1. John R. Sheaffer
    2. Agency Testimony
      1. Paul Terrio
      2. Robert Mosher
      3. Toby Frevert
    3. LEMKE
    4. BETH WENTZEL
    5. ALBERT ETTINGER
    6. RICHARD LANYON
    7. PUBLIC COMMENTS
    8. Agency
    9. Beth Wentzel
    10. Home Builders Association of Illinois and Attainable Housing
    11. IAWA
    12. DISCUSSION
      1. Technical Feasibility and Economic Reasonableness
      2. Alternative Methods
      3. Proposed Amendments to Section 304.123
        1. EFFLUENT STANDARDS
        2. SUBPART A: GENERAL EFFLUENT STANDARDS
          1. Section 304.123 Phosphorus (STORET number 00665)

ILLINOIS POLLUTION CONTROL BOARD
April 7, 2005
 
IN THE MATTER OF:
 
PROPOSED 35 ILL. ADM. CODE
304.123(g), 304.123(h), 304.123(i), 304.123(j),
and 304.123(k)
)
)
)
)
)
 
 
R04-26
(Rulemaking - Water)
 
Proposed Rule. First Notice.
 
OPINION AND ORDER OF THE BOARD (by T.E. Johnson):
 
Today the Board will proceed to first notice under the Illinois Administrative Procedure
Act (5 ILCS 100/1-1
et seq
(2002)) with a rulemaking proposed by the Illinois Environmental
Protection Agency (Agency). On May 14, 2004, the Agency filed a petition that seeks to set an
interim phosphorus effluent standard by adding five new subsections (g-k) to existing 35 Ill.
Adm. Code 304.123. The Board has held two hearings and received substantial comments on the
Agency’s proposal.
 
BACKGROUND
 
On May 14, 2004, the Board received a rulemaking proposal from the Agency. The
Agency seeks to set an interim phosphorus effluent standard by adding five new subsections (g-
k) to existing 35 Ill. Adm. Code 304.123. A motion for acceptance accompanied the proposal.
 
In its statement of reasons, the Agency asserts that it is in the process of developing the
State numeric nutrient standards pursuant to its triennial water quality standards review. Pet. at
7. The Agency expects to file a nutrient standards petition with the Board in early 2007. Pet. at
8. In the interim, the Agency is proposing this effluent standard for phosphorus to limit higher
concentrations of phosphorus that may result in detrimental levels of plant and algae growth.
Id
.
The Agency requests that the interim effluent standard apply until the Board adopts a numeric
water quality standard for phosphorus.
 
Two hearings were held before Board Hearing Officer John Knittle. The first hearing
was held on August 30, 2004, (Tr.1) in Chicago. The second hearing was held on October 25,
2004, in Springfield (Tr.2). During those hearings the Board heard testimony from a number of
witnesses. In addition the Board has received 17 public comments in this proceeding.
 
SUMMARY OF PROPOSAL
 
The Agency proposes a phosphorus effluent limit of 1.0 milligram per liter (mg/L) as a
monthly average that would apply to new or expanded discharges from treatment works with a
design average flow (DAF) over 1.0 million gallons per day receiving municipal or domestic
wastewater, or a total phosphorus effluent load of 25 lbs/day or more for treatment works other
than those treating municipal or domestic wastewater. However, if the source can demonstrate

 
 
2
that phosphorus is not limiting nutrient in the receiving water or that alternative phosphorus
effluent limits are warranted by the aquatic environment in the receiving water, the 1.0 mg/L
limit would not apply.
 
In response to testimony and questions at hearing, the Agency offered several changes to
the original proposal in its post-hearing comments. The changes to the proposal do not change
the scope of the originally proposed language and are discussed more fully below.
 
TESTIMONY
 
At the hearings, the Board received testimony from nine witnesses. The testimony
adduced at the hearings will be summarized here.
 
John R. Sheaffer
 
Sheaffer is the Chairman of Sheaffer International, L.L.C. (SIL). Sh. Test. at 1. He also
serves as the Chairman of the Environmental Commision of DuPage County.
Id
. He has a B.S.
in Science from Millersburg State University in Pennsylvania and a M.S. and Ph.D. from the
University of Chicago.
Id
.
 
He testified that when the Illinois General Assembly created the Lake Michigan and
Adjoining Lands Study Commission to create a Bill of Rights for Lake Michigan that later
provided the framework for the Clean Water Act, he served as the Executive Director. Sh. Test.
at 1. He testified that the Board should adopt and enforce limitations on the discharge of
phosphorus and nitrogen as well as other nutrients contained in sewage effluent discharged into
the surface waterways of Illinois.
Id
.
 
Agency Testimony
 
Toby Frevert, Robert Mosher, and Paul Terrio testified for the Agency.
 
Paul Terrio
 
Paul Terrio is a hydrologist at the U.S. Geological Survey (USGS) in Urbana. He has
worked for the USGS for over 20 years. Tr.1 at 16. Over the last 12 years, Terrio has served as
the water quality specialist for the Illinois district of the USGS.
Id
. He holds a degree in
hydrology from the University of Arizona.
Id
.
 
Terrio testified that concurrent non-limiting levels of nitrogen and phosphorus can result
in excessive and problematic plant and algal growth – a condition known as eutrophication, and
that in most fresh water environments phosphorus is considered the limiting nutrient. Tr.1 at 18.
He testified that a limiting nutrient is one present in the shortest supply and that will be
exhausted first, limiting potential growth. Tr.1 at 17-18. Terrio stated that because the available
supply of phosphorus in water bodies is typically less than that of nitrogen, further reductions in
the sources of phosphorus might prevent the occurrence of problematic conditions in water
bodies receiving wastewater treatment effluents. Tr.1 at 19.

 
 
3
 
Terrio testified that many midwestern states have some form of a 1.0 mg/L total
phosphorus effluent standard in place and that others have pending revisions to incorporate such
a standard. Tr.1 at 21. Terrio referenced two principle methods for phosphorus removal –
biological and chemical precipitation. Tr.1 at 22. He testified that biological removal may be a
superior method in terms of lower final effluent concentrations and minimal operational costs,
but that this method would probably entail higher capital costs and would not be compatible with
all existing plant configurations.
Id
.
 
Terrio stated that the chemical precipitation method will usually be chosen for expanded
treatment plants. Tr.1 at 23. He stated that the capital improvements at recently designed plants
in the 1 to 5 million gallon per day design average flow range would cost $50,000 to $60,000 if
an existing building is available for a chemical storage tank and $200,000 to $300,000 if a new
building must be added.
Id
. He estimated a chemical cost of approximately $50,000 per year for
an existing 5.9 million gallon per day plant. Tr.1 at 24.
 
Terrio testified that the United States Environmental Protection Agency (USEPA) divides
the nation into different Eco Regions each with a different phosphorus criterion for surface
waters. Tr.1 at 39. Illinois waterways fall under Eco Regions 6,7, and 9.
Id
. Terrio stated that
Eco Region 6 is the northern two-thirds of the state and the USEPA water quality criterion is
0.076 mg/L for total phosphorus; Eco Region 9 is the southern part of the state with a 0.037
mg/L criterion; and Eco Region 7 is a small part of northwest Illinois with a 0.033 mg/L
criterion. Tr.1 at 40.
 
Terrio testified that the State of Illinois has organized a nutrient work group comprised of
government agencies, advocacy groups, academia that is looking at the big picture of nutrient
standards in the state, and that Illinois is also participating in the USEPA Region 5 technical
advisory group for nutrient standard development. Tr.1 at 42-43.
 
Robert Mosher
 
Robert Mosher has worked for the Agency for almost 19 years. He has been assigned to
the Water Quality Standards Unit for 18 years, and has participated in the development and
adoption of numerous water quality and effluent standards. Tr.1 at 25. He has a Master of
Science degree in zoology from Eastern Illinois University. Tr.1 at 26.
 
Mosher testified that costs for the addition of phosphorous removal equipment will be
most reasonable when they can be designed into the original construction, and that only new or
expanding facilities with a design average flow of one million gallons per day are subject to the
proposed effluent limit. Tr.1 at 26-27. He testified that other new or expanded facilities would
be subject to the discharge limit if they would discharge phosphorus at the same pound loading
as a one million gallon per day plant. Tr.1 at 27.
 
Mosher testified that phosphorus is generally believed to be the nutrient in shorter supply
in freshwater ecosystems (the limiting nutrient factor) and therefore its concentration may often
limit plant growth. Tr.1 at 28. He testified that if it is demonstrated that 1.0 mg/L total

 
 
4
phosphorus will be inadequate to control noxious plant growth in the receiving water, and that
further phosphorus control below a monthly average of 1.0 mg/L is feasible at a facility, the
Agency may impose a lower phosphorus limit to protect that water body.
Id
.
 
