the individuals he relied
on being established
 (R.
 278-9),
 Moline offered the resumes of
three individuals who purportedly were experts as Respondent’s
Exhibits
 4,
 5 and
 6 for identification and the Agency objected
hearsay grounds
 (R,
 284),
 The Board notes that if the resumes
were offered to show that Mr.
 Huff is an expert, then the
tendered documents are hearsay.
 However, where there
 is a joint
report and the joint author resumes are offered to support its
validity, then the resumes are admissible,
 Any questions would
go the weight of the evidence,
 Herein, the
 hearing officer’s
conditional ruling was erroneous,
 The question of whether Mr.
Huff
 is an expert is an independent question and should not be
subject to the establishment of the qualifications of the joint
 study authors that he relied upon.
 Respondent’s Exhibits
 4,
 5
and 6, the resumes of the joint study authors are admitted as
evidence to support the validity of the joint study but not to
show that Mr. Huff is an expert.
 The testimony of Mr. Huff
 is
hereby admitted as expert based on the qualifications in his
resume and testimony
 (Respondent~sExhibit
 3,
 R.
 289~90).
Discussion
The North Slope,
 a
 secondary treatment
 plant located in
Moline,
 Illinois was
 constructed with
 about $3,000,000
 in federal
60.fl4
-.5—
grant
 funds.
 It has
 a design
 average flow of
 5.5 million gallons
per
 day
 (MGD),
 It employs a contact stabilization
 mode
 of activated
sludge process.
 Sewage passes through a bar screen into a wet
well where it is pumped to a splitter
 box,
 This box divides flow
to two circular primary clarification tanks with any flow over
13.75 MGD sent to three excess flow rectangular primary clarifier
tanks.
 From the two circular primary tanks,
 flow
 is to two
 contact aeration tanks wherein microorganisms commonly called
activated sludge digest the sewage nutrients.
 From there flow
 is
to two square secondary clarifiers where the activated sludge
settles to the bottom.
 The effluent from the two square secondary
clarifiers is chlorinated or sent to the excess flow rectangular
primary clarifier tanks for additional settling before discharge
to Sylvan Slough of the Mississippi River,
Meanwhile, the activated sludge
 is sent to four reaeration
tanks where they are given a chance to digest the sewage they
picked up in the contact tanks.
 After four hours, they are
returned to the two contact aeration tanks to begin a new cycle
and the sludge is purged from the
 process,
 thickened, and sent to
a sludge holding tank,
 Sludge from the two
 primary clarification
tanks has already been removed and both sludge types are now
mixed
 in the sludge holding
 tank,
 Sludge
 from the tank
 is dewatered
onto vacuum filters and
 trucked for disposal
 off—site.
 An average
of 45,000 dry pounds of sludge
 per day must
 be removed from the
plant to prevent overloading
 of the facility
 with solids
 (C.
 Exh.
5),
The North Slope NPDES permit #1L0029947 was issued to Molir,e
 on June 22,
 1977 for discharge into the Mississippi River and
reissued on February
 3,
 1983,
 The 1977 permit established,
 inter
alia, the following discharge
 limitations.
Quanti~
 Concentration
30-day
 7-day
 30-day
7-day
avera~
 avera~
BOD~
 417 kg/day
 625 kg/day
 20 mg/i
mg
/
1~
TSS
 521 kg/day
 781 kg/day
 25 mg/i
mg
/
I
Fecal Coliform
 Daily maximum 400
(No, per 100 ml)
Chlorine Residual
 Daily minimum
 0.20 mg/I
Daily
 miximum 0,75 mg/I
—6—
Attachment A, paragraphs 2(a), 2(b),
and
2(6) of Respondent’s
NPDES
 permit
provides
 that
 the
 plant
 be
operated
efficiently,
optimally,
 and
with
adequate
operating
 staff
 to
 insure
 compliance
with
permit
conditions.
The
 ninth
 provision
 of
 the
 permit’s
 Attachment
 B
 established
that
 if
 the
 permittee
 does
 not
 comply with
 limitations
 in
 the
permit,
 it
 should
 notify
 the
 Agency
 in writing
 Notices
 of
Noncompliance
 (NON5))
 (C.
 Exh.
 1—A).
 (On
 February
 3,
 1983
Respondent’s NPDES permit
was
reissued.
 C.
 Exh.
 1—B.)
The
Agency
alleges violations by t4oline in eight counts.
Count
 I alleges that on or about April 1, 1979
through
December
 30,
1982,
 Moline
 discharged
 into
 Sylvan
 Slough
 effluent
 containing
five-day
 biochemical
 oxygen
 demand
 (BODj,
 total
 suspended
 solids
(TSS), fecal coliform bacteria, and residual chlorine (Cl2) in
quantities
 and/or
 concentrations
 in
 excess
 of
 limitations
 set
forth in its NPDES
 permit,
 in
 violation
 of its
NPDES
permit, 35
Ill. Ada.
Code
309.102, and Section 12(f) of the
Act.
 Section
Tiff
)j~ovides:
No person shall:
f.
 Cause,
 threaten
 or
 allow
 the
 discharge
 of
 any
contaminant into the waters of the State, as defined
herein, including
but
not limited to, waters to any
sewage works, or into any well or from any point source
within
 the
 State,
 without
 an
 NPDES
 permit
 for
 point
source
 discharges
 issued
 by
 the
 Agency
 under
 Section
39(b) of this
 Act,
 or
 in
 violation
 of
 any
 term
 of
condition imposed by such
permit,
 or
 in
 violation
 of
any
 NPDES permit filing
 requirement
 established
 under
Section 39(b), or in violation of any regulations
adopted by the
 Board
 or
 of any order adopted by the
Board
 with
 respect
 to
 the
 NPDES
 program.
35
 Ifl~~4!•
 Code
 309.102
 provides:
Except as in compliance with the provisions of the Act,
Board regulations, and the CWA, and the provisions and
conditions of the NPDES permit issued to the discharger,
the
 discharge
 of any contaminant or pollutant by any
person
 into
 the
 waters
 of
 the
 State
 from
 a
 point
 source
or
 into
 a
 well
 shall
 be
 unlawful.
