ILLINOIS POLLUTION CONTROL BOARD
    September 11,
    1986
    FRITZ ENTERPRISES,
    INC.,
    )
    Petitioner,
    )
    v,
    )
    PCB 86—76
    ILLINOIS ENVIRONMENTAL
    )
    PROTECTION AGENCY,
    )
    Respondent,
    DISSENTING OPINION
    (by B.
    Forcade):
    I respectfully dissent from the majority’s action reversing
    the Agency’s denial of
    an air operating permit
    for Fritz
    Enterprises, Inc.
    (“Fritz”).
    The primary reason
    the Agency
    denied the permit was an observed exceedance of the opacity
    limitations of
    35 Iii.
    Admn. Code 212,123, on May 6,
    1986.
    Thus,
    the two primary questions are:
    1) was the May 6 observation
    accurate and reliable,
    2)
    is an observed opacity exceedance
    adequate justification for permit denial without
    a
    contemporaneous opportunity for demonstrating compliance with the
    mass emission limitations.
    The majority answers no
    to both
    questions, although
    a portion of that holding
    is by way of dicta.
    On May 6, 1986, an Agency employee observed the Fritz plume
    in question.
    The record demonstrates that the employee was
    competent and qualified
    to make plume observations, and had made
    many such observations
    in the past.
    The Agency employee
    testified that he made
    the observation
    in accordance with the
    relevant reference method, Method
    9,
    and that the observation
    showed an exceedance of the limitations of Section 212.123,
    Opposing testimony was presented by a witness for
    Fritz,
    The
    record discloses that this witness was competent and qualified to
    make plume observations, and had made many such observations in
    the past.
    I find no basis
    to conclude that one witness was more
    qualified or more experienced than the other,
    However, the Fritz
    witness was evaluating an observation he made on July 18,
    1986,
    after permit denial,
    The Agency witness was evaluating
    an
    observation
    he made on May 6,
    1986.
    The Agency witness was asked whether
    it was ever possible to
    obtain
    a valid,
    i.e., Method
    9, opacity reading of the Fritz
    plume.
    He replied that
    it was, based on personal observation and
    under
    the weather conditions at the time of his observation
    (R,
    231).
    The Fritz witness was repeatedly asked
    the same question,
    was
    it ever possible
    to obtain
    a valid opacity reading of the
    plume.
    His most descriptive answer was, “,,.if the conditions
    were
    at all similar
    to the day
    I was there,
    it would be highly
    72-309

    —2—
    improbable
    for
    a certified smoke reader
    ever
    to get valid visible
    emission readings.”
    (R. 179).
    He also stated:
    It would be very difficult at best to ever
    read this plume, though
    I suppose it’s within
    the realm of possibility that it could be read
    if there weren’t,
    for instance,
    if there
    wasn’t visible water vapor
    in the plume or
    if
    the observer could discriminate for instance,
    if the emissions were black
    and detached
    visible water vapor plume
    (R.
    149)
    Therein lies the controversy.
    One qualified observer says
    “I saw
    an exceedance on May 6”.
    Another qualified observer says,
    “if
    conditions on July 18, were similar
    to
    May 6,
    it would be
    improbable to get accurate readings.”
    I would
    not find that an
    absolute “Yes,
    I saw it.” is adequately refuted by a conditional
    statement of improbability,
    To further discount the validity of the Agency observation,
    the majority cites certain irregularities
    in following Method
    9.
    To
    understand these
    issues it
    is necessary to read Method
    9
    (40 CFR Part 60, App. A, Meth.
    9,
    1985) which sets out the
    following for procedures
    for visual observation:
    2. Procedures.
    The observer qualified
    in accordance with
    paragraph
    3 of this method shall
    use the
    following procedures for visually determining
    the opacity of emissions:
    2.1 Position.
    The qualified observer
    shall stand at
    a distance sufficient to
    provide a clear view of the emissions with the
    sun oriented
    in the 140
    sector
    to his back.
    Consistent with maintaining
    the above
    requirement, the observer shall,
    as much as
    possible, make his observations from a
    position such that his line of vision is
    approximately perpendicular
    to the plume
    direction,
    and when observing opacity of
    emissions from rectangular outlets (e.g.,
    roof
    monitors, open baghouses, noncircular stack),
    approximately perpendicular
    to the longer axis
    o,f
    the outlet.
    The observer’s line of sight
    should not include more than one plume at a
    time when multiple stacks are involved, and
    in
    any case
    the observer should make his
    72-310