Mosher stated that a USEPA scientific procedure from the 1970s can be used to
demonstrate that phosphorus is or isn’t the limiting agent. Tr.1 at 32. Mosher testified that if the
Agency saw the results of such a test, the proposed rule would allow them to make that decision
as an NPDES permit decision.
Id
.
 
Mosher testified that the Agency’s nutrient standard adoption plan, meeting the USEPA
deadline in 2008, was one of the first in the nation to be approved by the USEPA. Tr.1 at 41. He
testified that the Agency believes that there are as many as twelve new or expanding facilities
that are putting in phosphorus control at the present time. Tr.1 at 77-78.
 
Mosher testified that currently the Agency couldn’t state what the limiting phosphorus
value is for Eco Regions 6,7 and 9. Tr.1 at 45. He testified that the Agency does not have a list
of streams that might be sensitive to increased phosphorus, and needing additional protection.
Tr.1 at 65. Mosher characterized the limiting of phosphorus at the great lakes tributary
dischargers as a success story in phosphorus control. Tr.1 at 82.
 
Toby Frevert
 
Frevert testified that it would be up to a permit applicant or an outside group to bring
information showing that phosphorus is not the limiting agent in any specific circumstances.
Tr.1 at 33. He testified that the Agency is proposing a technology-based effluent standard
because it currently does not have the information to establish a very specific water quality based
nutrient limit. Tr.1 at 48. He testified that the real crux of the problem is the effluent standards
addressing a violation of the narrative water quality standard. Tr.1 at 49. He added that the
science is not there either at the state or national level.
Id
. Accordingly, he stated, one can’t
derive the water quality based standard, but there is readily available and reasonably affordable
technology to limit the existence of nutrient discharge.
Id
.
 
Frevert testified that the Agency is proposing the interim standard in an attempt to
establish an incremental step at facilities where there is going to be a significant loading increase
or at large facilities where technology is readily available. Tr.1 at 50. He testified that it is a
prudent policy decision on the Agency’s part to require new and expanding facilities to
incorporate additional treatment, but that the Agency is not ready to require such an expenditure
of money at existing facilities.
Id
. In places where critical decisions regarding treatment
facilities are not being made, the Agency’s proposal is to maintain the
status quo
. Tr.1 at 52.
 
Frevert testified that in determining whether a more stringent interim effluent standard is
required under the proposed rules, the Agency would use existing anti-degradation standards to
look at the receiving water body and if it appears that the receiving water is extremely sensitive
to phosphorus, and the facility were new or significantly redesigned, the Agency might impose a
limit as low as .5 milligrams per year. Tr.1 at 53. Frevert said that new and expanding plants

 
 
5
already have to make that showing as part of their anti-degradation demonstration under the
existing rules.
Id
.
 
Frevert testified that the Agency has not developed any internal rules on how it would
determine that a discharge is causing a violation of the narrative water quality standards. Tr.1 at
64. He testified that this proposal is separate from the nutrient standards development proposal,
and that the purpose of this proposal is to allow the NPDES program to continue to function.
Tr.1 at 87.
 
Frevert testified that the existing regulation that requires the Agency to have
documentation and determine what controls and limitation are necessary before authorizing the
discharge. Tr.2 at 108. He testified that nobody knows exactly what specific role phosphorus
plays in the overall environment, but that we know phosphorus is problematic in streams in
Illinois.
Id
. He acknowledges that there is no distinction in the Agency’s proposal between
discharges to impaired water and those to high quality waters.
Id
.
 
He testified that lacking the specific sciences and the data to demonstrate a particular
level of phosphorus in a discharge that is acceptable today, he doesn’t know how to authorize an
National Pollutant Discharge Elimination System (NPDES) permit on these changes on all
facilities, expanding and existing. Tr.2 at 109. He testified that in the state of Illinois there are
only 2,000 permitted sources, with over 500 of those facilities having domestic sewage limits.
Id
. He stated that the Agency estimates that approximately 20 sources per year will be impacted
by the proposal.
Id
. He testified that the proposal specifically says that during this interim
period unless facilities are expanding or relocating to a new stream, or have some new discharge
to that effect, they do not have to invest money or resources. Tr.2 at 109.
 
In response to Lanyon’s testimony suggesting the use of source control in lieu of
treatment, Frevert testified that to an extent a facility could achieve the standard through source
control that is perfectly acceptable. Tr.2 at 110.
 
LEMKE
 
Lemke is a professor of biology at the University of Illinois at Springfield. Lem. Test. at
1. His position includes education of graduate and undergraduate students as well as continuing
research.
Id
. He states that he has experience in researching nutrient impacts in aquatic
ecosystems including rivers and streams. Lem. Test. at 2. Lemke testified that eutrophication is
the most wide-spread water quality problem in the United States and accounts for over one half
of impaired river reaches in the country. Tr.2 at 18. He feels it is important that Illinois strictly
limit increased discharges of phosphorous going into Illinois rivers and streams.
Id
. He testified
that it is well known today that excess phosphorus harms riverine systems, and that phosphorus
enriched systems often support algal and bacterial growth at levels that are considered offensive
and harmful to the environment. Tr.2 at 19.
 
Lemke testified that reduction of point source discharge can help manage growth of
nuisance aquatic plants and affect algae biomass, although the extent of benefit depends on the
composition of biological communities, sediment characteristics and whether nutrients in the

 
 
6
sediments and river water exceed levels required for growth. Lem. Test. at 12. He testified that
all sources, point and non-point, have to be considered in regards to the recovery of the Illinois
river and its alleged contribution to the hypoxia in the Gulf of Mexico. Tr.2 at 24.
 
BETH WENTZEL
 
Wentzel is the Watershed Scientist for Prairie Rivers Network. Went. Test. Exh. 5 at 1.
Prairie Rivers Network is a statewide river conservation organization and National Wildlife
Federation’s Illinois affiliate.
Id
. She holds a Master of Science degree in Civil and
Environmental Engineering from the University of Illinois, where she completed course work in
wastewater treatment system design.
Id
. In her position, she reviews NPDES permits and has
become very familiar with many engineering designs used to satisfy the terms of those permits.
Id
. Wentzel has never designed or operated a wastewater treatment plant since graduating from
school. Tr.2 at 31. She testified in support of the proposal. Went. Test. Exh. 5 at 1.
Wentzel testified that the literature on nutrient removal technology suggests that a
phosphorus standard of one milligram per liter is reliability met, well-established and reasonable
technology. Tr.2 at 29. She testified that several states have applied a similar limit broadly and
have applied considerably more stringent limits for many permits.
Id
. She believes that the
effluent limit of 1.0 milligrams per liter as a monthly average for total phosphorus that the
Agency has proposed is technically and economically reasonable.
Id
.
 
Wentzel testified that communities and facilities that have agreed to some phosphorus
removal process in their permits have received benefits, including better-treated effluent that
some communities acknowledge is a value to the community. Tr.2 at 35.
 
Wentzel is involved in the ongoing efforts by the Agency to develop a long-term nutrient
rule. Tr.2 at 43. Regarding the issue of upgraded treatment plants being able to meet lower
phosphorus effluent limits as a result of future adoption of phosphorus water quality standard,
she testified that it depends on the specific situation, but that based on the literature, it doesn’t
look like people will have to “rip out” anything in the future that they put in place now. Tr.2 at
45. She stated that the evidence from the first hearing indicates that many facilities will use
chemical precipitation which is a pretty minimal capital investment, and most of the processes
for achieving much lower levels of phosphorus include the same equipment at least for back-up
purposes.
Id
.
 
ALBERT ETTINGER
 
Ettinger is the Senior Staff Attorney at the ELPC of the Midwest, as well as Water Issues
Coordinator and General Counsel for the Illinois Chapter of the Sierra Club. Ett. Test. at 1. He
has worked in Illinois on matters relating to water pollution and implementation of the federal
Clean Water Act as counsel to the Sierra Club since 1982.
Id
.
 
Ettinger testified that the Clean Water Act and Illinois law require that NPDES permits
control pollutants that may cause or contribute to violations of water quality standards and
prohibit allowing new pollution that has not been shown to be necessary. Ett. Test. (Exh. 7) at 2.
He testified that control on phosphorus pollution are needed to prevent conditions in Illinois

 
 
7
waters that violate Illinois water standards, and comply with antidegradation requirements. Ett.
Test. at 7. He testified that the proposed limit is supported by the provisions of the Clean Water
Act and the Act. Ett. Test. at 12. He believes that all new or increased discharges should be
subject to the 1.0 mg/L phosphorus limit. Tr.2 at 56.
 