This
 section
 was
 later
 amended
 by
 adding
 a
 subsection
 (54
 PCB
411, November 18,
 1983, R82—10).
 The
 new
 subsection
 does
 not
change the meaning of the section for
purposes
Of
 this
 case.
Count
II
 alleges
 that
on or about
 June
 12,
 1979
 through
December
 30, 1982 Moline discharged effluent into
 Sylvan
 Slough
sea
containing
 obvious
 color,
 turbidity and sludge solids in violation
of
 35 IlL Adm~Code 3O4~1O6and Section 12(a) of the Act.
Section 12(a) provides:
No person shall:
a,
 Cause
 or
 threaten
 or
 allow
 the
 discharge
 of
 any
contaminants
 into
 the
 environment
 in
 any
 State
 so
 as
 to
cause or tend
 to
 cause
 water
 pollution
 in Illinois,
either alone or in combination
 with
 matter
 from
 other
sources,
 or so as
 to
 violate
 regulations
 or
 standards
adopted by the
 Pollution
 Control
 Board
 under
 this Act.
35
 111.
 Adm.
 Code
 304.106
 provides:
In
 addition
 to
 the
 other
 requirements
 of this Part, no
effluent shall
 contain
 settleable
 solids,
 floating
debris,
 visible
 oil,
 grease,
 scum
 or
 sludge
 solids.
Color,
 odor
 and
 turbidity
 must
 be
 reduced
 to
 below
obvious
 levels.
Count III alleges that on
 or about December
 11,
 1979 through
December
 30,
 1982
 Moline
 discharged effluent
 so as to
 cause
 or
allow
 the
 presence
 of
 floating debris and
 unnatural color in
Sylvan
 Slough
 in violation
 of
 35
 111. Adm. Code
 302.403
 and
Section
 12(a)
 of
 the
 Act
 (~p~).
35 III. Mm.
 Code
 302.403
 provides:
Waters subject to
 this
 subpart
 shall
 be
 free
 from
unnatural
 sludge
 or
 bottom
 deposits,
 floating
 debris,
visible
 oil,
 odor,
 unnatural
 plant
 or
 algal
 growth,
 or
unnatural
 color
 or
 turbidity0
Count
 IV
 alleges
 that
 on
 or
 about
 April
 1,
 1979 through
December
 30,
 1982
 Moline
 failed
 to
 operate
 its
 facility as
efficiently
 as
 possible
 and
 to provide optimal
 operation
 and
maintenance
 of its
 facility
 in
 violation
 of
 Attachment
 A,
paragraphs
 2(a)
 and
 2(d)
 of
 its
 NPDES permit,
 35
 Ill. AdSL Code
309.102
 (~j~a)
 and
 Section
 12(f)
 of
 the
 Act
 (!~2~)~
Count
 IV further
 alleges
 that
 on or about
 December
 21,
 1978
through
 December 30, 1982
 Moline has failed to
 provide an
adequate
 operating staff
 to
 carry
 out
 necessary
 activities
 at the
facility
 in violation
 of
 Attachment
 A,
 paragraph
 2(b)
 of
 its
NPDES
 permit,
 35 Ill. Adm~Code
 309,102
 (~p~)
 and
 Section
 12(f)
of the Act (sup~a),
Count V alleges
 that
 on
 or
 about
 July
 5,
 1980
 through
December
 30,
 1982
 Moline
 failed
 to
 inform
 the
 Agency
 that
 Moline
did
 not
 comply
 with
 effluent
 limitations
 specified
 in
 its
 NPDES
permit
 and failed
 to
 provide
 the
 required
 information
 within
 five
60~07
days
 of becoming aw~re
of
 the
 condition
 in
 violation
 of
 Attachment
B,
 paragrao~
 9 of
 its NPDES permit,
 35
 Ill,~Mm, Code 309.102
(~~a),~
 Es~tior
12(f)
 of
 the
 Act
 (~~ra).
Cour~V~a~.egesthat between January
 10
 and January
 20,
1983
 Molire
 Thscia~:ed
contaminants
 from
 storm
 drains
 into the
Mississ~pp~
 Jver
 without
 an NPDES Permit
 in
 violation
 of Section
12(f)
 of btc ~ct (su2~)~
Ccurt
 \,~1
a~3ges that between
 January
 10 and 3anuar~20,
1983
 Mo,
 cc discharged effluent containing sludge,
 solids, un~
natural co
 ci
 ond odor into storm drains
 in vioiatior of
 35 111,
Mm,
 Cods 30~ 1&6 (s~1~)
and
 Section
 12(a) of the Act
 ~uraT,
Coun’
 \~IIIalleges that between
 January
 10 and January
 20,
1983 Molin. dl3charged contaminants from storm drains
 so a’ to
cause
 or allow the presence of sludge, debris,
 odor
 and nnnatural
color
 in the Mississippi
 River
 in
 violation
 of
 35
 111,
 Mw.
 Code
302.403
 (~p~a)and
 Section
 12(a)
 of
 the
 Act
 ~
To
 prove
 a
 violation
 under
 Section
 12(a)
 of
 the Act
complainant
 must
 show
 by
 a
 preponderance
 of
 the
 evidence
 that.
respondent
 caused,
 threatened
 or
 allowed
 water
 pollution.
AllaertRend~fj~Inc~v.IPCB
 and
 IEPA,
 91 Ill,
 App~
 3d 15~
414
 N,E.2d
 492
 (3d
 Dist~
 1980),
Regarding Count
 I,
 the
 discharge
 monitoring
 reports
 (C.
Group
 Exh.
