1 BEFORE THE ILLINOIS POLLUTION CONTROL BOARD
    2
    3 IN THE MATTER OF: )
    )
    4 TIERED APPROACH TO CORRECTIVE ) R97-12 (B)
    ACTION OBJECTIVES ) (
    Rulemaking- Land)
    5 35 ILL. ADM. CODE 742, )
    6
    7
    8
    9 The following is a transcript of a
    10 rulemaking hearing held in the above-entitled
    11 matter, taken
    stenographically by LISA H. BREITER,
    12 CSR, RPR, CRR, a notary public within and for the
    13 County of
    DuPage and State of Illinois, before
    14 AMY MURAN FELTON, Hearing Officer, at the Loyola
    15 Law School, One East
    Pearson Street, Room 324,
    16 Chicago, Cook County, Illinois, on the 21st day of
    17 May 1997 commencing at 10:00 o'clock a.m.
    18
    19
    20
    21
    22
    23
    24
    L.A. REPORTING - (312) 419-9292
    1

    1 A P
    P E A R A N C E S:
    2 HEARING TAKEN BEFORE:
    3 ILLINOIS POLLUTION CONTROL BOARD
    100 West Randolph Street
    4 Suite 11-500
    Chicago, Illinois 60601
    5 (312) 814-4925
    BY: MS. AMY MURAN FELTON,
    6 HEARING OFFICER.
    7 ILLINOIS POLLUTION CONTROL BOARD MEMBERS PRESENT:
    8 Ms.
    Marili McFawn
    Mr. Ronald C. Flemal, Ph.D.
    9 Ms. Kathleen
    Hennessey
    10 ILLINOIS POLLUTION CONTROL BOARD TECHNICAL
    ADVISORS PRESENT:
    11
    Mr. Chuck
    Feinen
    12 Mr.
    Hiten Soni
    Ms. Elizabeth Ann
    13 Mr.
    Anand Rao
    14 ILLINOIS ENVIRONMENTAL PROTECTION AGENCY MEMBERS
    PRESENT:
    15
    Ms. Kimberly A.
    Robinson
    16 Mr. Gary P. King
    Mr. John
    Sherril
    17 Dr. Thomas
    Hornshaw
    Mr. H. Mark
    Wight
    18 Mr. Christopher L.
    Nickell
    19 OTHER AUDIENCE MEMBERS WERE PRESENT AT THE HEARING
    BUT NOT LISTED ON THIS APPEARANCE PAGE.
    20
    21
    22
    23
    24
    L.A. REPORTING - (312) 419-9292
    2

    1 I N D E X
    2 PAGE
    3 GREETING BY HEARING OFFICER................ 4 - 10
    4 OPENING COMMENTS OF
    DR. THOMAS C. HORNSHAW.................... 10 - 12
    5
    TESTIMONY OF DR. THOMAS C. HORNSHAW....... 12 - 28
    6
    QUESTIONS TO DR. THOMAS C. HORNSHAW....... 28 - 64
    7
    CLOSING COMMENTS BY HEARING OFFICER....... 64 - 67
    8
    9
    10
    11
    12
    13
    14
    E X H I B I T S:
    15
    16 MARKED IN EVIDENCE
    17
    Exhibits 1 and 2........... 4.............. 36
    18
    19
    20
    21
    22
    23
    24
    L.A. REPORTING - (312) 419-9292
    3

    1 (Documents marked.)
    2 HEARING OFFICER FELTON: Good morning.
    3 My name is Amy
    Muran Felton, and I'm the named
    4 hearing officer in this proceeding. I would like
    5 to welcome you to this hearing in the matter of
    6 Tiered Approach to Corrective Action Objectives,
    7 35 Illinois Administrative Code 742, docket B.
    8 Present today on behalf of the
    9 Illinois Pollution Control Board and seated to my
    10 left is the presiding board member of this
    11 rulemaking, Marili McFawn. Also joining us is
    12 Board Member Dr. Ronald Flemal and Board Member
    13 Kathleen
    Hennessey. Further joining us is Chuck
    14 Feinen, attorney assistant to board member Joe
    Yi,
    15 and
    Hiten Soni, Anand Rao and Elizabeth Ann, the
    16 board's technical advisors.
    17 Over here on the table, I have
    18 placed notice lists and service list
    signup
    19 sheets. Please note that if your name is in the
    20 notice list, you will receive copies of the
    21 board's opinions and orders. If your name is on
    22 the service list, you will not only receive copies
    23 of the board's opinions and orders, but you will
    24 receive documents filed by all parties in the
    L.A. REPORTING - (312) 419-9292
    4

    1 service list in this proceeding. Keep in mind if
    2 your name is on the service list, you are also
    3 required to provide copies of all documents you
    4 file with the board to all parties on the service
    5 list.
    6 You are not precluded from
    7 presenting questions if your name is not on either
    8 of the notice or service list. If you have any
    9 additional questions regarding the notice and
    10 service list, please talk to me during one of our
    11 breaks. Copies of the board's May 1st, 1997,
    12 opinion and order and the notice and service list
    13 signup sheet are also on that table. The agency
    14 is in the process of preparing a text of the
    15 proposed rules including the necessary
    16 strike-
    throughs and underlines. The board has
    17 prepared a draft text of the proposed rules for
    18 the sake of this hearing, and that document is
    19 also located on the table.
    20 This hearing will be governed by
    21 the board's procedural rules for regulatory
    22 proceedings. All information which is relevant
    23 and repetitious or privileged -- strike that --
    24 which is relevant or repetitious will be
    L.A. REPORTING - (312) 419-9292
    5

    1 admitted. All witnesses will be sworn and subject
    2 to cross questioning. This hearing will be
    3 continued on the record to Thursday, May 22nd,
    4 1997, at 10:00 a.m. in the auditorium at the State
    5 of Illinois Center in Chicago, if necessary, to
    6 accommodate the agency's presentation and response
    7 to questions.
    8 This proposed
    rulemaking was filed
    9 on May 1st, 1997, and is intended to fulfill the
    10 mandates of Title XVII of the Environmental
    11 Protection Act. Title XVII was added to the act
    12 by Public Act 89-431 which was signed and became
    13 effective on December 15th, 1995. On September
    14 16th, 1996, the Illinois Environmental Protection
    15 Agency proposed a new part 742 to the board's
    16 rules to create a tiered approach to establishing
    17 corrective action objectives, also known as
    18 T.A.C.O.
    19 On November 7th, 1996, the board
    20 adopted the T.A.C.O. proposal docket A for first
    21 notice. On April 17th, 1997, the board adopted
    22 the T.A.C.O. proposal docket A for second notice.
    23 The proposed rules in docket B contain amendments
    24 to the new, not yet final, part 742. The proposed
    L.A. REPORTING - (312) 419-9292
    6

    1 rules in docket B were originally proposed by the
    2 agency after the close of hearings in docket A.
    3 Because the agency's proposed
    4 amendments to docket A were proposed after the
    5 close of hearings in docket A and the issues
    6 raised by the agency could not be resolved based
    7 upon the record developed during hearings on
    8 docket A, the board found in its May 1st, 1997,
    9 opinion and order that there was not sufficient
    10 time to resolve these issues and adopt any
    11 necessary amendments as a part of T.A.C.O. docket
    12 A.
    13 Accordingly, the board opened this
    14 docket B and found it was necessary to conduct
    15 public hearings about the proposed rules pursuant
    16 to its own
    rulemaking authority under sections 27
    17 and 28 of the act. The hearing today concerns
    18 those rules proposed in docket B. Generally these
    19 rules relate to mixtures of similar-acting
    20 substances. The purpose of today's hearing is to
    21 allow the agency to present their testimony in
    22 support of that proposal and to allow questioning
    23 of the agency.
    24 Procedurally, this is how I plan to
    L.A. REPORTING - (312) 419-9292
    7

    1 proceed. We have received one
    prefiled testimony
    2 from Thomas C.
    Hornshaw of the agency.
    3 Mr.
    Hornshaw will read his testimony into the
    4 record for the benefit of all parties to this
    5 proceeding. We will then allow the agency to
    6 present any supplemental testimony they may have
    7 regarding their proposal. Subsequently, we will
    8 allow for questioning of the agency regarding
    9 their testimony.
    10 I prefer that during the
    11 questioning period, all persons with questions
    12 raise their hands and wait for me to acknowledge
    13 them. When I acknowledge you, please stand and
    14 state in a loud, clear voice your name and your
    15 organization you represent, if any.
    16 Are there any questions regarding
    17 the procedures I have just stated before we
    18 proceed?
    19 MS. ROBINSON: Well, would it be
    20 possible for the agency to have all witnesses
    21 sworn in and answer in a panel format, if
    22 necessary?
    23 HEARING OFFICER FELTON: That would be
    24 fine. At this time I would like to ask Board
    L.A. REPORTING - (312) 419-9292
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    1 Member
    McFawn if she has anything else she would
    2 like to add to my comments.
    3 MS. MC FAWN: Just to welcome you all
    4 here. It should be a rather efficient hearing
    5 given the people that are here. We're all
    6 familiar with T.A.C.O., and the questions have
    7 been, I think, pretty well articulated by the
    8 board's orders and also by -- framed also by the
    9 prefiled testimony we've received. So thank you
    10 for coming.
    11 HEARING OFFICER FELTON: Board Member
    12 Flemal or Board Member
    Hennessey, do you have any
    13 other additional comments you would like to add?
    14 MS. HENNESSEY: No thank you.
    15 HEARING OFFICER FELTON: At this time I
    16 would ask the agency if they would like to make an
    17 opening statement, and we will turn to the
    18 agency's presentation of their proposal.
    19 MS. ROBINSON: I'm going to let
    20 Dr.
    Hornshaw do a little opening statement, but as
    21 a start matter, I would like to have everybody
    22 with the agency introduce themselves.
    23 I am Kimberly
    Robinson with the
    24 Division of Legal Counsel for the Bureau of Land.
    L.A. REPORTING - (312) 419-9292
    9

