1. 9±8~88945~83e99+892
      2.  
      3. IT IS SO ORDERED
      4. Dorothy M. Gur’in, Clerk
      5. Illinois Po1~utionControl Board

ILLINOIS POLLUTION CONTROL BOARD
January 25, 1990
IN THE MATTER OF:
AMENDMENTS TO T:TLE 35,
)
R88-21,
DOCKET A
SUBTITLE C (TOx:cS CONTROL)
ADOPTED RULE
FINAL ORDER
OPINION AND ORDER OF THE BOARD
(by R.
C.
Flemal)
This matter comes
before the Board upon
a regulatory
proposal
filed August
5,
1988
by the Illinois Environmental
Protection Agency (“Agency’).
The purpose of the proposal
is to
make additions
to and to amend the Board’s regulations for the
control
of
toxic substances
in surface waters.
This proceeding
has been expedited pursuant
to the procedures
of Section
28.2 of
the Illinois Environmental Protection Act
(“Act”)
(Ill.
Rev.
Stat.
ch. l1l~, par.
1001 et seq.).
The amendments are reflective
of
the mandate of Section
303(c)(2)(B)
the Federal Clean Water Act
(“CWA”)
(33 U.S.C
1251
et seq.),
as well
as advances
in the sciences
of toxicology and
chemical detection.
The policy underlying the amendments
is that
the waters of Illinois must
not
be
impacted by toxic substances
in
toxic
amounts..
Implementation of this policy
in the instant rules
is
achieved by two basic refinements of
the previous
regulations.
The first consists of refining the value of the numeric standards
found at
302.208
to bring
them into agreement with the best
available current knowledge.
The second consists of providing a
detailed,
specific set of directives and procedures,
found at
302.210 and 302.Subpart
F,
which are used
to define what
constitutes a toxic amount for those substances
for which numeric
toxicity criteria are not provided.
Beyond the amendments required
to bring
these two basic
refinements
to fruition,
the instant
rules contain
a variety of
additional
amendments which
are required to bring the rest
of
the
Board’s water regulations into conformity with the basic
refinements.
Among
the principal of
these
is
refinement
of
the
Allowed Mixing concept at Section 301.102.
PROCEDURAL HISTORY
This matter contains an involved procedural history,
commensurate with the breadth of issues involved and the interest
107—267

—2—
and concern thereby generated.
In this section the Board reviews
the salient aspects
of this history.
Pre-Hearing Conferences
Subsequent
to the August
5,
1988 filing of the Agency’s
initial proposal
(Exh.
27),
the Board,
upon motion by the Agency
and the Illinois Environmental Regulatory Group
(“IERG”),
directed
that
a pre—hearing conference
be held on September
28,
1988 pursuant
to the procedures of
Section
27(e)
of the Act.
On
October
6,
1988,
the Board entered an order directing the Hearing
Officer
to schedule a second pre—hearing conference
to address
drafting
issues and conformance with
the requirements
of
the
Administrative Procedure Act
(“APA”).
A second pre—hearing
conference was accordingly held October
14,
1988.
As
a result
of
discussions concerning modifications necessary to meet
the
technical drafting requirements of the APA, on October
28,
1989
Board staff issued and served upon the notice list,
an edited
draft of
the Agency’s proposal “solely intended
to aid the Agency
in drafting the proposal”,
accompanied by an explanatory
memorandum
(Exh.
77).
The memorandum noted incorporation by
reference and vagueness problems as being
of particular
concern
to the Board.
Pre—First Notice Hearings
Seven days of hearing,
at which 77 exhibits were generated,
were held prior
to the Board’s First Notice action.
‘These
hearings where held on November
18, and December
6 and
7,
1988,
and February 16 and 17, and June
13 and
14,
1989.
A synopsis of
the testimony received at each of these hearings was presented
in
the Board’s First Notice Opinion~-, p.
5—9, and will not be
repeated here.
Revisions of Agency Proposal
The original Agency propossl experienced various
revisions
based upon activities prior
to First Notice.
These proposals
have been entered
into the record
as Exhibit
29
(original
proposal),
Exhibit
43
(revised proposal dated February
9,
1989),
and Public Comment
#8
(revised proposal dated August
9,
1989).
The principal
revision accompanied
the February
9,
1989 version,
in which
the Agency added to
its proposal,
at
the Board’s
suggestion,
the procedures used
for deriving criteria as now
represented by 302.Subpart
F.
Previously,
these procedures had
been proposed as Agency policy rather
than as
a Board regulation.
1 Full citation:
In the Matter
of: Proposed Amendments
to Title
35, Subtitle C
(Toxics Control), R88—2l, August
31,
1989.
I07—26~

—3—
Pre—First Notice Public Comments
Pre—First Notice Public Comments
(“PC”) were received from
the following persons:
Pfizer Pigments,
Inc.
(PC #1);
Sanitary
District of Rockford
(PC #2—4); Metropolitan Waste Reclamation
District of Greater Chicago
(PC #5);
Illinois and National
Wildlife Federations
(“IWF/NWF”)
(PC #6);
Amerock Corporation
(“Amerock”)
(PC #7);
the Agency
(PC #8,
#9);
Illinois Steel Group
(“Steel Group”)
(PC #10); Village of Sauget
(“Sauget”)
(PC #11);
and IERG
(PC #12).
These comments provided information and
insights employed by the Board
in formulating
its First Notice
proposal.
Determination of Federal Requirement
Section
28.2 of
the Act establishes expedited requirements
for federally required rules.
Among other
things,
Section 28.2
establishes
a procedure for Agency certification that rules are
federally
required.
On January
13, the Hearing Officer entered
an Order directing
the Agency
to file
a Section
28.2
formal
certification.
This certification was filed with the Board on
February
10, 1989.
EcIS
On January
5,
1989,
the Board adopted RES
89—1,
In the
Matter
of: Application of Procedural Amendments
of
P.A.
85—1048
to Newly Filed and Pending Regulatory Proceedings.
In that
Resolution,
the Board addressed the significant procedural
changes
in the Act enacted
in
SB
1834,
P.A.
85—1048,
effective
January
1,
1989.
The Board determined
that
SB 1834 would
in some
measure apply
to proceedings filed before its effective date,
citing McQueen
v.
Conner,
385 Ill.
455,
459 N.E.
2d
435,
437
(1943)
and Nelson
v. Miller,
11
Ill.
2d
378,
143 N.E.
2d 673
(1977).
‘The Board noted
that Section
27(a)
of
the Act,
as
amended by SB
1834, allows and requires the Board,
rather
than
the fllinois Department of
Energy and Natural Resources
(“DENR”)
to determine whether an economic
impact study
is
to be
performed.
For pre—1989 filings,
the Board construed SB
1834
“as
providing that any final conclusion
reached by DENR prior
to
December
31,
1989 regarding
the need
for
an EcIS
is conclusive
in
that proceeding
(RES 89—1
at
2).
As DENR had notified the
Board of
its decision
to conduct
an EcIS by letter filed December
21,
1988,
the Board has made
no EcIS determination
in this
proceeding.
On August
9,
1989 DENR filed
a first—installment
EcIS titled
“Analysis
of Proposed Revisions
to SubtitLe C Toxics Control
Program: Pollution Control Board Docket R88-21.
Hearing Copy”
(Exh.
82).
On November
2,
1989 DENR,
filed
a supplemental EcIS
document titled:
“Analysis of Cost Relating
to Proposed Revisions
107—269

—4—
to Toxics Control Program: Pollution Control
Board Docket R88—21”
(Exh.
96).
This document was updated and submitted as Exhibit
108.
On November
17,
1989 DENR provided further economic
analysis within PC
#24.
Pre-First Notice Timetable
By Hearing Officer Order of July
12,
1989,
the Board’s
projected timetable was set forth,
and an August
9,
1989 date set
for submission
of any written comments which participants wished
to have fully considered by
the Board prior
to adoption
of
a
proposal
for First Notice.
Assuming the applicability of
a
February
4,
1990 adoption deadline,
the Order
noted that
to allow
time
for
the running of each of
the APA’s 45—day First Notice and
45-day Second Notice periods, Board action on
a First Notice
proposal was necessary in the last week
in August
or
the first
week
in September,
and on
a Second Notice proposal
in the
last
week
in November or the first
week
in December
to allow
for
final
adoption of
a proposal on
or before January
25,
1990
and receipt
by the Secretary of State
of the final
rule by early February,
1990.
First Notice
The Board
by separate Opinion and Order adopted
a modified
version
of the Agency’s proposal
for First Notice on August
31,
1989.
First Notice publication occurred at
13
Ill.
Reg.
14152
September
15,
1989.
On September
28, 1989 the Board issued
a
Supplemental
First
Notice Opinion expanding upon certain matters
related to the First Notice Order.
‘The rule proposed for
First Notice contained many
format,
as
well
as some substantive, modifications
of the Agency’s then
current proposal
(August
9,
1989 version).
The formatting
modifications will
not
be
reiterated here;
for
a full summary,
the interested person
is directed
to the First Notice Opinion,
p.
22—34.
Among substantive modifications made
by
the Board at First
Notice were additions of
incorporations
of reference and
severability sections, modifications
to definitions,
and
modifications of the mixing
rule
(see First Notice Opinion at
p.
25—34)
Post—First Notice Hearings
Subsequent
to First Notice seven additional days
(September
18—19. October
2-3,
and November
6—8)
of
public hearings were
held.
The interested person
is directed
to Second Notice
Opinion,
p.
3,
for
a synopsis of the content
of
these hearings.
Collectively,
the seven post—First Notice hearings produced
44
additional exhibits,
Exh.
78 through
Exh.
121.
107—270

—5—
JCAR Preliminary Review
On October
25, 1989 the Joint Committee on Administrative
Rules
of the Illinois General Assembly
(“JCAR”) filed
a response
to the Board request
for preliminary review of the instant
proposal.
The JCAR response was accepted into the Record as Exh.
122
in the Second Notice Opinion at
p.
3.
Additionally, by
letters of October
25 and 30, 1989
the Board sought and received
expedited preliminary
review from JCAR of
incorporations
by
reference materials.
Post-First Notice Public Comments
Twenty—one Public Comments were filed during the First
Notice Comment period,
filed respectively by the Steel Group
(PC
#13,
#26,
#30),
Sauget
(PC
#14,
#27),
Amerock
(PC #15,
#31)
,
the
Administrative Code Division
of the Illinois Office of
the
Secretary of State
(“Code Division”)
(PC
#16), I~F/NWF
(PC #17,
#18),
the Illinois Department of Commerce and Community Affairs
(PC
#19,
ff2l),
the Agency
(PC
#20,
#25,
#33), Wildman, Harrold,
Alien
& Dixon
(PC #22), United States Environmental Protection
Agency (“USEPA”)
(PC #23),
DENR
(PC
#24), Outboard Marine
Corporation
(PC #28,
#32),
and IERG
(PC #29).
Second Notice and Docket—Splitting
On December
6,
1989
the Board,
by separate Opinion and
Order,
adopted a modified proposal
for
Second Notice.
Also,
the
Board on that date split
the docket into R88—2l(A)
and R88—21(B),
with the former containing
the substantive materials previously
adopted
for
First Notice and the latter
containing certain
subsidiary matters and matters which had not been previously
first—noticed,
but which the Board believes may be necessary
to
conform the Board’s overall water
regulations with the instant
rules.
R88—21(B)
has subsequently been on
its own track, and
will not
be further
reviewed herein.
JCAR Second Notice Review
On January
10,
1990 JCAR issued Certifications
of No
Objection
to Parts
301,
305, and 309.
However, SCAR recommends2
certain alterations based on its review of the Second Notice
2 JCAR’s comments are contained
in letters
to the Board dated
December
21 and
22,
1989;
these are hereby entered into the
record as Exhibits 123 and 124,
respectively.
The Board
responded
to the SCAR comments by letters dated December
28 and
29,
1989;
these are hereby entered into the record as Exhibits
124 and 125,
respectively.
107—271

—6—
Proposal.
These alterations improve the clarity
of the
rule
without altering its substance;
accordingly,
the Board agrees
to
make the alterations.
A complete description
of
the alterations
follows
in a later section of
this Opinion.
JCAR Objection and Board Response
On January
10,
1990 JCAR voted an objection
to Part
302 of
the
instant rules.
Pursuant
to Section 7.06(c)
of
the APA the
Board may
(1) modify the proposed rule
to meet SCAR’s objection,
(2) withdraw the proposed rule
in its entirety,
or
(3)
refuse to
modify or withdraw the proposed
rule.
On this date,
January
25,
1990,
the Board adopted
a Resolution
(Res
90—I,
R89—2l(A))
setting forth
its reasons
for pursuing option
(3).
The
interested person
is directed
to
the Resolution
for a full
exposition
of the Board’s position.
The Resolution
is hereby
incorporated by
reference as
if fully
set
forth herein.
MANDATE
OF THE CWA
Required Action
Section lOl(a)(3)
of the CWA states
as a national policy
objective that the discharge
of toxic pollutants
in toxic amounts
shall be prohibited.
Section 303(c)(2)(B)
of
the Water Quality
Act
of
1987 provides that states “shall adopt
criteria for all
toxic pollutants listed pursuant
to Section 307(a)(l)
...
as
necessary to support
such designated
uses.
.
.
.
Such criteria
shall
be specific numerical criteria for
such toxic pollutants.
Where
such numerical criteria are not available
.
.
.
such states
shall
adopt criteria based on biological monitoring or
assessment
methods consistent with information published pursuant to section
304(a)(8).”
(33 U.S.C. §3~3(c)(2)(B)).
In conjunction with the above-quoted provisions,
the USEPA
published
a guidance document
(Exh.
46)
to aid states
in adopting
regulations consistent with the requirements
of
federal
law.
This document sets forth
the following three options
by which
states may meet the requirements of Section 303(c)(2)(B):
1)
Adopt statewide numeric water quality standards
for
all EPA criteria
for section
307(a)
toxic
pollutants regardless
of whether
the pollutants
are known
to be present;
2)
Adopt specific numeric water quality
standards
for section
307(a)
toxic pollutants
as necessary
to support designated uses where such pollutants
are discharged
or are present
in the affected
waters and could reasonably be expected to
interfere with designated uses;
107—272

—7—
3)
Adopt a procedure to be applied to a narrative
water quality criterion.
This procedure shall
be
used by the State
in calculating derived numeric
criteria, which criteria shall
be used
for all
purposes under
section 303(c)
of
the CWA.
Such
criteria need to be developed
for section
307(a)
toxic pollutants,
as necessary
to support
designated uses,
where these pollutants are
discharged or present
in the affected waters and
could reasonably
be expected to
interfere
-~‘ith
designated uses.
Today’s
rules conform to the second and third options quoted
above.
Adoption Date
The Agency interprets
that federal
law mandates adoption
of
the
instant
regulations
(or
at
least an equivalent regulation
pursuant to Section 303(c)(2)(E)
of
the CWA)
no later
than
February
4,
1990
(Exh.
44).
The Steel Group has questioned
the
accuracy of the deadline and suggests that Illinois
is not
required to adopt
water to~ic regulations pursuant to the CWA
until October
of
1990
(R2.3
at
432; PC
#10).
According
to the
Steel Group,
the 1972 amendments
to the CWA require each state’s
water pollution agency to review water quality standards once
every
three years beginning with the effective date of
the 1972
amendments
on October
18,
1972.
Consequently, Illinois would
have conducted its most recent
review in October
of 1987.
Therefore,
the Steel Group argues that
the instant
regulations
need not be adopted until October
18,
1990.
By Hearing Officer Order
of July
21,
1989,
a letter dated
July
13, 1989
to the Agency from USEPA was entered as Exhibit
75.
This letter reasserts the position of USEPA stated at
hearing
that the deadline date for adoption of water toxic
regulations is February
4,
1990
(Exh.
75).
The USEPA’s position
as
to the deadline imposed under federal iaw
is entitled
to
deference.
Therefore,
the Board views February
4,
1990
as
the
deadline for adoption of the instant regulations.
Page numbers
of the transcribed hearing record are
consecutively numbered for the hearings held on November
18, 1989
through February 17,
1989.
Page nuobering was reset
to zero with
the June 13,
1989 hearing record and continued consecutively
thereafter
to the termination of hearings on November
8,
1989.
As cited to herein,
the first numered set
is
referred to as
“Ri.
at
and
the second set as
“R2.
at
“.
107—273

—8—
Federal Requirement of Specific Rules
A subsidiary
issue concerns what
the specific portions of
the instant regulations are federally required under the CWA.
The Agency has certified
that both the specific numeric standards
of Section
302.208 and the narrative standard of Section 302.210
are federally required
(Exh.
44).
The Agency asserts that
Section 303(c)(2)(b)
of
the Water Quality Act of
1987 coupled
with
the stated policy objective
set forth
in Section l0l(a)(3)
of the CWA prohibiting
“the discharge
of
toxic pollutants
in
toxic amounts” support
its certification of the proposal as being
federally required.
The Steel Group has responded
in detail to the Agency’s
position on
this issue
(PC #10
at 10—19).
The Steel Group
asserts
that the narrative standard
is not federally required and
that
the requirements
of the CWA may be satisfied by adopting
specific numeric criteria
for priority pollutants
of concern
to
Illinois pursuant to option two of
the USEPA guidance document
(Exh.
46).
The Steel Group opines that,
according to the
guidance document,
the narrative standard may
be used as
a
supplement
to options one and two,
but that
it
is not required.
Moreover,
the Steel Group argues that even when a narrative
standard
is used
it
is limited
to “toxic pollutants
‘the
discharge or presence of which
in affected waters could
reasonably
be expected to
interfere with
those designated uses
adopted by the State, as necessary to support such designated
use’,
33 U.S.C. §l313(c)(2)(B)”
(PC #10
at 11).
The Steel Group
contends
that the Agency’s proposal goes beyond
this federal
requirement
by regulating non-priority pollutants.
Lastly,
the
Steel Group disputes the Agency’s reliance upon
the policy
objective of Section l0l(a)(3)
of the CWA as a basis
for’
asserting
that the instant regulations are federally required.
Consistent
with
its position that the narrative standard
portion of the Agency’s proposal
is not federally required,
the
Steel Group suggested that the Board split the docket
in this
matter.
The Steel Group proposed that
the Board proceed only
with a~doptionof the specific numeric standards
set forth
in
Section 302.208 and postpone action on
the narrative
standard.
The Board disagrees with
the Steel Group’s contention
that
the regulations proposed by the Agency are not federally
required.
The Steel Group’s
interpretation
of the USEPA guidance
document
is inconsistent with USEPA’s stated position on whether
it views
the Agency’s proposed regulations as being required by
federal law.
Section 303(c)(2)(B)
of the Water Quality Act
of
1987
requires that where numeric standards are not available,
states
“shall adopt criteria based on biological monitoring
or
assessment methods consistent with information published pursuant
1 07—274

—9—
to Section 304(a)(8)”
(33 U.S.C. §l3l3(c)(l)(B)).
Only where a
state expects
that a pollutant will not interfere with
the
designated use
is the state excused from deriving
a
numeric
standard for that pollutant
(Exh.
46 at
3).
However,
nothing
in
the Act restricts the right of
a
state to adopt numeric criteria
for
any pollutant
not listed
in Section 307(a)(1)
(Exh.
46 at
5).
The USEPA specifically opines that
“an effective
State water
quality standards program should
include both the chemical
specific
...
and narrative approaches”
(Exh.
46 at
2).
By
supplementing option
two with option three,
“a State would have
formally adopted numeric crite:ia for those
toxic pollutants
of
frequent occurrence
...
and would also have a sound and
predictable method
to develop additional numeric criteria as
needed.
This combination of options provides
a complete
regulatory scheme”.
(Exh.
46 at
10).
Where option
2
is
supplemented with option
3,
states must provide an opportunity
for public participation
(Exh.
46 at
10).
Additionally~ states
must adopt
a “specific procedure
to be applied
to narrative water
quality criteria”
(Id).
Furthermore, USEPA reiterated
this position
in
a
correspondence dated July
3,
1989 from Kenneth
A.
Fenner,
Chief
of the Water Quality Branch, USEPA Region V,
to James
B.
Park,
Manager
of the Agency’s Division
of Water Pollution Control
(Exh.
75).
This letter provides that “the statutory commitments for
toxic provisions
in State
rules go beyond
simply adopting numeric
criteria”
(Exh.
75).
Rather,
a complete regulatory scheme
includes both formaly
adopted numeric criteria
for toxic
pollutants
of frequent occurrence and sound and predictable
methods
to develop additional criteria as needed
(Exh.
75).
Furthermore,
the “adoption of numeric criteria does not subrogate
the necessity of
a narrative policy:
~Such
a policy
is needed to
insure waters of
the State are protected from toxicity when
numeric criteria may not
be
sufficient
to provide such
protection”
(Exh.
75).
Section 28.2(b)
of
the Act provides that
“wlhenever
a
required
rule
is needed,
the Board shall adopt
a
rule which fully
meets
the applicable federal
law.”
The USEPA has made clear that
it
interprets
the CWA
as mandating
that Illinois adopt water
toxic regulations
no later than February
4,
1990
(Exn.
75).
The
only regulations received by
the Board propose both the adoption
of specific numeric standards
for known toxic pollutants and a
narrative standard for newly discovered
toxic substances.
The
Board finds general agreement with the analysis of the mandate of
the CWA as articulated
by the Agency and the USEPA.
Accordingly,
we conclude that
the regulations
as proposed
by the Agency and
modified herein are federally required.
107—275

