ILLINOIS POLLUTION CONTROL BOARD
    November 21, 1984
    ILLINOIS ENVIRONMENTAL
    )
    PROTECTION AGENCY,
    )
    Complainant,
    v.
    )
    PCB 83—5
    CITY OF SALEM,
    Respondent.
    MR. VINCENT W. MORETH, ASSISTANT ATTORNEY GENERAL, APPEARED ON
    BEHALF OF THE COMPLAINANT.
    MR. MICHAEL JONES, CITY ATTORNEY, APPEARED ON BEHALF OF THE
    RESPONDENT.
    OPINION AND ORDER OF THE BOARD
    (by W.
    3. Nega):
    This matter comes before the Board on the January 10,
    1983
    Complaint brought by the Illinois Environmental Protection Agency
    (Agency).
    Count
    I of the Complaint alleged that, during various months
    from February, 1981 until October, 1982, the Respondent discharged
    effluent from its wastewater treatment plant
    (WWTP) containing
    excessive levels of five—day biochemical oxygen demand (BOD~)and
    total suspended solids
    (TSS)
    in violation of the effluent limitations
    set forth in its NPDES Permit No. IL 0023264;
    35 Ill. Mm.
    Code
    309.102
    (formerly Rule 901 of Chapter
    3:
    Water Pollution Regula-
    tions);
    and Section 12(a) and 12(f) of the Illinois Environmental
    Protection Act
    (Act).
    Count II alleged that, on various specified dates between
    February 16, 1981 and November 26, 1982, the Respondent discharged
    effluent from its
    ~WTP
    with concentrations of BOO
    and TSS in
    excess of five times the applicable numerical
    stat~dardsin violation
    of
    35
    Ill. Adm.
    Code 304.120(c)
    formerly
    Rule 404(c) of Chapter
    3:
    Water Pollution Regulations
    and Section 12(a) of the Act.
    A hearing was held on August 21,
    1984 in Salem,
    Illinois and
    the parties filed a Stipulation and Proposal for Settlement on
    August 23,
    1984.
    The City of Salem
    is a municipality of approximately 7,300
    people located in central Marion County,
    Illinois on U.S. Route
    50 and Interstate 57.
    The Respondent owns and operates
    a sewage
    treatment plant which is
    a contact stabilization variation of the
    activated sludge process followed by rapid sand filters and
    chlorination.
    This facility includes bar screen/comminutor
    R1-1g~

    —2—
    primary sedimentation, barminutor, grit chamber, primary sedi-
    mentation
    tank,
    activated
    sludge biological treatment,
    secondary
    clarification, tertiary
    sand
    filtration,
    and
    effluent
    disinfection
    with
    chlorine.
    Under
    normal
    operating
    conditions
    (no
    rainfall),
    the
    City
    of
    Salem’s
    WWTP
    discharges
    less than 10 mg/i BOD
    and
    12 mg/i suspended
    solids into Town Creek, a navigable Illinos water which is tributary
    to Crooked Creek and the i~askaskiaRiver.
    However, because of
    the
    apparent
    misdesign
    or
    misconstruction
    of
    the
    plant,
    if
    rainfall
    exceeds one inch or more,
    the Respondent’s
    WWTP
    becomes flooded
    and fails to meet the requisite effluent standards.
    During such
    a flooding period, the flow sometimes exceeds five million gallons
    per day which is twice the
    WWTP’s
    rated
    capacity,
    When the
    flooding picks up high solids sludge from the City of Salem’s
    plant and washes
    it
    to the creek,
    it
    often
    takes a period of two
    weeks
    for the facility to regain treatment efficiency.
    Thus, the City of Salem has a prior history of problems
    associated with the operations of
    its wastewater treatment plant.
    On June 6,
    1978, the City of Salem requested
    a variance from Rule
    602(b) of Chapter 3:
    Water Pollution Regulations
    in order to
    construct a bypass which would carry the excess flow during
    flooding, with at least minimal chlorination, directly to the
    receiving stream.
    On August 24, 1978, the Board dismissed the
    City of Salem’s petition without prejudice because the City
    failed to demonstrate compliance with applicable Federal Water
    Pollution Control Act requirements and failed to provide information
    on the downstream effects of its proposed bypass.
    (See:
    City of
    Salem
    v.
    IEPA, PCB 78—167,
    32 PCB 165, Opinion and Order of
    August 24, 1978).