    1 DR. HORNSHAW: I'm Tom
    Hornshaw. I'm a
    2 toxicologist in the Office of Chemical Safety.
    3 MR. SHERILL: I'm John
    Sherril, a
    4 project manager in the Bureau of Land.
    5 MR. WIGHT: I'm Mark
    Wight with the
    6 Division of Legal Counsel.
    7 MR. NICKELL: I'm Chris
    Nickell, the
    8 project manager in the Bureau of Land.
    9 MR. KING: I'm Gary King. I'm in the
    10 Bureau of Land.
    11 (Discussion off the record.)
    12 MS. ROBINSON: Could we swear the
    13 witnesses, please.
    14 (Witnesses sworn.)
    15 MS. ROBINSON: Dr.
    Hornshaw, if you'd
    16 like to proceed.
    17 DR. HORNSHAW: Before I read my
    18 testimony, I'd like to mention that in our review
    19 of the various documents talking about mixtures of
    20 similar-acting substances, we found slight
    21 discrepancies in the various documents.
    22 Errata sheet No. 3, second notice
    23 and the proposed version of this docket had slight
    24 discrepancies in the language. So our discussion
    L.A. REPORTING - (312) 419-9292
    10

    1 will be based on what's in my testimony, and
    2 that's how we view the way to address the mixtures
    3 of similar-acting substances in this proceeding.
    4 MS. ROBINSON: Dr.
    Hornshaw, I'm going
    5 to show you what's been marked by the court
    6 reporter for identification as Exhibit No. 1, if
    7 you could look at that and tell me if you
    8 recognize it.
    9 DR. HORNSHAW: Yes, this is a copy of
    10 the testimony I prepared for this proceeding.
    11 MS. ROBINSON: Is that a true and
    12 accurate copy?
    13 DR. HORNSHAW: Yes.
    14 MS. ROBINSON: And what's been marked as
    15 Exhibit No. 2 for identification, would you take a
    16 look at that and tell me if you recognize it.
    17 DR. HORNSHAW: Yes. This is a draft of
    18 proposed language for docket B that was sent to
    19 the agency.
    20 MS. ROBINSON: Was this drafted by the
    21 board?
    22 DR. HORNSHAW: Yes.
    23 MS. ROBINSON: Okay. Would you please
    24 proceed with the reading of your testimony into
    L.A. REPORTING - (312) 419-9292
    11

    1 the record.
    2 MR. RIESER: Excuse me, Ms.
    Robinson, is
    3 Exhibit 2 the same as draft of agency proposal,
    4 copies of which were sent around today?
    5 MS. ROBINSON: That's correct.
    6 DR. HORNSHAW: Good morning. My name is
    7 Thomas C.
    Hornshaw. I am a senior public service
    8 administrator and the manager of the Toxicity
    9 Assessment Unit within the office of Chemical
    10 Safety of the Illinois Environmental Protection
    11 Agency. I have been employed at the agency since
    12 August of 1985, providing expertise to the agency
    13 in the area of environmental toxicology.
    14 Major duties of my position include
    15 development and use of procedures for toxicity and
    16 risk assessments, review of toxicology and hazard
    17 information in support of agency programs and
    18 actions and critical review of risk assessments
    19 submitted to the agency for various cleanup and
    20 permitting activities. I have previously
    21 presented a summary of my qualifications at the
    22 first hearing in this
    rulemaking and will not
    23 repeat them here. My testimony today will be
    24 limited to discussion of the agency's rationale
    L.A. REPORTING - (312) 419-9292
    12

    1 for the development of remediation objectives for
    2 mixtures of similar-acting substances in soil and
    3 groundwater.
    4 I must preface my testimony with an
    5 apology to the board and to the other participants
    6 in this
    rulemaking for the agency introducing new
    7 language to part 742 regarding mixtures of
    8 similar-acting substances in errata sheet No. 3 so
    9 late in the
    rulemaking process. Please understand
    10 that there was no intent by the agency to sidestep
    11 the hearing process or in any other manner to try
    12 to undo any agreements reached by the agency and
    13 the advisory committee.
    14 Rather, as will be demonstrated by
    15 this testimony, the agency attempted to clarify
    16 the approach to be used at sites where groundwater
    17 has been found to be contaminated with two or more
    18 chemicals which affect a similar target in the
    19 body and to avert potential legal disputes where
    20 such conditions were found to exist.
    21 The agency has included language
    22 for addressing mixtures of similar-acting
    23 substances in part 742 from the very beginning of
    24 this
    rulemaking. This concern for mixtures
    L.A. REPORTING - (312) 419-9292
    13

    1 derives in part from long-standing agency policy
    2 and more importantly from statutory directive.
    3 Section 58.4(c)(4)(B) of Title XVII specifically
    4 requires that methodologies adopted by the board
    5 for determining remediation objectives must ensure
    6 that, in quote, "The presence of multiple
    7 substances of concern and multiple exposure
    8 pathways," end quote, are taken into account.
    9 As a result of this concern, the
    10 agency included language in Tier 2 of the original
    11 proposal requiring that for
    noncarcinogens that
    12 affect the same target in the body, soil
    13 remediation objectives for such
    noncarcinogens be
    14 adjusted to account for the additive effects of
    15 the mixture in soil. This language, which limits
    16 the necessity to address mixtures of
    17 similar-acting substances to Tier 2 assessments
    18 and to
    noncarcinogens, came about because of
    19 discussions with the advisory committee.
    20 Specifically, it was decided that
    21 the inherent
    conservatisms built into the process
    22 of developing the Tier 1 soil remediation
    23 objectives made consideration of the
    additivity of
    24 effects of similar-acting substances unnecessary
    L.A. REPORTING - (312) 419-9292
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    1 -- I'm sorry -- unnecessary in Tier 1. It was
    2 only necessary to address mixture effects of
    3 noncarcinogens in Tier 2 because for carcinogens,
    4 the statutory language of section 58.5(d) of Title
    5 XVII specifically provides for the establishment
    6 of remediation objectives at an excess lifetime
    7 cancer risk of between 1 in 10,000 and 1 in
    8 1,000,000.
    9 It was agreed that since the
    10 statute provides for an acceptable cancer risk
    11 range and since even if there are 10 carcinogens
    12 present at their respective 1 in 1,000,000
    13 remediation objectives (an unusual event) the
    14 cumulative cancer risk of 1 in 100,000 is still
    15 within the acceptable range. Therefore,
    16 consideration of the
    additivity of carcinogenic
    17 effects in Tier 2 was unnecessary. Since
    18 corresponding statutory guidance regarding an
    19 acceptable risk range for
    noncarcinogens is not
    20 provided in Title XVII, the additive effects of
    21 noncarcinogens had to be considered and provided
    22 for in Tier 2.
    23 As a result of the above,
    24 provisions relative to mixtures of similar-acting
    L.A. REPORTING - (312) 419-9292
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    1 contaminants in soil are still included in the
    2 rules sent to second notice. Regarding
    3 groundwater, it was assumed, at least by the
    4 agency, that the requirements of 35 Illinois
    5 Administrative Code 620.615 regarding mixtures of
    6 similar-acting substances would govern the
    7 development of remediation objectives at a site.
    8 Therefore, the inclusion of language in part 742
    9 addressing mixtures of similar-acting substances
    10 (carcinogens and
    noncarcinogens) in groundwater in
    11 any tier was not discussed between the agency and
    12 the advisory committee.
    13 As stated above, the topic of
    14 remediation objectives for mixtures in groundwater
    15 had been a non-issue throughout the development of
    16 part 742. In fact, it wasn't until late in the
    17 hearing process that the agency realized that not
    18 including specific language regarding mixture
    19 effects in groundwater had become an issue. In
    20 the context of recommending remediation objectives
    21 for a particular site, the agency included an
    22 objective for a mixture of similar-acting
    23 substances detected in Class I groundwater and was
    24 subsequently questioned whether this type of
    L.A. REPORTING - (312) 419-9292
    16