—10—
DISCUSSION OF ADOPTED RULES
The instant amendments both add
to and amend the Board’s
existing water quality regulations found
at
35
Ill. Adm.
Code:
Subtitle C (35 Ill. Adm.
Parts 301 through
309).
In this section
the Board will review the major components
of
the amendments and
the rationale for them.
This discussion
is conveniently made
in
four parts:
(1) essentially conforming amendments made
in
35
Ill.
Adm. Code 301.106 through 302.101, 302.103,
302.203,
and
:305.102
through 309.103;
(2) amendments
to the allowed mixing concept
found at
35
Ill. Adm.
Code 302.102;
(3) amendment:;
to
the General
Use Water Quality Standards found at
35
Ill. Adm.
Code 302.208;
and
(4) amendments
to the narrative prohibition against
toxicity
found at
35
Ill. Adm. Code 303.210 and 302.Subpart
F.
The
following discussion will visit these
four parts
in turn.
Essen~ially Conforming Amendments
Various amendments have been necessary
to bring collateral
portions of the Board water quality
regulations into conformity
with the substantive amendments
regarding toxic substances.
These are as follows:
Section
301.106
Incorporations by Reference
Section 301.106
is
a new Section added
to accommodate
incorporations by reference.
The references
in today’s
amendments pertain solely
to the instant subject matter.
However,
Section 301.106
is designed such
that
it
can house
incorporations by reference made
in association with any future
amendments within Subtitle C.
Section 301.107
Severability
Perhaps due
to oversight,
Subtitle C has not previously
contained a severability clause.
Such
is added here
in Section
301.107.
It
is applicable
to the whole of
Subtitle C.
This
addition
is made
to conform Subtitle
C
to general
regulatory
drafting practice.
The Steel Group has recommended
that
the severability clause
be stricken
(PC #26 at
14—15).
The Steel Group contends that the
clause “does
not appear to be mandated by any law or
regulation”
from which the Steel Group concludes
that
the clause
is
“unnecessary” and “inappropriate”
(Id.).
The Board
finds both
the contention and conclusion faulty.
The Board is mandated under Title VII
of the Act
to
promulgate regulations necessary
to meet
the purposes of the
Act.
The Board finds
that the purposes
of the Act would
be
thwarted
if, through
the Board’s failure
to affirmatively assert
107—276

—11—
otherwise,
a
judgment of invalidity
of one part
caused the
invalidity
of additional parts or
of
the whole of the Board’s
water regulations.
The Board therefore believes that a general
severability clause
is appropriate.
Judgement as
to whether
it
is also necessary cannot
be made until
its purpose
is put
to
test, and
it accomplishes
its purpose within that test.
Section 301.108
Adjusted Standards
Section 301.108
is
a new Section which states
the statutory
language at
Section 28.1(a)
of the Act regarding adjusted
standards.
It
is arguable whether
it
is necessary to repeat
statutory language within the body of
the Board rules.
Nevertheless,
the Board deems that
it
is advisable to do
so
in
this instance.
Substantial discussion has arisen
in the context
of
the instant proposal regarding how the adjusted standard
procedure interpiays with the amended
rules.
Since
the adjusted
standard
is
a new procedure before
the Board,
it
is likely that
similar questions will also arise
in other, future proceedings
and perhaps during USEPA review.
The Board believes that
inclusion within Subtitle C of
the statutory description of
the
adjusted standards procedure offers
a reasonable prospect
of
addressing some ci these current and future questions.
Section 302.100
Definitions
Section 302.100
is a new Section containing definitions used
in Part
302.
The definitions
in today’s amendments pertain
solely
to the instant subject matter.
The definitions are for
“acute toxicity”,
“adverse effect”,
“chronic toxicity”,
“criterion”,
“hardness”,
“mixing zone”,
“total residual chlorine
(TRC)”,
“toxic substance”,
and “zone of
initial dilution
(z:D)”.
Notable among these
is the definition
of “criterion”.
This
term has
a special sense
as used within Part
302, which
is
“a
numerical concentration of one
or more toxic substances derived
‘in accordance with the procedures
in Subpart
F
of
Part
3021
which,
if not exceeded,
would assure compliance with the
narrative toxicity standard of Section 301.210”.
The definition
thus establishes that there
is
a presumption that,
if
a criterion
is met,
there
is no violation
of the prohibition against
toxicity
for that substance
or combination of substances for which
the
criterion has been determined.
Several of
these definitions have undergone evolution at
First and Second Notices.
The interested person
is directed to
the First and Second Notice Opinions,
at
pages
25—6 and 23—4,
respectively,
for a discussion
of
the nature and reason for the
changes.
107—277

—12—
Section 302.101
Scope and Applicability
Various amendments have been made to the directory
to Part
302 found at Section 302.101.
All of the amendments are of
a
conforming
nature.
These include updating the format of
internal
references
to conform to current Code Division practice and the
addition of
a citation
to the new procedures of Subpart
F.
Section 302.103
Stream Flows
This Section contains a
conforming amendment which deletes
the specific citation to temperature
(PC
#8
at
10).
Section 302.203
Offensive Conditions
This Section contains amendments intending
to both clarify
and conform the Section
to the remaining amendments.
IERG has requested that the Board delete the last
sentence
of Section 302.203, which disallows
the use of mixing as a method
for compliance with the “Offensive Conditions” prohibition listed
in
the preceding sentence
(R2.
at
1148—9)
.
This the Board
declines to do.
The Board believes that mixing
is
a concept
not
applicable
to some of the “Offensive Conditions”,
such
as sludge
or bottom deposits,
floating debris,
and plant
or algal growth,
since these are not subject
to mixing in the sense associated
with dissolved contaminants.
For the other listed “Offensive
Conditions”
the Board
finds
that the water quality standard of
302.203
is no more
restrictive than the effluent standard
found
at
35 Ill.
Adm. Code 304.l06~.
Since mixing has been allowable
pursuant
to 302.102 only when
“a water quality standard
is more
restrictive than its corresponding effluent standard”,
the Board
views mixing as never having been an acceptable method of
compliance with the “Offensive Conditions” prohibition.
The
Board does not see any persuasive argument
why this policy should
now be generally reversed.
Section 305.102
Reporting Reci~irements
This Section contains amendments which implement
the
Agency’s ability to acquire biological monitoring
data
for
discharges where toxicity may
be at
issue.
Section 304.106 reads:
In addition
to the other
requirements
of this Part,
no effluent shall contain
settleable
solids,
floating debris,
visible oil,
grease,
scum or
sludge solids.
Color,
odor and turbidity must
be
reduced
to below obvious
levels.
107—278

-13-
Section 309.103
Application
(NPDES)
General
This Section contains amendments which implement the
Agency’s ability
to require and acquire toxicity information as
part of an application for an NPDES permit.
Certain additional
amendments are involved which conform the Section to current Code
Division standards
for citation
to regulations external
to
the
instant Section
(see Second Notice Opinion at
35).
Allowed Mixing, Mixing Zones and ZID5
Section 302.102
Today’s
rules affirm a long—standing tenet of
Illinois
environmental
law.
That tenet
is
that
a discharger unable to
comply with the requirement
of not causing
or contribution
to
water
quality violations found
at
35
Ill. Adm.
Code 304.105,
after making every effort
to fulfill
the obligations of the
discharger
(see discussion below)
and given the limits imposed by
the nature of the receiving water body and the character
of the
outfall(s),
is entitled to use a
limited portion of the receiving
body of water
to effect mixing of
the effluent with the receiving
water.
Within this limited portion of
the receiving body
of
water,
the discharger
is excused from compliance with 304.105.
This
is the “allowed mixing concept”, which
is developed
principally
in Section 302.102.
A significant portion
of both testimony and public comment
has focused on Section 302.102.
In part
this interest reflects
inadequacies
in the construction
of prior Section 302.102.
:n
part,
it also reflects the limited extent
to which prior Section
302.102 has been applied, and hence given “body” through
interpretation and case law.
Accordingly,
the Board at both First and Second Notice gave
substantial consideration
to the concept
of allowed mixing,
both
in terms
of exploring
the principles underlying allow mixing and
in honing the language of Section 302.102
in such manner as
‘to
have
it fully reflect
those principles
(see First Notice Opinion
at
p.
26—9;
Second Notice Opinion at
p.
5—12,
24—6).
In the
following sections,
the Board expresses
its final analysis
regarding these matters.
Obligations of the Discharger
and Allowed Mixing
As
a precondition
of allowed mixing,
is
to be recognized
that all dischargers must
first comply with all effluent
standards specified
in the Board’s effluent regulations,
35
Ill.
Adm.
Code Part
304.
Included in these effluent regulations are
not only
a number of specific maximum concentration limits,
but
also
a
requirement
to do the best
job of
treating an effluent
before discharge.
In particular,
it
is specified at Section
304.102
that:
107—279

—14—
,IJt
shall be the obligation of any person discharging
contaminants
of any kind
to the waters of the state to
provide
the best degree
of treatment
of wastewater
consistent with technological feasibility,
economic
reasonableness and sound engineering
judgement.
(emphasis added)
It
is thereby only
in the special circumstance where further
treatment
is not technologically feasible,
economically
reasonable and in accord with sound engineering
judgement,
and
where
the effluent standards are being met, and where
the
discharger would nevertheless
still potentially cause or
contribute
to the violation of
a water quality
standard,
that the
issue of
in—stream
(or
lake)
mixing should even arise.
If,
in
fact, our current effluent regulations are sound
-—
and we see
no
reason
to believe otherwise
——
and
if our current effluent
regulations are being generally adhered to
——
which likewise we
see no reason
to doubt
——
there should be
no great demand on
in—
stream mixing.
We believe that this analysis
is borne out by the
limited degree
to which in—stream mixing
is currently invoked.
Moreover,
the obligations stated above constitute
the status quo
circumstance, which we
do
not see as being changed
under
today’s
rule.
On this basis we view as misplaced the fear
of those
persons who believe
that today’s amendments will savage the
State’s waters by allowing massive new in—stream mixing.
Similarly,
we view as misplaced the perception
of others that
today’s amendments will cause mayhem on large numbers of
dischargers
for whom in—stream mixing constitutes an avenue of
last
resort.
Today’s allowed mixing rule accordingly makes explicit
statement within subsection
(a)
of the obligation of
the
discharger.
Limitations
on Waters
rv.~ithim~
Which Mixing
is Allowed
Subsection
(b) contains various strictures on the nature of
allowed mixing.
Some of
the provisions
of this subsection are
previously existing provisions which have been moved
into this
subsection
for
the purpose of organizational clarity;
others are
new provisions designed
to more filly define the conditions
under
which mixing
is allowed.
The following table serves as
a
key
to
the origin
of the essential elements of
the various portions of
the subsection:
Section 302.l02(b)(l)
Agency Proposal
(b)(2)
Agency Proposal
(b)(3)
Agency Proposal
(b)(4)
Agency Proposal
(b)(5)
Agency Proposal
(b)(6)
Previous 302.102(c)
(b)(7)
Previous 302.102(c)
107—280

—15—
(b)(8)
Previous 302.102(c), ammended
(b)(9)
Added by Board
(b)(lO)
Previous 302.102(a)
(b)(ll)
Previous 302.102(a)
(b)(l2)
Agency Proposal
A principal provision of
subsection
(b),
taken as
a whole,
is
that the volume of waters used
for allowed mixing must be as
small
as
is practical,
such as
to limit impact on aquatic
life,
human health,
and recreation.
Further,
it
is incumbent upon any
discharger desirous of taking advantage of
the allowed mixing
provision to assure that
there
is
in place
all reasonable
engineering structures and treatment methods as are necessary
to
reduce the volume of waters needed
for allowed mixing.
It
is
to
be
further noted
that the restrictions of subsection
(b) could,
in special circumstances,
limit allowed mixing
to such
a small
size that its existence becomes academic.
An example would
be
where
a discharge
is
to
a public access area
or
into
a na~‘ural
feature
vital
to the well being
of aquatic life.
Subsection
(b)(l)
is built
on the premise advanced by the
Agency,
with which the Board concurs,
that the waters within
which mixing
is allowed should be
no greater than would be
required
to accommodate an optimally-designed outfall
structure.
The burden of providing the most efficient mixing
should be
on the discharger.
If the discharger chooses
to
provide
for
less than the optimum mixing,
the discharger should
not be able
to claim a greater
volume of waters
for allowed
mixing
as
a
result.
Accordingly,
subsection
(b)(l)
limits
allowed mixing
to that portion of
the receiving water which would
be needed to accommodate an optimally-designed discharge
configurat ion.
Subsections
(b)(2)
through
(b)(5)
set out various
prohibitions regarding
the nature of allowed mixing with
respect
to aquatic habitats and water
use areas.
Among these are
requirements
that
allowed mixing must
not cause the occlusion of
tributary
strea~’:~entrances
or
restrict movement
of aquatic life
into
or out of the tributary;
must
not occur
in waters adjacent
to bathing beaches,
bank
fishing areas, and boat
ramps and other
types
of public access areas;
must
not occur
in waters which
contain
important aquatic
life habitat or
natural
features vital
to the well oeing of aquatic life;
and must
not occur
in waters
containing points of water withdrawal
for public and food
processing water
or irrigation,
or watering areas accessed
by
wild
life or domestic animals.
Each of these prohibitions
is
intended
to assure
that the environmental
impact
of allowed
mixing
is minimized.
Subsections (b)(6),
b(7),
(b)(8),
b(lO), and b(ll) are
essentially drawn
from previous subsections
(a) and
(c).
They
are collected and reorganized here
for the purpose of bringing
107—281

—16—
all of the limitations on allowed mixing into the single new
subsection
(b).
Subsection b(8) has also had the provision added
that mixing
is not allowed
in waters with a zero 7QlO
(7—day low flow which
occurs one
in ten years),
and subsection
b(9)
has been added
stating tnat mixing
is not allowed
for any constituent for which
the water quality standard
is already violated.
In both cases
these are explicit statements
of
rational interpretations
of
allowed mixing.
The concept
of allowed mixing presumes that
there
is something
to
“mix with”
the effluent and something
to
“dilute” the effluent
to
a safe level.
These mixing and diluting
concepts will simply never
come into play where
:
(1)
the
receiving stream has no
flow,
or,
(2)
the water quality standard
at
issue
is already violated
in the receiving water.
Subsection
(b)(l2)
contains the provision that no water
within which mixing
is allowed may encompass
a surface area
greater
than
26 acres.
Substantial controversy has surrounded
this issue, with the principal opposition view being
that there
is no need
to place an upper bound
(26 acres or otherwise)
on the
size of waters within which mixing
is allowed.
The Board
nevertheless believes that there must be some upper
limit
to the
size of mixing zones.
A mixing zone
is, after
all,
a portion of
a water body where
less than optimum water quality
is allowed
based upon the striking of
a balance between
the costs of
environmental Oontrol and the quality
of the environment.
Accordingly,
there must also be some upper
limit
to the waters
within which mixing
is allowed where the balance runs
so contrary
to the interests
of the environment, and hence the very purpose
of the Environmental Protection Act,
that
a
line has
to be
drawn.
The Board believes th~t the 26—acre upper
limit
is an
appropriate place
to maintain~ that line
in
a
rule
of general
applicability.
The vast majority of discharges
in Illinois
should be readily able
to accommodate
to this limit.
The few who
may believe
that
a larger
limit
is necessary and justified
for
their particular circumstances are,
as always,
free
to plead
their case before the Board
in an adjusted standard
or site—
specific proceeding.
The Board
notes
that there were
three sentences
of
a general
philosophical nature
in previous subsection
(a) which are today
deleted from that subsection.
These are the sentences:
26 acres
is equal
to “the area of
a circle with a radius of
183
m
(600 feet)”, which
is the size limitation
imposed
in prior
Section 301.102(a).
Hence,
today’s rule does not provide
for an
area limitation different
than that which already exists
in Board
rules.
107—282

—17—
“The size of
the mixing zone cannot be uniformily
prescribed.”
“The governing principle
is that
the proportion of
any body of water
or segment thereof within mixing
zones must be quite small
if the water quality
standards are
to have any meaning.”
“This principle shall
be applied on
a case—by—case
basis to ensure that
neither any individual source
nor the aggreyate of
sources cause excessive zones
to
exceed the standards.”
In deleting these sentences the Board
is
in no way intending
to imply repudiation of
the ideas they express.
To the contrary,
the Board believes that
the ideas contained therein remain
fundamental underpinnings for applying and allowing mixing.
Nevertheless,
the sentences are deleted because, although
acceptable under prior
Illinois administrative
law standards,
they are not likely acceptable
today.
Addition’ally,
the Board
believes
that the essence
of
these sentences
has been retained
within the general prescriptions
of subsection
(b).
Physical
Mixing and Allowed Mixing
It
is elemental that mixing occurs when effluents are
discharged
into
a receiving
body.
This
is the physical
reality
of mixing.
To the extent that such mixing occurs over some
volume of the receiving water
body,
there
is also an inherent,
physical
“zone of mixing”
wherein
the two fluids experience
commingling.
A
“zone of mixing”
is thus
a physical reality
associated with all mixing effluents.
This
“zone of mixing”,
however,
is not necessarily
equivalent
to the volume of waters within which mixing
is
regulatorily allowed.
As noted above, mixing
is allowable only
when specific conditions
of both the discharger and the water
body are met.
Moreover,
the portion
of the water body within
which mixing
is allowed
is determined
not solely by the bounds
of
the “zone of mixing”,
but also by strictures associated with
the
nature of the receiving body of water,
the nature
of the
outfall(s),
and the maximum size associated with mixing zones,
pursuant
to subsection 302.102(b).
Mixing Zone as Regulatory Construct
Today’s
rules better distinguish between waters within which
mixing
is allowed on principle,
and the formal regulatory
construct
of
a “mixing
zone”.
As used
in both the prior
and
current
rule,
the term “mixing
zone”
refers
to
a formal
regulatory construct.
In today’s
rule,
the mechanisms
by which
mixing zones are established are fleshed out.
107—.283

—18—
The specification that
a mixing
zone
is
a regulatory
construct
is not a departure from the prior allowed mixing
policy.
This
is apparent from a plain reading of prior
302.102.
Prior 302.102
is replete with language specifying that
a mixing
zone takes
on form only after
a variety
of
determinations have been made.
Examples include
(emphases
added)
The
principle
that
the proportion
of any body of
water
or segment thereof within mixing zones must
be
quite small
shall
be applied on
a case—by—case
basis...
Single sources of effluents which
ha~.’e more than one
outfall shall
be limited
to a total mixing a~reanot
larger...
In determining the size of the mixing zone for any
discharge,
the following must
be considered:
.
the mixing zone shall
be so designed as to assure
It
is perhaps
inartful construction
that
in all of these
instances
the passive—voice verb forms are used.
Nevertheless,
there
is
a clearly implied
set of actions which must be completed
to give effect
to
a mixing
zone.
It
is the need for these
actions which distinguishes
the physical “zone of mixing”
from
the regulatory construct which
is
a mixing
zone.
Although the concept of the mixing zone as
regulatory
construct
is
therefore not new today,
the manner
in which the
Board makes
that specification
is provided
in
a modified, and
hopefully clearer
form.
Among other matters,
we intentionally
refrain from use
of passive voice constructions.
Additionally,
within subsections
(d) and
(f) we purposely specify
the persons
responsible
for making the various decisions which effectuate
a
mixing zone.
One such person
is
the NPDES permit applicant,
who
may ask for
the recognition of
a mixing
zone; alternatively,
the
Agency may require
a NPDES applicant
to address mixing pursuant
to 35
Ill.
Adm.
Code
309.
A second
is
the Agency,
which
is
charged with reviewing
the application pursuant
to
its
responsibilities
as permitter.
The third
is the Board, which
stands
in an appellate posture pursuant
to
its charges under
the
Act
to resolve disputes between permit applicants and the
Agency.
T’he Board views none of this role—designation as
being
new,
but
rather
as explicit identification
in the instant context
of the roles assigned under
the Act
in all similar
circumstances.
107—284