RICHARD LANYON
 
Richard Lanyon is employed by the Metropolitan Water Reclamation District of Greater
Chicago (District) as its Director of Research and Development. Tr.2 at 58. The District is a
unit of local government created by the legislature for the purpose of collecting and disposing of
sewerage, reducing pollution of the waterways and preventing flooding. Tr.2 at 58-59. The
District’s service area is most of Cook County. Tr.2 at 59. He has been the District’s Director of
research and development since 1999.
Id
. He was the assistant director of the research and
development department from 1975 to 1999.
Id
.
 
He testified that the Illinois plan for adoption of nutrient water quality standards states
that more study is needed before numeric standards can be recommended, and that, therefore, no
pressing need for the Agency to rush into promulgating interim phosphorus effluent standards
exists, and actually the proposal contradicts the Agency submittal to the USEPA. Tr.2 at 61.
Lanyon testified that the Agency’s proposal ultimately places the responsibility for control solely
on certain point source dischargers of phosphorus, discriminating against these dischargers by
ignoring the significant phosphorus contributions of non-point dischargers.
Id
.
 
Lanyon testified that the Agency fails to cite any specific algal growth problems in
Illinois lakes or rivers that affect uses and that can be attributed to excess phosphorus. Tr.2 at
62. He asserts that the Agency fails to cite any evidence that deficiencies in dissolved oxygen
concentrations in Illinois lakes or rivers are the result of excessive phosphorus concentrations.
Tr.2 at 63. Further, he testified that the Agency not only admits to a lack of adequate science
upon which to base the proposed interim standard, but also is unwilling to even wait for the
results of the scientific studies they are sponsoring.
Id
. He testified that there is no scientific
basis for the proposed phosphorus standard of 1.0 mg/L and that the proposal is arbitrary and
capricious.
Id
. Lanyon testified that the Agency is asking the Board to adopt this standard in an
effort to rectify their permit backlog. Tr.2 at 64.
 
Lanyon testified that a number of sources of phosphorus, in addition to human waste, are
discharged into the influent sewage to Publicly Owned Treatment Works (POTW)s, including
residential and commercial automatic dishwasher detergents (ADWD) that still contain
appreciable amounts of phosphorus. Tr.2 at 65. Lanyon cites to a Minnesota study of
phosphorus contributions to POTWs that found that 10.7% of the phosphorus loading from
POTWswas attributed to residential and commercial ADWD. Tr.2 at 66. He testified that a ban
on phosphorus in ADWDs in Illinois could be a more effective approach to achieving immediate
phosphorus reductions in POTW effluents than enacting the limited scope of POTW effluent
limits proposed by the Agency. Tr.2 at 68.
 
Lanyon estimated that if ADWDs were banned, approximately 1,200 tons per year of
phosphorus load would be eliminated from Illinois waters, and that adding commercial ADWDs

 
8
to the ban would increase the eliminated load by approximately 50%. Tr2 at 85. He stated that
even modest reductions in overuse of agricultural fertilizers would have a far larger effect on
reducing the phosphorus levels in Illinois streams than adoption of the current Agency proposal.
Tr.2 at 69.
 
Lanyon testified that there have been significant discussions with the Agency, USEPA
Office of Water, and USEPA Region V Division of Water regarding the use of constructed and
restored wetlands in Illinois to reduce the concentrations of nitrogen and phosphorus in the
Illinois River Basin. Tr.2 at 74. He opined that the use of wetland technology to control the
contribution of nitrogen and phosphorus was not mentioned by the Agency but should be
included as a viable control technology. Tr.2 at 75. He further opined that effective control of
nutrients in watersheds will require some form of water quality trading to create incentives for
trading between point and non-point sources of these nutrients and that, in light of this, the
Agency adopted a Water Quality Trading Policy on January 13, 2003. Tr.2 at 76. Lanyon
testified that the use of wetland technology for nutrient management on a watershed scale would
provide a cost-effective technology to control nutrients from both point and non-point sources in
a watershed and would not place the entire burden for nutrient control solely on the POTWs.
Tr.2 at 76-77. Lanyon testified that it is extremely important for the POTWs that the burden for
control of phosphorus and nitrogen be equitable and that a means to reduce the contribution of
nutrients from non-point sources must be found. Tr.2 at 77.
 
Lanyon testified that the District has three plants that discharge to General Use Waters.
Tr.2 at 78. He testified that neither the District nor the Agency has been able to correlate the
varying stream total phosphorus concentrations with differences in attainable uses or the general
biological health of these waterways. Tr.2 at 79.
 
Lanyon testified that the District proposed to the Agency on April 27, 2004, that it would
conduct a demonstration project at its Egan Water Reclamation Plant in Schaumburg to
determine if phosphorus removal would show any impact or improvement in Salt Creek
downstream of the plan outfall. Tr.2 at 80-81. Lanyon stated that the USEPA has shown support
for the proposed demonstration project and that the monitoring results and conclusions will be
prepared in a scientific report available to the public. Tr.2 at 81. Lanyon testified that should the
report demonstrate that phosphorus causes impairment, it will support the need for a water
quality based effluent limit.
Id
.
 
The District recommends that the Board deny the entire propsed intermit limit. Tr.2 at
81-82. However, in the event that the Board does not deny the proposal, the District
recommends that the Board adopt additional requirements proposed by the District. Tr.2 at 82.
The District’s recommendations require the Agency to petition the Board for site-specific
phosphorus standards for streams impacted by new or increased phosphorus loadings, apply a
phosphorus effluent standard only for discharges into streams identified as phosphorus impaired;
and allow dischargers to utilize alternative methods to comply with the applicable phosphorus
limitation. Exh. 9 at 20.
 
JAMES DAUGHERTY
 

 
 
9
Daugherty is employed by the Thorn Creek Basin Sanitary District as its general
manager. Tr.2 at 96. The sanitary district operates a wastewater treatment facility in southern
Cook and northern Will counties with a design flow of 16 million gallons per day.
Id
. The
facility currently serves a population of 100,000.
Id
. He has been employed by the sanitary
district since 1973, and holds a B.S. and M.S. degree in civil engineering from the University of
Illinois.
Id
He provided testimony on behalf of the Illinois Association of Wastewater Agencies
(IAWA).
Id
.
 
The IAWA supports the Agency’s work plan to develop nutrient water quality standards
for Illinois that would call for the application of sound science to develop nutrient limits by
2008. Tr.2 at 98. Daugherty testified that the IAWA is opposed to the proposed interim effluent
phosphorus limits, and that the Agency has not provided an adequate environmental, technical or
economic justification for a new statewide effluent limitation. Tr.2 at 99. Daugherty testified
that for streams where phosphorus can be shown to be impairing a recognized stream use, there
are already regulations that would allow the Agency to give those dischargers effluent limitations
that will address such impairments. Tr.2 at 99.
 
Daugherty testified that for receiving streams where it cannot be determined that there
will be a benefit from reductions in phosphorus levels, the proposed interim limit would result in
the installation and operation of treatment technology with no known benefit. Tr.2 at 100. He
testified that the most significant omission from the Agency’s cost figures is the cost of handling
and disposal of additional sludge.
Id
.
 
PUBLIC COMMENTS
 
Nineteen public comments were filed in this rulemaking. Fifteen of the comments
expressed support of the Agency’s proposal. Specifically, Professor Walter K. Dodds (PC 1);
Bruce W. Anderson, D.D.S. (PC 2); Bruce J. Lippincott, President, Illinois Chapter American
Fisheries Society (PC 3); Kathy Andria, President, American Bottom Conservancy (PC 4);
Jonathan Goldman, Executive Director, Illinois Environmental Council, Illinois Environmental
Council Education Fund (PC 6); Betsy Vandercook, President, Chicago Recycling Coalition (PC
7); Joyce O'Keefe, Associate Director, Openlands Project (PC 8); Ronald Thomas, AICP,
Executive Director, Northeastern Illinois Planning Commission (PC 9); Sean S. Wiedel,
Watershed Planner, of Lake County Stormwater Management Commission (PC 10); Lenore
Beyer-Clow, Executive Director, McHenry County Defenders (PC 11); Pat Quinn, Lieutenant
Governor, State of Illinois (PC 12); James W. Coursey, Chairman, Government Affairs
Subcommittee, Illinois Council of Trout Unlimited (PC 13); Sanjay K. Sofat, Assistant Counsel,
Division of Legal Counsel, Illinois Environmental Protection Agency (PC 14); the
Environmental Law & Policy Center, Prairie Rivers Network and Sierra Club (PC 15); as well as
Beth Wentzel (PC 16) filed comments in support of the Agency’s proposal. In addition, Ronald
Thomas, AICP, of the Northeastern Illinois Planning Commission (PC 19) filed a letter that
expresses support for the proposal, but notes that the support is not an official position of the
Northeastern Illinois Planning Commission.
 