    1 objective was allowed by part 742.
    2 After some internal discussion, the
    3 agency decided that recommending remediation
    4 objectives for mixtures of similar-acting
    5 substances in Class I groundwater in any tier and
    6 for carcinogens and
    noncarcinogens is appropriate
    7 because it is required by 620.615 because, quote,
    8 "multiple substances of concern," end quote, is
    9 included in the factors which, by statute, must be
    10 addressed when determining remediation objectives
    11 for a site and because it is health protective to
    12 do so.
    13 However, the agency came to realize
    14 as a result of this discussion that by either not
    15 cross-referencing the requirements of part 620.615
    16 or providing an alternative procedure to part
    17 620.615 in 742, the door remained open for future
    18 debate over the appropriate remediation objectives
    19 when similar-acting chemicals are detected in
    20 Class I groundwater. Furthermore, the agency
    21 foresaw the possibility of a person expecting to
    22 receive a no further remediation determination
    23 from the agency by virtue of achieving all Class I
    24 groundwater objectives only to be told that
    L.A. REPORTING - (312) 419-9292
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    1 further remediation would be necessary because the
    2 requirements of part 620.615 have not been met.
    3 Even worse, the agency was
    4 concerned by the possibility, however remote, that
    5 because part 742 is silent about the requirements
    6 for mixtures of similar-acting substances in
    7 Class I groundwater, a no further remediation
    8 letter might be issued and subsequently be
    9 challenged for not meeting the requirements of
    10 part 620.615. It was with these concerns in mind
    11 that the agency informed the advisory committee of
    12 its intent to add language cross-referencing the
    13 requirements of part 620.615 in Tiers 1, 2 and 3.
    14 After admittedly brief discussion, such language
    15 was then included in errata sheet No. 3 for the
    16 board's consideration.
    17 The agency stands by its intent to
    18 have the requirements for remediation objectives
    19 for mixtures of similar-acting substances in
    20 Class I groundwater be very clear. Toward this
    21 end, the agency met with the advisory committee on
    22 May 12, 1997, to further discuss this issue and
    23 the language tentatively included in the proposed
    24 rule for R97-12(B) dated April 17, 1997.
    L.A. REPORTING - (312) 419-9292
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    1 The agency's meeting with the
    2 advisory committee on May 12, 1997, focused on two
    3 general areas regarding mixtures of similar-acting
    4 substances, whether it was agreed that the
    5 language currently included in part 742 relative
    6 to mixtures in soil was still acceptable and
    7 whether the language proposed by the board
    8 relative to mixtures in Class I groundwater in the
    9 proposed rule for R97-12(B) is acceptable. Please
    10 note that the following discussion pertains only
    11 to Class I groundwater since mixture effects need
    12 not be considered in Class II groundwater.
    13 Regarding mixtures in soil, it was
    14 agreed that the language currently in part 742 is
    15 acceptable. Thus, there should still be no
    16 requirement to address mixtures of carcinogens or
    17 noncarcinogens in soil for Tier 1 evaluations or
    18 mixtures of carcinogens in soil for Tier 2
    19 evaluations for the reasons discussed above. The
    20 only requirements regarding mixtures in soil are
    21 for
    noncarcinogens in Tier 2 evaluations and
    22 consideration of mixture effects in formal risk
    23 assessments in Tier 3 evaluations for carcinogens
    24 and
    noncarcinogens.
    L.A. REPORTING - (312) 419-9292
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    1 Regarding mixtures in groundwater,
    2 several issues were discussed by the agency and
    3 the advisory committee. It was generally agreed
    4 that the original version of part 742 was unclear
    5 regarding the requirements for remediation
    6 objectives for mixtures in groundwater, although
    7 the statute mandates that they be addressed. It
    8 was also generally agreed that consideration of
    9 mixture effects is required for
    noncarcinogens in
    10 Tier 2 evaluations and for carcinogens and
    11 noncarcinogens in formal risk assessments in Tier
    12 3 evaluations.
    13 What was still at issue was whether
    14 mixture effects needed to be addressed in Tier 1
    15 evaluations (carcinogens and
    noncarcinogens) and
    16 whether carcinogens needed to be addressed in Tier
    17 2 evaluations. In-depth discussion of the
    18 remaining issues ultimately provided the basis for
    19 conceptual agreement on how to address these
    20 mixture concerns.
    21 On the necessity for addressing
    22 mixtures in Tier 1, it was pointed out by the
    23 advisory committee members that the statute
    24 requires only lookup tables in Tier 1, and
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    20

    1 mixtures cannot be addressed in tables. It was
    2 also pointed out that there was conservatism built
    3 into the development of the Tier 1 groundwater
    4 remediation objectives similar to the reasoning by
    5 which consideration of mixture effects in soil in
    6 Tier 1 was deemed unnecessary. Therefore, it was
    7 not necessary to address mixtures in groundwater
    8 in Tier 1.
    9 On the other hand, it was pointed
    10 out by the agency that, as discussed above,
    11 consideration of mixture effects was required by
    12 both the existing statute (Title XVII) and
    13 regulations (part 620) and that for two reasons
    14 there is not necessarily the same degree of
    15 conservatism built into the Tier 1 groundwater
    16 objectives as in the soil objectives. The first
    17 reason is that there is an additional layer of
    18 conservatism built into the inhalation and the
    19 soil component of the groundwater ingestion
    20 exposure route soil objectives due to the
    21 assumptions made regarding transport in soil.
    22 Whereas for the groundwater
    23 component of the groundwater ingestion exposure
    24 route, the only
    conservatisms built into the
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    1 development of the remediation objectives are the
    2 assumptions regarding the toxicity and the actual
    3 intake of the chemical.
    4 The second reason is that for
    5 certain carcinogens whose Tier 1 groundwater
    6 objective is based on the chemical's drinking
    7 water standard, the groundwater objective does not
    8 have the same degree of conservatism as the soil
    9 -- as the corresponding soil objective, that is,
    10 1 in 1,000,000 cancer risk as the basis. This is
    11 due to the consideration of factors other than
    12 risk by USEPA in establishing the drinking water
    13 standards such as natural occurrence, for example,
    14 arsenic; detection limits, for example, vinyl
    15 chloride; or risk/benefit analysis, for example,
    16 drinking water
    disinfection by-products.
    17 On the issue of whether mixture
    18 effects of carcinogens need to be considered in
    19 Tier 2, it was pointed out by the advisory
    20 committee that the statute provides for a range of
    21 acceptable cancer risks from 1 in 10,000 to 1 in
    22 1,000,000. Therefore, even if 10 carcinogens are
    23 present in groundwater at their respective
    24 objectives, the cumulative cancer risk still falls
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    22

    1 within the acceptable range (again similar to the
    2 reasoning by which consideration of the cumulative
    3 risk of carcinogens in soil was determined to be
    4 unnecessary in Tier 2).
    5 In response, the agency again cited
    6 the carcinogens whose groundwater objectives
    7 exceed the 1 in 1,000,000 cancer risk level and
    8 which, if present in a mixture with other
    9 carcinogens, could potentially result in a
    10 cumulative cancer risk exceeding 1 in 10,000. The
    11 agency also again cited the statutory and
    12 regulatory requirements to consider mixture
    13 effects in groundwater regardless of what tier is
    14 used in evaluating a site.
    15 Following considerable discussion,
    16 conceptual agreement was reached on the remaining
    17 issues. Regarding Tier 1, it was agreed that
    18 other than for those carcinogens whose groundwater
    19 objective is not based on a 1 in 1,000,000 cancer
    20 risk, there is an appropriate degree of
    21 conservatism in the Tier 1 groundwater remediation
    22 objectives such that consideration of mixture
    23 effects is not necessary in Tier 1 provided all
    24 other contaminants of concern detected in
    L.A. REPORTING - (312) 419-9292
    23

    1 groundwater achieve their respective remediation
    2 objectives.
    3 However, if any contaminant of
    4 concern (carcinogen or
    noncarcinogen) exceeds its
    5 respective Tier 1 groundwater remediation
    6 objective or if a carcinogen whose Tier 1
    7 groundwater objective is not based on a 1 in
    8 1,000,000 cancer risk is detected in groundwater,
    9 then the potential for cumulative effects of
    10 mixtures of such chemicals must be addressed as a
    11 Tier 2 evaluation. Regarding Tier 2, it was
    12 agreed that only those carcinogens whose Tier 1
    13 groundwater objectives exceed the 1 in 1,000,000
    14 risk level must be evaluated for mixture effects
    15 in Tier 2. It was further agreed that the
    16 carcinogens whose Tier 1 groundwater remediation
    17 objectives exceed the 1 in 1,000,000 cancer risk
    18 level will be specifically identified in part
    19 742.
    20 In order to include the conceptual
    21 agreements discussed above into part 742, the
    22 following modifications to proposed rule for
    23 R97-12(B) dated April 17, 1997, are proposed:
    24 Section 742.505(b)(3), change the proposed
    L.A. REPORTING - (312) 419-9292
    24

    1 language as follows: "The requirements of 35
    2 Illinois Administrative Code 620.615 regarding
    3 mixtures of similar-acting chemicals shall be
    4 considered met for Class I groundwater at the
    5 point of human exposure if the following
    6 requirements are achieved:
    7 "A) the Tier 1 groundwater
    8 remediation objective listed in appendix B, table
    9 E for Class I groundwater is not exceeded at the
    10 point of human exposure for any contaminant of
    11 concern detected in groundwater.
    12 "And B) any contaminant of concern
    13 listed in appendix A, table H is not detected in
    14 any groundwater sample associated with the site
    15 using analytical procedures capable of achieving
    16 either the 1 in 1,000,000 cancer risk
    17 concentration or the ADL, whichever is greater, as
    18 listed in appendix A, table H." Then delete
    19 subsections (A) and (B) currently found in the
    20 proposed rule.
    21 Section 742.505(b)(4), add a new
    22 section as follows: "Sites which do not meet the
    23 requirements of section 742.505(b)(3)(A) shall
    24 evaluate mixtures of similar-acting chemicals
    L.A. REPORTING - (312) 419-9292
    25