 2)
 required
 by
 law
 to be
 filed
 by
 Moline
 were
jiOt
rebutted
 and
 show
 that
 Moline
 has
 violated
 its
 permit
 conditions
and
 Secti
 r
 1~
~f) of the
 Act
 by
 discharging
 cortaminants in ~ the
enviro~unent
 V~o1ations
were
 between
 April
 1,
 1979 an~
December
 30.
 i982,
 inclusive,
 for
 BOD~, TSS,
 fecal
 coliform
 and
Cl~. Thc was
 a
 45
 month
 perioth
 Th~re were
 no BODr violations
during
 7’79
 817
 10/79,
 8/82,
 9/82,
 10/82 and I1/8~
 rfthre
were no
 ~b~i
 vi ~‘ationsduring 5/82,
 8/82,
 10/82 and 11!8e
 ~ite
fecal colifor~ribacteria
 limitation
 was
 not
 violated durinu the
following thirteen months:
 4/79,
 7/79,
 10/79,
 12/79,
 3/80, 4/~0
5/80,
 4/80,
 2’81,
 2/82,
 4/82,
 6/82
 and
 11/82.
 Likewise the (12
limitation was not violated during the following eleven mocths
12/79,
 3/80
 4/80,
 7/80,
 11/80, 7/81,
 5/82,
 6/82,
 7/82,
 9
 2?
i
 d
11/82,
 i~
 ~ummary, BOD
 was
 violated
 38
 months,
 TSS
 41 i.~cntth
fece
 coliform 32 monthL
 and Cl2
 34 months,
As
 for Counts
 II and
 III,
 Moline
 attacks
 the capabilit~
credib~.
 ry,
 ana credentials of the Agency investigator
 (Res’
Brief
 2’
 26).
 The Board
 notes
 that
 observation
 is sufficien~to
deter~nirs
 the violations alleged in this
 case,
 The inves~9at~r~
experierce
 ~n the field
 certainly
 qualified
 him to comment ~
those
 mathers
 for
 which he testified,
 The eyewitness test~mo;iy
(R, 40~68lof the
 investigator
 as
 to
 the
 visits
 and
 inspecthone
triroughccf’
 a t~eeyear period coupled
 with
 the
 photographs
 of
60~08
.im9..
some
 of
 tho:s
 ‘isits
 is
 unrebutted
 testimony
 that
 Moline
 violated
the
 reaulattons
 as
 charged
 in
 Counts
 II
 and
 III.
 Supporting
photogrr, h~
ii ~hh1ude
 C
 Group
 Each.
 6
 #3,
 C.
 Group
 Each.
 7
 #1
and
#4, C
 t~roipflIt
 8
 *1
 tot color, turbidity
 and
 sludge
 solids
violati us.
 The l
 owing
twelve
 days of violatior.s have
been
proven
for
cc’nt
 II
 6/13/79, 6/29/79, 12/5/79,
 12/1.179
 6/18/80,
6/25/80
 7/30/
 1, 9/23/81, 11/12/81, 2/9/82, 4/15/82 and 6/23/82.
Supporti.ig
 pliotographc
 for
 water
 quality
 violatto is
 oL
 3cum,
foam.
 aa
 diecoorat:on
 include
 C.
 Group
 Each.
 7
 #1
 and
:
 Group
Each.
 r
 c
 The
 10’
 w..ng
five—days
 of
 viola
 ions
 ha’:
 bent
prover, to
 lrn.t
 Il.
 12/5/79,
 12/11/79, 9/23/81,
 i...’i
 81 and
2/2/82
Reg~.rdinjthe
 alleged
 operating
 and
nai
 .er.ance
 ~~~‘~
 ons
in
 Court
 IV,
 the
 Agency
 investigator
 testified
 that
 the
 North
Slope
 was
 .esigred
 to
 accept
 sludge
 solids
 from
 th
 w’n’
 ~al
water
 filttat’on
 plait
 CR.
 69).
 Moline’s
 Superirt.ende.t
 fo.
Water
Pol
lution
 Control
 testified
 that
 the Noth
 lope
 aecanc.
operational
 in
 1978.
 In
 March, 1979
 it
 began
 to
 receive
 Ludge
solids
 from
 the
 filtration
 plant
 and
 after
 six
 weeks,
 it
 became
apparent
 that
 sludge
 transportation
 away
 frost
 the
 ftc.
 ..
 .ty
 would
be
 critically
 necessazy
 CR.
 195).
The
 Agercy
 investigator
 visited
 the
 North
 Slcve
 or
 Fe’etrber
21,
1978 and again on June 12,
 13,
 28,
 29,
 1979
 and
 fourd
 the
 pimary
and secondary
clarifiers, the chlorine contact
and
 storsreter
settling
tanks
were discharging excessive amounts of sLudqe
 R.
32-35).
 addatsorally, the sludge thickener aid
thc.
‘act
 silter
were rot
 it operation
 (R.
 35, 39-40).
 On
December
5,
 29 ~ the
invest:c,a.rr Co nd the primary clarifier,
one
 conta
t
 an)’,
 ~nd
the
 T
rr
 I
 ecor 1ar~
 aifier
 inoperable.
 “w..
 of
 h
 ‘0
 t.ormwatst
tanks
were out
 CR. 45-46).
 Photographs in C
 Group Ext
 nd
transcript pages 48-49 support the findings of this vii ft.
 On
June
:
~
 1
‘0
 the
 investigator
 found
 excess
 mix
 d
 laauo’
 ‘t
 Ate
activatea
 udge
 flow
 unevenly split
 between
 tie
 tvo
 sea
 i
 ry
~laritiers,
 sludge
 being
 discharged
 from
 the
 south
 secondi y
clari!ser
 and
bad
 color
 in
 the
 activated
 sludge/secondary
clarifiers
 CR.
 52,
 53).
 On
 June
 25,
 1980
 as
 on
 June
 18
 the
investijotrr fourd excessive sludge in the
 treament
 ns
 s
and
the fiti’
 s.fluent was laced with
sludge
and a
gray-brown
 turt
 Id
color
 CR
 .5
 56).
 The investigator testified
one
year later
that on Jcly 30,
 1981 sludge was still being disctarged from the
treatment units and being recycled to the head of the p’art
 ‘R
58).
 “F~
results were the
same
on his
November
 12,,
 1.981 vis4t
CR. 61).
 3n
 tebruary
 2,
 1982
 the
 investigator
 found
 that
 tie
mechanteal
 ~peration
 of
 the
 plant
 was
 almost halted.