    On May 24,
    1982, the City of Salem again
    requested a variance in PCB 82—64 to construct a temporary bypass,
    but failed to pursue its request for relief.
    (See:
    ~~of
    Salem v.
    IEPA,
    PCB 82—64, Order of June
    14,
    1984).
    The City of Salern~swastewater treatment plant was also the
    subject of a prior enforcement action in PCB 78—137 brought by
    the Agency
    for violations which were similar to the violations
    alleged in the complaint filed in the present case~.
    (See:
    IEPA v. City of Salem,
    PCB 78—137,
    40 PCB 111, Opinion and Order
    of December 18, 1980).
    The Complaint in PCB 78—137 alleged that
    the City of Salem violated the BOD
    ,
    total
    suspended solids, and
    fecal coliform requirements set fo~thin its NPDES Permit and
    alleged that the City failed to maintain a flow of 1.0 million
    gallois per day on various specified dates between November,
    1977
    and September,
    1978.
    On December 18,
    1980, the Board issued an
    Order in PCB
    78—137
    which accepted the proposed settlement
    agreement;
    ordered the City of Salem to timely perform all actions agreed to
    in the Stipulated Settlement agreement;
    imposed a penalty of
    $2,500.00; and
    found the City in violation of Rules 410(a)
    and
    901 of Chapter
    3:
    Water Pollution Regulations and Section 12(f)
    of the Act.
    61~i94

    Pursuant
    to
    the
    Stipulated
    Settlement
    agreement
    in
    PCB
    78—137, the City of Salem was required to:
    (I)
    file a variance
    petition
    with
    the
    Board
    within
    a
    reasonable
    time
    after
    “the
    next
    significant storm event,~’and
    (2) commit to a grant program to
    expand, modify, and upgrade its wastewater treatment plant in
    accordance with a specified compliance schedule.
    However,
    the
    Agency has indicated that the City of Salem has “failed to comply
    with the stipulated settlement” in PCB 78—137 and “has consistently
    failed to meet effluent requirement for BOD
    and total suspended
    solids of its NPDES Permit.”
    (Stip.
    4).
    M~reover,the Agency
    has noted that “there have been continuing violations
    at the
    facility during periods of rainfall,
    and during periods of reduced
    efficiency of the treatment process due to rainfall
    since the
    ~i1ing of the Complaint in Cause No.
    PCB 78—137”
    (and also since
    the filing of the Complaint in the present case,
    PCB 83—5).
    (Stip.
    4).
    Although the City has admitted the al1egatiox~set forth
    in
    the Complaint in PCB 83-5 for settlement purposes, the Respondent
    has maintained that excursions beyond the NPDES Permit limitations
    have been due to “misdesign~’of the
    WWTP
    which
    render
    it
    inadequate
    to properly handle incoming flows during rainfall.
    (Stip.
    4).
    Because heavy rainfall results in large
    flows into the WWTP which
    wash biological
    solids from the activated sludge process into the
    receiving stream,
    a pollution load due to the washout of biological
    solids, as well
    as reduced treatment efficiency, serves to increase
    the levels of pollutants which are discharged from the plant
    during periods of substantial rainfall,
    (Stip.
    4).
    The Agency has stated that:
    (1) the City of Salem discharged
    effluent from its WWTP in violation of its NPDES Permit limits
    for
    BOD,
    and
    TSS
    during
    32 specified months between February,
    1981 an~June,
    1984;
    (2)
    effluent was discharged from the WWTP
    with concentrations of BOD
    and TSS
    in excess of five times the
    numerical standard set for~hin 35
    Ill, Adm. Code 304.120(c) on
    numerous specified dates between February
    16, 1981 and June 21,
    1984,
    as indicated on notices of non—compliance submitted
    to the
    Agency;
    and
    (3)
    grab samples collected and analyzed by the Agency
    indicated that the City of Salem’s WWTP discharged effluent in
    excess of five times the numerical standard set forth in 35
    Ill.
    Adm. Code 304.120(c)
    on at least 13 specified dates between
    February 23, 1981 and June 20,
    1984.
    (Stip.
    5—9).
    The Respondent’s collection system consists of separate
    sanitary and storm sewers.
    Nonetheless, during periods of wet
    weather (especially during heavy rainfall),
    the City of Salem’s
    sanitary sewer system suffers from inflow and infiltration problems
    which result in various overflows occurring throughout the system.
    (Stip.
    9).