—19—
Mixing Zones
in NPDES Permits
An aspect
of the instant amendments which
is new under the
instant
rule
is the specification at subsection
(d)
that an NPDES
permit may include
a mixing zone as
a permit condition.
The
Board’s purpose here
is,
in part,
to afford a mixing zone
determination the same panoply of procedures and safeguards
employed under
the NPDES permitting system.
Any effluent
discharger who may desire the establishment of
a mixing zone
is,
in general, also required
to hold an NPDES permit.
Therefore,
the joining of
the two procedures provides
for
a single system
within which both the regulated and regulating persons
can
function.
Moreover,
there exists
a well-developed and tested set
of procedures and practices
for the application,
granting,
and
review of NPDES permits.
The Board therefore believes that
joining
the mixing zone determination to the NPDES permitting
process offers
a significant administrative economy
for all.
A second reason
fur linking mixing zones with NPDES permits
is that the most common reason why a discharger
is
likely
to want
a mixing zone
is that the existence of
a mixing zone affords the
discharger
the prospect
of lessened effluent
limits
in
its NPDES
permit.
Mixing zones and NPDES permits therefore have an
inevitable natural linkage which entreats their administrative
association.
Aside from their natural association and aside from the
procedural advantages gained by linking
the mixing zone
determination with the NPDES permitting process,
the Board has
additional purposes
for making this linkage.
One such purpose
is
to provide
a directive to the Agency specifying
that mixing zones
are valid elements
of NPDES permits.
A second
is
to require the
Agency’s consideration of mixing
zones under
their statutory
obligation as NPDES permit issuer pursuant
to Section
39(b)
of
the Act.
The Board
is aware of concerns that occasions may arise
where,
for one reason or another,
a mixing
zone determination
might
not
be wanted within the context of an NPDES application
(e.g., R2.
at 470-3).
Although the Board believes
that most
of
these concerns may
be misplaced,
the Board
is not unmindful
that
any process, particularly
a new process such as the one before
us
now, may require later
tuning
if concrete examples
of problems
arise.
The Board will stand
ready,
as always,
to entertain
modifications of
the instant
rules
if
and when such problems are
brought
to us.
Moreover, although the Board does not
speak
for
the Agency
in such matters,
the Board can at least
note that the
Agency has attested
to
its desire to assist applicants during the
formative phases
of making mixing
zone determinations
(R2.
at
452).
107—285

—20—
Given this intimate association of mixing
zones with NPDES
permits,
the Board speculates
as
to whether
it might
not have
been advisable to present the whole mixing zone concept within
Part 309
(NPDES Permits)
rather
than Part 302
(Water Quality
Standards).
However, as noted at Second Notice
(Second Notice
Opinion at
9),
the Board sees
no functional impairment occasioned
by the instant placement,
but rather only an arguable
organizational awkwardness.
Allowed Mixing Outside of the Context
of an NPDES Permit
The association of mixing zones with NPDES permits raises
the question regarding whether any allowances may ever be made
for mixing of effluents which either are not NPDES—permitted
or
do not contain
a mixing zone as
a condition within an NPDES
permit
(e.g.,
Exh.
109 at
5).
The Board intends
that the answer
be yes.
The Board believes that allowed mixing outside of
the
context
of NPDES permits
is
a basic ~tenet of
the Board’s existing
rules, and sees nothing in the instant
record which warrants
departure from this tenet at this time.
The Board also believes,
that as a practical matter,
the
mixing zone issue should not need
to be visited in every NPDES
permit.
Mixing zone demonstrations can be expensive
(PC #31 at
1)
and time—consuming, both for the applicant and the Agency.
As
well,
many dischargers will not require mixing
to comply with
water quality standards.
Thus,
the whole process
of establishing
a mixing zone should be undertaken only where there
is reasonable
grounds
to believe
that the effort will lead
to better protection
for the environment,
the discharger,
or
both.
The Board believes
that this can only happen where discretion
is available
to both
the Agency and the discharger
to pursue mixing
zones
demonstrations
as either of
these persons sees
fit.
The Board
believes
that
this discretion would
be compromised
or even lost
if the only prospect for allowed mixing occurred
in the context
of an NPDES permit.
Several
of
today’s amendments are intended
to give
expression
to our intent
that affirmation within an NPDES permit
is not a necessary condition
to allowed mixing.
These
include
the addition of
“Allowed Mixing”
to the title of
Section 302.102
and the absence of any reference
to mixing
zones or NPDES permits
within the general applicability statement
of subsection
(a)
or
the limiting conditions specified
in subsection
(b).
We nevertheless again emphasize
that allowed mixing must
always occur only
as
a last
resort when there
is not otherwise
a
tenable alternative for
the discharger.
Moreover, whenever
anyone
invokes allowed mixing as
a method of compliance
with
water quality standards absent an NPDES—recognized mixing
zone,
the Board intends that there be
a heavy burden of proof on that
person to show that
the portion,
area,
and volume of the
107—286

—21—
receiving water used for mixing
is no less restrictive than would
have occurred with an NPDES mixing
zone.
For this reason we
today explicitly state this burden of proof
in Section
302.102(j)
We further believe
that
a decision regarding a mixing zone
made
in the NPDES context must
be given controlling status.
A
discharger must abide by an NPDES dccision
(with the protections
afforded by
its due—process provisions),
and should not
be
allowed multiple “bites
at the apple” by later invoking some
other interpretation
of allowed mixing.
Similarly,
an
action
should not
be brought alleging violation of allowed mixing. for
waters
in which mixing
is expressly allowed in an NPDES permit.
Therefore,
we explicitly state
at Section
302.102(h) and
(i)
that
a decision made
regarding allowed mixing
in
a NPDES permit shall
control
for
the duration of
that permit.
Allowed Mixing’s Applicability to Effluents
Under previous Section 302.102 allowed mixing applied only
to the mixing of effluents,
as
is apparent
in
the plain reading
of
the first sentence of prior
Section 302.102(a)
(i.e.,
opportunity shall
be allowed
for the mixture of
an effluent with
its receiving water...”).
“Effluent”,
in
turn,
is defined at
Section 301.275
as:
Any wastewater discharge,
directly or
indirectly,
to
the waters of
the state or
to any storm sewer,
and
the runoff from land used
for
the disposition of
wastewater or
sludges,
but does not otherwise include
nonpoint source discharges
such as runoff from land
or any livestock management facility
or livestock
wastehandling facility subject
to regulation under
Subtitle
E.
Under previous
regulations,
therefore, allowed mixing was
available only
to dischargers
of effluent
as defined
in
301.275.
Today’s rule does
not alter
this concept.
The ZID
Today’s amendments add a
new concept
to allowed mixing,
the
concept
of the Zone of
Initial Dilution
or ZD.
The purpose
of
a
ZID is
to make allowance
for the special circumstance where
it
is
not possible or reasonable
to achieve acute toxicity standards at
“end of pipe”,
but where
these standards can he achieved after
immediate and rapid dispersion
of the effluent.
Accordingly,
a
ZID is
by definition at Section 301.101
“a portion
a mixing zone
within which acute toxicity standards need not
be met”.
Further,
pursuant
to Section 302.102(e),
a ZID
is limited
to waters within
which effluent dispersion
is immediate and rapid.
107—287

—22—
Because
a ZID is
a component of a mixing zone,
it,
like
a
mixing
zone,
does not exist
until
it
has been formally recognized
by
the Agency as an NPDES permit condition pursuant
to subsection
(e).
Moreover,
such rights
as may flow from the existence of a
ZID do not exist until
the ZID itself has been established as an
NPDES permit condition.
This circumstance
is effectuated by the
provision at Section
302.102(c)
that acute water quality
standards must be met within all waters of
the state unless the
Agency has recognized
a ZID pursuant
to
302.102(e).
In determining
that
a ZID is available only when
specifically identified
in an NPDES permit,
the Board
takes
recognition
that
a
ZID is
a volume of
the waters of the state
within which acute toxicity
is allowed.
The Board views the
existence of acute
toxicity as
a drastic circumstance which
cannot be allowed without careful and considerate review
of the
special and individual circumstances which might warrant
its
allowance.
The Board believes
that anything less would
be
contrary to the elemental principles enunciated
in Section
2 and
11 of
the Act.
In various early drafts
of the ZID provision of Section
302.102
there were present several limitations which the Board
does not today adopt.
As
regards these,
the Board
notes:
1)
The condition
that
a ZID be “proportional
to the width
of the receiving body of water”
is not included.
This
condition is vague
to the point of fault
(R2.
at 160—2,
1514—5).
Moreover,
the Board believes ‘that
it
is
redundant of several
of the conditions
in subsection
(b), which apply
to ZID5 by virtue of ZID5 being
components of mixing zones.
2)
The 1,000 square—foot limitation on ZID size
is not
included.
Such limitation has been reasonably
shown
to
be arbitrary
(R2.
at
173,
268,
302—305,
329—47,
353,
1155—6,
1275,
1493,
1512—3), and hence
not
justifiable.
While
the Board does not intend that ZIDs
be unlimited
in
size,
it does believe that the
proscriptions of subsection
(b),
combined with
the
definitional provisions of
a
ZID,
are sufficient
to
provide practical size limits.
3)
The condition
that
a ZID “shall not cause actual
impairment
of
the aquatic environment” has been deleted
as redundant
of subsection
(b).
Allowed Mixing for Other Than Toxic Constituents
‘This record has focused largely on toxic constituents.
Nevertheless,
the issue
has been raised
(e.g., R2.
at 741—3)
as
to whether
the allowed mixing provisions
of Section 302.102 apply
107—288

—23—
to other
than the toxic constituents identified in Sections
302.208 and 302.210.
The Board intends that
the allowed mixing
provisions do generally apply
to all the water quality standards
within Part
302.
The notable exception
is that
the concept of
a
ZID does apply only
to toxic constituents, as
is explicit
in the
definition
of a ZID (i.e.,
it
is a portion of waters within which
water quality standards
for acute toxicity do not apply).
Dimensions of Allowed Mixing
A final question has been whether
the w~terswithin mixing
is allowed have the dimensions
of
an area
(Lz)
or
of
a volume
(L3).
The dimensions’ are those
of
a volume.
This
is implicit
pursuant
to subsections
(b)(8)
and (b)(ll)
of Section 302.102.
Subsection
(b)(8)
specifies
that allowed mixing may not contain
more
than
25
of the cross—sectional area of
a stream.
This
subsection thus set limits
on size
(breadth and depth)
in the
plane perpendicular
to stream flow.
Subsection
(b)(ll),
in turn,
specifies that the total surface area involved
in allowed mixing
may not exceed
26 acres.
This subsection
thus sets limits on
size
(breadth and length)
in the horizontal plane.
Read
together,
the two subsections specify a three-dimensional volume
within which mixing
is allowed.
Numeric General Use Water Quality Standards
-
Section 302.208
Section 302.208,
along with
Section 302.210, contains the
heart
of today’s adopted
rules.
Section 302.208 contains
parameters for which numeric water quality standards are
adopted.
Section 302.210 extends the prohibition against
toxicity to the larger universe of
toxic substances.
Acute versus Chronic Standards
A principal
feature of
the instant amendments
is
a “two—
number standard system”
to replace
the existing “single—number
approach”
for certain chemical constituents.
This “two—number
standard system”
utilizes an acute standard
(“AS”) and a chronic
standard (“CS”).
This approach
is meritorious because
it
addresses both acute effects caused
by high—dose,
short—term
exposure to
a pollutant,
and chronic effects produced
by low—
dose,
long—term constant exposure.
As applied
in the Section
302.208 amendments,
the AS may not
be exceeded
in any sample,
and the CS may not
be exceeded by
the
average of no fewer
than
four
samples collected over
a period of
at least
four days.
In the special case where mixing
is allowed,
the AS may not
be exceeded except within
a ZID, and the CS may
not
be exceeded outside
of the waters within which mixing
is
allowed.
107—289

—24—
Comparison of New versus Previous Standards
The General Use Water Quality Standards adopted today
fall
into one of five
categories.
The first
category consists of
chemical constituents
for which the previous standard
is replaced
by standards for both acute and chronic toxicity,
and which are
based on the ambient hardness of the water.
‘The chemical
constituents are cadmium, trivalent chromium,
copper, and lead.
For each of these chemical constituents toxicity has been
demonstrated
to be dependent on hardness
(Exh.
5,
7,
9 and
11
),
and accordingly
the standard
is defined as
a function of the
ambient hardness.
In order
to compare the previous versus adopted standards
for chemical constituents
in this first
category,
it
is
necessary
to specify ranges
of hardness.
In the following table
the range
of hardnesses used to show the possible range of values assumed
by the standards
is
27 mg/l
to 2500 mg/l.
This apparently
represents
the extremes of hardnesses ever
recorded
in Illinois
streams
(Exh.
82
at 2—11).
In
the following comparison,
all
standards are expressed
in micrograms per liter
(ug/l) and the
range of
the AS and CS adopted
standards are shown
for the
extremes of
recorded hardness
(Id.
at 2—11
to 2—13):
Cd
Cr(+3)
Cu
Pb
Previous Standard
50
1000
20
100
Adopted Standard:
AS
(range)
2.2—50
594—24,640
5.2—375
15—100
CS
(range)
0.4—14
71—2937
3.9—188
n.a.
The equations adopted for the trivalent chromium,
copper,
and lead acute and chronic standards and for the cadmium chronic
standard are the equations recommended
by the USEPA in the
corresponding Ambient Water Quality Criteria documents
(Exh.
5,
7,
9,
and
11).
The equation adopted
for
the cadmium acute
standard
is identical
to the equation
recommended by the USEPA in
the cadmium criteria document
(Exh.
5), except for the
“A”
term.
As the Agency notes, the cadmium criterion
in that
document
is intended
to protect rainbow trout.
The Agency does
not believe that
it
is
necessary
to apply
this standard
in
Illinois General Use Waters
(R2.
at
529).
Accordingly,
the
Agency has determined an equation
for calculating
a cadmium AS
which is appropriate
for Illinios
(Id.).
It
is this modified
equation, with the “A” term differing
from that
in the criterion
document, which
is today adopted.
The second category consists
of
chemical constituents
for
which
the previous single—valued standard
is
replaced by
standards
for acute and/or chronic toxicity.
These consist
of
arsenic, hexavalent chromium, cyanide, and mercury.
The
comparative standards, expressed
in micrograms per liter
(ug/1),
are as follows:
107—290

—25—
As
Cr(+6)
CN
Hg
Previous Standard
1000
50
25
0.5
Adopted Standard:
AS
360
16
2
0.5
CS
190
11
5.2
n.a.
It
is
to be noted that
the cyanide standard as adopted
is
also changed with respect
to analytical
method,
as reflected
in
a
change
in STORET number.
‘The previous cyanide standard was for
total cyanide
(STORET 00720), whereas
the cyanide standards
adopted
today are for weak acid dissociable cyanide
(STORET
number 00718).
The acceptance
of this change
is based upon
recommendations from both the Agency
(PC
#8 at pars.
27-25) and
Sauget
(R2.
at
309—11).
The third category consists of
a single chemical
constituent,
total residual chlorine (“TRC’),
for which
a
toxicity standard
is
today specified for
the first
time.
The
adopted limits are
19
ug,/1 as an AS and 11 ug/l as
a CS.
These
limits are
in accord with USEPA recommendations
for TRC
(Exh.
6).
The fourth category consists of those chemical constituents
for which no chan~e in the existing standard
is adopted,
as found
in subsection
(e)
.
These chemical constituents are:
Barium
Phenols
Boron
Selenium
Chloride
Silver
Fluoride
Sulfate
Manganese
Total Dissolved Solids
Nickel
Zinc
The final category contains only the parameter total
iron,
which
is today deleted.
This deletion
is based upon a record
which demonstrates
that
total
iron
is an inappropriate parameter
6 The Board
notes
that
as an administrative device the actual
procedure followed
for
these constituents has been
to
repeal them
and then
to immediately readopt them
in their previous form.
This procedure has been required by the reformatting necessary
to
accommodate
other portions of Section 302.208.
It
is
to
be
emphasized
that
no substantive changes are intended to flow from
this device.
In particular,
the Board intends no change,
nor
does
the record justify any change,
in the standards
for those
constituents
found in new subsection
(e).
107—29 1

—26—
for establishing water quality
(R2.
at 196—201, 696—7, 740)~.
Narrative Standard for Other Toxic Substances
Section
302.210 and 302.Subpart F
Organization of Section
302.210 and Subpart F
Section 302.210
sets out the basic narrative prohibition
against
toxic substances in toxic amounts and establishes
rules
for implementing this prohibition.
Subpart
F
(Sections 302.601
through 302.669),
in turn,
sets
out the procedures by which
quantitative evaluations
of what
constitutes
a toxic amount must
be made.
The basic prohibition
is stated
in the introductory portion
of
Section 302.210.
The introductory portion also explicitly
states that the toxicity referenced includes toxicity to humans,
animals, plants,
and aquatic life generally.
It further
specifies
that numeric standards already adopted by the Board
have precedent over any criteria numbers which might otherwise
be
calculated pursuant
to Section
302.210.
Sections 302.210(a)
through
(e) specify how toxicity
criteria are to be determined.
Specifically, toxicity criteria
are to determined pursuant
to the procedures of Subpart
F.
It
is
further
specified that when
this
is validly and correctly done,
the concentration so determined
shall
be deemed
to
be constitute
the toxic amount.
Subsection
(f)
lays out the scope of
application
of criteria, and the framework within which their use
may be challenged.
Subpart F sets out the procedures
to be applied in
determining
toxicity criteria under
the various possible
scenarios of interest.
For example, Sections 302.612
through
302.621 set out procedures
to be used when acute aquatic toxicity
is of interest,
Section 302.633 sets out procedures
to be used
when toxicity
to wild and domestic animals
is
of interest,
and
Sections 302.648
through 302.657
set
out procedures
to be used
when interest
is
in
a substance which
is
a human nonthresh’old
toxicant,
etc.
Given
the large number of possible scenarios of
interest,
Subpart F is accordingly lengthy.
in the collateral proceeding, R88—2l(B),
a proposal to add
a
dissolved
iron standard
to both the General Use and Public and
Food Processing Water Supply Standards
is being entertained.
107—292

—27—
The Place and Purpose
of a Narrative Toxicity Prohibition
The Board’s General Use Water Quality Standards have always
contained a general prohibition against
the occurrence of toxic
substances
in water
of the State, with such prohibition expressed
as
a narrative standard.
The purpose of the narrative standard
is
to assure that toxic contaminants are not present, even
if no
specific numeric standard for the contaminant
in question has
been adopted by
the Board.
Specifically,
it had been stated at
35 Ill.
Adm. Code 302.203
that:
Waters
of the State shall
he free from
..
.
matter
of
other
than natural origin
in concentrations
or
combinations toxic or harmful
to human,
animal, plant
or aquatic
life.
Additionally,
at
35
Ill. Adm.
Code 302.210
it was stated:
Any substance
toxic
to aquatic
life shall
not exceed
one—tenth of the 96—hour median tolerance limit
(96
hr.
TLm)
for native fish or essential
fish food
organisms.
Today’s adopted
rules retain this
fundamental prohibition
against
toxicity,
but substantially develop
it
in a manner
consistent with the CWA requirements.
Simply put,
the purpose of
today’s action
is
to more firmly assure that there
shall
be no
toxic substances
present
in toxic amounts with the waters
of the
State.
Defining the “Toxic Amount”
There
is no apparent disagreement over the fundamental
probibition against
toxic
substances
in toxic amounts.
Rather,
the dispute
that exists
is over the definition of what
constitutes a “toxic amount”.
For many substances, particularly
the common toxic substances,
it
is known
to very good levels of
approximation what constitutes
a toxic amount.
This level
of
certainty
is exemplified by the substances
for which today
we
adopt,
or have previously adopted,
specific numeric standards
in
Section 302.208.
If all contaminants could be treated as are those
in Section
302.208,
the instant amendments would constitute
a straight-
forward exercise.
However,
this
is not
the case.
‘The problem
is
that there are many substances for which
we cannot identify with
much precision what constitutes
a
‘toxic amount”.
In
fact,
the
down—side
is that we cannot do this
for
the great majority of
toxic substances;
the many necessary studies simply have not yet
been done,
and
in many cases the toxic nature
of substances
themselves may not have been
identified
or the toxic substance
may not even have been yet manufactured.
The up—side
is that
107—293