 FJcw
 to
 the
primary
 clarifier
 was
 restricted
 because
 of
 exce.sive
 solac’.
jammsnr
 the
 ollector
 mechanisms
 of
 the
 various
 treatment
 cr
 ts
CR.
 62,
 ?e
 •
 On an April
 15,
 1982 visit there ~asaome
imprcvever’
 -
 olids
 were
 6,000
 mg/l
 in
 the
 contact
 tank
and
1.3
 OCO
 ng/i
 r
 the
 reaeratlon
 tank.
 Moline
 had
 the
 vac.i.w
80-09
—10—
operating
 at
 two
 shifts/day
 and
 had
 hired
 an
 additional
 truck
 and
driver
 to
 haul
 sludge
 away
 C65—67).
 A return visit on
 June
 23,
1982
 found
elevated sludge levels with 13,000 mg/l solids in the
contact
 tank and 26,000 mg/l in the reaeration
tank.
 This
elevation
 is
 corroborated
 by
 the
 DMR’s
•
 The
 Agency
 witness
testified
 that
 plant
 operating
 records
 showed
 that
 only 8½
truckloads
 of
 sludge
 per
 day
 were
 hauled
 away
 in
 June
 compared
with
 10
 truckloads
 per
 day
 in
 April
 CR.
 67-69).
 Moline
 claimed
that
 no
 reduction
 was
 made
 CR.
 222).
 The
 record
 supports
 the
Agency
 on this
 point.
As
 to
 Count
 IV,
 Moline
 called
 as
 a
 witness
 the
 manager
 of
the
 Agency’s
 Water
 Permit
section,
 a
 Moline
 Superintendent,
 and
two
 consultants.
 Moline
 argued
 that
 it
 complied
with
its
 NPDES
permit
 as
 reasonably
 as
 possible,
 adequately,
 and
 as
 efficiently
as
 possible
 CResp.
 Brief
 28).
 These
 arguments
 lack
 merit
 based
on
 the
 evidence
 previously
 discussed.
 The
 Agency
 has
 met their
burden
 as
 to
Count IV and the Board finds that Moline has
violated its NPDES permit, Sections l2Cf) and 309.102 for
thirteen days:
 12/21/78, 6/12/79, 6/13/79, 6/28/79, 6/29/79,
12/5/79, 6/18/80, 7/30/81,
 11/12/81, 2/2/82, 4/15/82 and 6/23/82.
Regarding the violations charged in Count V, the Agency has
not proved
these allegations by a preponderance of the evidence
and therefore no violation is found
 CSee Preliminary Issues, p.
2, supra).
Regarding the sewer cleaning Counts VI, VII, and VIII, the
Agency
investigator testified that on January 29, 1983,
 based
 on
an anonymous phone call, he
 visited
 Moline’s
 Sewer
 Maintenance
Department facilities
 located
 at
 39th
 Street
 and
 River
 Drive.
There
 he
 observed
 two
 Moline
 employees
 dumping
 sewer
 cleanings
into
 a
 storm
 sewer.
 A
 City
 of
 Moline
 pick-up
 truck
 with
 license
M1464
 was
 perked
 there.
 The
 investigator
 also
 stated
 that
 the
cleanings
 were
 black, had a septic sewage odor and a
strong
chemical solvent odor
 CR. 90—102).
 One employee testified that
he and
 another
employee did
discharge sewer cleanings into
manhole #1 CSee C.
 Each.
 10) on January 20, 1083
and
that
 they
were ordered to do it by their supervisor
 CR. 137—139).
Photographs in C. Group
 Bach.
 11 support the investigator.
 The
investigator
testified
 further
 that
 on the
 same
 day at 3:45 p.m.
he
observed
a
 fifty
 foot
long
plume
of black liquid along the
south
shore line of the Mississippi River
 CR. 98—100).
The
 Board
 finds
 that
 by
 discharging
 the
 sewer
 cleanings
 into
a
 storm
 sewer,
 Moline
 violated
 the
 regulations
 charged
 in
 Counts
VI,
 VII and
VIII,
 specifically
 Sections
 l2Ca)
and
 Cf) of
 the
 Act:
caused,
 threatened,
 or
 allowed
 the
 discharge
 of
 a
 contaminant
into the waters of the state.
 Sections 302.403
and
304.106 were
violated because of the visible color and
odor
of the effluent.
60-10
-~11—
~y~tin/Mitin~~rs
Once
 violations
 are
 found,
 aggravating
 arid
 mitigating
 factors
are
 scrutinized.
 A
 number
 of aggravating factors
 add
 to
 the
seriousness
 of
 the
 violations
 in
 this cases
 The
 extent
 and
duration
 of
 the
 violations
 is an aggravating
 factor
 itse1f~
 TSS
was
 discharged
 by
 a
 factor
 of
 twelve
 to
 twenty
 times
 over
 the
permit
 limit~
 Fecal
 coliform
 bacteria
 was
 discharged
 four
 to
eight
 times
 over
 the
 limit,
 with
 instances
 of
 1,070
 and
 565
 times
the
 limit
 (C~ Group
 Exh~ 2),
 Violations
 persisted
 for
 three
years~
 Moline
 waited
 until
 “the
 eve
 of
 enforcement”
 to
 comply
with
 the
 Act
 and
 Board
 regulations~
 An
 enforcement
 notice
 letter
was
 mailed
 to
 Moline
 on
 September
 15,
 1982
 and
 Moline
 was
 in
compliance
 in
 Ocotober,
 1982
 (C~ Exh,
 3;
 Agency
 Brief
 32)~
Another
 aggravating
 factor
 is
 the
 amount
 of
 financial
 savings
realized
 by
 Moline
 by
 failing
 to
 haul
 adequate
 amounts
 of
 sludge
from
 the
 plant~
 Complainant~s
 Exhibit
 9
 computes
 the
 amount
 of
sludge
 by
 subtracting
 the
 quantity of
 TSS
 that
 could
 be
 legally
discharged
 during
 the
 42 months of TSS
 violations
 from
 the
 quantity
that
 was
 discharged.
