ILLINOIS POLLUTION CONTROL BOARD
September 11,
1986
FRITZ ENTERPRISES,
INC.,
)
Petitioner,
)
v,
)
PCB 86—76
ILLINOIS ENVIRONMENTAL
)
PROTECTION AGENCY,
)
Respondent,
DISSENTING OPINION
(by B.
Forcade):
I respectfully dissent from the majority’s action reversing
the Agency’s denial of
an air operating permit
for Fritz
Enterprises, Inc.
(“Fritz”).
The primary reason
the Agency
denied the permit was an observed exceedance of the opacity
limitations of
35 Iii.
Admn. Code 212,123, on May 6,
1986.
Thus,
the two primary questions are:
1) was the May 6 observation
accurate and reliable,
2)
is an observed opacity exceedance
adequate justification for permit denial without
a
contemporaneous opportunity for demonstrating compliance with the
mass emission limitations.
The majority answers no
to both
questions, although
a portion of that holding
is by way of dicta.
On May 6, 1986, an Agency employee observed the Fritz plume
in question.
The record demonstrates that the employee was
competent and qualified
to make plume observations, and had made
many such observations
in the past.
The Agency employee
testified that he made
the observation
in accordance with the
relevant reference method, Method
9,
and that the observation
showed an exceedance of the limitations of Section 212.123,
Opposing testimony was presented by a witness for
Fritz,
The
record discloses that this witness was competent and qualified to
make plume observations, and had made many such observations in
the past.
I find no basis
to conclude that one witness was more
qualified or more experienced than the other,
However, the Fritz
witness was evaluating an observation he made on July 18,
1986,
after permit denial,
The Agency witness was evaluating
an
observation
he made on May 6,
1986.
The Agency witness was asked whether
it was ever possible to
obtain
a valid,
i.e., Method
9, opacity reading of the Fritz
plume.
He replied that
it was, based on personal observation and
under
the weather conditions at the time of his observation
(R,
231).
The Fritz witness was repeatedly asked
the same question,
was
it ever possible
to obtain
a valid opacity reading of the
plume.
His most descriptive answer was, “,,.if the conditions
were
at all similar
to the day
I was there,
it would be highly
72-309
—2—
improbable
for
a certified smoke reader
ever
to get valid visible
emission readings.”
(R. 179).
He also stated:
It would be very difficult at best to ever
read this plume, though
I suppose it’s within
the realm of possibility that it could be read
if there weren’t,
for instance,
if there
wasn’t visible water vapor
in the plume or
if
the observer could discriminate for instance,
if the emissions were black
and detached
visible water vapor plume
(R.
149)
Therein lies the controversy.
One qualified observer says
“I saw
an exceedance on May 6”.
Another qualified observer says,
“if
conditions on July 18, were similar
to
May 6,
it would be
improbable to get accurate readings.”
I would
not find that an
absolute “Yes,
I saw it.” is adequately refuted by a conditional
statement of improbability,
To further discount the validity of the Agency observation,
the majority cites certain irregularities
in following Method
9.
To
understand these
issues it
is necessary to read Method
9
(40 CFR Part 60, App. A, Meth.
9,
1985) which sets out the
following for procedures
for visual observation:
2. Procedures.
The observer qualified
in accordance with
paragraph
3 of this method shall
use the
following procedures for visually determining
the opacity of emissions:
2.1 Position.
The qualified observer
shall stand at
a distance sufficient to
provide a clear view of the emissions with the
sun oriented
in the 140
sector
to his back.
Consistent with maintaining
the above
requirement, the observer shall,
as much as
possible, make his observations from a
position such that his line of vision is
approximately perpendicular
to the plume
direction,
and when observing opacity of
emissions from rectangular outlets (e.g.,
roof
monitors, open baghouses, noncircular stack),
approximately perpendicular
to the longer axis
o,f
the outlet.
The observer’s line of sight
should not include more than one plume at a
time when multiple stacks are involved, and
in
any case
the observer should make his
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observations with his line of sight
perpendicular to the longer axis of such
a set
of multiple stacks
(e.g.,
stub stacks on
baghouses).
2.2 Field records.
The observer shall
record
the name of the plant, emission
location, type facility, observer’s name and
affiliation, and the date on
a field data
sheet
(Figure 9—1).
The time, estimated
distance
to the emission location, approximate
wind direction,
estimated wind speed,
description of the sky condition (presence and
color of clouds), and plume background are
recorded on
a field data sheet at the time
opacity readings are initiated and completed.
2.3 Observations.
Opacity observations
shall be made
at the point of greatest opacity
in that portion of the plume
where condensed
water vapor
is not present.
The observer
shall not look continuously at
the plume, but
instead shall observe the plume momentarily at
15—second intervals.
2,3.1 Attached steam plumes.
When
condensed water vapor
is present within the
plume as
it emerges from the emission outlet,
opacity observations shall be made beyond
the
point
in the plume at which condensed water
vapor
is
rio longer visible.
The observer
shall
record
the approximate distance from the
emission outlet
to the point
in the plume at
which the observations are made.