—28—
these substances tend to be rare and hence
the chance of
encountering them
in the environment
is small.
The Agency has proposed, and we accept,
what we believe
to
be an innovative and constructive approach to defining what
constitutes
a
“toxic amount”
for those substances
for which we
cannot
yet realistically specify
a numeric standard.
The
approach consists of’setting up
a tight series of procedures and
directives
by which the best currently—available
toxicity
information
is used
to approximate
that numeric criterion which
might eventually evolve into a standard as more and better data
accumulate.
This approach has several advantages.
Among these are that
it
is not necessary to propose numbers
for substances which may
not be encountered
in Illinois waters,
thus warding off
a
substantial, unproductive effort.
Additionally,
the narrative standard approach allows for
rapid reaction against a substance
not previously present,
existent
or recognized as being toxic.
Environmental control
history
is replete with examples
of new needs and new
technologies causing
the development, and entry
into the
environment,
of new substances.
Moreover,
the toxicity of some
of these substances has not been recognized until
long after
their appearance
in the environment.
It is perhaps one of
the
major shortcomings of environmental control
that
it has,
not
uncommonly,
been sluggish
in responding
to the appearance
of new
toxic substances.
Today’s amendments will not do away with the
time necessary to respond
to new pollutants,
but
it can
substantially shorten
that time.
Under
the instant amendments,
whenever
it
is recognized
that
a new substance offers
a
threat,
the Agency would have the ability
to immediately
react
to
whatever sources may be responsible and
to work with that source
in eliminating
the threat.
Another principal advantage of
the instant amendments
is
that
they greatly reduce the potential
for lending unwarranted
credence
to unreasonable numeric standards.
The history of
environmental control clearly tells
us that determination
of the
appropriate standard for most
substances does not come easily.
Rather,
large amounts of data must
be accumulated and extensive
study must
be undertaken before the obvious numeric standard,
if
ever,
is
revealed.
This condition,
however, cannot be an excuse
for
the environmental decisionmaker
to defer action until
certainty
is achieved.
The art
of the environmental decision—
maker
is,
in fact and
in no small measure,
knowing when and how
to act
in the face of less
than complete certainty.
This
is not
to say that
even the most artful
of
the environmental
decisionmakers
is always correct.
To the contrary,
it
is quite
common that later
research shows
that numeric standards have been
incorrectly set,
thus requiring that standards be continuously
107—294

—29—
reassessed in light
of the most recent scientific
information.
But the reassessment process
is also slow;
work loads are heavy
and crises cause the diversion of attention.
Moreover, once
graced with
a numeric
limit,
a standard takes on a distinct
life
of its own,
and the most difficult stumbling block to honing an
existing numeric standard tends
to be
the very prior existence
of
the standard.
It
is certain
that there are standards on today’s
books which are outmoded,
outdated,
and not justifiable under
knowledge presently
in existence.
The General Use Water Quality
Standard
for Lotal
iron,
today deleted from Section 302.208
(see
above), constitutes
an excellent example.
The approach adopted here reduces
the likelihood of outdated
and outmoded standards 0y deferring formulation of
the numeric
standard until more of the pertinent
information
is available.
At the same time,
today’s amendments allow the Agency
to utilize
the best currently-available
information
to
interpret the
fundamental policy of
“no toxic substance
in toxic amounts”.
This policy,
to be sure,
is not without
its disadvantages,
and these must
be understood.
Among them
is that the regulated
community may find some discomfort with not being able
to
immediately access
a complete
list
identifying what specific
numeric
level
of
a toxic substance is likely
to constitute a
violation of the prohibition against
toxicity.
We note, however,
that this
is also true for most toxic substances under
current
prohibitions against toxicity.
We do believe that today’s
approach can go a long way toward easing any discomfort by
spelling out
in great detail
the procedures by which criteria
which define
a “toxic amount” can be determined by anyone.
Thus,
any person may determine what constitutes
a “toxic amount”,
even
for substances
not yet considered by the Agency as regulator.
Moreover,
the regulated community need not
be reminded that
it
has due process
rights, plus several routes of appeal
to the
Board,
should
it
find disagreement with the manner
in which
the
procedures herein are interpreted or
applied.
A second disadvantage
is
that which accompanies any
pioneering effort.
There are
no extensive
track records
developed by other
regulatory agencies upon which we might
look
for guidance
in ironing out those glitches,
small
or otherwise,
which innovation inevitably carries.
This disadvantage, however,
certainly must
not be viewed as fatal,
less
we make
no progress.
“Criterion” Versus “Standard”
‘There
is a distinction
to be noted between
a water quality
standard,
as exemplified by the numeric limitations stated at
Section
302.208, and a criterion,
as
referenced
in Section
302.210 and calculated pursuant
to 302.Subpart
F.
A standard
is
a rule ad’opted by the Board,
after notice
is given and written
and oral comments and testimony are received, pursuant
to Title
107—295

—30—
VII
of the Act and Sections
5,
5.01,
5.02 or
5.03 of the APA.
As
defined
in Section
3.09 of the APA, a rule means “each agency
statement of general applicability that implements, applies,
interprets
or prescribes
law or policy”.
In contrast,
a criterion,
as that word
is used herein and
even though
it
is a number derived
by the Agency pursuant to the
rules adopted by the Board
in 302.Subpart
F,
cannot be considered
to be
a statement
of general applicability.
Criteria will
be
derived by the Agency
in the course of the NPDES permitting and
other site—specific situations,
and applied
on
a case—by—case
basis,
taking into account
the nature of the waterbody of
interest.
USEPA has recently stated:
Water quality criteria express water quality
objectives for protecting aquatic
life and human
health and for meeting
a defined
level of water
cuality protection.
Where
a discharge
has a
reasonable potential
to cause or
contribute to an
excursion above
a water quality criterion,
NPDES
permit
effluent limitations are necessary to ensure
that water quality standards will always
be met.
(Exh.
61
at
54 Fed. Reg.
23872).
Once
a standard has been established by Board regulations,
and
it has withstood any appeals, the validity
of
that number
itself cannot
be subsequently challenged
in a contested case
setting.
However,
an Agency calculated criterion can.
Because
criteria numbers will
be generated without the benefit
of
statewide public participation, and because application of the
Subpart F procedures necessarily require the use of
assumptions
and professional
judgment about which reasonable experts may
disagree,
the validity and correctness
of application of
a
criterion must
be reviewable
by the Board on
a case—by—case basis
when the criterion
is applied
to a particular situation.
Where
the Agency believes
that any criterion which
it may derive
in
a
particular
case should appropriately be given statewide
applicability,
the Agency can and should propose pursuant
to
Title VII of the Act addition of
that criterion
to the list
of
numeric water quality standards contained
in Section 302.208.
Criteria and Agency APA Rulemaking
At various stages
in this proceeding
the question has been
asked as
to whether individual toxicity criterion determinations
might
or should be made by
the Agency
in an APA rulemaking
(e.g.,
PC
#20
at
11—13).
This
is not
the Board’s
intent.
In addition
to the observations
above,
the Board notes
that
if criteria were
to
he adopted
by the Agency
as APA rules,
such criteria would not
be reviewabie
by the Board.
The Act does not provide
for appeal
of Agency
rules to the Board;
Lhe Administrative Review Act
dictates that
such appeals would be heard in the circuit court.
107—296

—31—
Additionally,
the Board doubts its ability to grant variances
or
adjusted standards
from Agency rules.
In short,
use of the APA
process would result
in Agency action which would escape any
review or alteration by the Board,
a situation which the Board
cannot allow to occur.
This would amount
to
a gross abdication
and unlawful subdelegation of the Board’s duties
to “determine,
define and implement environmental control standards”
(Act
at
Section
5).
Sequential Challenge Opportunities
The USEPA has expressed concern
that
the
instant
rules at
Section
302.210(f)
not provide sequential opportunities for any
given person
to challenge any single criterion
(PC #23).
The
Board shares this concern.
We do not intend today
to create an
opportunity
for new sequential challenges within a
single
action.
Moreover,
we
do not intend
to provide
for any challenge
rights which are not already expressly provided for under
Illinois
law.
The Agency correctly observes
that the challenge
rights enunciated within subsection
(f) are the standard~
challenge rights under
Illinois law:
The criteria will serve as the basis
for the water
quality protection program which includes NPDES
permit,
non—point source management programs and
pollution remediation programs.
In any of these
forums,
provision
.
..
exists
for
a party to challenge
the accuracy with which
the Agency adheres
to the
Board’s established procedures
(Subpart
F)
in
criteria derivation.
During the NPDES permit
issuance process, public notice and appeal provisions
protect
the interests
of the permittee.
In an Agency
enforcement proceeding for violation
of the narrative
standard,
the Agency must support the allegations
with proof
that the narrative standard was exceeded
and that any criteria utilized
in this context were
properly derived consistent with
the Board’s Subpart
F procedures.
Thus,
this program relies on the same
legal framework and functional elements
of existing
(water quality protection programs.
(PC #20
at 3—4).
Nevertheless,
the Board believes that the
issue of
sequential challenges
is
best explicitly addressed
in subsection
(f).
Accordingly,
the subsection explicitly states that only one
opportunity to contest
a given criterion
is given
to any one
person.
That criterion may be challenged only at the time
it
is
first applied to
a person, whether
that be
in an NPDES permit
appeal or enforcement action;
failure
to make such challenge at
the first opportunity constitutes
a waiver
of any challenge.
107—297

—32—
Burden of Proof
USEPA has been critical of
its perception of the burden
of
proof imposed on the Agency
(PC #23).
Were criteria designed
to
be promulgated by the Agency as APA rules
(see above),
the Board
would agree that any question of burden of proof would be
inappropriate,
since the Agency would have been required
to
justify criteria and accept public comment during the rulemaking
process,
and
a 35—day appeal period would be provided by the
law
during which persons could challenge
the criteria.
Given
that
the Agency will not be promulgating criteria
as APA rules,
the
only mechanism available
to the Board
to guarantee due process
is
to allow challenge to be made to criteria at
the time they are
applied.
The Board agrees that
this will place some
administrative burden on the Agency,
in
that the Agency may need
to persuade the Board of the validity of any one criterion
in
several permit appeals and enforcement actions
in which
it may be
applied.
However,
the Board notes,
as also does the Agency
(PC
#20 at
3—4),
that this administrative burden
is explicit under
Illinois
law.
Moreover,
the Board notes
that the Agency can
minimize such burden by proposing
to the Board that any given
criterion be adopted as
a Section
302.208 numeric water quality
standard.
Upon adoption by the Board,
the Agency would be freed
from any additional burden of proof regarding the standard.
Since there are special nuances associated with the burden
of proof
in permit appeals,
this matter
is expressly addressed
in
subsection
(f)(2).
Among the provisions
of subsection
(f)(2)
is
the requirement
that
the Agency
include
in
its permit appeal
record all information on which
it has relied in developing and
applying criteria
in
a permit.
Also included is the burden of
proof language Section
40 of the Act,
and the note that there
is
no presumption
in favor
of the general correctness and validity
of the application of criteria.
This
is consistent with the
general case law which has developed in
the permit appeal area,
in which no presumption of validity attaches
to Agency permitting
decisions.
While
the burden remains on the permittee
to
demonstrate that
a criterion—based
condition
is not necessary
to
accomplish
the “no toxic substances
in toxic amounts”
requirement
of
Section 302.210(a),
the Agency must
“go forward” with
information supporting
its inclusion oi
a permit condition based
on
a
criterion.
‘This
is
no departure from existing practice,
wherein challenged permit conditions are stricken
if the record
contains
no or insufficient
information supporting
their
inclusion.
Purpose and Utility of Subpart
F
Subpart
F
lays out procedures
to be used
to calculate
criteria for
those chemical substances
for which numeric
standards do not exist.
It cannot
be disputed that
there are
instances where
it
is necessary
to be able to determine
the
107—298

—33—
concentration at which toxic substances not otherwise supplied
with numeric standards are toxic.
Such instances arise at any
time
it becomes necessary
to estimate what constitutes the “toxic
amount”
in the fundamental prohibition of
“no toxic substances
in
toxic amounts”.
Such instances
include, but are not necessarily
limited to, the establishment of permit limits
in the NPDES
permitting process.
The purpose of Subpart
F
is
to provide some order and
framework within which these estimations can
be made.
It
is
intended to provide directive
to the Agency
as
to what
it must
and must not include when
it does such estimations.
It
is also
intended to let the regulated community know what
the Agency can
and cannot consider when
it
d’oes such estimations.
Moreover,
it
is intended
to
let any person,
from the regulated community
or
otherwise,
know what this Board views as permissible procedures
for estimating
the toxic concentration
of any chemical.
In
short,
the purpose of Subpart F is
to provide an out—in-the—open
set of procedures for estimating toxicity.
It
is equally important
to note what Subpart F
is not
intended to be.
In particular,
it
is not intended to
be an NPDES
permitting manual,
as some would apparently wish
it to be.
It
does
not,
for example, specify
the detailed procedures the Agency
must
use
in translating an estimation
of toxicity into an NPDES
permit limit.
This and similar matters are within the purview
of
the Agency as
the State authority responsible for awarding NPDES
permits.
The Board can only accept the word,
and past actions,
of
the Agency
that
it
intends
to fully comply with
its NPDES
role,
including
the compilation of such “manuals” and permit
writers guides
as may
be necessary
(R2.
at
1207;
PC #25
at
8—9).
‘rhi’s perspective notwithstanding,
there would still appear
to be some who would question whether Subpart
F accomplishes
its
purposes.
The Board believes
that at least
a part of this doubt
is based on commentors’
less-than—complete or authoritative
review of
Subpart
F.
Among
the remaining,
the principal doubt
appears to flow from the perspective
that Subpart
F contains some
elements of choice about which reasonable experts might be
expected
to differ.
The Board agrees that some such elements are
present
in Subpart
F,
but nonetheless believes
that they are
minor, perhaps inevitable, and are neither
of the frequency
of
occurrence nor
of the magnitude
to significantly influence the
utility of
Subpart
F.
Subpart
F follows well—accepted procedures used
in
toxicological assessment.
Toxicological assessment
is, however,
not without
its inherent uncertainties.
It
is
a science much
burdened
by complex,
interrelated phenomena that now and
into any
foreseeable future has
to be expected to present instances where
reasonable
experts are going
to disagree
(e.g., Exh.
117 at
2).
However, most emphatically
this situation must not provide excuse
107—299

—34—
for us to set aside
that wealth of “accepted” toxicological
principle which can so usefully instruct us towards
the proper
economic,
social,
and environmental management we are charged
to
pursue.
In its simplest fashion, part and parcel of using
toxicological assessment
is the acceptance
of
its occasional
wart,
including that reasonable experts may sometimes disagree.
It
has not
in fact been demonstrated within this record,
even allowing that experts may sometimes disagree,
that such
incidents are likely to occur other than rarely.
It
has also not
been demonstrated that,
should experts disagree, any result which
would
flow from their disagreement would necessarily lead
to
different regulatory
results.
In any event,
the Board again
emphasizes that
it stands ready
to resolve such disputes
if and
when they are brought before
it.
In sum,
the Board believes
that Subpart
F has
a necessary
and well—defined purpose.
It believes
that,
as constructed,
Subpart F incorporates the best pertinent procedures
of
toxicological assessment.
It also believes that Subpart F has
utility in achieving
its purpose.
Alleged Unlawful Delegation
of Rulemaking Authority
Concerns have been raised that the Subpart
F procedures
for
deriving narrative criteria constitute an
improper subdelegation
of
the Board’s rulemaking authority to the Agency.
(e.g.,
Rl.
at
224,
296—97,
539,
554—59,
933; R2.
at
66—67,
74, 94—101, ll0~
115—16;
PC #11
at
3—9;
PC #10 at
21—24).
Pursuant to Subpart
F,
the Agency calculates
various
“water quality criteria”
based upon
a detailed series of procedures
for those
new substances which
are not limited by
a specific numeric standard.
The question
arises whether
this procedure constitutes an improper delegation
of’the Board’s
rulemaking authority because
the Agency rather
than the Board “derives”
the numeric criteria.
This question misses, among other matters,
the essential
distinction between a standard and a criterion.
The standard
here
is “no toxic substances
in toxic amounts.”
Criteria derived
by the Agency under
the narrative standard procedure merely
operate as
a means of
refining the measure of
“toxic amount”
for
a given substances
or combination
of substances.
The Board recognizes
its sole auth’ority under
the Illinois
Environmental Protection Act to promulgate regulations
(Ill.
Rev.
Stat.
1987,
ch.
11l’~’, pars.
1005 and 1027).
As
pr’oposed by
the
Agency and modified by
the Board, cr:teria derived under
the
narrative standard procedures do not
rise
to the level
of
standards
(see above).
The Board does not view the Subpart
F
procedures as constituting an improper delegation
of
its rule-
making authority
to the Agency.
107—300

—35—
Criteria
in Enforcement Actions
The narrative criteria indeed have a special limited role
in
an enforcement action brought pursuant
to Title VIII of the
Act.
Exceeding
a criterion does not
in and of
itself constitute
a violation of
the “no toxicity standard”.
Viewed
in
terms of a
possible enforcement
action for violation of a general water
quality standard,
the person bringing the action would be
required to prove
that
a
respondent violated the standard of no
toxicity.
Where alleged violation of the toxicity standard
is
based upon an alleged excursion of
a criterion,
the person
bringing the enforcement action has the burden of
going forward
with proof
and of persuasion regarding the validity and
correctness
of application of the criterion.
Respondent may defend against
the application of
such
a
criterion by challenging whether
the complainant properly
followed
the procedures
of Subpart
F,
as well as challenging the
data relied upon
by the complainant
in calculating
the numeric
criterion.
The complainant would be required
to justify
its
procedures, particularly
in those instances where unusual species
or extreme exposure times were relied upon.
Notice of Criterion Determinations
In the normal course,
criteria will be developed by the
Agency during its review of an NPDES permit application,
based
in
part on data supplied by the individual discharger.
Once
developed, however, criteria might thereafter
be applied
in
permitting and enforcement situations involving persons who had
no opportunity to provide
input into the criteria derivatio’n
process.
To ameliorate
this situation,
the Board requires the
Agency
to notify the public by publication of notice
in the
Illinois Register,
and also
to maintain
records sufficient
to
support appropriate challenge
to
‘any criterion.
These
requirements are
found at
Section 302.669.
When viewed
in the context
of an enforcement action,
the
enforcement
notice
(Ill.
Rev.
Stat.
1987,
ch. 1ll~, par.
1031(d))
which requires the Agency
to inform
a person of
the charges
alleged prior
to issuing
a complaint, may
serve as a
form of
notice
by identifying’ the criterion allegedly exceeded.
The
opportunity
for’ public participation
is provided at the
enforcement hearing.
ECONOMIC CONSIDERATIONS
Estimat ions
Obtaining estimates of the costs associated with the instant
rule has proven difficult beyond that normally encountered
in
107—301

—36—
making environmental economic impact analyses.
Principal
compounding factors include:
(1) determining marginal costs of
the instant
rule;
(2) uncertainty as to the effects of exception
procedures;
(3)
inability to determine the most effective
compliance methods; and
(4) uncertainty about
the number of
affected facilities.
Marginal costs are difficult
to estimate because a number of
facilities are arguably out of
compliance with current water
quality standards,
effluent regulations,
and/or pretreatment
requirements.
If these facilities were
in compliance with these
existing regulations,
at least some of
them would
not require
additional
actions to come into compliance with the provisions
of
the instant
rule.
However,
it
is uncertain,
short of doing site—
specfic analyses of each,
as
to how many such
facilities there
are.
Three exception procedures are of particular
importance.
The first
is the chlorination exception found at
Section
304.121(b),
the second is the proposed exception
for intermittent
chlorination at proposed Section 304.221
(see Docket B), and the
third
is the allowed mixing provisions
found
at 302.102.
Among
the facilities which would be out
of compliance as
a consequence
of adoption
of the instant
rule,
the largest number are probably
facilities which would be out
of compliance with the total
residual chlorine standard
of 302.208
(Exh.
107;
PC #24 at
3).
However,
those facilities which qualify
for
the 304.102(b)
exception can comply with the TRC standard
b,y the simple,
no—cost
expedient
of ceasing
to chlorinate
(PC #25
at
2—5).
Similarly,
those facilities which qualify
for the intermittent chlorination
exception, mostly within the steam electric category,
would incur
no compliance costs related
to the TRC parameter.
Lastly,
those
facilities which qualify
for allowed mixing may require
no action
to remain
in compliance.
Estimation of the proper control strategies
is compounded by
the wide differences among potentially—affected
facilities and
facility—types, plus the certainty that
the chemicals of concern
will differ among facilities;
again,
a definitive answer would be
available only through
a site-specific analysis
of each
facility.
It
is likely that
some facilities would have
to use
add—on controls
to mneet
the requirements
of the instant
rule.
Others,
however, are likely
to
be able
to comply by making
relatively minor,
low—cost adjustments within their
current
methods of operation
(Exh. ‘96 at
4-8).
Still
others are likely
to be able
to comply via pre—treatment options at
no direct cost
(PC #25
at
6—7).
Lastly,
there
is uncertainty which arises concerning the
number of potentially affected facilities.
This uncertainty
is
of two types: uncertainty related
to projected performance
of
facilities,
and uncertainty
related to presence of
regulated
107—302