 The
 quantity
 of TSS
 discharged
 in
 excess
 of
legal
 limits
 was
 calculated
 by the
 Agency
 as
 10,374,577
 lbs~
between
 April
 1979
 and
 September
 1982
 (C~ Exh,
 9,
 Agency
 Brief
33)
Molin&s
 own
 figures
 evince
 a
 higher
 amount
 of
 excess
 TSS
discharge.
 Based
 on
 Respondent~sfourth
 response
 to
 complainant~s
second set
 of
 interrogatories,
 Moline must
 remove
 45,000
 dry
pounds
 of
 sludge
 per
 day
 on
 an annual average
 from
 North
 slope
 to
prevent
 overloading
 the
 facility
 with
 solids
 (C~ Exh~ 5)~
 Between
April
 1979
 through
 September
 1982
 this
 would
 amount
 to
 57,487,500
lbs~ that
 should
 have
 been
 removed
 at
 a
 cost
 of
 $3,050,943.75
(Id.,
 Respondent~s
 second
 response
 to
 complainant~s
 second
 request
for
 admissions;
 Agency
 Brief
 at
 34,
 35).
 According
 to
 Respondent~s
third
 response
 to
 complainant~s
 second
 request
 for
 admissions,
32,554,000
 lbs.
 of
 TSS
 were
 removed at a cost of
 $1,699,040
 (C.
Exh.
 5).
 The
 difference
 is
 24,933,500
 lbs. of
 TSS
 discharged
 in
excess
 of
 the
 legal
 limits,
 The Agency
 calculated
 that
 Moline
avoided
 costs
 of
 $1,351,903.75
 by
 failing
 to
 remove,
 transport,
and
 dispose
 the
 quantities
 of sludge in excess of
 the
 legal
limitations
 (Id.).
First,
 Moline
 asserts
 that
 the conduct
 of
 the
 parties
 was
 a
mitigating
 factor,
 This
 contractual issue
 was
 discussed
 with
 the
preliminary
 issues.
 The
 conduct of the parties herein
 was
 not
 a
mitigating
 factor,
 Moline
 had
 an
 affirmative
 duty
 to
 correct
deficiencies
 at
 the
 plant
 in
 order to comply
 with
 the
 legal
limitations
 and
 failed
 in
 its duty.
 In fact,
 Moline
 never
 even
petitioned
 the
 Board
 for
 a
 variance from the
 legal
 limitations,
60~
 II
Second,
 dol_ne asserts that its improvement eftorts were
mitigating
 f~ictor~.
These
 efforts
 included
 purchasing a new
truck2/
 ~.
 Fo~ruary1980
 (II,
 197)
 and additional hoppers
sometime
in
 1981
 ,R.
 ~
 prioritizing
 truck
 repairs
 in i~9i
(Id,),
installing
 ttcck tire shields
 (Id.), hiring a co~tra~t
 hauler
 (R.
204~5~and chta
 fling extra landfill hours in late
 sum’ner 1982
 (R.
225).
 ii
 ncd:tion Moline spent $100,000 to consn:uct a sludge
pad, purdace a tractor loader and initiate conv~vormodification
in 1982
 (F.
 ~)
Mnl~riecn~a~lca~tby May,
 1979,
 if not seo~
 that
sludge
 I d
 ~c’~d
i~
critical to plant oper~t.
 ~
 195~6),
yet
it
 m~~kes
 tie weak assertion that debugging ani oTher problems
preventec
 ~i5pur~ation prom being identifleL
 it
 ~weakest
part of
 the operition~until September,
 1980
 (P
 ~i~i
 200). This
case preserta a very simple problem.
 If sufficient solids are
not removed
 ~t~m the treatment plant as sludge
 fiat material
will exit with the effluent
 causing
 permit
 viol~ions~ Removing
adequate sludne costs money but allows compliance
 IT adequate
sludge r?iroval saves money but causes violatio
 s.
 ~lLne
 s
multi~year effort to ~identify” the problem
 is a~odds with the
simplicity of the problem.
 Moline put off so1ving the elant~s
problems untal
 threatened with enforcement, and then quickly came
into compliance. Mcline~slate compliance and lethaicic compliance
efforts are in no way outweighed by the alleged mitigating factors.
The
 Board
 holds that
 Moline
 knew
 that
 its
 transportation
 and
sludge
 hauling was inadequate by May of 1979, could have
 corrected
the associated problems within one year, and had the financial
resources
 to no so given the fact that it eventu~lF~’
 tame
ifltO
complia~
 ucjng iTh
 OWl
 funds,
Th~rd Mol~n~asserts that there was a lad o~env~ronmental
harm
 from dc d~schargesand that this is a mTh1c~
ifid
 :tor.
The Boar~,u~
 weigh tht
 S
 33(c) factors
 in an e~ Lr~i~action
when impc’dnc penalties~
 ~
PCB,etal.,
 64
 Ilt.
 2d 68
 (1976);
 Southern Illinois Asj~halt,
et al. v
 9Gb
 ~t al., ~0 Ill.
 2d 204,
 326 N,E.2d 406
 ‘1975);
~y~kma~pevPCB,etal,,
 60
 Ill.
 2d 330,
 328 N E,2d
 c
 ‘975),
The Board must look to the
 reasonableness
 of the dincharge.
Moline
 expert testified that according to hia ~tudy ot June
1983, no ervironmental harm
 occurred
 to
 the receiving stream,
 In
fact, Moline argues that their discharges had a he~efat
 (Resp.
Brief,
 2~)
 The argument is twofold:
 (1) that taking sludge
that
 wa~forroily discharged into the river from the water
purification plant and transferring
 it
 to
 North
 Slope for
treatment
 reduced The amount of
 sludge
 going
 into ~he river;
 and
(2)
 that the devated organic content downstream was beneficial
2/As
 ear~
 a.~April,
 1979~ the
 City
 petitioned
 tic
 Agency
 for
 a
grant for ~ ~rd~se
 of an additional truck
 (R
 at 2d).