    1 using the procedures of section 742.805(c) or
    2 section 742.915(h). Sites which do not meet the
    3 requirements of section 742.505(b)(3)(B) shall
    4 evaluate mixtures of similar-acting chemicals
    5 using the procedures of section 742.805(d) or
    6 section 742.915(h)."
    7 Section 742.805(c) - delete the
    8 language currently proposed for second notice in
    9 this section and replace it with the language
    10 currently proposed -- I'm sorry -- currently
    11 listed in the proposed rule for section
    12 742.505(b)(3). Then add a board note after this
    13 section as follows: "Board note: Use of the
    14 procedures specified above in section 742.805(c)
    15 may result in groundwater remediation objectives
    16 that are less than the Tier 1 groundwater
    17 remediation objectives for chemicals included in
    18 these procedures."
    19 Section 742.805(d) - add a new
    20 section as follows: "The requirements of 35
    21 Illinois Administrative Code 620.615 regarding
    22 mixtures of similar-acting chemicals shall be
    23 considered met if the cumulative risk from any
    24 contaminant(s) of concern listed in appendix A,
    L.A. REPORTING - (312) 419-9292
    26

    1 table H, plus any other contaminant(s) of concern
    2 detected in groundwater and listed in appendix A,
    3 table F as affecting the same target organ/organ
    4 system or having a similar mode of action as the
    5 contaminant(s) of concern detected from appendix
    6 A, table H does not exceed 1 in 10,000."
    7 Section 742.900(f) - delete this
    8 subsection from section 742.900 of the proposed
    9 rule dated April 17, 1997.
    10 Section 742.915(h) - substitute the
    11 language deleted from section 742.900(f) of the
    12 proposed rule above for the language currently
    13 listed in section 742.915(h) from second notice.
    14 Section 742.915(
    i) - create a new
    15 section 742.915(
    i) by inserting the language of
    16 742 -- I'm sorry -- section 742.915(h) currently
    17 listed in second notice.
    18 And finally, appendix A, table H -
    19 create a new table as follows on page 11 of my
    20 testimony which I won't read through. Thank you.
    21 MS. ROBINSON: Could we have that
    22 entered as if read through the exhibit?
    23 HEARING OFFICER FELTON: Yes.
    24 DR. HORNSHAW: Note: Benzene was not
    L.A. REPORTING - (312) 419-9292
    27

    1 included in appendix A, table H even though its
    2 Class I groundwater remediation objective (0.005
    3 milligrams per liter) exceeds its 1 in 1,000,000
    4 cancer risk concentration (0.001 milligrams per
    5 liter) for the following reason: Benzene only
    6 appears in one target organ/organ system category
    7 in appendix A, table F (circulatory system) and
    8 can only be included in a mixture with one other
    9 chemical (2,4,6-trichlorophenol).
    10 Even if both benzene and
    11 2,4,6-trichlorophenol are present in Class I
    12 groundwater at their respective groundwater
    13 remediation objectives, the cumulative circulatory
    14 system cancer risk is only 7.1 in 1,000,000 which
    15 is within the acceptable risk range of 1 in 10,000
    16 to 1 in 1,000,000. Therefore, it is not possible
    17 for benzene to contribute to an unacceptable
    18 cancer risk in a mixture without also exceeding
    19 its individual groundwater remediation objective.
    20 The agency believes the proposed language
    21 discussed above adequately addresses the concerns
    22 for which this docket was created. This concludes
    23 my testimony on this matter.
    24 MS. ROBINSON: Dr.
    Hornshaw, I'm going
    L.A. REPORTING - (312) 419-9292
    28

    1 to show you now Exhibit No. 2. Could you please
    2 tell me is there also a change to section 742.105
    3 that was not reflected in your testimony?
    4 DR. HORNSHAW: Yes, there is.
    5 MS. ROBINSON: Could you explain what
    6 that is.
    7 DR. HORNSHAW: In discussing or looking
    8 through the proposed part 742 second notice, we
    9 became aware that there was a reference to
    10 mixtures of similar-acting substances in the
    11 applicability section.
    12 I'm sorry, it's not a specific
    13 reference to mixtures of similar-acting
    14 substances. It's a reference to section 742.805
    15 which we have modified according to my testimony
    16 today. So because of our changing section
    17 742.805, we are deleting the subsection A which is
    18 currently referenced in the applicability section,
    19 section 105, to make it read just 742.805 to
    20 encompass the changes which we are recommending
    21 today.
    22 MS. ROBINSON: Thank you. Now I'm going
    23 to show you also part of Exhibit No. 2 under
    24 742.805(c) and ask you if we've added any language
    L.A. REPORTING - (312) 419-9292
    29

    1 that was not reflected in your testimony there.
    2 DR. HORNSHAW: Yes. In section 742.805,
    3 again when we were reviewing the language to make
    4 sure it captured everything that we intended, we
    5 noticed that the language that was proposed in the
    6 -- which one was it now? The language that was
    7 in the draft of R97-12(B) from the board that was
    8 faxed to the agency had language that didn't quite
    9 track with how we had proposed in errata sheet 3,
    10 in that the requirements specified in this new
    11 subsection 805(c) were intended to be an either/or
    12 situation.
    13 The way the language read in the
    14 draft of R97-12(B) made it a requirement that both
    15 parts of this section had to be met. So we
    16 substituted the language -- I'll just read it.
    17 "The requirements of 35 Illinois Administrative
    18 Code 620.615 regarding mixtures of similar-acting
    19 chemicals shall be considered met for Class I
    20 groundwater at the point of human exposure" -- and
    21 here is where we added a change -- "if either of
    22 the following requirements are achieved."
    23 And then to make it completely
    24 clear, at the end of subsection 1, roman numeral
    L.A. REPORTING - (312) 419-9292
    30

    1 (ii), we added "or." The (ii) ends with "less
    2 than or equal to one." We added an "or" in there
    3 so that it reflects that there's a -- it's in the
    4 wrong place actually. Well, there should be an
    5 additional "or." Wait a minute, let me make sure
    6 this is correct.
    7 Yes, the way it's currently worded,
    8 the "or" is between roman (
    i) and roman (ii), and
    9 that "or" should actually be after roman (ii).
    10 There shouldn't be a choice between the two roman
    11 numerals.
    12 MS. MC FAWN: So they'll have to satisfy
    13 both small letter (
    i) and small letter (ii)? You
    14 want to delete the one that appears after the --
    15 DR. HORNSHAW: After the first (
    i), it's
    16 not really a choice. You either meet or you do
    17 something else to meet. You can't do both (
    i) and
    18 (ii).
    19 MS. MC FAWN: So you can't do both?
    20 DR. HORNSHAW: Right. You either exceed
    21 and then you have to go do something else, which
    22 is (ii), but if you've met, then you never get to
    23 (ii). If you meet (
    i), you don't have to go into
    24 (ii).
    L.A. REPORTING - (312) 419-9292
    31

    1 MS. MC FAWN: All right.
    2 DR. HORNSHAW: But then you also have a
    3 choice between 1 and 2. You don't have to meet
    4 either or both of those.
    5 MS. MC FAWN: So what's been marked as
    6 Exhibit No. 2, you would propose that the "or" at
    7 the conclusion of small letter (
    i) of section
    8 742.805(C)(1), you would propose that that be
    9 deleted?
    10 DR. HORNSHAW: Right.
    11 MS. MC FAWN: And that the semicolon
    12 remain?
    13 DR. HORNSHAW: In our copy, it's a
    14 period.
    15 MS. MC FAWN: The last line does not
    16 read "for those chemicals" semicolon "or"?
    17 DR. HORNSHAW: Not in the version that
    18 was faxed to us.
    19 MS. MC FAWN: We can deal with that
    20 later. Then you propose that we insert the word
    21 "or" at the conclusion of 805 -- let me make sure
    22 I get this, (C)(1)(ii)?
    23 DR. HORNSHAW: That's correct.
    24 MS. MC FAWN: So that the last phrase
    L.A. REPORTING - (312) 419-9292
    32

    1 would read, "In accordance with the equation
    2 above, less than or equal to 1, semicolon or"?
    3 DR. HORNSHAW: Correct.
    4 MS. ROBINSON: When the agency redrafts
    5 this version, we are going to commit to send that
    6 out to the entire service list hopefully this
    7 Friday. That will be reflected in the new draft.
    8 MS. MC FAWN: Before we go on, I just
    9 want to clarify. The change that you talked about
    10 in the first paragraph of 805(c), the words "if
    11 either," that is reflected in the copy before you
    12 or not?
    13 DR. HORNSHAW: Yes.
    14 MS. MC FAWN: That's reflected on
    15 Exhibit 2 as marked?
    16 DR. HORNSHAW: That's correct.
    17 MS. MC FAWN: So the only change to
    18 Exhibit 2 is the relocation of the word "or"?
    19 DR. HORNSHAW: That's correct.
    20 MS. ROBINSON: That would conclude the
    21 agency's testimony at this time.
    22 MR. RAO: Can I have a clarification.
    23 About the changes for 742.105, is that change to
    24 be made before we go final notice because that's
    L.A. REPORTING - (312) 419-9292
    33