—37—
substances
imi Illinois effluents
in general.
In the first
context,
it
is uncertain whether past discharge records are a
significant predictor of future ability
to comply with the
proposed
regulations.
As the Agency points out,
a single past—
exceedance
of one of the proposed standards
is not evidence
of
a
need
for remediation,
given that the “quality,
reliability and
representativeness of
individual measurements must receive some
consideration
in formulating reasonable assumptions before any
remediation
is warranted”
(PC.
#25
at
6).
The Agency adds
that
a
single value exceeding a standard could be
the result of
analytical
error
or a unique event
that
is
non—representative,
and that the Agency “certainly
.
.
.
would
not impose additional
treatment
on a discharger with such an information base”
(Id.).
The second context within which there
is uncertainty
regarding the number
of affected facilities
relates
to inadequate
data on the number
of potentially regulated substances,
and
to
what degree these might occur
in
Illinois discharges.
The data
base
is simply not available
to say that there are “x” number
of
facilities which discharge substance
“y”
in such
a manner
as
to
cause toxicity in Illinois waters,
let alone
to identify the
various
“y” substances which may exist.
This condition relates
to the fact that Section
302.210
is
intended
to cover all toxic
substances
capable of
causing toxicity
in Illinois waters.
No—
one knows either the identity or number of all such substances.
It
is only known
that when they are recognized
to be toxic and to
occur
in toxic amounts, action
to control
them below toxic
amounts must
be undertaken.
DENR Cost Analysis
In spite of
the inherent problems associated with doing
a
cost analysis
in the instant
arena,
as noted above,
DENR has
taken on
the difficult
task
of attempting
to quantify the costs
of the proposed
rule.
The DENR analysis
is of limited scope.
It
only addresses costs
related to compliance with the arsenic,
cadmium,
TRC,
chromium,
cyanide, and lead w~terquality standards
of Section 302.208, and then only as “major°” facilities might
need
to comply with these standards.
Within these limitations,
however,
the DENR analysis
consists
of
“worst—case” condirons,
in that
it assumes that
(1)
one past occurrence of
an exceedance warrants remediation,
and
(2) all remediations will
be via add—on control
systems.
Within
this framework, DENR presents three scenarios wherein there
is
no
8 A “major”
facility
is any facility named
on a list
negotiated
between
the Agency and the USEPA
(R2.
at
890—1).
At present
there are approximately 275
“major”
facilities
in Illinois
CR2.
at 1063).
107—303

—38—
allowed mixing,
5
of available flow
is allowed
for mixing, and
25
of available flow
is allowed
for mixing.
DENR initially
estimates
the total costs
of these three scenarios,
over
a
30—
year period,
to be $7~8.4million,
$598.1 million, and $514.7
million,
respectively~ (PC #24
at
4).
These costs include
full compliance with current regulations
and permit limitations,
and hence are not marginal
costs related
to
the instant
rule.
DENR estimates
the costs necessary
to
comply with current permit limitations
to he
$478.4 million over
a
30-year period,
applicable
to all three mixing scenarios.
If
this figure
is subtracted from each
of the above figures,
the
marginal costs within the three scenarios
are $300 million,
$119.7 million, and $36.3 million,
respectively, over
a
30—year
period
(PC #24 at
5).
Similarly,
if recognition of
the Section 304.211
chlorination exemption
is made, DENR estimates
that the total
costs ~ould
be reduced by $63.7,
$56.4,
and $53.5 million over
30
years
for the three mixing scenarios,
respectively
(PC #24 at
Table
19A,
20A,
and 2lA).
Margin costs for
the instant rule
become,
in
turn,
$280.6,
$108.4, and $27.1 million over
30 years,
respectively.
The Board believes the weight given to these “worst case”
figures must
be tempered with consideration of the assumption
of
universal use of add—on controls,
and the degree
to which
the
add—on control assumption
inflates
the estimated costs.
This
assumption
seems
to cause particular difficulties with the costs
assigned tomunicipal dischargers.
A municipal discharger would
not obviously use add—on treatment systems
to address
a metals
problem.
Metals
in municipal discharges,
with rare exception,
derive from a few industrial
sources
tributary
to the municipal
treatment works.
If a municipal works needs to reduce its metals
output,
it would
not logically attempt
to do so after these
sources have mixed with other
in—coming wastestreams,
but rather
prior
to mixing.
It
is simply not sensible
to combine
influent
streams, and then have
to treat
the whole, when the offending
smaller portion can be addressed directly at lesser cost.
Moreover,
the Board’s pretreatment regulations provide
a
regulatory mechanism wherein
the muncipal discharger
can bring
about
this type of program.
The Board notes
that the cost figures cited herein are
different
from the figures originally offered by DENR
in Exh.
96.
DENR revised its
c’ost estimates based upon comments at
hearing and has presented
these
revised cost estimates
in PC
#24.
It
is these latest,
PC #24 figures, which are herein
cited.
The Board appreciates me
extensive effort
DENP. has made
to prepare
the revised figures
in time for their consideration
herein.
107—304

—39—
The Agency takes something
of the same view regarding costs
assigned
to municipal dischargers,
from which
it concludes that
“the
extreme costs reported for removal technology and sludge
disposal at municipal treatment plants should be
removed
in their
entirety from the impact statement”
(PC #25 at
7).
The Board
is
uncertain as
to what the total effect of
removing the municipal
costs
from the DENR estimates would be, since at
least some
fraction of the costs would seemingly have to
be shifted
to the
tributary
industrial dischargers.
However, the Board does note
that add—on metals treatment costs attributed
to municipal
treatment works
range from 63.4
of
the total estimated costs
in
the no-mixing scenario
to 75.7
of the total estimated costs
in
the 25
mixing scenario
(PC #24
at Tables
l9A,
20A,
and
21A).
Steel Group Estimated Costs
The Steel Group estimates costs
to
its five facilities which
discharge
to
Illinois waterways
to be approximately $19 million
per facility
(PC #30 at 13—14).
This figure includes sludge
disposal costs over
a thirty year period.
It does not
include
costs
to mills which discharge
to POTWs or costs
for compliance
with the narrative standard of
Section 302.208
(Id.).
The Steel Group’s figures contrast with DENR’s estimated
30—
year $5.25 million average
total cost per primary metals facility
(PC #24 at Tables l9A,
20A,
and 2lA).
Additionally,
approximately half of
the DENR estimated
cost
is for compliance
with current regulations
(Id.
at Table
22A),
rather than for
compliance with the instant
rule.
Benefits
DENR opines that,
given
the time frame of the instant
rule,
‘it was not possible for DENR
to conduct
a formal,
rigorous study
of environmental benefits of
the instant
rule
(PC #24
at
23).
In
lieu thereof DENR conducted a spatial analysis
to identify
the
areas of
the State mostly
likely to benefit
from adoption of
the
pr-posed
rules
(Id.
at 24—36
and Figures
1—12).
On this basis,
DL”~Rfinds
that waterways
in most
of
the stream basins
of
Illinois are impacted by at
least one toxic pollutant, and thus
that benefits from reduction in discharges
of toxic pollutants
would occur
in most stream basins
(Id.).
DENR has further reviewed the degree
to which
Illinois
waterways are impacted by various categories
of toxic
pollutants.
From this analysis DENR concludes
that
toxic metals,
priority organics,
and pesticides
impact 6.2,
2.2,
and 0.9
of
Illinois’
stream miles,
respectively
(Exh.
82
at 3—5).
Similarly,
DENR concludes
that
12.3,
2.8,
and 7.9
of
Illinois’
acreage
in inland lakes
is impacted by toxic metals,
priority
organics,
and pesticides,
respectively
(Id.
at
306).
One benefit
107—305

—40—
to be derived from effective toxics control woud
be
to eliminate
the toxic impact
in all of these waters.
Conclusion
The Board
is
charged under
the Act
to take into account the
technical feasibility and economic reasonableness
of all
regulatory proposals before
it
(Act
at Section 27(a)).
Compliance with the proposed regulations can be achieved with
existing technology
(e.g.,
Exh.
108).
Therefore,
the substantive
issue before the Board is solely ‘vhether implementation of the
instant rule
is economically reasonable.
The Board has considered the various cost and benefit
analyses presented in the record,
as
noted above.
From this
record
it
is
reasonable
to conclude that implementation
of
toxics
control will have costs ranging upwards
of several million
dollars per year now and into the foreseeable future.
Expected
benefits include an improved aquatic environment and a benefit
to
human health through reduced presence of toxic substances
in the
human environment.
Given
this balance,
the Board concludes
that
the instant
rule,
will not be economically unreasonable.
While the Board’s conclusion are not driven by potential
USEPA action,
if the
instant rule
is not adopted by the State,
then the USEPA will impose
a similar, but not necessarily
identical,
program.
Thus,
another view of
the question before
this Board
is whether
the instant rule
is economically
reasonable
when compared to the alternative of
a USEPA—imposed program.
The USEPA has not specified the details of
the program
it
would impose upon
Illinois if Illinois fails
to adopt
its own
program.
While one can speculate that
the economic difference
may be minimal,
the Board has focused primarily
on the record
in
this proceeding
as the basis for its economic conclusions.
However, given
the relatively little latitude afforded by the
CWA,
it
is unlikely that either the costs or benefits associated
with any alternative program would differ substantially from
those associated with the instant rule.
~ny program will have
to
cause the elimination of toxic substances
in toxic amounts
in
Illinois waters.
Whether
this
is done as
a
result of a Board
mandate
or a USEPA mandate should not change
in significant
measure
the number of dischargers who are required
to take
corrective
action.
Neither should
it affect the basic methods
and costs of compliance
(capital, operating,
and sludge
management costs),
nor the environmental benefits.
AMENDMENTS MADE
IN RESPONSE TO JCAR RECOMMENDATIONS
As noted previously
(see
p.
5), JCAR recommends certain
alterations
to the Second Notice proposal intended
to improve the
107—306

—41—
overall clarity of
the instant
rules
(Exh.
123,
124).
Following
are the changes which are made
in response
to JCAR.
In each
case,
language which has been added
to the language of Second
Notice is underlined, and language which has been deleted from
the language of Second Notice is struck—through.
Section 302.l02(b)(6)
configured as
to assure a ~ea~e~b+e
zone of passage
Section 302.102(b)(9)
where the water quality standard for the constituent i~n
question
is already
.
Section 302.102(e)
.For
the purposes
of this
subsection,
“immediate”
dispersion means
an effluent’s merging with receiving waters
without delay
in time after
its discharge and within close
proximity of the end of
the discharge pipe,
so as
to
minimize the length
of exposure time
of aquatic life
to
undiluted effluent,
and
“rapid” dispersion means
an
effluent’s ~~ek
merging with
receiving waters
so as
to
minimize the length
of exposure time of aquatic life
to
undiluted effluent.
Section 302.615(h)
If
a resident or indigenous species, whose presence
is
necessary to ~
the sustain commercial7 or
recreational activities,
or eeee~4ea~de~
~f the
prevent disruptions
of the waterbody’s
ecosystem,
including
but not limited
to loss of species integrity
or
a shift
to a
biotic community dominated by pollution—tolerant
species,
will
not
be protected
by the calculated
FAV,
then the EC—50
or LC—50
for
that species
is used as
the FAV.
Section 302.618
If data are available
to show that
a relationship exists
between a water quality characteristic
(WQC)
and acute
toxicity
to two or more species,
an Acute Aquatic Toxicity
Criterion
(AATC)
~
shall
be calculated.
Section 302.627
a)
A chemical-specific Chronic Aquatic Toxicity Criterion
(CATC)
is calculated using procedures
specified
in
subsections
(b) and te~when chronic toxicity data are
available for
at least five species from
five different
North American genera of
freshwater organisms,
including
representatives
from the following
taxa:
107—307

—42—
1)
Representatives
of
two families
in the Class
Osteichthyes
(Bony Fishes).
2)
The family Daphnidae.
3)
A benthic aquatic macroinvertebrate.
4)
An alga
(96—hour test)
or a vascular aquatic plant.
b)
No change
c)
If data are not available
to meet the requirements
of
subsection
(a), a CATC
is calculated by dividing
the FAV
by the highest acute—chronic ratio obtained from at
least one fish and one invertebrate species.
The
acute—chronic ratio
for
a species equals
the acute
toxicity concentration from data considered
under
Sections
302.612 through 302.618, divided
by the chronic
toxicity concentration from data calculated under
See~en 38’~-6~subsections
(a) and
(b),
subject
to the
following conditions:
1)
If the toxicity of
a substance
is related
to any
water quality pa~ame~e~
characteristic
(WQC),
the
acute—chronic ratio must
be based on acute and
chronic toxicity data obtained from organisms
exposed
to test water with s~m4+ar74? ne~
4den~4eal~~a4t~es ef these we~e~qtia44~yp&rarne~ers
WQC values that are representative
of the WQC
values of the waterbody under consideration.
Preference under
this subsection
must be given
to
data from acute and chronic tests done by the same
author or
in the same
reference
in order
to
increase the likelihood
of comparable test
conditions.
2)
No change
3)
No change
4)
No change
~
5)
If acute and chronic ra~+es toxicity data are
unavailable
to determine an acute-chronic ratio
for
at least
two North American freshwater
species,
the
EAP~m~s~be ea~e~±a~ed
by d4v4d4n~the F~Vby
a
?ee~e~a ratio of
25 shall
be used.
ed)
If
a resident or
indigenous
species., whose presence
is
necessary to ma4n~a4n the -sustain commercialT
or
recreational activities,
or eee~e~4ea~
d4~’e~s4~y
ef the
107-308

—43—
prevent disruptions of the waterbody’s ecosystem,
including but not limited to loss
of species integrity
or
a shift
to
a biotic community dominated by pollution-
tolerant species, will
not be protected by the
calculated CATC,
then the MATC for that species
is used
as
the CATC.
Section
302.633(b)
one—tenth of the LOAEL may shall
be substituted for
the
NOAEL.
Section 302.651
HNCs are derived
for
those
toxic substances
for which
any exposure,
regardless of
extent, carries some risk
of
damage as
specified in subsections
(a) and
(b).
Mes~
s~bs~anees~e~u4a~ed
t~nde~th4s See~4ene~se eanee~
-(-eare4ne~enj- er- mti~a~4ens
~en-)--~ Hewever--7 ether-
de+e~er-4ett~e?fee~s may be 4den~4?4ed 4n the ?~thr-e7
Section 302.663(b)(5)
A Bioconcentration Factor calculated using dry tissue
weight may shall
be converted
Section 302.663(c)
If the Kow
is
not available from laboratory testing,
it
may shall
be calculated
Section 305.102(a)
information concerning
the biological
impact
of
the
discharge as specified by the Agency,
pursuant
to Section
39
of the Act;
Section 309.103(a)(3)
In addition
to the above application forms,
the Agency may
require, pursuant
to Section
39
of the Act,
the
installation,
use, maintenance and reporting of
results from
monitoring equipment and methods,
including biological
monitoring.
‘The Agency may require, pursuant
to Section
39
of the Act,
effluent toxicity testing
to show compliance
with
35
Ill.
Adm.
Code
302.621 and 302.630.
If this
toxicity testing shows
the effluent
to be toxic,
the Agency
may require further
testing and identification of
the
toxicant(s) pursuant
to
35
Ill. Adm.
Code 302.210(a).
107—309

—44—
ORDER
The Clerk
of the Board
is directed
to submit the following
adopted
rule to
the Secretary
of State
for final notice.
TITLE 35:
ENVIRONMENTAL PROTECTION
SUBTITLE
C:
WATER POLLUTION
CHAPTER
I:
POLLUTION CONTROL BOARD
PART
301
INTRODUCTION
Section
301.101
301.102
301.103
301.104
301.105
301.106
_______________________________
301
.
107
________________
301.108
_____________________
301.200
301.205
301.210
301.215
301.220
301.225
301.230
Basin
301.235
Board
301.240
CWA
301.245
301.250
301.255
301.260
301.265
301.270
301.275
301.280
301.285
301.290
301.295
301.300
301.305
301.310
301.315
301.320
301 .325
301.330
301.335
301 .340
301.345
301.350
Authority
Policy
Repeals
Analytical
Testing
References
to Other
Sections
Incorporations by Reference
Severability
Adjusted Standards
Definitions
Act
Administrator
Agency
Aquatic Life
Artificial
Cooling Lake
Calumet
River System
Chicago River System
Combined Sewer
Combined Sewer Service Area
Construction
Dilution Ratio
Effluent
Hearing Board
Industrial Wastes
Thstitute
Interstate Waters
Intrastate Waters
Land Runoff
Marine Toilet
Modif ication
New Source
NPDES
Other Wastes
Person
Pollutant
Population Equivalent
Pretreatment Works
‘27—310

—45—
Primary Contact
Public and Food Processing Water
Supply
Publicly Owned Treatment Works
Publicly Regulated Treatment Works
Sanitary Sewer
Secondary Contact
Sewage
Sewer
Sludge
Standard of Performance
STORET
Storm Sewer
Treatment Works
Underground Waters
Wastewater
Wastewater
Source
Water c raft
Waters
References
to Previous Rules
AUTHORITY:
Implementing
Section
13 and authorized
by Section
27
of the Environmental Protection Act
(Ill.
Rev.
Stat.
1987,
oh.
111
1/2,
pars.
1013 and
1027).
SOURCE:
Filed with the Secretary
of State January
1,
1978;
amended at
3
Ill.
Reg.
25,
p.
190,
effective June
21,
1979;
amended at
5
Ill.
Reg.
6384,
effective May 28,
1981;
codified at
6
Ill.
Reg.
7818;
amended
in R88—l
at
13
Ill.
Reg.
5984,
effective April
18,
1989;
amended
in R88—2l(A)
at
Ill.
Reg.
,
effective
Note:
Capitalization denotes statutory language
Section 301.106
Incorporations
by Reference
a)
Abbreviations.
The following abbreviated
names are used
for materials incorporated
by reference:
“ASTM” means American Society
for Testing and
Materials
“GPO” means Superintendent
of Documents,
U.S.
Government Printing Office
“NTIS” means National Technical Information Service
“Standard Methods” means
“Standard Methods
for
the
Examination
of Water and Wastewater”,
available
from the American Public Health Association
301.355
301.360
301.365
301.370
301.375
301.380
301.385
301.390
301.395
301.400
301.405
301.410
301.415
301.420
301.425
301.430
301.435
301.440
APPENDIX A
“USEPA” means United States Environmental
Protection Agency
107—311

—46—
b)
The Board incorporates
the following publications by
reference:
American Public Health Association et al.,
1015
Fifteenth Street,
N.W., Washington,
D.C.
20005
Standard Methods for
the Examination
of Water
and Wastewater,
16th Edition,
1985
ASTM.
American Society for Testing and Materials,
1976 Race Street, Philadelphia,
PA 19013
(215)
299—5400
ASTM Standard E 724—80 “Standard Practice for
Conducting Static Acute Toxicity Tests with
Larvae
of Four Species
of Bivalve Molluscs”,
approved 1980.
ASTM Standard
E 729—80 “Standard Practice for
Conducting Static Acute Toxicity Tests with
Fishes,
Macroinvertebrates,
and Amphibians”,
approved 1980.
ASTM Standard
E 857—81 “Standard Practice for
Conducting Subacute Dietary Toxicity Tests
with Avian Species”, approved 1981.
ASTM Standard
E 1023—84 “Standard Guide
for
Assessing
the Hazard
of
a Material
to Aquatic
Organisms and Their Uses”,
approved
1984.
ASTM Standard E
1103—86 “Method
for
Determining Subchronic Dermal Toxicity”,
approved 1986.
ASTM Standard
E 1147-87
“Standard Test Method
for Partition Coefficient
(n—Octanol/Water)
Estimation
by Liquid Chromatography”, approved
February
27,
1987
ASTM Standard
F
1192-88
“Standard Guide
for
Conducting Acute Toxicity Tests
on Aqueous
Effluents with Fishes, Macroinvertebrates and
Amphibians”, approved
1988.
ASTM Standard
E 1193—87
“Standard Guide
for
Conducting Renewal Life-Cycle Toxicity Tests
with Daphnia Magna”, a~proved 1987.
ASTM Standard
E 1241—88 “Standard Guide
for
Conducting Early Life-Stage Toxicity Tests
with Fishes”,
approved
1988.
107—312