 This was
denied ~r
 n’
at
 or
 September
 and
 the
 City
 final~y
 cbtained
 one
fcr ~60,0(3
 ii
 February of
 1980.
for
 the henthic organLsms, raising the productivity of Molin&s
argument under
 (1), Moline assumes that all the sludge from the
purifioiThon
 plant
 was
 effectively
 removed
 from
 the
 North
 Slope,
transported
 and disposed,
 The record shows otherwise.
 Up to
twenty~fi’~ecillion
 pounds
 of
 sludge
 were discharged.
 In
 fact,
Moline argue~tiat discharging the sludge from the water
filtration pc~fitwas one of
 its options
 (Resp.
 Brief
 19,
 ftn,
1.)
 The water tilfration plant, however, must also neet the
applicabfi ~Ther standards.
 As for
 (2), testiaony
 or. both sides
 showed tha
 the dficharge point was in an area or
 ~ift water and
that
 sic~fiticat organic deposition was not to
 bE’
 xpec.ted at
that
 poirt
 Eton
 though there was some deposittcn
 J
 astream
there is
 o evidence of an environmental benefit
 r~oinc
argument
 ib
 not
 supported by the record,
The objoi iive of Congress in enacting the ClE’c~
 Water Act
and the N~~ESprcgram was to
 improve
 the
 qualitJ
 of the nation~s
waterways.
 This objective likewise
 carries
 over
 to
 the
 ttate
 Act
and
 the
 Board~s rules
 and
 regulations
 (Section
 Il
 of
 the
 Act),
The fact that the evidence did not show environriEntal harm at the
outfall
 is not the issue.
 The excessively discharged contaminants
did adversely impact the riverine environment and
 the health,
safety and general welfare of the people under t~çtiOnsi1~ 12
and
 33(c)
 of the Act.
 The evidence shows enormous amounts of
contaminants
 discharged
 over
 a
 substantial
 time
 period.
 The
Congress and the Illinois General Assembly have determined that
 discharges
 over
 the
 legal
 limits
 as
 in
 this
 case
 do
 lam
 the
environment
 and
 are
 threats
 to
 the
 health,
 safety
 and
 welfare
 of
the
 people.
 For the Board
 to
 hold
 that
 there
 ~
 no
 adverse
envi:onme~ :~
 1~aC~
 wbrtsoever,
 or
 an
 envirorr~~ri~ bere~t
 as
Moline adc5e~ would be a travesty.
 If Moline~
 -in
 cirents
 are
accepted there would remain no reason for contro ling smtlar
dischergoi fi other cities
 along
 major riverE.
 ~te re~ult gould
be a sigrtitit~ntattack on the public~sright
 L.o uno
 n-rd ~r~oy
the water~and contignous properties of the state
 The effluent
standards are based on technological achievabalaty.
 A violation
is not encused because a discharger has demonstrated,
 or tried
 to
demonstrate
 after the fact”,
 that
 it has not used up the as—
similatve capacity of
 its segment of the receiving
 waters~
 The
Board does not have t
 look for evidence of
 a fish kill o; other
signs of degradation.
 The water quality standards are an enforce-
able benchmark, not an invitation to abandon the poirt source
effluent standards control strategy for improving water quality.
Another potential mitigating factor is the suitability of
the pdlution source
 to the surrounding area under
 §
 33 c).
There is no doubt that this facility
 is needed, but it is needed
in an eftecdve operating condition.
 There
 is no amount of
mitigation here as there is none with the last en’imerated factor
of Sectitat 33(c)~-thatof technical practicability and economic
reasonabno~ass.
 r~he
record shows Moline had the means to come
into tomofinoce long before
 it did
 in October
1982,
—14—
There are other Section 33(c)
 factors for the Board to
consider
 in determining the reasonableness of the discharge. The
economic and social value of the North Slope,
 a publicly owned
sewage treatment plant, must be addressed,
 This value is based
on its capacity to ~restore and maintain the chemical, physical,
and biological integrity of the Nation’s waters.
 (Clean Water
Act,
 33 U.S.C.
 § 1251(a)),
 As the Board has previously stated,
 a
treatment
 plant~s
 social
 and
 economic
 value
 is
 reduced
 by
 in~
adequate
 maintenance and operation.
 IEPAv,City2fCar~roUton,
47
 PCB
 405,
 411
 (PCB 81—145,
 1982).
 The North Slope plant was
built
 with $3,000,000 of public
 funds.
 Moline inadequately
operated
 and maintained the plant and only complied with the
NPDES permit and the regulations on the eve of enforcement.
Moline
 accepted construction grant money and then failed to
discharge
 it.s duty to properly run the plant.
 The Board does not
find the social and economic value of the improperly operated
North
 Slope
 plant as a mitigating factor herein,
Moline asserts that
 it
 is
 important
 that
 the
 Board
 note
 that
Moline supplied the DMR5 which
 show
 that it violated its permit.
The fact that Moline supplied these documents is supposed to be
taken as a sign of
 good
 faith
 (Resp.
 Reply
 Brief,
 2
 and
 24).
 The
Board notes that Moline did in fact supply the DMRs, and that
Moline
 was
 required
 to
 do
 so by law
 (35 Ill. Adm. Code
 305.102).
In enforcement cases the Board may award a civil penalty if
it
 is
 necessary
 to
 aid in the enforcement of the Act and upon
consideration
 of
 the
 §
 33(c) factors above; punitive considerations
are secondary.
 Southern Illinois
 As
 halt,
 ~y~gtik~e,
 ~ra;
Wasteland,Inoi,etal.,v.
 IPCB and IEPA,
 118
 Ill. App.3d 1041
(3d Dist.
 :1983); Allaert_Rende~~,
~
 The Board
 i.e vested
with
 broad
 discretion
 in imposing this penalty.
 Marblehead
Lime
 CovPCb,
 42 Ili
 App
 3d
 116
 (1st
 Diet
 th’S
 The
severity of
 t.he penalty should bear some relationship to the
seriousness of the infraction or conduct.
 Southern Illinois
~~alt,
 s~p~a.
The penalties imposed in Southern and the consolidated case
Airtex were invalidated because the records showed that the
violations had ceased long before the Agency brought an enforcement
action
 (Id. at
 8,
 slip.
 op.).