Three comments were filed against the proposal. The Metropolitan Water Reclamation
District of Greater Chicago (PC 5), the Home Builders Association of Illinois and Attainable

 
10
Housing Alliance (PC 17), and the Illinois Association of Wastewater Agencies (PC 18) each ask
that the Board reject the Agency’s proposal. The comments are summarized below.
 
Walter K. Dodds
 
Walter K. Dodds (Dodds) is a professor of Biology at Kansas State University. PC 1 at 2.
He asserts that he has experience in researching nutrient criteria in rivers and streams and
eutrophication, and has numerous publications in the peer-reviewed scientific literature. PC 1 at
1. He contends that the proposed regulation is a reasonable first policy step.
Id
. He asserts that
phosphorus is a major problem in many Midwest lakes, rivers and streams, and can fertilize
excessive growth of algae, including cyanobacteria.
Id
. He contends that algal blooms can cause
supersaturating levels of dissolved oxygen that can kill fish, mussels, and other aquatic life and
prevent breeding and juvenile development in these species.
Id
. He asserts that the proposed
effluent limit is within the technological capabilities that are currently available and has been
attained in many areas draining into the Great Lakes. PC 1 at 2.
 
Bruce W. Anderson
 
Bruce Anderson, D.D.S., (Anderson) supports the proposed limitation of phosphorus in
discharge water. PC 2 at 1. He contends that the limit is only a start, but will benefit water
quality.
Id
.
 
The Illinois Chapter of the American Fisheries Society
 
The American Fisheries Society was founded in 1870 and is the world’s largest and
oldest organization of professional fisheries biologists an aquatic resource scientists. PC 3 at 1.
The Illinois Chapter of the American Fisheries Society (Illinois Chapter) represents more than
250 fisheries and aquatic scientists in the State of Illinois.
Id
. The Illinois Chapter supports the
proposal, and commends the Agency for their submittal of the new standard.
Id
. The Illinois
Chapter asserts the regulation of phosphorus effluent in the state’s lotic systems is long overdue.
PC 3 at 2. The Illinois Chapter contends that the new standard will help achieve the “fishable,
swimmable” goals of the Clean Water Act.
Id
.
 
American Bottom Conservancy
 
The American Bottom Conservancy (ABC) is a not-for-profit organization working to
protect the resources, citizens and communities of the American Bottom floodplain in
Southwestern Illinois. PC 4 at 1. ABC is a member of the Illinois Department of Natural
Resources Ecosystem Partnership, the Conservation Congress and the Clean Water Network.
Id
.
The ABC strongly supports the proposal, contending it is good for water quality as well as being
consistent with and required by the current lawas and regulations.
Id
. The ABC asserts the
proposal is readily achievable and urges the Board to adopt the proposal.
Id
.
 
District
 

 
11
The District asserts that, not only are there more economical and efficient ways to reduce
phosphorus in the waterways, but that the Agency admitted no science exists supporting the
proposed phosphorus limit. PC 5 at 1. The District contends that, as District witness Lanyon
testified, a ban on products containing phosphorus or phosphorus compounds would be a more
effective approach to achieving immediate reductions in publicly owned treatment work
effluents than enacting the limit in the proposed rule. PC 5 at 1-2, citing Tr.2 at 68.
 
The District reiterates its suggestion that the Board allow for the use of water quality
trading and wetlands to remove nutrients, including phosphorus, as suggested by Lanyon, and
argues that water quality trading for nutrients will be necessary when nutrient standards are
adopted. PC 5 at 3.
 
The District asserts that the Agency’s testimony indicates that the proposal is designed to
eliminate its permit backlog, not to improve Illinois streams. PC 5 at 4. The District argues that
if the proposal unjustly impacts only one permit discharger, it is unjust, and that minimizing the
impact of an imperfect proposal is not justification for adoption.
Id
.
 
Illinois Environmental Council
 
The Illinois Environmental Council (IEC) is a statewide organization representing fifty
environmental and conservation organizations in Illinois. PC 6 at 1. The IEC strongly supports
an interim monthly average phosphorus effluent limit of 1.0 mg/L for new or increased
discharges.
Id
. The IEC contends the proposal is good for water quality and consistent with and
required under current laws and regulations.
Id
. The IEC urges the Board to adopt the proposal.
Id
.
 
Chicago Recycling Coalition
 
The Chicago Recycling Coalition (CRC) is an organization of several hundred members
based in Chicago and its suburbs with a main focus on solid waste. PC 7 at 1. The CRC asserts
that it agrees with the Agency that it is not sufficient for discharges of phosphorus to only be
regulated when they flow into lakes and tributaries.
Id
. The CRC contends that such a situation
would be like regulating landfills in the counties bordering Lake Michigan while allowing the
rest of the state to use unlined garbage dumps.
Id
. The CRC supports the proposal and asserts it
can be readily achieved as it has been for phosphorus entering tributaries to the Great Lakes
since the 1970s.
Id
.
 
Openlands Project
 
Openlands Project (Openlands) is a 41-year old conservation organization that promotes
the protection and restoration of open spaces, natural areas and waterways throughout
northeastern Illinois. PC 8 at 1. Openlands urges the Board to support the proposal.
Id
.
Openlands contends that elevated phosphorus levels can lead to human health risks and damage
to the aquatic ecosystem.
Id
. Openlands asserts that nutrient enrichment is generally associated
with the formation of trihalomethanes that are carcinogenic.
Id
. Openlands contends the

 
12
problem is widespread in Illinois, and that the proposal is legally required, economically
achievable and environmentally beneficial. PC 8 at 2.
 
Ronald Thomas, Executive Director of the Northeastern Illinois Planning Commission
 
Ronald Thomas (Thomas) is the Executive Director for the Northeastern Illinois Planning
Commission. (NIPC). PC 9 at 1. He asserts that the proposal will reduce algae and bacteria
growth that kills fish and other wildlife and can turn waters into green slime undesirable for
swimming or other uses.
Id
. He fully supports the Agency’s proposal.
Id
. Thomas asserts that
the proposal is good for water quality and consistent with and required under current laws and
regulations.
Id
.
 
North Branch Chicago River Watershed Project
 
The North Branch Chicago River Watershed Project (NBCWP) is a voluntary,
collaborative partnership involving over 200 members from non-profit organizations,
municipalities, county, state and federal agencies, corporate and private landowners, drainage
districts and local residents. PC 10 at 1. The NBCWP works to integrate multi-objective
watershed management in land use planning and development activities.
Id
. The NBCWP
asserts that reduction of phosphorous loading will reduce algae and bacteria growth that kills fish
and other wildlife, and that control is needed to prevent violations of water quality standards that
can result fro excess phosphorous loading.
Id
. The NBCWP urges the Board to adopt the
Agency’s proposal. PC 10 at 2.
 
McHenry County Defenders
 
The McHenry County Defenders (Defenders) is a 34-year-old county based not-for-profit
corporation dedicated to the preservation and improvement of the environment. PC 11 at 1. The
Defenders support the proposal as necessary to maintain the quality of the many high quality
streams and rivers found in McHenry County.
Id
. The Defenders assert that the interim limit
will provide immediate benefit in McHenry County by limiting increases in new phosphorus
discharges to numerous streams.
Id
. The Defenders urges the Board to adopt the interim
phosphorus effluent standard proposed by the Agency. PC 11 at 2.
 
Lieutenant Governor Pat Quinn
 
Illinois Lieutenant Governor Pat Quinn (Quinn) supports the proposal. PC 12 at 1.
Quinn asserts that the Agency has identified excessive nutrient pollution as one of the top causes
of water quality impairment in the state.
Id
. He contends that overabundance of the nutrient
phosphorus has led to excess algae growth, eutrophication and dissolved oxygen deficiencies,
and makes for green, foul-smelling water that, even when filtered, has become a source of
numerous drinking water complaints.
Id
. Quinn contends that phosphorus contamination has
contributed to poor habitat for fish and other wildlife throughout the state, decreasing fishing and
boating, lowering lakeshore property values and diminishing our water’s potential as an
economic and recreational resource.
Id
. He recommends adoption of the Agency’s proposal.
PC 12 at 2.