—47—
ASTM Standard E 1242—88 “Standard Practice
for
Using Octanol—Water Partition Coefficients
to
Estimate Median Lethal Concentrations
for Fish
due
to Narcosis”, approved 1988.
ASTM Standard
E 4429—84
“Standard Practice
for
Conducting Static Acute Toxicity Tests on
Wastewaters with Daphnia”, approved 1984.
NTIS.
National Technical Information Service,
5285
Port Royal Road,
Springfield, VA 22161
(703)
487—
4600
SIDES:
STORET Input Data Editing System,
January,
1973, Document Number PB—227
052/8
Water Quality Data Base Management Systems,
February,
1984, Document Number AD—P004
768/8
(JSEPA.
United States Environmental Protection
Agency, Office
of Health and Environmental
Assessment,
Washington,
D.C.
20460
Mutagenicity and Carcinogenicity Assessment
for 1,3—Butadiene,
September,
1985,
Document
Number EPA/600/8—85/004A
c)
The Board
incorporates the following federal regulations
by reference:
40 CFR 136
(1988)
4OCFR
141
(1988)
40 CFR 302.4
(1988)
d)
This Section incorporates
no future editions or
amendments.
Section
301.107
Severability
If any provision of this
Subtitle
is adjudged invalid,
or
if the
application thereof
to
any person or
in any circumstance
is
adjudged
invalid,
such invalidity
shall
not affect the validity
of
this Subtitle as
a whole,
or any Part,
Subpart, Section,
subsection, sentence
or
clause thereof
not adjudged invalid.
Section 301.108
Adjusted Standards
a)
AFTER ADOPTING A REGULATION OF GENERAL APPLICABILITY,
*
THE BOARD MAY GRANT,
IN A SUBSEQUENT ADJUDICATORY
107—3 13

—48—
DETERMINATION,
AN ADJUSTED STANDARD FOR PERSONS WHO CAN
JUSTIFY SUCH AN ADJUSTMENT CONSISTENT WITH SUBSECTION
(a) OF SECTION
27 OF THE ILLINOIS ENVIRONMENTAL
PROTECTION ACT.
IN GRANTING SUCH ADJUSTED STANDARDS,
THE BOARD
MAY
IMPOSE SUCH CONDITIONS AS
MAY
BE NECESSARY
TO ACCOMPLISH THE PURPOSES OF THE ILLINOIS ENVIRONMENTAL
PROTECTION ACT.
THE RULE-MAKING PROVISIONS OF THE
ILLINOIS ADMINISTRATIVE PROCEDURE ACT
(Ill.
Rev.
Stat.
1987,
ch.
127,
par.
1001
et
seg) AND TITLE VII OF THE
ENVIRONMENTAL PROTECTION ACT SHALL
NOT
APPLY TO SUCH
SUBSEQUENT DETERMINATIONS.
(Section 28.1(a)
of the Act)
b)
IN ADOPTING A RULE OF GENERAL APPLICABILITY,
THE BOARD
MAY SPECIFY THE LEVEL OF JUSTIFICAT:ON REQUIRED OF A
PETITIONER FOR AN ADJUSTED STANDARD CONSISTENT WITH THIS
SECTION.
(Section 28.1(b)
of the Act)
C)
IF A REGULATION OF GENERAL APPLICABI11TY DOES NOT
SPECIFY A LEVEL OF JUSTIFICATION REQ3IRED OF A
PETITIONER TO QUALIFY FOR AN ADJUSTED STANDARD, THE
BOARD MAY GRANT INDIVIDUAL ADjUSTED STANDARDS WHENEVER
THE BOARD DETERMINES UPON ADEQUATE PROOF BY PETITIONER,
THAT:
1)
FACTORS RELATING TO THAT PETITIONER ARE
SUBSTANTIALLY AND SIGNIFICANTLY DIFFERENT FROM THE
FACTORS RELIED UPON BY THE BOARD IN ADOPTING THE
GENERAL REGULATION APPLICABLE TO THAT PETITIONER
2)
THE EXISTENCE OF THOSE FACTORS JUSTIFIES
AN
ADJUSTED STANDARD
3)
THE REQUESTED STANDARD WILL NOT RESULT
IN
*
ENVIRONMENTAL OR HEALTH EFFECTS SUBSTANTIALLY AND
SIGNIFICANTLY MORE ADVERSE THAN THE EFFECTS
CONSIDERED
BY THE BOARD
IN ADOPTING THE RULE OF
GENERAL APPLICABILITY; AND
4)
THE ADJUSTED STANDARD
IS CONSISTENT WITH ANY
APPLICABLE FEDERAL LAW.
(Section
28.1(c)
of the Act)
107—31.4

—49—
TITLE 35:
ENVIRONMENTAL PROTECTION
SUBTITLE C:
WATER POLLUTION
CHAPTER
I:
POLLUTION CONTROL BOARD
PART 302
WATER QUALITY STANDARDS
Section
302.100
302.101
302.102
302.103
302.104
302.105
Section
302.201
302.202
302.203
302.204
302.205
302.206
302.207.
302.208
302.209
302.210
302.211
302.212
SUBPART A:
GENERAL WATER QUALITY PROVISIONS
Definitions
$cope and Applicability
Allowed Mixing, Mixing Zones and ZID5
Stream Flows.
Main River Temperatures
Nondegradation
SUBPART B:
GENERAL USE WATER QUALITY STANDARDS
Scope and Applicability
Purpose
Bnnathr-a+
S+~d~e
Offensive Conditions
pH
Phosphorus
Dissolved Oxygen
Radioactivity
Numeric Standards
for Chemical Constituents
Fecal Coliform
S~bsthneesPe~4e~e ~qt~a’~4eb4fe Other Toxic Substances
Temperature
Ammonia Nitrogen and Un—ionized Ammonia
SUBPART
D:
SECONDARY CONTACT AND INDIGENOUS AQUATIC LIFE
STANDARDS
SUBPART
C:
PUBLIC AND FOOD PROCESSING WATER SUPPLY STANDARDS
Section
302.301
Scope and Applicability
302.302
Algicide Permits
302.303
Finished Water
Standards
302.304
Chemical Constituents
302.305
Other Contaminants
302.306
Fecal Coliform
Sect ion
302.401
302
.
402
302.403
302.404
302.405
302.406
302.407
302.408
302.409
302.410
Scope and Applicability
Purpose
Unnatural
Sludge
pH
Dissolved ‘Oxygen
Fecal
Coliform
(Repealed)
Chemical Constituents
Temperature
Cyanide
Substances Toxic
to Aquatic Life
107—315

—50—
SUBPART E:
LAKE MICHIGAN WATER QUALITY STANDARDS
Scope and Applicability
Dissolved Oxygen
pH
Chemical Constituents
Fecal Coliform
Temperature
Existing Sources
on January
1,
1971
Sources under Construction But Not
in Operation
on January
1,
1971
302.509
Other Sources
Scope and Applicability
Definitions
Mathematical Abbreviations
Data Requirements
Determining
the Acute Aquatic Toxicity Criterion
for an
Individual Substance
General
Procedures
302.615
Determining
the Acute Aquatic Toxicity Criterion
Toxicity Independent
of Water Chemistry
302.618
Determining
the Acute Aquatic Toxicity Criterion
Toxicity Dependent on Water Chemistry
302.621
Determining
the Acute Aquatic Toxicity Criterion
Procedures
for Combinations
of Substances
_______
Determining
the Chronic Aquatic Toxicity Criterion
for
an Individual Substance
General Procedures
_______
Determining the Chronic Aquatic Toxicity Criterion
Procedure
for Combination
of
Substances
_______
The Wild and Domestic Animal Protection Criterion
The Human Threshold Criterion
Determining
the Acceptable Daily Intake
Determining
the Human
‘Threshold Criterion
The Human Nonthreshold Criterion
Stream
Flow
for Application
of
Human Nonthreshold
Criterion
Bioconcentration Factor
Determination of Bioconcentration Factor
Utilizing
the Bioconcentration Factor
Listing of Derived Criteria
APPENDIX A
APPENDIX B
References
to Previous Rules
Sources of Codified Sections
AUTHORITY:
Implementing Section 13 and authorized by Section
27
of the Environmental Protection Act
(Ill.
Rev.
Stat.
1987,
ch.
111 1/2,
pars.
1013 and 1027).
Section
302.501
302.502
302.503
302.504
302.505
302.506
302.507
302.508
Section
302.601
302.603
302.604
302.606
302.612
SUBPART
F:
PROCEDURES FOR DETERMINING WATER QUALITY CRITERIA
302.627
302.630
302.633
302.642
302.645
302.648
302.651
302.654
302.657
302.658
302.660
302.663
302.666
3(1 2.669
Determ:
Determ:
ninq the Risk Associated Intake
.ning
the Human Nonthreshold Criterion
I
07—3U~

—51—
SOURCE:
Filed with the Secretary of State January 1,
1978;
amended
at
2
Ill. Reg.
44,
p.
151, effective November
2,
1978;
amended at
3
Ill.
Reg.
20,
p.
95, effective May 17,
1979;
amended
at
3
Ill. Reg.
25,
p.
190,
effective June
21,
1979;
codified at
6
Ill. Reg.
7818,
effective June
22,
1982;
amended at
6
Ill.
Reg.
11161,
effective September
7,
1982;
amended at
6 Ill.
Reg.
13750,
effective October
26,
1982;
amended at
8
Ill.
Reg.
1629,
effective January 18,
1984;
peremptory amendments
at
10
Ill.
Reg.
461,
effective December
23, 1985;
amended
in R87—27 at
12 Ill.
Reg.
9911,
effective May
27,
1988;
amended
in R85—29 at
12 Ill.
Reg.
12082, effective July
11,
1988;
amended
in R88—l
at
13
Ill.
Reg.
5998,
effective April
18,
1989;
amended
in R88—2l(A)
at
Ill. Reg.
,
effective
SUBPART A:
GENERAL WATER QUALITY PROVISIONS
Section 302.100
Definitions
Unless otherwise specified,
the definitions of the Environmental
Protection Act
(Ill.
Rev.
Stat.
1987,
ch.
111 1/2,
par.
1001
et
seq.)
and
35
Ill.
Adm.
Code 301 apply to this Part.
As used
in
this Part,
each of
the following definitions has the specified
meaning.
“Acute Toxicity” means
the capacity of any substance or
combination of substances
to cause mortality
or other
adverse effects
in an organism resulting from
a single
or short-term exposure to the substance.
“Adverse Effect” means any gross or overt effect on
an
organism,
including but not limited to reversible
histotathological damage,
severe convulsions,
irreversible functional
impairment and lethality,
as
well
as any non-overt effect on an organism resulting
in
functional
impairment
or pathological
lesions which may
affect the performance of
the whole oroanism,
or which
reduces an organism’s ability
to
respond to an
additional challenge.
“Chronic Toxicity”
means
the capacity of any substance
or combination
of substances
to cause
injurious or
debilitating effects
in an organism which result from
exposure for a
time period representin~a substantial
portion of
the natural
life cycle
of
that organism,
including but not limited
to the growth phase,
the
reproductive phases
or such critical portions of
the
natural
life cycle of
that organism.
“Criterion” means
the numerical concentration of one or
more
toxic substances derived
in accordance with the
procedures
in Subpart
F which,
if
not exceeded,
would
107—317

—52—
assure compliance with the narrative toxicity standard
of Section
302.210.
“Hardness” means a water quality parameter or
characteristic consisting
of the sum of calcium and
magnesium concentrations expressed
in
terms of
equivalent milligrams
per liter
as calcium carbonate.
Hardness
is measured
in accordance with methods
specified
in
40 CFR 136,
incorporated
by reference
in 35
Ill.
Adm. Code
301.106.
“Mixing Zone” means
a portion of the waters
of the State
identified
as
a
region within which mixing
is allowed
pursuant to Section 302.102(d).
“Total Residual Chlorine”
or
“TRC” means
those
substances which include combined and uncombined
forms
of both chlorine and bromine and which are expressed,
by
convention,
as an equivalent concentration of molecular
chlorine.
TRC
is measured
in acc’ordance with methods
specified
in 40 CFR 136,
incorporated by reference
in 35
Ill.
Adm. Code
301.106.
“Toxic Substance” means
a chemical substance which
causes adverse
effects
in humans,
or
in aquatic or
terrestrial animal
or plant
life.
Toxic substances
include, but are not limited
to
those substances listed
in
40 CFR 302.4,
incorporated by reference
in 35
Ill.
Adm.
Code 301.106,
or any “chemical
substance”
as
defined by the Illinois Chemical Safety Act
(Ill.
Rev.
Stat.
1987,
ch. lll~, par.
951
et seq~j
“ZID”
or “Zone
of
Initial Dilution” means
a portion of
a
mixing
zone,
identified pursuant
to Section 302.102(e),
within which acute toxicity standards need not
be met.
Section 302.101
Scope and Applicability
a)
Par-b B82This Part contains schedules of water quality
standards which are applicable throughout
the State as
designated
in
Par-f
35
111. Adm.
Code 303.
Site specific
water quality standards are found with the water use
designations in Pare 35
Ill.
Adm.
Code
303.
b)
Subpart
B contains general use water quality standards
which must be met
in waters of
the State
for which there
is no specific designation (See~4en 35
Ill.
Adm. Code
303.201)
c)
Subpart C contains the public and food processing water
supply standards.
These are cumulative with Subpart B
and must
be met by all designated waters
at the point
at
107—318

—53—
which water
is drawn for treatment and distribution as
a
potable supply
or for food processing (See~4on35
Ill.
Adm.
Code 303.202).
d)
Subpart D contains the secondary contact and indigenous
aquatic
life standards.
These standards must
be met
only by certain waters designated
in Seet4en
35 Ill.
Adm.
Code 303.204 and 303.441.
e)
Subpart
E contains the Lake Michigan water quality
standards.
‘These are cumulative with the Subpart
B and
C standards and must
he met
by the waters of Lake
Michigan and such other waters as may be designated
in
Par-i
35
Ill Adm.
Code 303 (See~4en 35
111. Adm. Code
303.443)
f)
Subpart
F contains the procedures
for determining each
of the criteria designated
in Section 302.210.
f~9jUnless the contrary
is clearly
indicated,
all references
to “Parts”
~r “Sections” are
to
Ill.
Adm.
Code, Title
35: Environmental Protection.
For example,
“Part
309”
is
35 Ill. Adm.
Code
309,
and “Section 309.101”
is
35
Ill. Adm. Code
309.101.
Section 302.102
Allowed Mixi~, Mixing Zones and ZID5
a)
~n
the app4ea~4en
ef th4s
Ehepthr-7 wWhenever
a water
quality standard
is more restrictive
than
its’
corresponding effluent standard,
or where there is
no
correspondi~effluent standard
s’oecified
at
35 Ill,
Adm.
Code 304,
then an opportunity shall
be allowed
for
the comp~~ce with
35
Iii.
Adm.
Code 304.105
by mixture
of an effluent with its receiving waters, ~ovided
the
discharger has made every_effort tocom_l~with the
requirements
of
35
Ill.
Adm.
Code 304.102.
Water
~a~4ty
standards mast
he me~at every pe+nt e~ts4dee?
the m4x4n~rene7
Phe ~42e
ef the m4x4n~~ene eannet be
~n4ferm+y
preser-4bed-~
~Phe~evern4n~
~r4ne4p+e
is that
the prepertien e?
any bedy ef
warer- er segment theree?
within mi,~im~renes mast be e~+tesma+4 4?
the water
q~a*4tysr-andar-ds are te have any meaning7
This
pr-ineiple
sha++ be applied en
a ease—by-ease ha~is te
enst~rethat neither- any ind4vid~slse~treener the
ar-agate
ef
sot~rees
shall
eatise
exeess’ive
?enes
to
exeeed the standar-ds~
The
water-
gttality
standards
mtist
be
mer-
in the bti±kef the body ef WStCr-7 and ne
‘nedy ef
water- may be
tised r-eta±lyas
a mixing rone for
a single
etttfal+
or eembinarien ef ~titfa++s-~ Mereevery exeept
as
ether-wise previded
in this EhapterT no single mixing
~ene
shall
exeeed
the
ar-es
ef a eirele with
a raditis of
m
-(-688
feet-)--
Single
setirees
of
effluents
whieh
107—319

—54—
have mere than one outfall shall
be limited
to a total
mixing ares no larger- than that allowable
if
a single
outfall were used--
b)
~n determining the size of the mixing zone for any
disehar-ge7 the following must be eonsider-ed--
The
portion, volume and area of any receiving waters within
which mixing
is allowed pursuant
to subection
(a)
shall
be limited by the following:
1)
The ehar-aeter- of the body of water-TMixing must
be
confined
in an area
or volume of the receiving
water
no larger
than the area or volume which would
result after
incorporation of outfall design
measures to attain optimal mixing efficiency
of
effluent and receiving waters.
Such measures may
include,
but are not limited
to, use of diffusers
and engineered location and configuration of
discharge points.
2)
the present and antieipated future use of the body
of water-rMixing
is not allowed
in waters which
include
a tributary stream entrance
if such mixinq
occludes the tributary mouth or otherwise restricts
the movement
of aquatic
life into or out of
the
tributary.
3)
the present and antleipated water- guality of the
body of water7Mixing
is not allowed
in waters
adjacent
to bathing beaches,
bank fishing areas,
boat ramps
or dockages
or any other public access
area.
4)
the effeet of the diseharge
on the present and
entleipated future
water- gua±ity7Mixing is not
allowed
in waters containing mussel
beds,
endangered species habitat,
fish spawning areas,
areas
of
important aquatic
life habitat,
or any
other natural features vital
to
the well being
of
aquatic
life
in such
a manner
that the maintenance
of aquatic
life
in the body of water
as
a whole
would
be adversely affected.
5)
the dilution rat+o7 andMixing
is not allowed
in
waters wnich contain intake structures
of public or
food processing water supplies, points
of
withdrawal
of water
for irrigation,
or watering
areas accessed
by wild or domestic animals.
6)
the.narure of the eonrsminant7Mixing must allow
for
a zone of passage
for aquatic life
in which water
quality standards are met.
107—320

—55—
7)
The area and volume
in which mixing occurs, alone
or
in combination with other areas and volumes
of
mixing,
must not intersect any area or volume of
any body of water in such a manner that the
maintenance
of aquatic life
in the body of water
as
a whole would be adversely affected.
8)
The area and volume
in which mixing occurs,
alone
or
in combination with other areas and volumes of
mixing, must
not contain more than
25
of
the
cross—sectional area or volume
of flow of
a stream
except for
those streams where the dilution
ratio
is less than
3:1.
Mixing
is not allowed
in
receiving waters which have
a zero minimum seven
day low flow which occurs once in ten years.
9)
No mixing
is
allowed where the water quality
standard for the constituent
in question
is already
violated
in the receiving water.
10)
No body of water may be ‘used totally
for mixing of
a single outfall
or combination of outfalls.
11)
Single sources of effluents which have more than
one outfall
shall
be limited
to
a total area and
volume of mixing
no larger than that allowable
if a
single outfall were used.
12)
‘The area and volume
in which mixing occurs must
be
as small
as
is practicable under
the limitations
prescribed
in this subsection, and
in no
circumstances may the mixing encompass
a surface
area
larger than
26 acres.
c)
~n addition to the abover the mixing zone shall
be so
designed as to assur-e a reasonable zene of passage
for-
aquatic life in whieh
the water quality standards
ar-a
met7
The mixing zone shall not intersect any area of
any sueh waters
in sueh
a manner that the mainrenanee of
aquatic life in the body of water as
a whole would
~e
adversely affected7
nor- shall any mixing zone contain
mere than ~
of the cross—sectional area or volume of
flow of
a stream except f~rthose streams where the
dilution ratio
is less than
B--l-- All water quality
standards
of this
Part must be met
at every point
outside
of the area and volume of
the receiving water
within which mixing is allowed.
The acute toxicity
standards
of Sections
302.208 and 302.210 must
he met
within the area and volume within which mixing
is
allowed, except
as provided in subsection
(e).
107—321