    1 not part of the docket B.
    2 MS. ROBINSON: Right, we'll reflect that
    3 in the draft that we send out on Friday through
    4 strikouts and underlines.
    5 MR. FEINEN: Dr.
    Hornshaw, in your
    6 testimony, you referred to the April 17th, 1997,
    7 order. There's been two orders in docket B. I
    8 just want to make it clear on the record that the
    9 May 1st order also contains the same language as
    10 the April 17th, 1997.
    11 Would your testimony be true if we
    12 were to make that note, that either/or?
    13 MS. MC FAWN: Let me try to clarify. On
    14 April 17th, the board proposed for first notice
    15 revisions to part 742. The joint committee would
    16 not allow us to go to first notice. So on May
    17 1st, we reissued those same revisions but not for
    18 first notice. It was just for the purposes of
    19 docket B and what we could discuss in here.
    20 So what Mr.
    Feinen's asking you is
    21 your testimony refers to our first order which was
    22 for first notice, would that remain the same for
    23 our order as of May 1st?
    24 DR. HORNSHAW: Yes.
    L.A. REPORTING - (312) 419-9292
    34

    1 MR. FEINEN: One more question. When
    2 you're referring to second notice when you're
    3 talking about section 915(I), you're referring to
    4 second notice in R97-12(A)?
    5 DR. HORNSHAW: That's correct.
    6 MR. FEINEN: Thank you.
    7 MS. MC FAWN: Can I ask you before we go
    8 any further, you have before you what's called the
    9 draft of agency proposal which is Exhibit 2,
    10 marked as Exhibit 2.
    11 Does this reflect -- other than the
    12 change in the location of the word "or," does this
    13 exhibit reflect what the agency would propose for
    14 the board concerning the similar-acting
    15 chemicals?
    16 DR. HORNSHAW: Yes.
    17 MS. MC FAWN: So this would reflect what
    18 you testified about in your testimony and the
    19 revisions you sought?
    20 DR. HORNSHAW: Yes.
    21 MS. MC FAWN: Thank you.
    22 HEARING OFFICER FELTON: Mr.
    Hornshaw,
    23 do you have anything additional you would like to
    24 add in support of the agency's proposal?
    L.A. REPORTING - (312) 419-9292
    35

    1 DR. HORNSHAW: Not at this time.
    2 HEARING OFFICER FELTON: Would anyone
    3 else on behalf of the agency like to add anything
    4 additional in support of this proposal?
    5 MS. ROBINSON: Not at this time.
    6 HEARING OFFICER FELTON: At this time
    7 would you like to move both Exhibits 1 and 2 into
    8 evidence?
    9 MS. ROBINSON: Yes, please.
    10 HEARING OFFICER FELTON: Are there any
    11 objections to moving Exhibit 1, the testimony of
    12 Thomas C.
    Hornshaw, and Exhibit 2, the draft
    13 language of the agency proposal prepared on behalf
    14 of the board into evidence at this time?
    15 Seeing that there are no
    16 objections, we will move both Exhibit 1 and 2 into
    17 evidence and into the record of both Thomas C.
    18 Hornshaw's testimony and the draft language of the
    19 agency proposal prepared on behalf of the board.
    20 MS. ROBINSON: Thank you.
    21 (Documents received
    22 in evidence.)
    23 HEARING OFFICER FELTON: We will now
    24 proceed with questions for the agency witnesses.
    L.A. REPORTING - (312) 419-9292
    36

    1 As I previously mentioned, if you have any
    2 questions for one of the agency witnesses, please
    3 raise your hand and wait for me to acknowledge
    4 you. When I acknowledge you, please stand and
    5 state in a loud and clear voice your name and the
    6 organization you represent, if any. Are there any
    7 questions at this time? Question.
    8 MR. RIESER: My name is David
    Rieser.
    9 I'm with the law firm of Ross &
    Hardies. I
    10 represent the Illinois Steel Group and the
    11 Illinois Petroleum Council and I have in all these
    12 proceedings. I have a series of questions to
    13 ask. Some are with respect to the language that's
    14 proposed and some with respect to some of the
    15 concepts. We'll start with easy ones which are on
    16 the language.
    17 Looking at Exhibit 2, I'm looking
    18 at page 5 which is 805(c), the language we were
    19 just talking about. This language talks about
    20 mixtures of similar-acting chemicals. Do you see
    21 where I'm referring?
    22 DR. HORNSHAW: Yes.
    23 MR. RIESER: And would you agree with me
    24 there's no definition of a similar-acting chemical
    L.A. REPORTING - (312) 419-9292
    37

    1 in the rule?
    2 DR. HORNSHAW: Other than by having them
    3 listed on the tables that define what are -- what
    4 are target organ/organ systems or similar effects.
    5 MR. RIESER: Right. And there was
    6 language which was stricken here in (c) which
    7 talks about chemicals which affect the same target
    8 organ/organ system or similar mode of action, is
    9 that correct?
    10 DR. HORNSHAW: That's correct.
    11 MR. RIESER: That's what you mean by
    12 similar-acting chemicals?
    13 DR. HORNSHAW: Yes.
    14 MR. RIESER: Would it be acceptable
    15 instead of saying similar-acting chemicals to say
    16 regarding mixtures of chemical which affect the
    17 same target organ/organ system or similar mode of
    18 action?
    19 DR. HORNSHAW: That would be
    20 appropriate.
    21 MR. RIESER: Okay. With respect again
    22 looking at Exhibit 2 and actually in that same
    23 section moving down to 1 sub 2 -- 1 sub 2 on page
    24 6, this is language that was in the original --
    L.A. REPORTING - (312) 419-9292
    38

    1 that's in 97-12(A) in the second notice, it says
    2 that, "if the value of the weighted average
    3 calculated in accordance with the equations above
    4 is greater than 1.0, then additional remediation
    5 must be carried out until the level of
    6 contaminants remaining in the
    remediated area have
    7 a weighted average," et cetera. Do you see where
    8 I'm referring?
    9 DR. HORNSHAW: Yes.
    10 MR. RIESER: Is it accurate when it says
    11 additional remediation, it may not be necessary to
    12 actually do in-site remediation to achieve these
    13 values, but that one could use the tiered approach
    14 or exclusion of pathways or other methodologies
    15 contained in this entire 742 rule to achieve the
    16 appropriate remediation objectives at the site?
    17 DR. HORNSHAW: That's true.
    18 HEARING OFFICER FELTON: Do you have
    19 anymore questions at this time?
    20 MR. RIESER: Yes, yes. I have a long
    21 list of them, and I'm looking for it.
    22 HEARING OFFICER FELTON: If you're more
    23 comfortable sitting down, that's fine.
    24 MR. RIESER: Thank you. Looking at the
    L.A. REPORTING - (312) 419-9292
    39

    1 language of 805(d), how exactly is that intended
    2 to work?
    3 DR. HORNSHAW: The way we envisioned
    4 this working is if in the investigation for a
    5 site, if any chemical which is on the new table
    6 which we have created, appendix A, table H, those
    7 are carcinogens whose Tier 1 objective exceeds the
    8 1 in 1,000,000 target cancer risk, if any of those
    9 chemicals are detected during the investigation,
    10 then by definition the target or the risk level at
    11 the site is greater than the 1 in 1,000,000 target
    12 that we generally said should apply at all sites;
    13 therefore, that chemical or those chemicals plus
    14 any other chemicals detected at the site which
    15 affect the same target organ in the body, all of
    16 those need to be elevated to a further evaluation
    17 of the mixture effects in a Tier 2 evaluation.
    18 I'm sorry, I've been corrected, any other
    19 chemicals of concern for the site.
    20 MR. RIESER: And the evaluation in Tier
    21 2 is according to looking at either 805(c) or --
    22 the procedures identified in either 805(c) or
    23 805(d) as you proposed here, correct?
    24 DR. HORNSHAW: Correct.
    L.A. REPORTING - (312) 419-9292
    40

    1 MR. RIESER: 805(c) is sort of the
    2 cumulative effects formula that's sort of been
    3 consistent throughout this
    rulemaking. It's
    4 appeared in several different places, but it
    5 includes adding the ratio of the chemical to its
    6 Tier 1 cleanup objective together to arrive at an
    7 appropriate weighted average that's used to arrive
    8 at a cleanup objective for both or all of the
    9 mixture of chemicals that you're looking at,
    10 correct?
    11 DR. HORNSHAW: Right, and that's only
    12 for chemicals that exceed the Tier 1 remediation
    13 objective.
    14 MR. RIESER: Okay.
    15 DR. HORNSHAW: The 805(c) part.
    16 MR. RIESER: Okay. And that formula was
    17 derived from how the agency dealt with issues that
    18 arose under 620.615 mixtures, correct?
    19 DR. HORNSHAW: Correct.
    20 MR. RIESER: So that was the formula the
    21 agency came up with to respond to the mixture
    22 issues in 620.615?
    23 DR. HORNSHAW: Actually the formula was
    24 to address mixtures in soil which has nothing to
    L.A. REPORTING - (312) 419-9292
    41

    1 do with 615.
    2 MR. RIESER: Right, but when you were
    3 looking to apply 615 in this
    rulemaking, this is
    4 the formula you arrived at?
    5 DR. HORNSHAW: Correct.
    6 MR. RIESER: Is it also true that in
    7 issues that have arisen under 615 prior to this
    8 rulemaking, you also used this formula, this type
    9 of formula, to address this formula for mixtures
    10 with similar-acting chemicals?
    11 DR. HORNSHAW: Yes, unless, for
    12 instance, the entire site was addressed by a
    13 formal risk assessment and then 620.615 was
    14 addressed in the context of the risk assessment
    15 which would be a Tier 3 approach.
    16 MR. RIESER: Right. And those would be
    17 the use of the more formalized health advisories
    18 that are provided for in the appendices of 620?
    19 DR. HORNSHAW: That is correct.
    20 MR. RIESER: 805(d), on the other hand,
    21 you're looking at -- is it correct that you're
    22 looking at substances which are detected, that are
    23 identified detection levels but don't exceed their
    24 Tier 1 cleanup objectives for groundwater,
    L.A. REPORTING - (312) 419-9292
    42