 Southern had inadvertently failed
to obtain a permit and had
 in good faith relied upon its supplier.
Airtex had diligently tried to comply.
 The record did not indicate
that Airtex was dilatory or recalcitrant.
However, Moline finally complied only on the eve of enforcement,
seemingly so it could claim
 it was
 in compliance and that no
penalty was justified.
 The violations in this case were largely
caused by the buildup of solids.
 The record shows that correction
of this problem could have been accomplished at any time by
improving sludge handling and removing sludge from the plant.
 It
6044
—15~
was both technno’liy and economically feasible for I~oiineto
correct, this problem prior to Spring of
 1980.
 The cecord shows
that
 Moline
 ‘as
 dilutory and recalcitrant,
In
 :opc~
 s
 ‘ag
 c
 ~
 i
 penalties
 in
 enforcement
 eec’ e,
 tIe
 Board
will reasocah~y‘:otth
 tfr~eamount allowed by the
?ic~
where
 it is
feasible to do so.
 Fo~a violation
of
 5
 12(a),
 §
 ln,a) of the
Act allows the impocition of $10,000 per violataon p~ius$1,000
for each da~ the vio’ation continues. The imposition of $10,000
per day
 fit
 ‘,aa~~iun
ci
 NPDES permit condifiona
 or.
 12~f)of
the Act
 is afio~eiby
 § 41(b) notwithstanding the dlcwable
penaltiet
 In ~ 4~,a)
The fcllcw&ng chart lists each count, the law(’)
 violated,
the time period involved,
 the allowable penalty pursrant to
Section 42
 or.
 the. Act for each violation, and a total of those
penalties.
In rufirn
 on a motion for
 summary
 judgment
 ir.
 L.S.v,
Amoco Oil Ccthany,
 580 F. Supp.
 1042,
 1050
 (W,D,
 .licnouri,
 1984),
a federal
 district judge held that
I c~nelude, accordingly, that a “violaThe’a~
 as that
tnoin is used in
 § 1319(d), clearly may to comething
drch
 is measured
 in more than a single day~speriod of
tire.
 That being so,
 I also conclude that where
effluent
 limitations
 are set on son~ebasfi other than a
~
 limit
 —
 that
 is,
 for example, wtie~ethey are
 set
a~.a weekly maximum limit,
 or a week y
 ~rage limit,
cc
-~
 mcrth1y maximum or monthly average imit,
 etc.
 —
 a
~violation~ necessarily encompasses all the days
involved in the time period covered by the limitation.
Thus,
 for exa~rple,where effluent liwi~ca~eset on a
~monLfiy average’s basis,
 a “violation”
 cx. that limit
would be a violation
 covering
 and
 including
 all
 of
 the
30 days of that
 monthly
 period,
 and
 a
 civil
 penalty
“not to exceed
 $10,000”
 could
 be
 imposed
 for
 each
 of
those 30 days.
As
 Section
 42 of the
 state
 Act
 parallels
 federal
 subsection
1319(d)
 in
 substance,
 the
 Board
 adopts
 the
 Amoco
 reasoning.
Therefore, where a monthly
 average
 violation
 occurred,
 a
 penalty
may be imposed for each day of that month,
Count
 I
~NPDES, § 30L 102 and
 § 12(f) viol,
 from 4/1/79
through 12/3u/82:
BOD5
 sF9,000/day of viol.
 x (45—7)
 mo,
 x 30
 $
11,400,000
8045
—16—
TSS
 $10,000/day of viol.
 (45—4) mo. x 30
 12,300,000
Fecal
Coliform
 $10,000/day of viol.
 (45—13)
 mo,
 x 30
 9,600,000
$10,000/day of viol.
 (45—11)
 mo. x 30
 =
 10,200,000
Sum
$43,500,000
Count II:
 color,
 turbidity,
 sludge solids
—5
12(a) and
 5 304.106 viol.
 6/12/79 through
12/30/82
$10,000/violation
 $
 10,000
$
1,000/day
 (12 days)
 ~~000
Sum
 $
 22,000
Count III:
 floating debris, unnatural color
—S
 12(a) and
 § 302.403
 viol.
 12/11/79 through
12/30/82
$10,000/violation
 $
 10,000
$
1,000/day
 (5 days)
 ____
Sum
 $
 15,000
Count_IV:
 inefficient operation,
 inadequate staff
—NPDES permit,
 S 309.102 and S
 12(f)
 viol,
4/1/79 through 12/30/82
$10,000/day of
 viol,
 (13 days)
 $
130,000
Sum
 ~
CountV:
 failure to submit NON’s
-
 S 12(f)
no~violation
 —0—
Count
 VI:
—S l2rfr viol., discharge with no NPDES permit
$10,000/day of viol,
 (1
 day)
 L~Q~OOO
Sum
 $
 10,000
Count VII:
—S 12(f) and
 § 304.106 viol,; discharge sludge
solids, unnatural color and odor into storm
drains
$10,000/day of viol,
 (1 day)
 $
 10 000
Sum
 10,00
6046
—17—
Count VIII:
—5
 12(a)
 and
 5 302.403 viol,; discharge sludge,
debris, odor and unnatural color from storm
drains
 into
 Mississippi
 River
$10,000/viol.
 (1
 day)
 $
 10,000
Sum
 $
 10,000
Total $43,697,000
Given that Moline avoided
 costs
 of
 over
 $1,3
 million by
failing to properly operate
 and
 maintain the North Slope
 Plant,
the Board must assess a penalty.
 Furthermore, the imposition of
a miniscule fine in the nature of a “slap on the wrist” that
could easily be hidden ~n an operating budget
 could
 be viewed as
rewarding Moline’s actions.
 A Moline witness testified that
increased expenses at the treatment plant was a major factor
 in
raising rates by 165 percent in 1983
 (R.
 209).