—56—
d)
Pursuant
to the procedures of Section
39
of the Act and
35
Ill.
Adm. Code 309,
a person may apply to the Agency
to include
as a condition
in an NPDES permit formal
definition of the area and volume of
the waters
of the
State within which mixing
is allowed for the NPDES
discharge
in question.
Such formally defined area and
volume of allowed mixing shall constitute
a
“mixing
zone”
for
the purposes of
35
Ill.
Adm.
Code:
Subtitle
C.
Upon proof
by the applicant
that
a proposed mixing
‘zone conforms with the requirements
of Section
39 of
the
Act,
this Section and any additional
limitations as may
be
imposed by
the Clean Water Act
(CWA)
(33 U.S.C
1251
et seq.),
the Act or Board regulations,
the Agency
shall, pursuant
to Section
39(b)
of
the Act,
include
within the NPDES permit
a condition defining the mixing
zone.
e)
Pursuant
to the procedures
of Section
39
of the Act and
35 Ill.
Adm.
Code
309,
a person may apply
to the Agency
to include
as
a condition in an NPDES permit
a ZID as
a
component portion of
a mixing zone.
Such ZID shall,
at
a minimum,
be limited to waters within which effluent
dispersion
is immediate and
rapid.
For the purposes cf
this subsection,’ “immediate” dispersion means an
effluent’s merging with receiving waters without delay
in time after
its discha~g~and within close proximity
of
the end of
the discharge ,p4pe,
so as
to minimize the
length of exposure time of aquatic
life to undiluted
effluent,
and “rapid”
dispersion means an effluent’s
merging with receiving waters
so as
to minimize the
length of
exposure time of aquatic
life to undiluted
effluent.
Upon proof
by the applicant
that
a proposed
ZID conforms with the requirements
of Section
39 of
the
Act and this Section,
the Agency shall, pursuant
to
Section
39(b)
of the Act,
include within the NPDES
permit a condition defining the ZID.
f)
Pursuant
to Section
39
of the Act and 35
Ill.
Adm.
Code
309.103,
an applicant
for
an NPDES permit shall submit
data
to allow the Agency
to determine
that
the nature
of
any mixing
zone or mixing zone
in combination with
a ZID
conforms with the requirements of Section
39
of
the Act
and
‘of this Section.
A permittee may appeal Agency
determinations concerning
a mixing zone or ZID pursuant
to the procedures
of Section
40 of the Act and
35
Ill.
Adm.
Code
309.181.
~j
Where
a mixing zone
is defined in an NPDES permit,
the
waters within that mixing zone,
for
the duration
of
that
NPDES permit,
shall constitute
the sole waters within
which mixing
is allowed
for the permitted discharge.
It
shall
not
be
a defense
in any action brought pursuant
to
107—322

—57—
35
Ill.
Adm. Code
304.105 that the area and volume of
waters within which mixing may be allowed pursuant
to
subsection
(b)
is less restrictive than the area
or
volume or waters encompassed in the mixing
zone.
h)
Where
a mixing zone
is explicitly denied
in
a NPDES
permit,
no waters may be used for mixing by the
discharge
to which
the NPDES permit applies, all other
provisions
of this Section notwithstanding.
i)
Where an NPDES permit
is silent
on the matter of
a
mixing zone,
or where no NPDES permit
is
in effect,
the
burden of proof shall be
on the discharger
to
demonstrate compliance with this Section in any action
brought pursuant
to
35
Ill.
Adm. Code
304.105.
Section 302.103
Stream Flows
Except as otherwise provided
in this Chapter
with respect
to
temperature,
the water quality standards
in this Part shall
apply
at all times except during periods when flows
are less than the
average minimum seven day low flow which occurs once
in ten
years.
SUBPART
B:
GENERAL USE WATER QUALITY STANDARDS
Section 302.203
~nnatur-al SludgeOffensive Conditions
Waters of the State shall
be free from unnatural sludge or bottom
deposits,
floating debris,
visible oil,
odor,
unnatural plant or
algal growth,
unnatural color or turbidity of
other
than natural
origin.7or matter of ether
than natural origin in concentrations
or- combinations toxic
or- harmful
to human7 plant
or aquatic
l+fe--
The allowed mixing provisions
of Section 302.102 shall
not
be used
to comply with the provisions of this Section.
Section 302.208
Numeric Standards
for Chemical Constituents
Phe following levels
of chemical constituents shall not be
exeeeded~-
SP8REP
EeN?ENPR~P5eN
?~NSP+PHEN~
HBMBER
tmg~h-~
~rsenie
(-tota+~-
8+892
Barium
-tota+~
8l98~
5-~8
Boron
~total-)-
8+822
Eadmium
-total~
9+82~
0795
Ehlor-ide
08949
5997
ebremium ~-tota±hexavalent)-
8lB~2
8705
Chromium
-(-total trivalent-)-
8±83-3
+78
Copper-
-(-total-)-
9±942
8782
107—32 3

—58—
Cyanide
Fluoride
±r-on-(-total-)-
bead ‘(-tota+~
Manganese
‘(-total)-
Mer-eur-y
-(-total-)-
Nickel
-(-total-)-
Phenols
Selenium
-(-total-)-
Silver-
‘(-total-)-
Sulfate
~otal Dissolved Solids
sine
O8~28
8995+
9+845
0+95+
8±855
~+98O
9+86~
9±8~
88945
~83e9
9+892
87825
+74
±79
97+
±79
979885
+78
97±
±78
87885
588-7
+9087
±79
a)
The acute standard
(AS)
for
the chemical constituents
listed in subsection
(d)
shall
not be exceeded at any
time except as provided
in subsection
(c)
b)
The chronic standard
(CS)
for the chemical constitutents
listed in subsection
(d)
shall not
be exceeded by the
arithmetic average
of at least
four consecutive samples
collected over any period of at
least
four days,
except
as
provided
in
subsection
(c).
The samples used
to
demonstrate compliance
or
lack
of compliance with
a CS
must
be collected
in a manner which assures
an average
representative
of
the sampling period.
c)
In waters where mixing
is allowed pursuant
to Section
302.102,
the following apply:
1)
The AS shall
not be
exceeded
in
any
waters
except
for those waters for which
the Agency has approved
a ZID pursuant
to Section 302.102
2)
The CS shall
not
be exceeded outside of waters
in
which mixing
is allowed pursuant to Section
302.102.
d)
STORET
AS
CS
Constituent
Number
(ug/L)
(ug/L)
Cadmium
(total)
01027
expA
+
Bln(H),
expA
+
Bln(H),
but not
to exceed
where A
=
—3.490
50 ug/L,
where
and B
=
0.7852
A
=
—2.918 and
B
=
1.128
Arsenic
(total)
01002
~_~_c~
107—324

—59—
Chromium
01032
(total
hexavalent)
Chromium
(total)
trivalent)
01033
expA
+
Bln(H),
where A
=
3.688
and
B
=
0.8190
expEA
+
Bln(H),
where A
=
1.561
and B
=
0.8190
Copper
(total)
01042
expA
+
Bln(H),
where A
=
—1.464
and B
=
0.9422
expA
+
Bln(H),
where A
—1.465
and B
=
0.8545
Lead
(total)
01051
expA
+
Bln(H),
but not
to exceed
100
ug,’L,
where
A
=
—1.460 and
B
=
1.273
Not Applied
II
where:
ug/L
=
microgram per liter,
expx
=
base of natural logarithms
raised
to the x-power,
and
ln(H)
natural
logarithm of Hardness
(STORET 00900).
e)
Concentrations
of the following chemical constituents
shall not
be exceeded except
in
water’s for which mixing
is allowed pursuant
to Section 302.102.
STORET
Constituent
Units
Number
Standard
16
11
Cyanide
00718
~—~-
Mercury
71900
0.5
Not Applied
TRC
50060
19
Barium (total)
Boron
(total)
Chloride
(total)
mg,”L
mg/L
mg/L
rnq/L
01007
01022
00940
00951
5.0
1.0
500.
1.4
Fluoride
Manganese
(total)
mg/L
mg/L
mg/L
mg/~i
ug/L
mg/L
01055
01067
32730
01147
01077
00945
1.0
1.0
0.1
1.0
5.0
500.
Nickel
(total)
Phenols
Selenium (total)
Silver
(total)
Sulfate
107—325

—60—
Total Dissolved
mg/L
70300
1000.
Solids
Zinc
(total)
mg/L
01092
1.0
where:
mg/L
=
milligram per liter and
ug/L
microgram per liter
Section 302.210
Substances Poxie
to Aquatic bife Other
Toxic
Substances
Any substance toxic to aquatic
life shall
not exceed ene—tenth
of
the 96—hour- median tolerance limit
‘(-96—hr--
Pbm-)-
for- native fish
or essential fish food organismar except for
Waters of the State shall be free from any substances
or
combination of
substances in concentrations
toxic
or harmful
to
human health,
or
to animal,
plant or aquatic
life.
Individual
chemical substances or parameters
for which numeric standards are
specified
in this Subpart are not subject
to this Section.
a)
Any substance or combination
of substances shall
be
deemed
to be toxic
or harmful
to aquatic
life
if present
in concentrations that exceed the following:
1)
An Acute Aquatic Toxicity Criterion
(AATC) validly
derived and correctly applied pursuant
to
procedures
set forth
in Sections 302.612 through
302.618
or
in Section 302.621;
or
2)
A Chronic Aquatic Toxicity Criterion
(CATC)
validly
derived and correctly applied pursuant
to
procedures
set forth
in Sections 302.627
or
302.630.
b)
Any substance or combination of substances shall
be
-
deemed
to be toxic or harmful
to wild or domestic animal
life
if present
in concentrations
that exceed any Wild
and Domestic Animal Protection Criterion
(WDAPC)
validly
derived and correctly applied pursuant to Section
302.633.
c)
Any substance or combination of substances shall
be
deemed
to be
toxic or harmful
to human health
if present
in concentrations
that exceed criteria,
validly derived
and correctly applied,
based
on either of
the following:
1)
Disease or
functional
impairment due
to
a
physiological mechanism for which there
is
a
threshold dose below which no damage occurs
calculated pursuant
to Sections 302.642 through
302.648
(Human Threshold Criterion);
or
107—326

—61—
2)
Disease or functional
impairment due
to a
physiological mechanism for which any dose may
cause
some risk of damage calculated pursuant
to
Sections 302.651
through 302.658
(Human
Nonthreshold Criterion).
d)
The most stringent
criterion of subsections
(a),
(b),
and (c)
snall apply
at all points outside of any waters
within which mixing
is
allowed pursuant
to Section
302.102.
In addition,
the AATC derived pursuant
to
subsection
(a)(l)
shall apply
in all waters e::cept
that
it shall
not apply within
a ZID that
is prescribed
in
accordance with Section 302.102.
e)
The procedures
of Subpart
F set
forth minimum data
requirements, appropriate
test protocols and data
assessment met~hodsfor establishing criteria pursuant
to
subsections
(a),
(b), and
(c).
No other procedures may
be used
to establish such criteria unless approved
by
the Board
in
a rulemaking
or adjusted standards
proceeding pursuant
to Title VII of the Act.
The
validity and applicability of the Subpart
F procedures
may not
be challenged
in any proceeding brought pursuant
to Titles VIII or X of the Act,
although the validity
and correctness of application of the numeric criteria
derived pursuant
to Subpart
F may
be challenged
in such
proceedings pursuant
to subsection
(f).
f)
1)
A permittee may challenge the validity and
correctness
of application of
a criterion derived
by the Agency pursuant
to this Section only at
the
time such criterion
is
first applied
in an NPDES
permit pursuant.to
35
Ill. Adm.
Code 309.152
or
in
an action pursuant
to Title
VII,I of
the Act
for
violation of the toxicity water quality standard.
Failure of a person
to challenge the validity of
a
criterion at the time
of its first application
shall constitute a waiver
of such challenge
in any
subsequent proceeding involving application of
the
criterion
to that person.
2)
Consistent
with subsection
(f)(1),
if
a criterion
is included as,
or
is used
to derive,
a condition
of an NPDES discharge permit,
a permittee may
challenge the criterion
in a permit appeal pursuant
to Section 40
of the Act and
35
Ill.
Adm.
Code
309.181.
In any such action,
the Agency shall
include
in the record all information upon which
it
has_relied_in developing and applying the
criterion,
whether such information was developed
by the Agency or submitted by the Petitioner.
THE
107--327

—62—
BURDEN OF PROOF SHALL BE ON THE PETITIONER TO
DEMONSTRATE THAT THE CRITERION-BASED CONDITION
IS
NOT NECESSARY TO ACCOMPLISH THE PURPOSES OF
SUBSECTION
(a)
(Section 40(a)(l)
of the Act),
but
there is
no presumption
in favor
of the general
validity and correctness of
the application of
the
criterion as reflected
in the challenged condition.
3)
Consistent with subsection
(f)(l),
in an action
where alleged violation of
the toxicity water
quality standard
is based on alleged excursion of a
criterion,
the person bringing such action shall
have the burdens
of going forward with proof and of
persuasion
regarding the general validity and
correctness of application
of the criterion.
9j
Subsections
(a)
through
(e)
do not apply to USEPA
registered pesticides approved for aquatic application
and applied pursuant
to the following conditions:
al)
Application shall
be made
in strict accordance with
label directions;
b2)
Applicator
shall
be properly certified under the
provisions of
the Federal Insecticide,
Fungicide,
and Rodenticide Act
(7 U.S.C.
135
et
seq.
(1972));
c3)
Applications
of aquatic pesticides must
be
in
accordance with the laws,
regulations and
guidelines
of all State and federal agencies
authorized
by law
to regulate,
use or supervise
pesticide applications, among which are
is included
the Illinois Department of Agriculture and the
Illinois Department of Public Health pursuant to
±1±7Rev~-Stat
19~9ch--
5-y
pars
256 through
26~I
and the Department
of Energy and Natural Resources
pursuant
to Section
3 of
“AN ACT
in relation
to
natural resources,
research,
data collection and
environmental studies”,
Ill.
Rev.
Stat.
19~987 ch.
96
1/2,
par.
7403.
d4)
No aquatic pesticide
shall be applied
to waters
affecting public or
food processing water supplies
unless
a permit
to apply
the pesticide has been
obtained from the Agency.
All permits shall be
issued so as
not
to cause a violation
of the Act
or
of any of the Board’s
rules or
regulations.
To aid
applicators
in determining
their responsibilities
under
this subsection,
a list
of waters affecting
public water supplies will be published and
maintained by the Agency’s Division of Public Water
Supplies.
07—328

—63—
SUBPART
F:
PROCEDURES FOR DETERMINING
WATER QUALITY CRITERIA
Section 302.601
Scope and Applicability
This Subpart contains
the procedures
for determining the water
quality c’riteria set forth
in Section 302.210(a),
(b) and
(c).
Section 302.603
Definitions
As used
in this Subpart,
the following terms shall have the
meanings specified.
“Bioconcentration” means
an increase
in concentration
of
a chemical and its metabolites
in
an organism
(or
specified tissues thereof) relative
to the concentration
of the chemical in the ambient water acquired through
contact with the water
alone.
“Carcinogen” means
a chemical which causes an increased
incidence of benign or malignant neoplasms,
or
a
statistically significant decrease
in latency period
between exposure and onset
of neoplasms
in at least one
mammalian species or man through epidemiological
or
clinical studies.
“EC—SO” means
the concentration of
a substance or
effluent which causes
a given effect
to 50
of the
exposed organisms
in
a given time period.
“LC—SO” means the concentration of
a toxic substance
or
effluent which
is lethal
to 50
of
the exposed organisms
in a given
time period.
“LOAEL”
or
“Lowest Observable Adverse Effect Level”
means
the lowest tested concentration
of
a chemical or
substance which produces
a statistically significant
increase in frequency or severity of
non-overt
adverse
effects between the exposed population and
its
appropriate
control.
“MATC” or
“Maximum Acceotable Toxicant Concentration”
means the value obtained by calculating the geometric
mean of the lower and upDer chronic limits from
a
chronic
test.
A lower
chronic
limit
is the highest
tested concentration which did not cause the occurrence
of
a specified adverse
effect.
An upper chronic
limit
is the lowest tested concentration which did cause the
occurrence of
a specified adverse effect and above which
all tested concentrations caused such an occurrence.
107—329

—64—
“NOAEL”
or
“No Observable Adverse Effect Level” means
the highest tested concentration
of a chemical or
substance which does not produce
a statistically
significant increase
in frequency or severity of non—
overt adverse effects between the exposed population
and
its appropriate control.
“Resident or
Indigenous Species” means species which
currently live a substantial portion
of their
lifecycle
or
reproduce
in
a given body
of water,
or which are
native species whose historical
range includes
a given
body
of water.
Section 302.604
Mathematical Abbreviations
The following mathematical abbreviations have been used
in this
Subpart:
exp x
base of
the natural logarithm,
e,
raised
to x:
power
in
x
natural logarithm of
x
log
x
logarithm to the base 10
of
x
A**E
A raised to the B—power
SUM(x)
summation of the values of
x
Section 302.606
Data Requirements
The Agency shall
review,
for validity,
applicability and
completeness, data used in calculating criteria.
To the extent
available,
and
to the extent not otherwise specified,
testing
procedures,
selection of test species and other aspects of data
acquisition must
be according
to methods published by USEPA or
nationally recognized standards organizations,
including but not
limited
to those methods found
in “Standard Methods”,
incorporated
by reference
in
35
Ill.
Adm. Code
301.106,
or
approved
by the American Society
for Testing and Materials
as
incorporated
by reference
in 35
Ill.
Adm.
Code 301.106.
Section
302.612
Determining
the Acute Aquatic Toxicity
Criterion for
an Individual
Substance
General Procedures
a)
A chemical specific Acute Aquatic Toxicity Criterion
(AATC)
is calculated using procedures specified
in
Sections 302.615 and 302.681
if acute toxicity data are
available for
at
least five
(5) resident
or
indigenous
species from five
(5) different North American genera
of
freshwater organisms including representatives
of
the
following taxa:
1)
Representatives of two families
in the Class
Osteichthyes
(Bony Fishes).

—65—
2)
The family Daphnidae.
3)
A benthic aquatic macroinvertebrate.
4)
A vascular aquatic plant
or a third family in the
Phylum Chordata which may
be from the Class
Osteichthyes.
b)
If data are not available
for resident or
indigenous
species, data for non—resident
species may
be used
if
the non—resident species
is of the same family
or genus
and has a similar habitat and environmental tolerance.
The procedures of Section 302.615 must be used
to obtain
an AATC for individual substances whose toxicity
is
unaffected
by ambient water quality characteristics.
The procedures of Section
302.618 must be used
if the
toxicity of
a substance
is dependent upon some other
water quality characteristic.
c)
If data are not available
that meet
the requirements of
subsection
(a), an AATC
is calculated
by obtaining
at
least one EC—50
or LC-50 value from both
a daphnid
species and either fathead minnow or bluegill.
If there
are data available
for any other North American
freshwater
species,
they must also be included.
An AATC
is calculated by dividing the lowest Species Mean Acute
Value
(SMAV),
as determined according
to Section
302.615,
by
10.
Section 302.615
Determining
the Acute Aquatic Toxicity
Criterion
Toxicity Independent
of Water
Chemistry
If
the acute toxicity of the chemical has not been shown
to
be
related
to
a water quality characteristic,
including
but not
limited
to, hardness,
pH,
temperature,
etc.,
the AATC
is
calculated
by using
the procedures below.
a)
For each species
for which more
than one acute
value
is
available,
the Species Mean ‘Acute Value
(SMAV)
is
calculated as the geometric mean of the acute values
from all tests.
b)
For each genus
for which one or more SMAVs are
available,
the Genus Mean Acute Value
(GMAV)
is
calculated as the geometric mean of
the SMAVs available
for the genus.
c)
The GMAVs are ordered from high
to low.
107—331

—66—
d)
Ranks
(R) are assigned to the GMAV5
from “1”
for the
lowest to
“N” for the highest.
If two or more GMAV5 are
identical,
successive
ranks are arbitrarily assigned.
e)
The cumulative probability,
P,
is calculated
for each
GMAV as R/(N
+
1).
f)
The GMAVs
to be used
in the calculations
of subsection
(g)
must
be those with cumulative probabilities closest
to
0.05.
If
there are less than
59 GMAV5
in the total
data
set,
the values utilized must be the lowest
obtained through the ranking procedures
of subsections
(.c)
and
(d).
“T”
is the number
of GMAV’s which are to
be used
in the calculations of subsection
(g).
T
is
equal
to
4 when
the data set includes at
least one
representative from each of the five taxa
in Section
302.612 and a representative from each of
the three taxa
listed below.
T is equal
to
3 when the data
includes
at
least one representative from each
of
the five taxa
in
Section 302.612 and from one or
two of
the taxa listed
below.
T is equal to
2 when
the data
set meets
the
minimum requirements
of
Section 302.612 but does
not
include representatives from any
of the three
taxa
listed below.
When toxicity data on any
of the three
taxa listed below are available,
they must be used along
with the minimum data required pursuant
to Section
302.612.
I)
A benthic crustacean,
unless such was used pursuant
to Section 302.6l2(a)(3),
in which case an
insect
must be utilized.
2)
A member of
a phylum not used in subsections
(a),
(b)
or
f(l).
3)
An insect from an order not already
represented.
9J
Using
the GMAV5 and T—value identified pursuant
to
subsection
(f) and the
Ps calculated pursuant
to
subsection
(e),
the Final Acute Value
(FAV)
and the AATC
are calculated as:
FAV
=
exp(A) and
AATC
=
FAV/2
Where:
A
=
L
+
0.2236
5;
L
LSUM(ln GMAV)
S(SUM(P**0~))/T;
and
107-332