 
 
13
Illinois Council of Trout Unlimited
 
The Illinois Council of Trout Unlimited (TU) represents approximately 3,000 members
residing in Illinois, and 130,000 national members. PC 13 at 1. TU’s mission is to conserve,
protect and restore North America’s cold water fisheries and their watersheds.
Id
. TU asserts
the proposal will reduce algae and bacteria growth that kills fish and other wildlife and can turn
waters into green slime undesirable for swimming and other uses.
Id
. TU contends the proposal
is modest, but good for water quality and is consistent with, and required under, current law and
regulations.
Id
. TU urges the Board to adopt the Agency’s proposal.
Id
.
 
Agency
 
The Agency asserts that the primary objective of its proposal is to reduce the loading of
phosphorus from major point sources. PC 14 at 3. The Agency contends that its proposal will
facilitate more comprehensive nutrient management program in the future, and that in the interim
the Agency is attempting to reduce phosphorus loading from both point and non-point sources.
Id. The Agency notes that in the past it has spent money authorized from Section 319 of the
Clean Water Act on projects that have the potential to reduce the loading of phosphorus from
non-point sources. PC 14 at 3-4.
 
The Agency reiterates that it is proposing an effluent standard and not a water quality
standard in this rulemaking, and that the Agency’s proposal seeks protection of all General Use
waters, not just impaired ones. PC 14 at 4. The Agency asserts that, in general, effluent
standards are established based on the type of pollutant and type of discharger, and that each
discharger is subject to effluent limitations based on technology feasibility and the costs of the
technology. PC 14 at 7.
 
The Agency argues that it is a well established fact that primary nutrients nitrogen and
phosphorus are generally plentiful in surface waters and that elevated concentrations of these
elements can lead to problematic algal growth and eutrophic conditions including depressed or
widely fluctuating dissolved oxygen levels in water bodies. PC 14 at 8. Accordingly, the
Agency contends, the control of phosphorus in surface water bodies is often considered to be of
prime importance in reducing the accelerated eutrophication of fresh waters.
Id
.
 
The Agency contends that in Minnesota, it was determined that phosphorus contributions
from wastewater treatment plants is typically in a form that is more bioavailable than non-point
source phosphorus. PC 14 at 8-9. The Agency asserts that implementation of the proposed
standard would reduce effluent concentrations of phosphorus to less than one-third of the current
average effluent concentration at wastewater treatment facilities and would result in a significant
reduction in phosphorus loading to receiving streams and water bodies in Illinois. PC 14 at 9.
 
The Agency asserts that phosphorus removal in the wastewater treatment process can be
accomplished through either biological or chemical processes, and that initial construction and
capitol costs are generally larger for biological treatment, but continuing operational costs
(principally chemical procurement) is usually higher for chemical phosphorus removal. PC 14 at
11. The Agency notes that a variety of treatment technologies are available to achieve effluent

 
14
levels of 1.0 mg/L total phosphorus, and that many treatment facilities have been achieving
phosphorus removal to this level for many years. PC 14 at 12.
 
The Agency contends that the economic impact of the proposed regulation would pertain
to only a small fraction of the 814 facilities in Illinois and only to large facilities that could likely
incorporate capital and operational improvements more easily. PC 14 at 13. The Agency notes
that Beth Wentzel estimated at hearing that for a 5 MGD treatment facility approximately
$175,000 in capital improvements and approximately $90,000 in annual operational costs would
be required to implement phosphorus removal. PC 14 at 14. The Agency asserts that it was
estimated that treatment plants with capacities between 1 MGD and 5 MGD design average flow
would incur capital improvement costs between $50,000 to $60,000 if existing facilities could
incorporate the necessary equipment and an additional $200,000 to $300,000 if new construction
is required. PC 14 at 14. The annual chemical cost is estimated to be approximately $45,000 for
a 5 MGD facility.
Id
. The Agency contends that the costs associated with additional sludge
production and its disposal will vary due to the method of disposition and the options available to
each specific facility, and that it is not practical to provide any estimates here.
Id
.
 
Environmental Law and Policy Center, Prairie Rivers Network and Sierra Club
 
The Environmental Law and Policy Center, Prairie Rivers Network and Sierra Club
(collectively ELPC) asserts that basically only two objections have been made to the proposal.
PC 15 at 1. The first objection, contends ELPC, is that there are many other things we should be
doing to control phosphorus.
Id
. The ELPC contends that this is true, but completely irrelevant.
Id
. The second objection, the ELPC contends, is that no limit should be placed on any
dischargers until a scientifically sound demonstration has been made. PC 15 at 2. The ELPC
disagrees and contends that the proposal is very scientifically sound and that any objections are
based on a fundamental misunderstanding the purpose and goal of Part 304, Subpart A: General
Effluent Standards and the basic theory of the 1972 Clean Water Act.
Id
.
 
The ELPC asserts that the proposed rule should be adopted because it will significantly
reduce the extent to which Illinois waters are degraded while numeric phosphorus standards are
developed. PC 15 at 2. The ELPC contends that many dischargers already have to meet effluent
limits far lower than those proposed for new or increased dischargers by the proposed rule. PC
15 at 3. However, the ELPC asserts, the fact that more needs to be done to control phosphorus
pollution now and in the future is not a basis for not doing something now.
Id
.
 
The ELPC suggests that point sources may be the biggest part of the phosphorus problem
for many waters, and more harmful to the environment than other loadings. PC 15 at 3.
 
The proposed effluent limit, states the ELPC, is sound as a matter of science, law and
policy. PC 15 at 4. The ELPC contends that water quality standards must be based on sound
scientific rationale and must protect the most sensitive use of the water body, but that effluent
standards are different from water quality standards and are based on practical considerations of
environmental prudence, permit writing and wastewater treatment.
Id
. The ELPC asserts that
effluent rules require ordinary good practice to lessen the chance of a known evil occurring and

 
 
15
that the proposed effluent rules are scientific insofar as science is not opposed to common sense.
PC 15 at 5.
 
The ELPC asserts that Illinois currently has effluent limits for discharges of phosphorus
to lakes and to all waters in the Lake Michigan Basin, and would have limits for that phosphorus
discharges to rivers and streams but for the bygone belief that such discharges did not harm the
environment. PC 15 at 5. The ELPC contends we now know that discharges to rivers and
streams injure the receiving waters as well as waters miles downstream.
Id
.
 
The ELPC contends that it is against the principles of the Clean Water Act that the state
should only limit pollution to the extent that it can be scientifically proven that allowing more
pollution will cause environmental damage, rather under the Clean Water Act, all discharges are
suspect and to be eliminated many years ago. PC 15 at 5-6. The ELPC argues that under Illinois
law there is no right to pollute, and that the notion that there can only be limits on pollution to
the extent it has been scientifically demonstrated that more pollution to the receiving water will
cause impairments is at odds with the law and sound public policy. PC 15 at 6.
 
The ELPC concludes that the Board should adopt its proposed language or other clear
language consistent with the law. PC 15 at 6.
 
Beth Wentzel
 
Wentzel asserts that new tanks may not be necessary to incorporate phosphorus removal
into treatment plants during expansions. PC 16 at 2. Wentzel contends that technologies
installed in accordance with the proposed rule would not likely need to be removed to meet
lower limits in accordance with more stringent nutrient standards.
Id
. Wentzel asserts that
pursuant to information she received from the Agency, 14 municipal wastewater treatment plants
that she identified all have permit limits of 1.0 mg/L as a monthly average and 2.0 mg/L as a
daily maximum. PC 16 at 3.
 
Home Builders Association of Illinois and Attainable Housing Alliance
The Home Builders Association of Illinois is comprised of thousand of member firms
throughout the state and is affiliated with the National Association of Home Builders. PC 17 at
1. The Attainable Housing Alliance was formed to provide a unified voice for the building
industry in the eight-county metro area around Chicago.
Id
. Both the Home Builders
Association of Illinois and the Attainable Housing Alliance (collectively HBAI) oppose the rule
and believe it to be insufficiently supported by scientific evidence. PC 17 at 2.
 
IAWA
 
The IAWA opposes the proposal as insufficiently supported, not based on sound science,
and deficient in meeting the requirements required by statute and Board rules that allow the
Board to adopt standards. PC 18 at 2. The IAWA asserts that the Agency has not provided an
adequate environmental, technical or economic justification for a new statewide effluent
limitation.
Id
.

 
 
16
 
The IAWA asserts that the proposed standards are not based on sound science but are
improperly based on an election year pledge by Governor Rod Blagojevich and the Agency’s
desire to reduce the regulatory burden associated with the NPDES permit program. PC 18 at 2.
The IAWA believes that any expected benefit from the proposal is illusory, and that the Agency
will still have to address water quality and anti-degradation even with an interim standard. PC
18 at 3. The IAWA asserts that Agency witness Frevert stated at hearing that nobody has sound
science and knows exactly what to do with nutrients.
Id
. The IAWA further asserts that for
receiving streams where it cannot be determined that there will be a benefit from reductions in
phosphorus levels, the proposed interim limit would result in the installation and operation of
treatment technology with no known benefit and an unknown cost.
Id
.
 