    1 correct?
    2 DR. HORNSHAW: It can be that way, yes.
    3 MR. RIESER: Well, but it's designed to
    4 be that way?
    5 DR. HORNSHAW: Yes.
    6 MR. RIESER: For a chemical to be
    7 reviewed under 805(d), it doesn't have to exceed
    8 its Tier 1 level? It's sufficient to exceed its
    9 detection level?
    10 DR. HORNSHAW: That's correct.
    11 MR. RIESER: Just that it's being
    12 detected?
    13 DR. HORNSHAW: Only a detect. It can
    14 be, but it doesn't have to be in
    exceedence of the
    15 Tier 1 remediation objectives.
    16 MR. RIESER: And if it's detected, what
    17 you do is you look for all other chemicals that
    18 might affect the same target organ based on
    19 appendix A, table F, and then identify the
    20 cumulative risk and determine if that cumulative
    21 risk exceeds one times ten -- one times ten to the
    22 minus 4th so 1 in 10,000?
    23 DR. HORNSHAW: That's correct.
    24 MR. RIESER: How is the cumulative risk
    L.A. REPORTING - (312) 419-9292
    43

    1 determined in that scenario?
    2 DR. HORNSHAW: That can be determined in
    3 a couple of ways. In the table in appendix A,
    4 table H, we have given the 1 in 1,000,000 risk
    5 level. So a person could calculate the actual
    6 risk level by a simple ratio of the detected
    7 concentration versus the 1 in 1,000,000 risk
    8 concentration, or they could take that through a
    9 more formal risk assessment approach and actually
    10 calculate the risk of the entire mixture given the
    11 exposure assumptions that are either default in
    12 approach or developed as part of a Tier 3 risk
    13 assessment.
    14 MR. RIESER: Is there a specific model
    15 or process that's been identified in the 742 rule
    16 that specifically provides for that second
    17 alternative that you just described?
    18 DR. HORNSHAW: Not specifically, no.
    19 MR. RIESER: Looking at the first
    20 alternative that you described where you were
    21 adding the ratio, that's the similar formula to
    22 that which is in 805(c) except instead of using
    23 the Tier 1 objective in the denominator --
    24 DR. HORNSHAW: Very good, Dave.
    L.A. REPORTING - (312) 419-9292
    44

    1 MR. RIESER: I'm working on it.
    2 DR. HORNSHAW: I'm impressed.
    3 (Laughter.)
    4 MR. RIESER: You use the one in a
    5 millionth value?
    6 DR. HORNSHAW: That's correct. The 1 in
    7 1,000,000 cancer risk concentration would be the
    8 denominator.
    9 MR. RIESER: So by using that formula,
    10 however, especially with the 1 in 1,000,000 target
    11 risk in the denominator, you may arrive, depending
    12 on which chemicals you have that affect the same
    13 target organ, at values which are orders of
    14 magnitude below the individual Tier 1 groundwater
    15 objectives for those individual substances?
    16 DR. HORNSHAW: That is a possibility.
    17 MR. RIESER: And the purpose of 805(d)
    18 is to comply with the statutory direction that you
    19 don't have residential standards that are below
    20 one in a million? They have target risks below
    21 one in a million?
    22 DR. HORNSHAW: Could you repeat that.
    23 MR. RIESER: The purpose of 805(d) is so
    24 that you don't have mixtures of chemicals for a
    L.A. REPORTING - (312) 419-9292
    45

    1 residential site for drinking water that don't
    2 give you a target risk of less than 1 in 1,000,000
    3 for the site?
    4 DR. HORNSHAW: No, less than 1 in
    5 10,000.
    6 MR. RIESER: 1 in 10,000, thank you.
    7 And the purpose of that is to comply with the
    8 statutory directive?
    9 DR. HORNSHAW: That's correct.
    10 MR. RIESER: Doesn't the statute also
    11 say at the 805(d) that no groundwater remediation
    12 objective adopted pursuant to the section shall be
    13 more restrictive than the applicable Class I or
    14 Class III groundwater quality standard adopted by
    15 the board?
    16 DR. HORNSHAW: Yes.
    17 MR. RIESER: So that the statute kind of
    18 has both issues, it has -- it can't be less than 1
    19 in 10,000, but it also has to be no less
    20 restrictive than the groundwater objective?
    21 DR. HORNSHAW: I think the statute
    22 intended for that to be any individual chemical.
    23 I don't think it meant a mixture of chemicals.
    24 MR. RIESER: Okay. It doesn't state
    L.A. REPORTING - (312) 419-9292
    46

    1 mixtures in describing those two things. I think
    2 that's accurate. The groundwater -- excuse me,
    3 the Tier 1 groundwater cleanup objectives are
    4 based almost entirely on the 620 groundwater
    5 quality standards, correct?
    6 DR. HORNSHAW: For the most part, yes.
    7 MR. RIESER: And those are based almost
    8 entirely on the maximum contaminant levels
    9 developed by the United States Environmental
    10 Protection Agency?
    11 DR. HORNSHAW: Not necessarily. Mostly,
    12 but I wouldn't say almost entirely.
    13 MR. RIESER: And the
    MCLs, maximum
    14 contaminant levels, are not limited by specified
    15 target risk, is that correct?
    16 DR. HORNSHAW: For carcinogens, the
    17 target is 1 in 1,000,000 risk, but that target is
    18 tempered by other considerations such as detection
    19 limits, natural occurrence, what I've already
    20 testified to.
    21 MR. RIESER: Okay. But the MCL value,
    22 the numbers selected by the USEPA, still reflects
    23 their considered opinion as to what's appropriate
    24 and safe for drinking water for that -- in
    L.A. REPORTING - (312) 419-9292
    47

    1 drinking water for that particular substance?
    2 DR. HORNSHAW: That's correct, at least
    3 at the time it was issued.
    4 MR. RIESER: And until that's changed by
    5 rulemaking, that remains their opinion?
    6 DR. HORNSHAW: Yes.
    7 MR. RIESER: If you were just looking at
    8 615 -- I'm sorry, 620.615, mixtures of chemicals
    9 under 620.615, and you didn't have a statutory
    10 directive that you couldn't have a target risk
    11 below one times ten and ten to the minus four,
    12 would you need 805(d)? Would you need this type
    13 of analysis?
    14 DR. HORNSHAW: I'm not sure I'm
    15 following your question. Could you repeat that.
    16 MR. RIESER: Let me ask it a different
    17 way. Under -- when you were evaluating mixtures,
    18 it's part of your task, your position to evaluate
    19 the question of mixture of similar-acting
    20 substances at sites under 620.615 on behalf of the
    21 agency, correct?
    22 DR. HORNSHAW: That's correct.
    23 MR. RIESER: If you were doing that task
    24 for a site in the absence of the 742
    rulemaking,
    L.A. REPORTING - (312) 419-9292
    48

    1 you would look solely at the type of analysis that
    2 is in 805(c) or a more formal risk assessment if
    3 that was available for the site, is that correct?
    4 DR. HORNSHAW: That's correct, and as an
    5 example, if the chemical -- one of the chemicals
    6 in a mixture did not have a groundwater quality
    7 standard as in 620.410, 410, then we would look to
    8 620.615 procedures to establish the denominator to
    9 be used, and in most cases for a carcinogen,
    10 that's going to be a detection limit. You know,
    11 the health advisory for carcinogens in 620.615 is
    12 the lowest detection limit of any of the USEPA
    13 analytical limits. So it would be a detection
    14 limit as the denominator.
    15 MR. RIESER: If there was a 410 standard
    16 for that substance, then you would use the 410
    17 standard in that?
    18 DR. HORNSHAW: Yes, that would be the
    19 denominator, correct.
    20 MR. RIESER: Kind of going back to
    21 805(c) and (d) -- I'm sorry, 805(d), if the
    22 detection limit, the ADL is greater than the
    23 target risk value, then you work from the
    24 detection limit, is that correct?
    L.A. REPORTING - (312) 419-9292
    49

    1 DR. HORNSHAW: That's correct.
    2 MR. RIESER: Would you in that
    3 circumstance put the detection limit rather than
    4 the target risk value in the denominator?
    5 DR. HORNSHAW: That's correct.
    6 MR. RIESER: Just a minute, please. Let
    7 me move on to another area. The agency proposes
    8 that the language the board included in what was
    9 originally their first notice and apparently is no
    10 longer their first notice at 900(f), the move to
    11 915 so that the mixtures of substances are
    12 considered only in the context of formal risk
    13 assessments, is that correct?
    14 DR. HORNSHAW: That's correct.
    15 MR. RIESER: What was the agency intent
    16 on this point?
    17 DR. HORNSHAW: We feel that's the
    18 appropriate place to consider mixture effects is
    19 in the context of a risk assessment.
    20 MR. RIESER: Under other features of
    21 Tier 3 such as exclusion of pathways, it really is
    22 not an issue, is that correct?
    23 DR. HORNSHAW: That's correct.
    24 MR. RIESER: I have no further
    L.A. REPORTING - (312) 419-9292
    50