2.3.2 Detached steam plume.
When water
vapor
in the plume condenses and becomes
visible at a distinct distance from the
emission outlet,
the opacity of emissions
should be evaluated at the emission outlet
prior
to the condensation of water
vapor
and
the formation of the steam plume.
2,4 Recording observations.
Opacity
observations shall be recorded
to the nearest
5
percent
at
15—second
intervals
on
an
observational
record
sheet.
(See
Figure
9—2
for
an
example.)
A
minimum
of
24
observations
shall
be
recorded,
Each
momentary
observation
recorded
shall
be
deemed
to
represent
the
average opacity of emissions for
a 15—second
period.
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2.5 Data Reduction,
Opacity shall be
determined as
an average
of
24
consecutive
observations recorded
at 15—second
intervals.
Divide the observations recorded
on the record sheet
into sets of
24
consecutive observations.
A set is composed
of any 24 consecutive observations.
Sets need
not be consecutive
in time and in
no case
shall
two sets overlap.
For each set of 24
observations, calculate the average by summing
the opacity of the
24 observations and
dividing this sum by 24.
If an applicable
standard specified an averaging
time requiring
more than 24 observations, calculate the
average for
all observations made during the
specified time period.
Record the average
opacity on a record sheet.
(See Figure 9—1
for
an example.)
The majority first asserts
that by using
the attached plume
method of reading there
is an assumption of visible water
vapor.
In fact, Sections 2.3, 2.3,1, and 2.3,2 are the only
guidance on observations and all three mention condensed water
vapor.
To be
in compliance with the regulatory guidance you must
use those
sections,
The majority claims that the Agency did not calculate the
dew point on the day of the stack test or on the day of the
inspection
(and opacity observation),
Method
9 makes no
reference to recording dew points
as
a necessary condition for a
valid opacity
reading.
Additionally,
the majority claims that the record
“indicates”
that the Agency did not follow the required
methodology as regards data reduction.
The data reduction
concept
is
a method of adding up and averaging
a series of
observations to see
if the resulting number violates the average
limitation.
Since the majority did
riot expand on this
“indication”,
I cannot determine the nature of the problem.
However, data reduction only becomes operable
to determine
if a
series of observations result
in an opacity of greater
than 30
for more than
8 minutes in any
60 minute period.
The same
section that establishes this concept
(
Section 212.123
(b)) also
sets an absolute maximum opacity of 60
which
is never
to be
exceeded. The Agency witness testified that several observations
exceeded 60
opacity
(R.
229).
No data reduction technique is
employed when evaluating compliance with the absolute 60
limitation,
This point seems lost on the majority.
The majority finds the testimony of the Agency witness
regarding the opacity observations
to be inconsistent and
contradictory,
I do not,
The contradictions that occur are
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between what the witness stated
and the checkrnark options on
a
preprinted Agency
form.
Any disparity that exists reflects
consistent statements by the witness
as
to what occurred but
a
failure of the form to have adequate options
to cover
every
nuance.
After
reading
the testimony of the Agency witness, my
impressions of his observations are clear.
I then attempted
to
complete the Federally approved “Record of Visual Determination
of Opacity
“(
40 CFR Part
60, App,
A, Meth.
9, Figure 9—1
& 9—2,
pp.
551—553
(1985)).
I could not provide
a complete unambiguous
description within the confines of the form,
and without such a
form
the observation would not be
in compliance with Method 9,
believe the Agency witness’ statements were
an appropriate effort
to explain what he had seen and were not inconsistent with the
rudimentary data contained on the form.
While the majority sees
great inconsistency from
the Agency witness,
they see none from
the Fritz witness,
I find some inconsistency in a witness who
claims accurate observations of the Fritz stack would be highly
improbable,
and then writes notes on how
to properly read the
Fritz stack
(Respondent’s Ex.
1),
The majority conveniently
avoids this problem by excluding the evidence from the record.
In summary,
I find the opacity issue distills into
a seeming
conflict
in testimony of two people relating
to what was seen or
could have been seen on May
6.
I would
find in favor of the
person who actually made that observation.
I would find an
opacity violation did occur on May 6.
I believe the majority had
to expend substantial effort to
reach
the conclusion
it wanted
in this proceeding,
That effort
reflects substantial discomfort with two aspects of the case,
First,
the majority has substantial discomfort with the opacity
regulations because
it places such high reliance on the veracity
of the observer.
Second, the majority does not appear willing
to
endorse permit denial based on regulatory violations.
The
majority would
prefer that permits be issued where compliance is
technically possible and that any violations of the regulatory
framework be handled through
the enforcement process.
Neither of
these concepts are inherently bad policy.
However,
their
legality and wisdom should be subject to debate
in a regulatory
proceeding
rather
than
implementing
them
on
a
case
by
case
basis
by
factual
manipulation,
Accordingly,
I
dissent.
Bill’ S.
de
Member
of
the
Board
72-313
—6—
I,
Dorothy
N. Gunn,
Clerk of the Illinois Pollution Control
Board, hereby certify that the
ab,ov
issenting Opinion was
submitted on the
.71Z
day of
~‘
j~-~-~
,
1986,
~2~/
7~
Dorothy
M. Gunn,
Clerk
Illinois Pollution Control Board
72-314