The IAWA asserts that there is a real deficiency in the information that has been
submitted on the cost of this proposed regulation to wastewater treatment agencies and,
consequently, taxpayers. PC 18 at 4.
 
The IAWA notes that the state is moving forward on developing nutrient standards that
would be based on sound science by forming the Illinois Nutrient Work Group. PC 18 at 5. The
IAWA asserts that the Board should move toward creating an incentive to allow treatment
facilities to explore wetland trading to address nutrients and evaluate other alternatives.
Id
. The
IAWA concludes that since nutrient limits are in progress, and the Agency currently has the legal
means to deal with streams that have known nutrient problems, the adoption of an interim
technology-based phosphorus limit is not wise public policy. PC 18 at 6.
 
Ronald Thomas, Executive Director of the Northeastern Illinois Planning Commission
 
Thomas is the Executive Director for the Northeastern Illinois Planning Commission.
(NIPC) who filed PC 9. PC 19 at 1. He filed this comment to clarify that this initial comment
that expressed support for the proposal is a letter expressing the NIPC staff opinion and is not
adopted position of the commission.
Id
.
 
DISCUSSION
 
The Board has held two days of hearings and received substantial testimony and
comments on this proposal. The comments and the additional language changes suggested by
both the Agency and the participants have been evaluated, and the first-notice proposal adopted
by the Board today reflects the Board’s consideration of all the comments and testimony the
Board has received. The Board will discuss below the issues raised by the participants at the
hearings and in the post hearing comments along with the first-notice changes.
 
Justification for the Proposed Phosphorus Standard
 
The District, IAWA and other participants opposed to this rulemaking proposal share a
primary concern that the Agency’s proposal is not based on sound science. Essentially, those
opposed argue that no interim phosphorus limit should be set until sufficient research has been
performed to show the need for a limit and what that limit should be. The Illinois Nutrient Work

 
 
17
Group has been formed to develop nutrient standards. The Agency expects that a nutrient
standards petition will be filed with the Board in early 2007. While the Board recognizes that
water quality data is still being gathered for the State’s rivers and streams to develop
comprehensive nutrient standards, based on the record, the Board finds that there is sufficient
information in the record to justify reduction of phosphorus loading on the State waters.
 
As noted by the Agency, when it comes to nutrient to impacts, phosphorus is generally
considered to be the primary limiting nutrient in most freshwater environments. Thus, when
nitrogen is present in sufficient amounts, an elevated level of phosphorus can result in eutrophic
conditions, which can limit the use of a waterbody for swimming, boating, and water supply.
Further, excessive algal growth can change the composition of the aquatic biota. However, a
major concern with eutrophication is the effect on dissolved oxygen levels. Eutrophication can
alter or lower dissolved oxygen concentration. Although studies are currently being conducted
to evaluate the relationships between nutrient concentration, algae growth, biological parameters
and dissolved oxygen, the Board agrees with the Agency that reducing phosphorus loading from
new or expanded treatment works is one of the steps towards comprehensive nutrients control
and minimizing the impact of nutrients on water quality.
 
While the findings of the nutrient control work group will help the Agency in developing
scientifically justifiable nutrient water quality standards, the Board believes that an effluent
standard would reduce the phosphorus loading on the State waters. The Board agrees with ELPC
and the Agency that an effluent standard is mainly intended to reduce significant loading of a
pollutant giving consideration to availability of appropriate treatment technology, and associated
costs. As discussed below, the Board finds that viable phosphorus control technologies are
available at a reasonable cost.t.
   
The Board recognizes that wastewater treatment plants are not the only significant source
of phosphorus. However, at this time, the Board believes it is prudent to control phosphorus
discharge from larger treatment plants given the impact of such discharges on receiving streams.
While non-point source contribution (agricultural drainage and runoff) is also a significant
source of phosphorus loadings, the Board believes that control of phosphorus from non-point
sources is not appropriate in this rulemaking. In light of this, the Board finds that the record in
this proceeding contains adequate justification for the proposed phosphorus effluent standard.
Further, the Board concurs with the Agency that its proposal is an effluent standard seeking
protection of all General Use Waters, not only those impaired, and not a water quality standard.
A showing that the receiving stream is impaired before a phosphorus limit is imposed should not,
therefore, be required. The Agency’s proposal is tailored to meet its stated primary objective;
that of reducing the loading of phosphorus from major sources while the Nutrient Work Group
develops nutrient standards.
 
Technical Feasibility and Economic Reasonableness
 
The information presented by the Agency indicates that technology is available for
removing phosphorus from wastewater. Biological or chemical treatment processes are
generally used for phosphorus removal. Chemical treatment involves the use of aluminum salts,
iron salts or lime to precipitate phosphorus from wastewater. The biological processes involve

 
 
18
the application of a combination of anaerobic, anoxic, and aerobic zones in suspended growth
biological systems to remove reduce both phosphorus and nitrogen. Chemical addition is also
used to augment the biological treatment processes.
 
The record also suggests that most existing treatment plants could be retrofitted or
augmented with biological or a combination of biological and chemical processes to achieve
effluent phosphorus concentrations in the range of 0.5 mg/L on reliable and consistent basis.
Thus, the Board finds that technology is currently available to meet the proposed total
phosphorus effluent standard of 1 mg/L. Further, the Board finds that it is technically feasible to
retrofit most existing plants with the biological/chemical treatment systems for phosphorus
removal.
 
Regarding the economic impacts, the Board notes that the compliance costs for existing
treatment plants subject to the proposed phosphorus standard include both capital and operational
costs. While the capital costs pertain to any additional tankage, aeration equipment, chemical
addition equipment and storage, and sludge handling facilities, the operational costs deal with
additional chemicals, energy, labor, and sludge management.
 
Although the cost of phosphorus removal varies on a site-specific basis depending upon
the plant capacity, type of phosphorus removal process and existing treatment processes, the
Board notes that the cost information presented by the participants provides a broad estimate of
the economic impact of the proposed regulations.
 
Based on the costs provided by Wentzel for Fox River Water Reclamation District’s
West Wastewater Treatment Plant to implement phosphorus removal, the Agency estimates the
capital improvement costs to be $35,000 per mgd capacity and the operational costs to be $ 50.00
per mgd treated. While most of the cost data supplied by the Agency and other participants dealt
with upgrading existing municipal treatment plants, the Board believes that the economic
information provides an estimate of the cost impact for all facilities covered by the proposed
rules. In this regard, the Board will consider any additional cost information provided by the
Agency and other participants during the first notice comment period. Based on the cost
information in the record, the Board agrees with the Agency that since the proposed rule applies
to only larger facilities, such facilities can incorporate the additional cost of phosphorus control
in their overall expansion plans with minimal impact. Thus, the Board finds that the
implementation of the proposed phosphorus effluent standard to be economically reasonable.
 
Alternative Methods
 
The opponents argue that additional methods of reducing phosphorus are available.
However, the fact that there are additional ways to control phosphorus does not render the
Agency’s proposal unsound. In this regard, the Board believes that State’s overall nutrient
management strategy to meet the State’s nutrient water quality standards upon adoption by end
of 2008 may include: source control such as reducing phosphorus in ADWD; reduction of
agricultural nonpoint source contribution by enhancing best management practices and
implementing new control strategies; point source control, including conventional treatment

 
 
19
processes and alternative control methods such as the application of dedicated wetlands; and
water quality trading.
 
While some of the nutrient control options will be addressed in future rulemakings, the
Board believes that certain control methods may require legislative action. In this regard, a bill
dealing with limitations on phosphorus content in ADWD is pending before the current
legislature. 94th Ill. Gen. Assem. House Bill 1502, 2005 Sess. Further, implementation of some
of the control options is dependent on the outcome of the studies being conducted by the Agency
and other participants.
  
This rulemaking represents one of the steps towards comprehensive nutrient management
similar to another ongoing rulemaking dealing with dissolved oxygen standard. Although the
state is still studying the relationships between nutrients concentrations, algae growth, biological
parameters and dissolved oxygen, the Board accepted IAWA’s DO proposal for hearing rather
than wait to address all parameters at the same time. Similarly, the Board believes that the
Agency’ proposal includes sufficient justification to move forward with the phosphorus effluent
standard.
 