    1 questions.
    2 HEARING OFFICER FELTON: Any other
    3 questions?
    4 MR. FEINEN: I have two follow-up
    5 clarification questions based on some of the
    6 questions that Mr.
    Rieser had for Dr.
    Hornshaw.
    7 When talking about describing in
    8 805(c)(1) (ii), additional remediation, basically
    9 what you're talking about when you're talking
    10 institutional controls and engineered barriers,
    11 you're talking about doing that pursuant to a
    12 different tier, Tier 2 or Tier 3? When you're
    13 saying you don't have to do any further
    14 remediation, you can do institutional control or
    15 an engineered barrier pursuant to Tier 2 or
    16 Tier 3?
    17 DR. HORNSHAW: That could be among the
    18 options that could be used to meet the objectives
    19 of this section, yes.
    20 MR. FEINEN: And in (d) when you're
    21 talking about carcinogens detected by different
    22 chemicals which exceeded 10 to the minus 6, you
    23 need to go to Tier 2?
    24 DR. HORNSHAW: Yes.
    L.A. REPORTING - (312) 419-9292
    51

    1 MR. FEINEN: Could you also go to
    2 Tier 3?
    3 DR. HORNSHAW: Yes, you could,
    4 certainly.
    5 MR. FEINEN: That's all I have.
    6 HEARING OFFICER FELTON: Any other
    7 additional questions?
    8 MR. RAO: I have some questions.
    9 HEARING OFFICER FELTON: Please proceed,
    10 Mr.
    Rao.
    11 MR. RAO: Dr.
    Hornshaw, in discussing
    12 the similar-acting substances in soil remediation
    13 objectives under Tier 1, you said that because of
    14 the inherently conservative nature of the
    15 remediation objectives that you don't need to
    16 consider the effects of similar-acting
    17 substances.
    18 Can you explain how it's different
    19 under Tier 2 for soil remediation objectives if
    20 somebody's using the SSL procedure in the Tier 2,
    21 you know, does the conservative nature changes in
    22 Tier 2 to Tier 1?
    23 DR. HORNSHAW: It's less conservative in
    24 that we're not making assumptions that are
    L.A. REPORTING - (312) 419-9292
    52

    1 protective of greater than 95 percent of the
    2 entire country in Tier 2. In Tier 2 you're making
    3 consideration of site specific factors that should
    4 still be protective, but the extra layer of
    5 conservatism is not there anymore.
    6 MR. RAO: Because in your earlier
    7 testimony in docket A, you were saying that, you
    8 know, essentially both were in a -- the procedure
    9 for SSL was essentially the same except for the
    10 site specific numbers that they were going to use
    11 in the equations, all the safety factors built in
    12 are still the same. So just curious, you know,
    13 how it changes.
    14 DR. HORNSHAW: I think we said equally
    15 protective. I don't think we ever said equally
    16 conservative.
    17 MR. RAO: Do any of the safety factors,
    18 whatever that you talk about, inherently
    19 conservative, when you say it, does it change
    20 other than those parameters listed in one of the
    21 tables that they can get it using site specific
    22 numbers?
    23 DR. HORNSHAW: Could you repeat that?
    24 MR. RAO: Yeah. You see, what I'm
    L.A. REPORTING - (312) 419-9292
    53

    1 trying to get at is they're using the same
    2 equations. If they use the default numbers,
    3 they're supposed to get the Tier 1 numbers?
    4 DR. HORNSHAW: That's correct, right.
    5 MR. RAO: So if they use site specific
    6 numbers, how does it change the conservative
    7 nature of the remediation objective?
    8 DR. HORNSHAW: I guess I can answer that
    9 by giving an example. When you're considering
    10 transport of the chemicals from soil to the point
    11 of exposure, one of the key assumptions is the
    12 amount of organic carbon which is in the soil to
    13 retard that transport, and it is conservatively
    14 assumed in Tier 1 that there's less than one
    15 percent organic carbon in the soil.
    16 The specific value is .6 for
    17 surface soils and .2 percent for subsurface soils,
    18 when in reality most soils are greater than one
    19 percent, and if you plug in the site specific
    20 value into the calculation, you get a number
    21 that's quite a bit different from the Tier 1
    22 lookup value, at least for the chemical -- the
    23 pathways that have a migration component to them.
    24 You know, the direct ingestion
    L.A. REPORTING - (312) 419-9292
    54

    1 pathway, there's no difference because there's no
    2 transport. You are just eating the soil straight
    3 up. That's an example where there's additional
    4 conservatism in the Tier 1 number that is no
    5 longer -- it's replaced by site specific data in
    6 the Tier 2 evaluation.
    7 MR. RAO: Okay. I have one more
    8 question.
    9 DR. HORNSHAW: And I might add, you
    10 don't have that level of conservatism in the Tier
    11 1 value for groundwater because you don't have the
    12 transport. We are assuming that a person is
    13 drinking that water directly the same as if
    14 they're eating the soil directly.
    15 MR. RAO: On going to your proposed
    16 changes under 742.505(b)(3)(A), under these
    17 proposed changes, are you saying that for Tier 1
    18 groundwater objectives, that the effect of
    19 mixtures of similar-acting substances which are
    20 noncarcinogens may not be considered under Tier
    21 1?
    22 Because the way it's proposed, you
    23 say if the Tier 1 groundwater remediation
    24 objective listed in table -- appendix B, table E
    L.A. REPORTING - (312) 419-9292
    55

    1 is not exceeded, you know, 620.615 requirements
    2 are met. So if you have carcinogen --
    3 noncarcinogens like ethyl benzene and toluene,
    4 which are at their remediation objectives, then
    5 they still exceed the hazard index of one, but
    6 according to what you propose, you know, they met
    7 the 620.615 requirements.
    8 DR. HORNSHAW: We've agreed with the
    9 advisory committee that there is enough
    10 conservatism built into the development of the
    11 Tier 1 remediation objectives, other than for
    12 those chemicals that already exceed the 1 in
    13 1,000,000 risk level, that we're not going to look
    14 at the effect of mixtures in Tier 1.
    15 MR. RAO: So basically what you're
    16 saying is in Tier 1 for groundwater, you are going
    17 to look at only for carcinogens, you know, which
    18 are higher than one in a million cancer risk,
    19 right, and you're not going to consider
    20 noncarcinogens under Tier 1?
    21 DR. HORNSHAW: If they exceed the Tier 1
    22 remediation objective, any chemical exceeds, then
    23 that chemical, plus any other chemical that
    24 affects the same target, get elevated to a Tier 2
    L.A. REPORTING - (312) 419-9292
    56

    1 evaluation to make sure that the mixture effect is
    2 not of concern.
    3 MS. MC FAWN: Just so I understand, so
    4 you are saying that under Tier 1, you want the
    5 board to consider
    noncarcinogenic ones as well as
    6 carcinogenic ones?
    7 DR. HORNSHAW: If they exceed the Tier 1
    8 remediation objective, yes, then that chemical
    9 plus any others that affect the same target go to
    10 a Tier 2 evaluation for groundwater.
    11 MS. MC FAWN: Yes, I was talking
    12 groundwater as well.
    13 MR. FEINEN: So what you're saying,
    14 Dr.
    Hornshaw, is that for a
    noncarcinogen, you
    15 don't look at the cumulative effects until it
    16 exceeds its Tier 1 number?
    17 DR. HORNSHAW: That's correct.
    18 MR. FEINEN: And then if it does exceed
    19 its Tier 1 number, you look to see if there's any
    20 other chemicals that similarly act and then it
    21 gets kicked into Tier 2?
    22 DR. HORNSHAW: That's correct.
    23 MS. MC FAWN: So you only get to the
    24 additivity question if it exceeds?
    L.A. REPORTING - (312) 419-9292
    57

    1 DR. HORNSHAW: Right.
    2 MS. HENNESSEY: Would you be kicked out
    3 of Tier 1 if it didn't meet the Tier 1 groundwater
    4 objective anyway?
    5 DR. HORNSHAW: No. I think they would
    6 be allowed to do other things or try to
    remediate
    7 to the objective for that chemical only.
    8 MS. HENNESSEY: I see.
    9 DR. HORNSHAW: But if there's other
    10 chemicals that affect the same target, then all of
    11 those chemicals go to another level of evaluation
    12 to make sure that the mixture of chemicals is not
    13 unacceptable.
    14 HEARING OFFICER FELTON: Mr.
    Rieser.
    15 MR. RIESER: Dr.
    Hornshaw, when you
    16 talked about the
    conservatisms that are built into
    17 the
    noncarcinogenic values, can you give us an
    18 example of the levels of conservatism that you're
    19 talking about.
    20 DR. HORNSHAW: This wasn't discussed a
    21 whole lot in the meeting with the advisory
    22 committee, but the way the maximum contaminant
    23 levels for
    noncarcinogens is developed is similar
    24 to the approach that we have for health advisories
    L.A. REPORTING - (312) 419-9292
    58

    1 for
    noncarcinogens in that there's consideration
    2 given to relative source contribution, which
    3 accounts for exposure to a chemical from other
    4 sources than drinking water, and so that factor is
    5 kind of built in as a level of conservatism so
    6 that the amount that's allowable in drinking water
    7 is usually less than the hazard index of one to
    8 account for other exposures during a person's
    9 daily activities, work, home, whatever.
    10 So there is that level of
    11 conservatism built in. There aren't levels of
    12 conservatism built in for transport, as I
    13 discussed, because we're assuming the person is
    14 exposed directly.
    15 MR. RIESER: There are also levels of
    16 conservatism built into that value based on the
    17 assumption that a person is of a certain weight
    18 and is drinking a certain quantity of water per
    19 day over a certain period of years, 30, 40 years,
    20 is that correct?
    21 DR. HORNSHAW: 30 years or 70 years. It
    22 depends on when the MCL was issued.
    23 MR. RIESER: That's also an example of
    24 some of the conservatism that's in those values?
    L.A. REPORTING - (312) 419-9292
    59