    —3—
    observations with his line of sight
    perpendicular to the longer axis of such
    a set
    of multiple stacks
    (e.g.,
    stub stacks on
    baghouses).
    2.2 Field records.
    The observer shall
    record
    the name of the plant, emission
    location, type facility, observer’s name and
    affiliation, and the date on
    a field data
    sheet
    (Figure 9—1).
    The time, estimated
    distance
    to the emission location, approximate
    wind direction,
    estimated wind speed,
    description of the sky condition (presence and
    color of clouds), and plume background are
    recorded on
    a field data sheet at the time
    opacity readings are initiated and completed.
    2.3 Observations.
    Opacity observations
    shall be made
    at the point of greatest opacity
    in that portion of the plume
    where condensed
    water vapor
    is not present.
    The observer
    shall not look continuously at
    the plume, but
    instead shall observe the plume momentarily at
    15—second intervals.
    2,3.1 Attached steam plumes.
    When
    condensed water vapor
    is present within the
    plume as
    it emerges from the emission outlet,
    opacity observations shall be made beyond
    the
    point
    in the plume at which condensed water
    vapor
    is
    rio longer visible.
    The observer
    shall
    record
    the approximate distance from the
    emission outlet
    to the point
    in the plume at
    which the observations are made.
    2.3.2 Detached steam plume.
    When water
    vapor
    in the plume condenses and becomes
    visible at a distinct distance from the
    emission outlet,
    the opacity of emissions
    should be evaluated at the emission outlet
    prior
    to the condensation of water
    vapor
    and
    the formation of the steam plume.
    2,4 Recording observations.
    Opacity
    observations shall be recorded
    to the nearest
    5
    percent
    at
    15—second
    intervals
    on
    an
    observational
    record
    sheet.
    (See
    Figure
    9—2
    for
    an
    example.)
    A
    minimum
    of
    24
    observations
    shall
    be
    recorded,
    Each
    momentary
    observation
    recorded
    shall
    be
    deemed
    to
    represent
    the
    average opacity of emissions for
    a 15—second
    period.
    72-311

    —4—
    2.5 Data Reduction,
    Opacity shall be
    determined as
    an average
    of
    24
    consecutive
    observations recorded
    at 15—second
    intervals.
    Divide the observations recorded
    on the record sheet
    into sets of
    24
    consecutive observations.
    A set is composed
    of any 24 consecutive observations.
    Sets need
    not be consecutive
    in time and in
    no case
    shall
    two sets overlap.
    For each set of 24
    observations, calculate the average by summing
    the opacity of the
    24 observations and
    dividing this sum by 24.
    If an applicable
    standard specified an averaging
    time requiring
    more than 24 observations, calculate the
    average for
    all observations made during the
    specified time period.
    Record the average
    opacity on a record sheet.
    (See Figure 9—1
    for
    an example.)
    The majority first asserts
    that by using
    the attached plume
    method of reading there
    is an assumption of visible water
    vapor.
    In fact, Sections 2.3, 2.3,1, and 2.3,2 are the only
    guidance on observations and all three mention condensed water
    vapor.
    To be
    in compliance with the regulatory guidance you must
    use those
    sections,
    The majority claims that the Agency did not calculate the
    dew point on the day of the stack test or on the day of the
    inspection
    (and opacity observation),
    Method
    9 makes no
    reference to recording dew points
    as
    a necessary condition for a
    valid opacity
    reading.
    Additionally,
    the majority claims that the record
    “indicates”
    that the Agency did not follow the required
    methodology as regards data reduction.
    The data reduction
    concept
    is
    a method of adding up and averaging
    a series of
    observations to see
    if the resulting number violates the average
    limitation.
    Since the majority did
    riot expand on this
    “indication”,
    I cannot determine the nature of the problem.
    However, data reduction only becomes operable
    to determine
    if a
    series of observations result
    in an opacity of greater
    than 30
    for more than
    8 minutes in any
    60 minute period.
    The same
    section that establishes this concept
    (
    Section 212.123
    (b)) also
    sets an absolute maximum opacity of 60
    which
    is never
    to be
    exceeded. The Agency witness testified that several observations
    exceeded 60
    opacity
    (R.
    229).
    No data reduction technique is
    employed when evaluating compliance with the absolute 60
    limitation,
    This point seems lost on the majority.
    The majority finds the testimony of the Agency witness
    regarding the opacity observations
    to be inconsistent and
    contradictory,
    I do not,
    The contradictions that occur are
    72-312