The Board notes it is has previously found that it is appropriate to regulate one type of
source in a rulemaking proceeding even if other types exist. In Amendments to Requirements
for Landscape Waste Compost Facilities, 35 Ill. Adm. Code 830.203(c), 831.107, and
831.109(b)(3), R97-29 (June 17, 1998), the Board was not persuaded by the argument that it is
arbitrary for the Board to regulate the proximity of compost facilities to schools and hospitals
while not imposing a similar restriction on other sources of air pollution that may operate near
schools and hospitals. The Board noted that “it has been recognized that evils in the same field
may be of different dimensions and reform may take place one step at a time. The legislature
may address itself to one stage of a problem and not take action at the same time as to other
phases.” Amendments to Requirements for Landscape Waste Compost Facilities, 35 Ill. Adm.
Code 830.203(c), 831.107, and 831.109(b)(3), R97-29, slip op. at 35-36, citing Illinois Coal
Operators Association v. PCB, 59 Ill. 2d 305, 312-313, 319 N.E.2d 782, 786 (1974) (upholding
the Board's decision to exempt equipment used in construction, but not similar equipment used in
mining, from certain noise regulations);
see also
Chicago National League Ball Club v.
Thompson, 108 Ill. 2d 357, 367, 483 N.E.2d 1245, 1250 (1985) (“The legislature need not
choose between legislating against all evils of the same kind or not legislating at all.”). The
same principles apply to the Board when it adopts rules in its quasi-legislative capacity.
 
Proposed Amendments to Section 304.123
 
After careful consideration of the record, the Board will propose for first-notice the
language proposed by the Agency, with some clarifying changes. Specifically, in today’s order,
the Board defines what constitutes as a “new” or “expanded” discharge from treatment works at
subsections (g)(3). The Board notes that while the Agency explained that the proposal is
intended to apply the phosphorus effluent standard to discharges from new or expanded
treatment works with a specific design average flow or phosphorus loading, the rule language
does not clearly reflect the proposed intent. This is because the Agency’s proposal does not
define “new” or “expanded” discharges from treatment works.

 
20
 
In today’s order, the Board defines a “new” discharge as a discharge from treatment
works constructed after the effective date of the proposed regulations, and an “expanded”
discharge as a discharge from an existing treatment works that would be greater than the flow
rates permitted prior to the effective date of the proposed amendments. The Board believes that
the proposed language additions clarify the proposed intent without changing the scope of the
Agency’s proposal, but invites comments from the Agency and other participants on the question
of rule applicability.
 
Since the Board has clearly specified the scope of the proposed amendments, the Board
deletes subsection (i) of the Agency’s proposal. This provision was proposed by the Agency to
clarify which treatment works are not subject to the proposed regulations. The changes suggested
by the Agency in its post-hearing comment do not change the scope of the originally proposed
language. The Board accepts the changes as follows. The Board adds language in subsections
(g)(1) and (g)(2) to clarify that treatment works receiving primarily municipal or domestic
wastewater are not covered by subsections (b) through (f) of the proposal. Additionally, the
Board accepts the changes by the Agency regarding subsection (h). Specifically, the Board
proposes language in subsection (h) that provides that dischargers otherwise subject to the
requirement in (g) may choose to demonstrate that the treatment works in question is not causing
the phosphorus issues in the receiving waters, and therefore should not be subject to a monthly
average permit limit for total phosphorus of 1.0 mg/L. A sentence allowing the Agency to
consider site-specific information in deciding whether alternative phosphorus effluent limits are
appropriate is also included in the proposal.
 
The proposal also includes the suggested change in the renumbered subsection (i) that
provides that dischargers that comply with the requirements of (g) or (h) are not subject to
additional phosphorus limitations that may be otherwise required by 35 Ill. Adm. Code 304.105
and 302.203. Finally, the Board proposes a new clause in the renumbered subsection (j) that the
new water quality standards are not effective until approved by the USEPA.
 
The Board has made additional changes to the rule, including those necessary to comport
with the requirements of the APA. The Board will not summarize or delineate the entirety of the
rule or the changes made by the Board. The Board’s order reflects the Board’s changes.
 
CONCLUSION
 
The Board finds that the proposal is technically feasible and economically reasonable.
The Board will proceed to first notice with the proposal and will accept additional comments on
the proposal.
 
 
TITLE 35: ENVIRONMENTAL PROTECTION
SUBTITLE C: WATER POLLUTION
CHAPTER I: POLLUTION CONTROL BOARD
 
PART 304

 
 
21
EFFLUENT STANDARDS
 
 
SUBPART A: GENERAL EFFLUENT STANDARDS
Section
304.101 Preamble
304.102 Dilution
304.103 Background Concentrations
304.104 Averaging
304.105
Violation of Water Quality Standards
304.106 Offensive Discharges
304.120 Deoxygenating Wastes
304.121 Bacteria
304.122
Total Ammonia Nitrogen (as N: STORET number 00610)
304.123
Phosphorus (STORET number 00665)
304.124 Additional Contaminants
304.125 pH
304.126 Mercury
304.140
Delays in Upgrading (Repealed)
304.141 NPDES Effluent Standards
304.142
New Source Performance Standards (Repealed)
 
SUBPART B: SITE SPECIFIC RULES AND EXCEPTIONS NOT OF GENERAL
APPLICABILITY
Section
304.201
Wastewater Treatment Plant Discharges of the Metropolitan Water
Reclamation District of Greater Chicago
304.202 Chlor-alkali Mercury Discharges in St. Clair County
304.203
Copper Discharges by Olin Corporation
304.204
Schoenberger Creek: Groundwater Discharges
304.205
John Deere Foundry Discharges
304.206
Alton Water Company Treatment Plant Discharges
304.207
Galesburg Sanitary District Deoxygenating Wastes Discharges
304.208
City of Lockport Treatment Plant Discharges
304.209
Wood River Station Total Suspended Solids Discharges
304.210
Alton Wastewater Treatment Plant Discharges
304.211 Discharges From Borden Chemicals and Plastics Operating Limited
Partnership Into an Unnamed Tributary of Long Point Slough
304.212
Sanitary District of Decatur Discharges
304.213
PDV Midwest Refining, L.L.C. Refinery Ammonia Discharge
304.214
Mobil Oil Refinery Ammonia Discharge
304.215
City of Tuscola Wastewater Treatment Facility Discharges
304.216
Newton Station Suspended Solids Discharges
304.218
City of Pana Phosphorus Discharge
304.219
North Shore Sanitary District Phosphorus Discharges
304.220
East St. Louis Treatment Facility, Illinois-American Water Company

 
22
304.221
Ringwood Drive Manufacturing Facility in McHenry County
304.222
Intermittent Discharge of TRC
 
SUBPART C: TEMPORARY EFFLUENT STANDARDS
 
Section
304.301
Exception for Ammonia Nitrogen Water Quality Violations (Repealed)
304.302
City of Joliet East Side Wastewater Treatment Plant
304.303
Amerock Corporation, Rockford Facility
 
Appendix A
References to Previous Rules
 
AUTHORITY: Implementing Section 13 and authorized by Section 27 of the Environmental
Protection Act [415 ILCS 5/13 and 27].
 