    Although accurate flow measurements have not been
    made because of the lack of an appropriate flow measuring device,
    the estimated peak flow rate to the Respondent’s WWTP are probably
    in
    the
    range
    of
    five
    to
    ten
    million
    of gallons per day.
    (Stip.
    9). The Respondent’s wastewater treatment facility has experienced
    some washouts of solids from the aeration tanks and clarifiers

    —4—
    when
    its WWTP’s hydraulic capacity is exceeded during wet weather
    periods, which,
    if not bypassed, have a tendency to clog the
    tertiary sand filter,
    These problems, which have persisted since
    1975, resulted in the prior enforcement action in PCB 78—137 and
    still have not been corrected.
    (Stip.
    9),
    Although the City of Salem has continually encountered
    serious bypass problems,
    it has not expeditously proceeded to
    upgrade its wastewater treatment facilities to properly handle
    anticipated heavy rain water flows,
    Instead, the
    Respondent
    has
    filed two variance petitions before the Board in PCB 78—167 and
    PCB
    82—64,
    neither of which has resulted in the granting of a
    variance to the City of Salem,
    While the City of Salem’s wastewater
    treatment plant was upgraded in 1975 and became operational
    in
    January of 1976, the Agency has indicated that it “is still
    withholding
    final grant payment for this upgraded facility due
    to,
    inter alia, deficiencies in the final ~larifiers,”
    (Stip.
    10).
    The Agency has also noted that,
    in t~spectto the City
    of
    Salem’s commitment to the prior stipulated settlement in the
    enforcement action in PCB 78—137,
    the City of Salem
    “has not
    completed
    its interim report in a timely fashion” pursuant to the
    Board’s Order in that case,
    (See:
    IEPA v,C~~fS~alem,PCB
    78—137,
    40 PCB 111, Opinion and Order of December 18,
    1980.)
    Pursuant to the compliance schedule delineated
    in the prior
    Stipulated Settlement in PCB 78—137,
    the City of Salem was required
    to provide an interim report to the Agency pertaining
    to testing
    and a physical survey within 120 days of its Step
    I grant amendment
    approval.
    (Stip.
    10).
    Because the United States Environmental
    Protection Agency
    (USEPA)
    issued the grant amendment on February
    26, 1981, the City of Salem was required to produce the interim
    report within 120 days
    (i.e., on, or before, July
    27,
    1981).
    Instead, the City of Salem submitted its interim report to the
    Agency’s Grant Section 229 days later
    (i.e.,
    on March
    16,
    1982),
    Moreover, the Agency’s Grant Section found this interim report to
    be both inadequate and incomplete.
    (Stip.
    10),
    Because of the City of Salem’s significant sewage treatment
    system deficiencies, the Agency has decided to allow the Respondent
    to install
    a temporary bypass at the primary tank effluent line
    which will bypass excess storm water flow during heavy rainfall
    in the wet weather months,
    When the effluent flow rate reaches
    1.6 million gallons per day, this bypassing may be initiated and
    will
    be monitored pursuant to the requirements set forth in the
    City of Salem’s NPDES Permit No,
    IL 0023264.
    (Stip.
    11),
    On
    January 17,
    1979, the City of Salem applied for renewal of this
    NPDES Permit and the Agency has indicated that it intends to
    issue a revised NPDES Permit to the Respondent in the near future.
    (Stip.
    2).
    Additionally,
    the parties have developed a
    long—range
    plan
    for expanding, modifying,
    and upgrading the City of
    Salem’s
    wastewater treatment facilities to enable the City to come into
    compliance with all applicable Board regulations and the Act in

    —5—
    accordance
    with a specified compliance schedule,
    (See:
    Schedule
    A
    on pages
    14—15
    of the Stipulation in PCB 83-5.)
    The parties
    anticipate that this upgrading project will be completed by
    December
    of 1987.
    (Stip.
    11),
    When construction begins (i.e.,
    the anticipated date of the initiation of construction
    is August,
    1986),
    the
    City of Salem shall provide the Agency with quarterly
    construction reports on the progress that is being made.
    If
    it
    appears that the City of Salem may be unable to complete any
    steps set forth
    in Schedule A within the time period indicated,
    the City
    is obligated to:
    (I)
    immediately notify the Agency
    in
    writing about the delay;
    (2)
    clearly state the reasons for the
    delay; and
    (3)
    indicate the steps to be taken to enable the City
    of Salem to comply with the schedule
    in the future,
    (Stip.