    1 DR. HORNSHAW: That's correct.
    2 MR. RAO: Those things don't change in
    3 Tier 2, also, right?
    4 DR. HORNSHAW: No, they don't. Those
    5 are built into the process all the way through,
    6 and a similar statement could be made for the
    7 toxicity data themselves. Those
    conservatisms are
    8 there for all chemicals, all tiers.
    9 HEARING OFFICER FELTON: Are there any
    10 further questions at this time?
    11 MS. HENNESSEY: I have a couple.
    12 HEARING OFFICER FELTON: Sure.
    13 MS. HENNESSEY: Dr.
    Hornshaw, I have a
    14 question on 742.915(h). The first sentence of the
    15 agency's proposed language reads, quote, "The
    16 contaminants of concern which affect the same
    17 target organ/organ system or similar mode of
    18 action shall be specifically addressed." Can you
    19 expand on how that is to be addressed.
    20 DR. HORNSHAW: There is guidance in
    21 USEPA documents for conducting risk assessments at
    22 Super Fund sites, for instance, that tell the
    23 responsible party how to address mixture of the
    24 carcinogens. Typically, you would -- well,
    L.A. REPORTING - (312) 419-9292
    60

    1 carcinogens and
    noncarcinogens, you would go
    2 through some evaluation of exposure through all
    3 routes and then sum up the total exposure and then
    4 compare that against the acceptable exposure, and
    5 for mixtures, those similar effects are just
    6 added.
    7 So if you've got two chemicals that
    8 affect the liver, for instance, you would evaluate
    9 the exposure to that chemical through all routes
    10 that are relevant at a site, do the same thing for
    11 the second chemical, and you would develop either
    12 a hazard index based on comparison of the total
    13 exposure to the acceptable exposure, do the same
    14 thing for the second chemical, and then you just
    15 add the hazard index or overall hazard quotient,
    16 and if it's a
    noncarcinogen, after you've added
    17 those values, still less than 1.0, then the
    18 mixture is acceptable, and similarly for
    19 carcinogens, if the total risk is greater than one
    20 in a million, then you have a situation that needs
    21 to be evaluated further.
    22 MS. HENNESSEY: Okay. So in any event,
    23 under this section 742.915(h), the risk is going
    24 to be quantified?
    L.A. REPORTING - (312) 419-9292
    61

    1 DR. HORNSHAW: Oh, yes. We would fully
    2 expect that in a formal risk assessment.
    3 MS. HENNESSEY: Okay. A question on 805
    4 -- I guess 505(b) as well as 805(c) and (d), you
    5 used the phrase, the requirements of section
    6 620.615, and specified when those are met.
    7 Just for clarification, do I
    8 understand this to mean that if you look at
    9 620.615(b), it refers you to procedures set forth
    10 in appendices A, B and C of part 620.
    11 DR. HORNSHAW: I'm sorry, I'm at 615.
    12 What exactly are you referring to?
    13 MS. HENNESSEY: 620.615(b) says that, if
    14 there are mixtures of similarly-acting chemical
    15 substances, you evaluate them according to the
    16 procedure set forth in appendices A, B and C of
    17 part 620?
    18 DR. HORNSHAW: Correct.
    19 MS. HENNESSEY: Okay. And the language
    20 that you proposed for 742 in these various spots,
    21 505 and 805, would substitute the procedures in
    22 742 for the procedures set forth in appendices A,
    23 B and C of part 620?
    24 DR. HORNSHAW: Yes. We envision that
    L.A. REPORTING - (312) 419-9292
    62

    1 everything that we put in 742 would satisfy the
    2 requirements of 615(a) where it just says, "The
    3 need for additional health advice shall be
    4 determined by the agency," and in the context of
    5 742, this is how we're determining it.
    6 MS. HENNESSEY: Okay. What is the
    7 effect of the language you proposed on
    8 620.615(b)?
    9 DR. HORNSHAW: I guess it kind of
    10 supplants that.
    11 MS. HENNESSEY: Okay.
    12 HEARING OFFICER FELTON: Are there any
    13 additional questions. Mr.
    Feinen?
    14 MR. FEINEN: Just a clarification. In
    15 responding to one of Ms.
    Hennessey's questions,
    16 you mentioned some guidance documents by USEPA.
    17 I'm wondering if those guidance documents are
    18 incorporated by 97-12(A).
    19 DR. HORNSHAW: Yes, they are, Risk
    20 Assessment Guidance for Super Fund and Exposure
    21 Factors Handbook, and I think there's -- there may
    22 be others. There are two specifically in there
    23 that give guidance on how that's to be done.
    24 MR. FEINEN: Thank you.
    L.A. REPORTING - (312) 419-9292
    63

    1 MS. HENNESSEY: Just one grammatical
    2 question, 742.505(d), both sentences start out,
    3 "sites which do not meet." Would it be more
    4 appropriate to say that the language would be,
    5 "sites that do not meet"?
    6 DR. HORNSHAW: I believe so, yes.
    7 MS. HENNESSEY: Okay. I just took a
    8 grammar seminar, sorry. I don't have anything
    9 else.
    10 HEARING OFFICER FELTON: Board Member
    11 Hennessey, you were referring to 505(b)(4)?
    12 MS. HENNESSEY: That's correct, yes.
    13 HEARING OFFICER FELTON: Thank you. Are
    14 there any other additional questions at this
    15 time?
    16 MS. MC FAWN: Why don't we take a break
    17 and go.
    18 HEARING OFFICER FELTON: Take a brief
    19 10-minute break. We will
    readjourn at about
    20 11:30.
    21 (Recess taken.)
    22 HEARING OFFICER FELTON: Back on the
    23 record. Are there any further questions for the
    24 agency at this time? Seeing none, as we have
    L.A. REPORTING - (312) 419-9292
    64

    1 completed earlier -- actually one follow-up
    2 question or one comment I want to make is would
    3 anyone today like to testify in support or in
    4 opposition to this
    rulemaking?
    5 As we have ended or come to a close
    6 of this, it appears that we will not need the
    7 hearing scheduled for tomorrow. So that hearing
    8 is canceled. Please note that the second hearing
    9 for this proposed rule in docket B has been
    10 scheduled and will proceed on Thursday, May 29th,
    11 1997, in Springfield at 10:00 a.m. in the Lincoln
    12 room in the Stratton Building.
    13 The hearing may be continued on the
    14 record to Friday, May 30th, 1997, at that same
    15 time in a location necessary to accommodate any
    16 questions or additional testimony that provides
    17 us. Excuse me, that would be the
    Howlett
    18 Building. Is there anyone at this time that knows
    19 that they will be testifying at the May 29th
    20 hearing? And if so, just let us know at this
    21 time. Does anyone anticipate that they will be
    22 testifying next week?
    23 Please note that if you are
    24 testifying or if you would like to submit
    prefiled
    L.A. REPORTING - (312) 419-9292
    65

    1 testimony, pursuant to my hearing officer order
    2 dated May 2nd, 1997, all other testimony that
    3 would be
    prefiled must be filed by May 23rd,
    4 1997. There's no requirement to
    prefile testimony
    5 for the May 29th, 1997, hearing, and this will not
    6 preclude you if you fail to testify at that time.
    7 The mailbox will set forth 35 Illinois
    8 Administrative Code 101. 102(d) will not apply to
    9 these filings.
    10 Are there any other matters that
    11 need to be addressed at this time? We would like
    12 to note at this time that the agency will not be
    13 at this time preparing a draft or a language draft
    14 proposal of the rules. We will be relying at this
    15 time on Exhibit 2. If that changes at the second
    16 hearing, we will address that issue at that time.
    17 MS. HENNESSEY: That would be Exhibit 2
    18 as corrected by Dr.
    Hornshaw's testimony?
    19 HEARING OFFICER FELTON: Correct.
    20 Seeing that there are no other further questions
    21 at this time, I would like to thank everyone for
    22 being prepared for this first hearing, and this
    23
    24
    L.A. REPORTING - (312) 419-9292
    66

    1 hearing is hereby adjourned. We look forward to
    2 seeing you all in Springfield on May 29th. Thank
    3 you.
    4 (Which were all the proceedings
    5 had in the above-entitled case.)
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    L.A. REPORTING - (312) 419-9292
    67

    1 ILLINOIS POLLUTION CONTROL BOARD
    2
    3 LISA H. BREITER, CSR, RPR, CRR, being
    4 first duly sworn, on oath says that she is a court
    5 reporter doing business in the City of Chicago;
    6 that she reported in shorthand the proceedings at
    7 the taking of said hearing and that the foregoing
    8 is a true and correct transcript of her shorthand
    9 notes so taken as aforesaid, and contains all of
    10 the proceedings had at said hearing.
    11
    12
    13
    14
    LISA H. BREITER, CSR, RPR, CRR
    15
    L.A. REPORTING
    79 West Monroe Street
    16 Suite 1219
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    17 (312) 419-9292
    (312) 419-9294 Fax
    18 License No. 84-003155
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    L.A. REPORTING - (312) 419-9292
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