ILLINOIS POLLUTION CONTROL
BOARD
May
10,
1990
ILLINOIS ENVIRONMENTAL
PROTECTION AGENCY,
Complainant,
v.
)
PCB 38—71
(Enforcement)
ALLEN BARRY,
individually and
ALLEN BARRY,
d/b/a
ALLEN
BARRY
LIVESTOC~K,
Respondent.
CONCURRING OPINION
(by J.
Anderson):
I fully appreciate
the penalty analysis, particularly
insofar
as
its unDrecedented compilation of cases and comparative
data serves as
a reference document.
However,
I
do
not believe
that the question as
to how the contents of
the document will
be
used
in future cases has been made all that clear,
especially
since
the analysis emanates from the Board.
I am particularly
concerned
that
the conclusory phrasing of certain statements
in
the analysis might leave what
I believe would be an
incorrect
impression,
i.e.
that the Board has prospectively corrLTdtte~1
itself
to this document
in all future penalty considerations.
ExamDles of
my concerns are as follows:
I do not believe
that
we
must comoort with national
environmental laws,
federal court
decisions,
and federal oenalty
policies ~er
se
in order
to demonstrate consistency
in our
penalty considerations
(See e.~. p.
47 and
58 of the Opinion).
The Board
is a creature of
the State, and we must imole~ent,
and
comport
with,
State
law (including
the State
courts)
for our
penalty determinations.
If there
is an inconsistency that,
say,
would
threaten federal program authorization,
we must
lock
to a
correction
in State
law to cure the problem.
Not all of
our
enforcement
cases even
involve federally authorized programs,
and,
in ani event,
penalty maximums and case specific
considerations
a:
the federal
level
have
varied over
t:me
and
between
the various media.
I
agree
that Illinois Appellate Court
decisions have tended
to minimize
the dererrent effect
of penalties
for past
violations,
but,
for the
reasons expressed above,
I
don’t believe
that we
should imoly
that we will
therefore instead consider
a
contrary U.S.
Supreme Court decision
in Gwaltnev, which concerned
federal
law.
(See
p.
49
of
the Opinion).
ii
i••~’5
The Opinion
(see
P.
52,53)
reasons
that the penalty
provisions
of Section
42 of
the States Environmental Protection
Act might be construed as requiring that at
least some penalty
be
imposed for
a violation.
The Opinion looks
to a federal court
interpretation of language
in federal statutory
law,
and relies
on
its similarity
to language
in Section 42
in order
to reach
this interpretation.
As the Opinion notes elsewhere,
our State
courts do not so interpret Section
42; they have on 4a number of
occasions
reduced a Board imposed penalty
to zero.
And to my
knowledge there
is no record of any legislative intent
that
Section 42 requires
the imposition
off some penalty.
The Board
itself on a number of occasions has
imposed no penalty
for
violations,
and
I believe
it
is of dubious validity
to use such
reasoning
in our penalty considerations.
On Page
72,
the Ooinion states
that the Board may also
consider oenalties
for similar offenses which have been imoosed
in other
rorums,
feceral ano other
stares,
anc
Dy
IlilnoLs courts
in
similar circumstances.
While we
need
to buttress our penalty
decisions,
I am truly concerned
that,
by newly singling
this out,
we are inviting comDlexity, delay, and potentially
counterproductive results.
For example, how can be consider “similar” with regard
to
other states,
unless we know their
law and penalty
policies.,
the
actual record
in a case,
or whether any “similarity”
stated
is
taken out
of context.
How would we consider to “similar” cases
in other
states, one imposing no penalty and another
a high
penalty?
How do we assess other states
distinctive experiences
as
to what
it
takes to achieve deterrence?
Even considering cases
in Illinois,
I believe
that
we must
resist getting caught
in the trap of, when comparing
cases,
concludinc
that
a
fish kill automatically requires
a more severe
penalty
than
another
case where the damage
is more subtle and
chronic.
Also,
we have attemPted, appropriately so
in my
o~inion, to
raise our penalties over
time.
I am concerned about
“dated” decisions;
a penalty
imposed
in
1990 dollars does
not
have
a similar deterrant effect as
the same penalty
imposed
in,
say,
1972 dollars, even
if
the circumstances are similar.
How far back do we go?
How selective
is our consideration
to be?
While
the parties
can, and do, make comparability
arguments,
it
has been
my
experience
that, particularly where
non—Illinois cases
are concerned,
it
is difficult to give much
weight
to such arguments
for the purpose of penalty
considerations,
and risks simply giving added grounds
for being
ov?rturned on appeal.
It
is my
firm belief
that,
as
an administrative agency,
we
should be cautious about
Looking
too
far afield from our our
statutes
in addressing any problem with our penalty
ii 1_c(:,
•1
considerations.
The analysis of
the Illinois court opinions
alone suggests that our less—than illustrious record of being
upheld on appeal will not be improved if we do otherwise.
It
is
for these
reasons
that
I respectfully concur.
Joan G.
Anderson
1,
Dorothy
M. Gunn,
Clerk of
the
Illinois
Pollution
Control
Board, hereby certify
that
the above Concurring Opinion was
submitted on
the
~
day
off
________________
,
1990.
7/~7
~
/
Dorothy M. ~unn,
Clerk
Illinois Pollution Control
Board
Ii 1—97