    11).
    The City of Salem has agreed to comply with Schedule A and the
    provisions of the Stipulation
    in PCB 83—5 whether or not
    it
    obtains grant
    funds to help finance its activities.
    (Stip.
    11),
    The City of ~lem’s
    obligation to meet any requirement set
    forth
    in the Stipulation and Proposal for Settlement filed on
    August
    23,
    1984 is
    subject to a force ~
    clause which excuses
    compliance “to the extent caused by the public enemy, fire,
    explosion,
    flood,
    -tornado, earthquake, lightning~riot, sabotage
    or war, or any other circumstances agreed to in writing by the
    parties.”
    (Stip,
    12),
    If this force ~~j~re
    clause is activated
    by any of the previously mentioned events, the parties have
    indicated that they will “stipulate to a reasonable extension of
    time for achieving the requirements of the agreement,”
    (Stip.
    12).
    Moreover, the parties have stipulated that either party may
    submit the matter to the Board for resolution “should the parties
    fail to agree on what circumstances shall excuse a delay
    in
    performance or on the period of extension because of such excuse,”
    (Stip.
    12).
    Accordingly, the Board will retain jurisdiction
    in
    this matter for three years, for the purpose of resolving any
    disputes arising from the Stipulation’s force
    jre
    clause,
    The proposed settlement agreement provides that the City of
    Salem admits the violations alleged in the Complaint and agrees
    to:
    (1)
    follow a specified compliance plan and schedule to
    correct its environmental problems by upgrading its wastewater
    treatment facilities, and
    (2) pay a stipulated penalty of $5,000
    in two installments of $2,500 each into the Environmental Pro-
    tection Trust Fund.
    (Stip. 1—15),
    In evaluating this enforcement action and proposed settlement
    agreement,
    the
    Board has taken into consideration all the facts
    and circumstances
    in light of the specific criteria delineated
    in
    Section
    33(c)
    of
    the Act and finds the settlement agreement
    acceptable
    under 35
    Ill. Adm, Code 103.180.
    The
    Board finds that the Respndent, the City of Salem, has
    violated
    35
    Ill. Adm, Code 304,120(c),
    35
    Ill, Adm,
    Code 309.102,
    and
    Section
    12(a)
    and 12(f) of the Act.
    The Respondent will be

    —6—
    ordered to
    follow
    the agreed—upon compliance plan and schedule to
    remedy
    its environmental problems and to pay the stipulated
    penalty
    of
    $5,000
    in two equal
    installments,
    This
    Opinion
    constitutes the Board’s
    findings
    of
    fact
    and
    conclusions
    of law in this matter,
    ORDER
    It is the
    Order of the Illinois Pollution
    Control
    Board
    that:
    1.
    The Respondent,
    the City of Salem,
    has violated 35
    Ill.
    Adm,
    Code 304.120(c),
    35
    Ill. Adm,
    Code
    309.102,
    and
    Sections
    12(a) and 12(f)
    of the Illinois Environmental
    Protection
    Act,
    2.
    Within 30 days of the date
    of this Or~,,the Respondent
    shall, by certified check or money ord~rpayable to the
    State of Illinois and designated for deposit into the
    Environmental Protection Trust Fund, pay the first
    installment of $2,500
    (on the total stipulated penalty
    of $5,000)
    which is to be sent to:
    Illinois Environmental Protection Agency
    Fiscal Services Division
    2200 Churchill Road
    Springfield, Illinois 62706
    The remaining installment of $2,500
    (on the total
    stipulated penalty of $5,000)
    shall be paid within 180
    days thereafter,
    Payment on the second installment of
    $2,500
    shall be paid in the same manner and fashion as
    the first installment,
    3.
    The Respondent shall comply with all the terms and
    conditions
    of the Stipulation and Proposal for Settlement
    filed
    on
    August 23, 1984, which is incorporated by
    reference
    as if
    fully set forth herein,
    4.
    The Board shall retain jurisdication in this matter
    for
    three years,
    IT IS SO ORDERED,
    I,
    Dorothy M.
    Gunn, Clerk of the Illinois Pollution Control
    Board, hereby certify that the above Opinion and Order was adopted
    on the
    .L~
    day of
    ~
    1984 by a vote o~
    Dorothy M,
    Gunn, Clerk
    Illinois Pollution Control Board
    Ri~198

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