SOURCE: Filed with the Secretary of State January 1, 1978; amended at 2 Ill. Reg. 30, p. 343,
effective July 27, 1978; amended at 2 Ill. Reg. 44, p. 151, effective November 2, 1978; amended
at 3 Ill. Reg. 20, p. 95, effective May 17, 1979; amended at 3 Ill. Reg. 25, p. 190, effective June
21, 1979; amended at 4 Ill. Reg. 20, p. 53 effective May 7, 1980; amended at 6 Ill. Reg. 563,
effective December 24, 1981; codified at 6 Ill. Reg. 7818: amended at 6 Ill. Reg. 11161, effective
September 7, 1982; amended at 6 Ill. Reg. 13750, effective October 26, 1982; amended at 7 Ill.
Reg. 3020, effective March 4, 1983; amended at 7 Ill. Reg. 8111, effective June 23, 1983;
amended at 7 Ill. Reg. 14515, effective October 14, 1983; amended at 7 Ill. Reg. 14910, effective
November 14, 1983; amended at 8 Ill. Reg. 1600, effective January 18, 1984; amended at 8 Ill.
Reg. 3687, effective March 14, 1984; amended at 8 Ill. Reg. 8237, effective June 8, 1984;
amended at 9 Ill. Reg. 1379, effective January 21, 1985; amended at 9 Ill. Reg. 4510, effective
March 22, 1985; peremptory amendment at 10 Ill. Reg. 456, effective December 23, 1985;
amended at 11 Ill. Reg. 3117, effective January 28, 1987; amended in R84-13 at 11 Ill. Reg.
7291 effective April 3, 1987; amended in R86-17(A) at 11 Ill. Reg. 14748, effective August 24,
1987; amended in R84-16 at 12 Ill. Reg. 2445, effective January 15, 1988; amended in R83-23 at
12 Ill. Reg. 8658, effective May 10, 1988; amended in R87-27 at 12 Ill. Reg. 9905, effective
May 27, 1988; amended in R82-7 at 12 Ill. Reg. 10712, effective June 9, 1988; amended in R85-
29 at 12 Ill. Reg. 12064, effective July 12, 1988; amended in R87-22 at 12 Ill. Reg. 13966,
effective August 23, 1988; amended in R86-3 at 12 Ill. Reg. 20126, effective November 16,
1988; amended in R84-20 at 13 Ill. Reg. 851, effective January 9, 1989; amended in R85-11 at
13 Ill. Reg. 2060, effective February 6, 1989; amended in R88-1 at 13 Ill. Reg. 5976, effective
April 18, 1989; amended in R86-17(B) at 13 Ill. Reg. 7754, effective May 4, 1989; amended in
R88-22 at 13 Ill. Reg. 8880, effective May 26, 1989; amended in R87-6 at 14 Ill. Reg. 6777,
effective April 24, 1990; amended in R87-36 at 14 Ill. Reg. 9437, effective May 31, 1990;
amended in R88-21(B) at 14 Ill. Reg. 12538, effective July 18, 1990; amended in R84-44 at 14
Ill. Reg. 20719, effective December 11, 1990; amended in R86-14 at 15 Ill. Reg. 241, effective
December 18, 1990; amended in R93-8 at 18 Ill. Reg. 267, effective December 23, 1993;
amended in R87-33 at 18 Ill. Reg. 11574, effective July 7, 1994; amended in R95-14 at 20 Ill.
Reg. 3528, effective February 8, 1996; amended in R94-1(B) at 21 Ill. Reg. 364, effective
December 23, 1996; expedited correction in R94-1(B) at 21 Ill. Reg. 6269, effective December
23, 1996; amended in R97-25 at 22 Ill. Reg. 1351, effective December 24, 1997; amended in

 
 
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R97-28 at 23 Ill. Reg. 3512, effective February 3, 1998; amended in R98-14 at 23 Ill. Reg.687,
effective December 31, 1998; amended in R02-19 at 26 Ill. Reg. 16948, effective November 8,
2002; amended in R02-11 at 27 Ill. Reg. 194, effective December 20, 2002; amended in R04-26
at 29 Ill. Reg. _______________, effective ________________.
 
SUBPART A: GENERAL EFFLUENT STANDARDS
 
Section 304.123 Phosphorus (STORET number 00665)
 
a) No effluent discharge within the Lake Michigan Basin shall contain more than 1.0
mg/L of phosphorus as P.
 
b) No effluent from any source which discharges to a lake or reservoir with a surface
area of 8.1 hectares (20 acres) or more, or to any tributary of such a lake or
reservoir whose untreated waste load is 2500 or more population equivalents, and
which does not utilize a third-stage lagoon treatment system as specified in
subsections 304.120(a) and (c), shall exceed 1.0 mg/L of phosphorus as P;
however, this subsection shall not apply where the lake or reservoir, including any
side channel reservoir or other portion thereof, on an annual basis exhibits a mean
hydraulic retention time of 0.05 years (18 days) or less.
 
c) Pursuant to Section 28.1 of the Environmental Protection Act (Act) [415 ILCS
5/28.1], the owner or operator of any source subject to subsection (b) of this
Section may apply for an adjusted standard. In addition to the proofs specified in
Section 28.1(c) of the Act 415 ILCS 5/28.1(c), such application shall, at a
minimum, contain adequate proof that the effluent resulting from grant of the
adjusted standard will not contribute to cultural eutrophication, unnatural plant or
algal growth or dissolved oxygen deficiencies in the receiving lake or reservoir.
For purposes of this subsection (c), such effluent shall be deemed to contribute to
such conditions if phosphorus is the limiting nutrient for biological growth in the
lake or reservoir, taking into account the lake or reservoir limnology,
morphological, physical and chemical characteristics, and sediment transport.
However, if the effluent discharge enters a tributary at least 40.25 kilometers (25
miles) upstream of the point at which the tributary enters the lake or reservoir at
normal pool level, such effluent shall not be deemed to contribute to such
conditions if the receiving lake or reservoir is eutrophic and phosphorus from
internal regeneration is not a limiting nutrient.
 
d) For the purposes of this Section the term "lake or reservoir" shall not include low
level pools constructed in free flowing streams or any body of water which is an
integral part of an operation which includes the application of sludge on land.
 
e) Compliance with the limitations of subsection (b) of this Section will be achieved
by the following dates:
 

 
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1) Sources with the present capability to comply will do so on the effective
date of this Section;
 
2) All other sources will comply as required by NPDES permit.
 
f) For purposes of this Section, the following terms will have the meanings
specified:
 
1) "Dissolved oxygen deficiencies" means the occurrence of a violation of
the dissolved oxygen standard applicable to a lake or reservoir.
 
(BOARD NOTE: Dissolved Oxygen standards for general use waters are
set forth at 35 Ill. Adm. Code 302.206; Dissolved Oxygen standards for
secondary contact or indigenous aquatic life waters are set forth at 35 Ill.
Adm. Code 302.405.)
 
2) "Euphotic zone" means that region of a lake or reservoir extending from
the water surface to a depth at which 99% of the surface light has
disappeared or such lesser depth below which photosynthesis does not
occur.
 
3) "Eutrophic" means a condition of a lake or reservoir in which there is an
abundant supply of nutrients, including phosphorus, accounting for a high
concentration of biomass.
 
4) "Eutrophication" means the process of increasing or accumulating plant
nutrients in the water of a lake or reservoir. Cultural eutrophication is
eutrophication attributable to human activities.
 
5) "Internal regeneration" means the process of conversion of phosphorus or
other nutrients in sediments of a lake or reservoir from the particulate to
the dissolved form and the subsequent return of such dissolved forms to
the euphotic zone.
 
6) "Limiting nutrient" means a substance which is limiting to biological
growth in a lake or reservoir due to its short supply or unavailability with
respect to other substances necessary for the growth of organisms.
 
7) "Unnatural plant or algal growth" means the occurrence of a violation of
the unnatural sludge standard applicable to a lake or reservoir with respect
to such growth.
 
(BOARD NOTE: Unnatural sludge standards for general use waters are
set forth at 35 Ill. Adm. Code 302.203; unnatural sludge standards for
secondary and indigenous aquatic life waters are set forth at 35 Ill. Adm.
Code 302.403.)

 
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g)
Except as provided in Section 304.123(h) of this Section, any new or expanded
discharges into General Use waters from the following treatment works not
covered by subsections (b) through (f) of this Section, are subject to monthly
average permit limits for total phosphorus of 1 mg/L:
 
  
1)
Treatment works with a Design Average Flow of 1.0 million gallons per
day or more receiving primarily municipal or domestic wastewater; or
 
2)
Any treatment works, other than those treatment primarily municipal or
domestic wastewater, with a total phosphorus effluent load of 25 pounds
per day or more.
 
3) For purposes of this subsection:
 
i) A new discharge means a discharge from a treatment works
constructed after the effective date of this Section.
 
ii) An expanded discharge means a discharge from any existing
treatment works that would be greater than the flowrates permitted
prior to the effective date of this Section.
 
  
h)
Discharges qualifying under subsection (g)(1) or (g)(2) of this Section may not
be subject to the requirements of Section 304.123(g) provided the discharger
demonstrate that phosphorus from treatment works is not the limiting nutrient in
the receiving water. The Agency may impose alternative phosphorus effluent
limits where the supporting information shows that alternative limits are
warranted by the aquatic environment in the receiving stream.
 
i)
No additional phosphorus limitations are required pursuant to Sections 304.105
and 302.203 for the discharges that comply with the requirements of Sections
304.123(g) or (h).
 
j)
The provisions of subsections (g), (h), and (i) of this Section apply until such time
as the Board adopts a numeric water quality standard for phosphorus and the
adopted standard is approved by the U.S. EPA.
 
 
(Source: Amended in R87-6 at 14 Ill. Reg. 6777, effective April 24, 1990; amended in
__________ at __________ Ill. Reg. _______________, effective ________________, 2005.
 
 
IT IS SO ORDERED.

 
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I, Dorothy M. Gunn, Clerk of the Illinois Pollution Control Board, certify that the Board
adopted the above opinion and order on April 7, 2005, by a vote of 4-0.
 
Dorothy M. Gunn, Clerk
Illinois Pollution Control Board
 
 

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