 Timely compliance
would have required raising them sooner,
 Other
 cities
 have
 in
good faith
 spent their taxpayers’
 money to operate treatment
plants properly. Cities and sanitary districts
 must not
 be
 led to
believe they can reduce their expenditures
 by improper
 operation.3/
By providing fines of up to $10,000 per day of violation, Congress
and the General Assembly clearly signaled
 their intent
 that NPDES
permit violations be taken seriously and
 that
 statutory penalties
be sufficiently large to remove any
 economic incentive
 for non-
compliance.
 The interests of fair play,
 the
 integrity of the
State’s pollution control regulations and the purposes of the Act
demand
 that
 a
 substantial
 fine
 be
 imposed.
On the other hand, the Board does not desire to set a fine
so high as to cause Moline hardship.
 A fine ~approachingthe
potential allowable penalty under the law is unnecessary to serve
the purpose of the Act.
 The projected 1982-83 operating budget
of the North Slope facility was $1,016,341
 (C. Exh,
 5),
 This is
less than the costs Moline avoided by violating the regulations
and should once again emphasize the monetary advantage Moline
realized during its years of violations,
The Board holds that Moline shall be fined $90,000.
 This
penalty amount is a sufficient percentage of the economic savings
realized by Moline and will deter future violations of this
type.
 The Board will not impose a fine for Counts VI through
VIII,
 This recognizes the fact that Moline took prompt and
3/
 The record shows that the Moline City Council through its
aldermen, knew of
 the
 WWTP situation,
 Some aldermen flew to
Duluth, Minnesota on October 30,
 1981 to observe land application
of sludge
 (R.
 261-2).
 A few aldermen attended
 an Agency meeting
in
 May
 1982
 (R.
 207),
 One witness for respondent was evasive
when asked whether the Sewer Maintenance Department
 had ever
asked the City Council
 for additional appropriations
 for
 the
North Slope since 1979 and whether the City
 Council ever
 provided
additional funds
 (R.
 224—5),
6047
—18—
effective action against those responsible for
 these
 violations:
two employees received reprimands,
 two received
 suspensions
without pay,
 and the supervisor of the Sewer Maintenance Division
01’ the iiater Pollution Control Department was discharged
 (R.
213).
 This was the entire work force of that division
 (R.
 209).
Although WWTP’s are vitally
 needed
 in this
 society,
 they are
needed in a viable, efficient,
 operative state,
 The residents of
Moline and those people downstream are afforded a right to a
healthy environment pursuant to Article XI of the Constitution of
the State of I’linois.
 However, there is a complementary policy
that those responsible for pollution
 pay
 for
 it,
 The City of
Moline is responsible for its pollution.
 The cost of this fine
will most probably be passed on to the system users in the form
of higher sewer taxes and fees.
 This is as
 it should be since
these same users avoided
 past
 costs of over $1.3 million due to
noncompliance,
 Even if one were to argue that the Agency’s
computations are excessive,
 the actual penalty being imposed
 is
far less than the economic savings that could be computed.
In summary, the Board finds that the City of
 Moline
 has
 violated its NPDES permit,
 35
 Ill. Adm, Code 302.403,
 304,106,
and 309,102, and Sections 12(a) and 12(f)
 of
 the Act
 as alleged
in Counts
 I,
 II,
 III,
 IV,
 VI,
 VII and
 VIII.
 The City
 of Moline
will
 be
 ordered
 to
 cease
 and
 desist
 from
 further violations
 and
to
 pay
 a
 penalty
 of $90,000 to aid in the enforcement of the Act,
This Opinion constitutes the Board’s findings of fact and
conclusions of
 law in this matter,
ORDER
It is the Order of the Illinois Pollution
Control
 ~oard
that:
1.
 The Respondent,
 the
 City of Moline, has violated the
conditions of its NPDES permit,
 35
 Ill. Adm. Code 302,403, 304.106
and 399.102, and Sections 12(a) and 12(f) of the Illinois
Environmental Protection
 Act.
2.
 By December
 1,
 1985, the Respondent,
 City
 of Moline,
shall pay a penalty of $90,000 by certified check or money order
payable to the State of Illinois, which
 is to be sent to the
following:
Illinois Environmental Protection Agency
 Fiscal Services Division
2200 Churchill Road
Springfield,
 IL
 62706
6048
—19—
3,
 The
 Respondent,
 City
 of
 Moline,
 shall
 cease and desist
from further violations,
4.
 The Hearing
 Officer’s
 ruling
 admitting Respondent’s
Exhibit
 8 into evidence is hereby reversed.
5,
 The Hearing Officer’s ruling
 admitting Respondent’s
Exhibit
 9 into evidence is hereby reversed,
6.
 The Hearing Officer rulings to
 deny
 admission
 to the
following are hereby affirmed:
a)
 Testimony
 of
 Agency
 witness
 Roger
 Callaway;
b)
 The Agency investigator’s
 statement at page
 99 of
the transcript:
 “It
 appeared
,..
 discharged.”
c)
 Photograph #3 of Complainant’s
 Group
 Exhibit
 11;
7.
 The Hearing Officer’s ruling to
 deny admission
 to
Complainant’s Exhibit 12 for identification is
 affirmed
 and
 the
corresponding offer of proof is denied,
8,
 The
 Hearing
 Officer’s
 ruling
 to
 deny the
 motion to
amend
 the
 complaint
 to
 include
 January
 6, 1983 in Counts
 VI,
 VII,
VIII
 is
 hereby
 affirmed
 and
 the
 corresponding offer of
 proof
 is
denied,
9.
 Respondent’s
 Exhibits
 4,
 5
 and
 6
 are
 admitted
 as
evidence
 only
 to
 support
 the
 validity
 of
 the
 joint
 study.
10.
 The
 testimony
 of
 James
 Huff
 is
 admitted
 as
 expert
testimony.
IT
 IS SO ORDERED.
Board
 Member W.J. Nega concurred.
Board Member J,D, Dumelle dissented,
I, Dorothy M. Gunn, Clerk of the Illinois
 Pollution
 Control
Board, her by certify th t the above Opinion and
 Order
 was adopted
on
 the
 ____
 day
 of
 ______,
 1984 by a
 vote of
 L~
~-
 ~
Dorothy M.
 nn, C
 er
Illinois P0 lution
 Control
 Board
6049