    —5—
    between what the witness stated
    and the checkrnark options on
    a
    preprinted Agency
    form.
    Any disparity that exists reflects
    consistent statements by the witness
    as
    to what occurred but
    a
    failure of the form to have adequate options
    to cover
    every
    nuance.
    After
    reading
    the testimony of the Agency witness, my
    impressions of his observations are clear.
    I then attempted
    to
    complete the Federally approved “Record of Visual Determination
    of Opacity
    “(
    40 CFR Part
    60, App,
    A, Meth.
    9, Figure 9—1
    & 9—2,
    pp.
    551—553
    (1985)).
    I could not provide
    a complete unambiguous
    description within the confines of the form,
    and without such a
    form
    the observation would not be
    in compliance with Method 9,
    believe the Agency witness’ statements were
    an appropriate effort
    to explain what he had seen and were not inconsistent with the
    rudimentary data contained on the form.
    While the majority sees
    great inconsistency from
    the Agency witness,
    they see none from
    the Fritz witness,
    I find some inconsistency in a witness who
    claims accurate observations of the Fritz stack would be highly
    improbable,
    and then writes notes on how
    to properly read the
    Fritz stack
    (Respondent’s Ex.
    1),
    The majority conveniently
    avoids this problem by excluding the evidence from the record.
    In summary,
    I find the opacity issue distills into
    a seeming
    conflict
    in testimony of two people relating
    to what was seen or
    could have been seen on May
    6.
    I would
    find in favor of the
    person who actually made that observation.
    I would find an
    opacity violation did occur on May 6.
    I believe the majority had
    to expend substantial effort to
    reach
    the conclusion
    it wanted
    in this proceeding,
    That effort
    reflects substantial discomfort with two aspects of the case,
    First,
    the majority has substantial discomfort with the opacity
    regulations because
    it places such high reliance on the veracity
    of the observer.
    Second, the majority does not appear willing
    to
    endorse permit denial based on regulatory violations.
    The
    majority would
    prefer that permits be issued where compliance is
    technically possible and that any violations of the regulatory
    framework be handled through
    the enforcement process.
    Neither of
    these concepts are inherently bad policy.
    However,
    their
    legality and wisdom should be subject to debate
    in a regulatory
    proceeding
    rather
    than
    implementing
    them
    on
    a
    case
    by
    case
    basis
    by
    factual
    manipulation,
    Accordingly,
    I
    dissent.
    Bill’ S.
    de
    Member
    of
    the
    Board
    72-313

    —6—
    I,
    Dorothy
    N. Gunn,
    Clerk of the Illinois Pollution Control
    Board, hereby certify that the
    ab,ov
    issenting Opinion was
    submitted on the
    .71Z
    day of
    ~‘
    j~-~-~
    ,
    1986,
    ~2~/
    7~
    Dorothy
    M. Gunn,
    Clerk
    Illinois Pollution Control Board
    72-314

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