—67—
S
=
SUM((ln
GMAV)**2)
((SUM(ln
GMAV))**2)/T/SUM(P)
((SUM(P**0.5))**2)/T**0.5.
h)
If
a resident or
indigenous
species, whose presence
is
necessary
to sustain commercial
or
recreational
activities,
or prevent disruptions of
the waterbody’s
ecosystem,
including but not limited to loss
of species
diversity or
a shift to
a biotic community dominated by
pollution—tolerant
species, will not
be protected
by the
calculated FAV,
then the EC—50
or LC—50
for
that
species
is used as the FAV.
Section
302.618
Determining
the Acute Aquatic Toxicity
Criterion
Toxicity Dependent on Water
Chemistry
If data are available
to show that
a relationship exists between
a water
quality characteristic
(WQC)
and acute toxicity
to two or
more s~ecies, an Acute Aquatic Toxicity Criterion
(AATC) shall
be
calculated.
The best documented
relationship
is that between the
water quality characteristic,
hardness and acute toxicity of
metas.
Although this relationship between hardness and acute
toxicity
is
typically non—linear,
it can
be
linearized
by
a
logarithmic
transformation
(i.e.
for any variable,
K,
f(K)
=
logarithm of
K)
of
the variables and plotting the logarithm of
hardness against the logarithm of acute toxicity.
Similarly,
relationships between acute toxicity and other water quality
characteristics,
such as pH or temperature,
may require
a
transformation,
including
no transformation
(i.e.
for any
variable,
K,
f(K)
=
K)
for one
or both variables
to obtain least
squares linear regression
of the tranformed acute toxicity values
on the transformed values
of the water quality characteristic.
An A~’TC is calculated
using the following procedures.
a)
For each species
for which acute toxicity values are
available at two or more different
values of the water
quality characteristic,
a
linear least
squares
regression of the transformed acute
toxicity
(TAT)
values on the transformed water quality characteristic
(TWQC) values is performed to obtain the slope of the
line describing
the relationship.
b)
Each of the slopes determined pursuant to subsection
(a)
is evaluated as to whether
or
not
it
is statistically
valid,
taking into account
the
range and number
of
tested values of
the water quality characteristic and
the degree of agreement
within and between species.
If
slopes are not available
for
at
least one fish and one
invertebrate species,
or
if
the available slopes are too
dissimilar,
or
if
too few data are available
to define
the relationship between acute toxicity and the water
107—333

—68—
quality characteristic,
then the AATC must be calculated
using
the procedures
in Section 302.615.
c)
Normalize
the TAT values for each species
by subtracting
W,
the arithmetic mean
of
the TAT values of a species
from each of the TAT values used
in
the determination of
the mean,
such that the arithmetic mean of
the
normalized TAT values for each species
individually
or
for any combination of species
is
zero
(0.0).
d)
Normalize the TWQC values
for each species using
X,
the
arithmetic mean of the TWQC values
of a species,
in the
same manner
as
in subection
(c).
e)
Group all the normalized data by
treating them as
if
they were from
a single species and perform a least
squares linear regression
of all the normalized TAT
values on the corresponding normalized TWQC values
to
obtain the pooled acute slope,
V.
f)
For each species, the graphical
intercept
representing
the spec’ies TAT intercept,
f(Y),
at a specific selected
value,
Z,
of
the WQC
is calculated
using the equation:
f(Y)
=
W
V(X
g(Z))
Where:
f()
is the transformation used to convert
acute toxicity values to TAT values;
Y
is the species acute toxicity
intercept or
species acute
intercept;
W
is the arithmetic mean
of
the TAT values as
specified
in subsection
(c);
V
is the pooled acute slope as specified
in
subsection
(e);
X
is
the arithmetic mean
of the TWQC values as
specified in subsection
(d);
go
is
the transformation used
to convert
the
WQC values
to TWQC values; and
Z
is
a selected value
of the WQC.
For each species, determine
the species acute intercept,
Y,
by carrying out an
inverse transformation of
the
species
TAT value, f(Y)~
For
exa1L~ple, in
the case
of
a
logarithmic transformation,
Y
antilogarithm of
(f(Y))
:i
07—334

—69—
or
in the case where no transformation
is used,
Y
=
f(Y)
h)
The Final Acute Intercept
(FAI)
is derived by using the
species acute intercepts, obtained from subsection
(g),
in accordance with the procedures described
in Section
302.615(b)
through
(g),
with the word “value”
replaced
by the word “intercept”.
Note
that
in this procedure
geometric means and natural
logarithms are always used.
i)
The Aquatic Acute Intercept
(AAI)
is obtained by
dividing
the FAI by
two.
jj
The AATC at any value of
the WQC, denoted by WQCx,
is
calculated using
the terms defined in subsection
(f) and
the equation:
AATC
=
expV(g(WQCx)
g(Z))
+
f(AAI).
Section 302.621
Determining the Acute Aquatic Toxicity
Criterion
Procedure for Combinations
of
Substances
An AATC for any combination of substances
(including effluent
mixtures) must
be determined by the following toxicity testing
procedures:
a)
Not more than 50
of
test organisms from the most
sensitive species tested may exhibit mortality
or
immobility after a 48—hour
test for invertebrate
or a
96—hour
test for fishes.
b)
Three resident or
indigenous species of ecologically
diverse
taxa must be tested initially.
If resident
or
indigenous
species are not available for testing, non-
resident species may
be used
if the non—resident species
is of the same family or genus and has a similar habitat
and environmental tolerance.
Section 302.627
Determining the Chronic Aquatic Toxicity
Criterion
for an Individual
Substance
General Procedures
a)
A chemical-specific Chronic Aquatic Toxicity Criterion
(CATC)
is calculated using procedures specified
in
subsection
(b) when chronic
toxicity data are available
for
at least five species
from five different
North
American genera of
freshwater organisms,
including
representatives from the following taxa:
1)
Representatives
of
two families
in the Class
Osteichthyes
(Bony Fishes).
107—335

—70—
2)
The family Daphnidae.
3)
A benthic aquatic macroinvertebrate.
4)
An alga
(96—hour
test)
or
a vascular aquatic plant.
b)
A CATC is derived
in the same manner
as
the FAV
in
Sections 302.615
or
302.618
by
substituting CATC
for FAV
or
FAI,
chronic
for acute, MATC for LC-50,
SMCV
(Species
Mean Chronic Value)
for SMAV,
and GMCV
(Genus Mean
Chronic Value)
for GMAV.
c)
If data are not available to meet the requirements
of
subsection
(a),
a CATC
is calculated
by dividing the FAV
by
the highest acute—chronic ratio obtained from at
least one fish and one invertebrate
species.
The
acute—chronic ratio
for
a species equals
the acute
toxicity concentration from data considered
under
Sections 302.612 through 302.618, divided
by
the chronic
toxicity concentration from data calculated
under
subsections
(a) and
(b) subject
to the following
conditions:
1)
If the toxicity of a substance
is related
to any
water quality characteristic
(WQC),
the
acute—chronic
ratio must
be based on acute and
chronic toxicity data obtained from organisms
exposed
to test water with WQC values
that are
representative
of the WQC values of the waterbody
under consideration.
Preference under
this
subsection must
be given
to data from acute and
chronic tests done
by the same author
or
in the
same reference
in order
to increase the likelihood
of comparable test conditions.
2)
If the toxicity of
a substance
is unrelated
to
water quality parameters,
the acute—chronic ratio
may be derived from any acute and chronic
test on
a
species regardless
of
the similarity
in values of
those water quality Darameters.
Preference
under
this subsection must
be given
to data from acute
and chronic tests done on
the same organisms
or
their descendants.
3)
If there
is more than one acute—chronic ratio
for
a
species,
a geometric mean of
the ratio
is
calculated,
corrected for the relationship of
toxicity
to water quality parameters.
4)
If the acute and chronic toxicity data
indicate
that the acute—chronic ratio varies with changes
in
107—336

—71—
water quality parameters,
the acute—chronic ratio
used over specified values of
the water quality
parameters must be based
on the ratios
at water
quality parameter values closest
to those
specified.
5)
If acute and chronic toxicity data are unavailable
to determine an acute—chronic ratio for
at least
two North American freshwater species,
a ratio of
25 shall be used.
d)
If
a resident or
indigenous species whose presence is
necessary
to sustain commercial
or recreational
activities,
or prevent disruptions
of the waterbody’s
ecosystem,
including but not limited
to loss
of species
diversity or a shift
to
a biotic community dominated by
pollution—tolerant species,
will
not be protected
by
the
calcalated
CATC,
then the MATC for
that species
is used
as the CATC.
Section 302.630
Determining the Chronic Aquatic Toxicity
Criterion
Procedur~ for Combinations
of
Substances
A CATC
for any combination of substances
(including effluent
mixtures) may
be determined
by
toxicity
testing procedures
pursuant to the following:
a)
No combination of substances may exceed concentrations
g~ater than
a NOAEL as determined for the most
sensitive of the species tested.
b)
Three resident
or indigenous species of
ecologically
diverse taxa must be tested initially.
If resident
or
indigenous
species are not available for testing, non-
resident species may be used
if the non—resident
species
is of
the same family or genus and has a
similar habitat
and environmental tolerance.
Section 302.633
The Wild and Domestic Animal Protection
Criterion
The Wild and Domestic Animal Protection Criterion
(WDAPC)
is
the
concentration of
a substance which
if not exceeded protects
Illinois wild and domestic animals from adverse effects,
such as
functional
impairment
or pathological
lesions,
resulting from
ingestion
of surface waters
of
the State and from ingestion
of
aquatic organisms taken from surface waters
of
the State.
a)
For those substances
for which
a NOAEL has been derived
from studies of mammalian
or avian species exposed to
the substance via oral
routes including gavage,
the
107—337

—72—
lowest NOAEL among species must
be used
in calculating
the WDAPC.
Additional considerations
in
selecting NOAEL
include:
1)
If the NOAEL
is given
in milligrams of
toxicant per
liter
of water consumed
(mg/L),
prior to
calculating the WDAPC,
the NOAEL must be multiplied
by the daily average volume
of
water consumed by
the test animals
in
liters per day
(L/d)
and
divided by
the average weight
of the
test animals
in kilograms
(kg).
2)
If the NOAEL
is given
in milligrams
of
toxicant per
kilogram of food consumed
(mg/kg), prior
to
calculating the WDAPC,
the NOAEL must be multiplied
by the average amount
of
food in kilograms consumed
daily by the test animals
(kg/’d)
and divided
by the
average weight of the test animals
in kilograms
(kg).
3)
If the animals
used
in a study were not exposed to
the t’oxicant each day
of the
test period,
the NOAEL
must be multiplied
by the ratio of days
of exposure
to the total days
in the test period.
4)
If more than one NOAEL
is available for the same
animal
species,
the geometric mean
of the NOAELs
must
be used
to calculate the WDAPC.
b)
For those substances
for which a NOAEL
is not available
but the lowest observed adverse effect level
(LOAEL) has
been derived from studies
of animal species exposed to
the substance via oral routes including gavage,
one—tenth of the LOAEL shall
be substituted for
the
NOAEL.
c)
The LOAEL must be selected in the same manner as that
specified
for the NCAEL
in subsection
(a).
d)
The WDAPC, measured
in milligrams per liter
(mg/L),
is
calculated according
to
the equation:
WDAPC
=
0.1
NOAEL
x Wt/W
+
(F
x BCF)
Where:
NOAEL is derived from mammalian
or avian
studies
as specified
in subsection
(a) and
(b),
and
is measured
in units
of milligrams
of
substance per kilogram of body weight per day
(mg/kg—d)
107—338

—73—
Wt
Average weight
in kilograms
(kg)
of the
test animals;
W
=
Average daily volume of water
in liters
consumed per day (L/d)
by the test animals;
F
=
Average daily amount
of food consumed by
the test animals in kilograms
(kg/d);
BCF
=
Aquatic life Bioconcentration Factor
with units of liter per kilogram
(L/kg),
as
derived
in Sections 302.660 through 302.666
and
The
0.1 represents an uncertainty factor to
account
for species variability.
e)
If no studies pertaining
to the toxic substance
in
question can be found
ny the Agency,
no criterion can be
determined.
Section 302.642
The Human Threshold Criterion
The Human Threshold Criterion
(HTC)
of
a
substance
is that
concentration’or
level
of
a substance at which humans are
protected from adverse effects resulting from incidental exposure
to,
or ingestion of, surface waters of
the State and from
ingestion of aquatic organisms taken from surface waters of
the
State.
HTC5 are derived
for those toxic substances
for which
there exists a threshold dosage or concentration below which
no
adverse effect
or response
is
likely to occur.
Section 302.645
Determining the Acceptable Daily Intake
The Acceptable Daily Intake
(ADI)
is the maximum amount of
a
substance which,
if ingested daily
for a lifetime,
results
in no
adverse effects to humans.
Subsections
(a) through
(e)
list,
in
the order of preference, methods
for determining the acceptable
daily
intake.
a)
The lowest
of
the following ADI values:
1)
For
those substances which are listed with
a
maximum contaminant
level
in
40 C?R 141,
incorporated by reference
in
35
ll. Adm.
Code
301.106, or
in
35
Ill.
Adm.
Code 611,
the ADI
equals the product
of multiplying the maximum
contaminant level given
in milligrams per liter
(mg/L)
by
2
liters per day
(L/d).
2)
For those substances which are listed with a
107—339

—74—
maximum allowable concentration standard in
35
Ill.
Adm.
Code:
Subtitle F,
the acceptable daily intake
equals the product of multiplying the public health
enforcement standard given
in milligrams per liter
(mg,/L)
by
2 liters per day
(L/d).
b)
For
those substances for which a
no observed adverse
effect
level
(NOAEL—H)
for humans exposed to the
substance
in drinking water
has been derived,
the
acceptable daily intake equals the product
of
multiplying one—tenth of the NOAEL-H given
in milligrams
of toxicant per liter
of water consumed
(mg/’L)
by
2
liters per day
(L/d).
The lowest NOAEL—H must
be used
in the calculation of
the acceptable
daily
intake.
c)
For
those substances
for which
the lowest observed
adverse effect
level
(LOAEL—H)
for humans exposed to the
substance
in drinking water has been derived,
one—hundredth
of the LOAEL—H may be substituted
for the
NOAEL—H
in subsection
(b).
d)
For those substances
for which
a
no observed adverse
effect
level
(NOAEL—A)
has been derived from studies of
mammalian
test species exposed
to the substance via oral
routes including gavage,
the acceptable daily intake
equals the product
of multiplying
1/100 of the NOAEL—A
given in milligrams
toxicant
per day per kilogram of
test species weight
(mg,/kg—d)
by the average weight
of
an adult human of
70 kilograms
(kg).
The lowest NOAEL—A
among animal species must
be used
in the calculation of
the acceptable daily intake.
Additional considerations
in selecting the NOAEL—A include:
1)
If the NOAEL—A is given
in milligrams
of toxicant
per
liter
of water consumed (mg/L)
then, prior
to
calculating the acceptable daily intake,
the NOAEL-
A must be multiplied by the daily average volume of
water consumed by the mammalian test species
in
liters per day
(L/d)
and divided by
the average
weight
of
the mammalian
test species
in kilograms
(kg).
2)
If the NOAEL—A
is given
in milligrams of
toxicant
per kilogram of
food consumed
(mg/kg),
prior
to
calculating the acceptable daily intake the NOAEL—A
must
be, multiplied by the average amount
in
kilograms
of food consumed daily by the mammalian
test
species
(kg/’d)
and divided
by the average
weight
of the mammalian
test species
in kilograms
(kg).
3)
If the mammalian test species were not exposed to
I07—340

—75—
the toxicant each day
of the test period,
the
NOAEL-A must be multiplied by the ratio of days of
exposure
to the total days of the test period.
4)
If more than one NOAEL—A
is available for
the same
mammalian
test species,
the geometric mean of
the
NOAEL-As must be used.
e)
For those substances
for which
a NOAEL-A is not
available’ but the lowest observed adverse effect level
(LOAEL-A)
has been derived from studies
of mammalian
test species exposed
to the substance via oral routes
including gavage, one—tenth of the LOAEL—A may be
substituted for
the NOAEL—A
in subsection
(d).
The
LOAEL—A must
be selected
in the same manner
as
that
specified
for the NOAEL—A
in subsection
(d).
f)
If
no studies pertaining to the toxic substance
in
question can be found
by the Agency,
no criterion can be
determined.
Section 302.648
Determining
the Human Threshold Criterion
The HTC
is calculated according
to the equation:
HTC
ADI,/W
+
(F
x BCF)~
Where:
HTC
=
Human health protection criterion
in milligrams
per liter
(mg,’L);
ADI
=
Acceptable daily intake of substance
in milligrams
per day
(mg/d)
as specified
in Section 302.645;
W
=
Per capita daily water consumption equal
to
2 liters
per day
(L/d)
for surface waters
at. the point
of intake
of
a public or
food processing
water supply,
or equal
to
0.01
liters per day
(L/d)
which represents
incidental
exposure through contact
or
ingestion of
small volumes
of water while swimming or during other
recreational
activities
for areas which are determined
to be public
access areas pursuant to Section 302.201(b)(3),
or
0.001
liters per day
(L/d)
for other General Use waters;
F
=
Assumed daily
fish consumption
in the United States
equal
to 0.020 kilograms per day
(kg,’d); and
BCF
=
Aquatic organism Bioccncentration Factor with
units
of liter per kilogram
(L/kg)
as derived
in
Sections 302.660 through 302.666.
107—34 1

—76—
Section 302.651
The Human Nonthreshold Criterion
The Human Nonthreshold Criterion
(HNC)
of a substance
is that
concentration or level of
a
substance at which humans are
protected from an unreasonable
risk of disease caused by
a
nonthreshold toxic mechanism
as
a result of
incidental exposure
to or ingestion of surface waters
of the State and from ingestion
of aquatic organisms taken from surface waters of
the State.
HNCs are derived for
those toxic substances for which any
exposure,
regardless of extent,
carries some risk of damage as
specified
in subsections
(a) and
(b).
a)
For single substances,
a
risk
level
of one
in one
million
(1
in 1,000,000)
shall
be allowed
(i.e,
considered acceptable)
for
the purposes of determination
of an HNC.
b)
For mixtures
of substances, an additive risk
level
of
one
in one hundred thousand
(1
in 100,000)
shall
be
allowed
(i.e,
considered acceptable)
for
the purposes
of
determination of
an
HNC.
Section 302.654
Determining
the Risk Associated Intake
The Risk Associated Intake
(RAI)
is
the maximum amount
of
a
substance which
if
ingested daily
for
a lifetime
is expected
to
result
in
the
risk of one additional case of
human cancer
in a
population of one million.
Where more than one carcinogenic
chemical
is present,
the RAI shall
be based on an allowed
additive risk
of one additional
case
of
cancer
in a population
of
one hundred thousand.
The PAl must
be derived as
specified
in
subsections
(a)
through
(c).
a)
For
those substances for which
a human epidemiologic
study has been performed,
the RAI equals the product
of
the dose from exposure
in units
of milligrams
toxicant
per kilogram body weight per day
(mg/kg—d)
that
results
in
a 70—year lifetime cancer probability of
one
in one
million,
times the average weicht
of
an adult human
of
70 kilograms
(kg).
The
resulting PAl
is expressed
in
milligrams toxicant per day
(rnq/d)
.
If more than one
human eDidemioloqic study
is available,
the lowest
exposure level resulting
in
a 70—year lifetime
probability
of cancer equal
to
a ratio of one
in one
hundred thousand must be used in calculating the PAl.
b)
in the absence, of an epidemiologic study,
for those
toxic substances
for which
a carcinogenic potency
factor
(CPF) has been derived from studies
of mammalian test
species
the risk associated intake
is calculated
from
the equation:
1,07—342

—77—
RAI
=
K/CPF
Where:
RAI
=
Risk associated intake in milligrams
per
day (mg/d);
K
A constant consisting
of
the product
of
the average weight of an adult human, assumed
to be
70 kg, and the allowed cancer risk
level
of one in one million
(1/1,000,000);
and
CPF
=
Carcinogenic Potency Factor
is the risk
of one additional cancer per unit dose
from
exposure.
The CPF
is expressed
in units
of
inverse milligrams per kilogram-day
(l/mg,/kg—
d)
as derived in subsections
(b)(l)
through
(b) (7).
~
Only those studies which fulfill
the data
requirement criteria
of Section 302.606 shall
be
used
in calculating the CPF.
2)
The linear non—threshold dose—response relationship
developed
in the same manner
as
in the USEPA
document “Mutagenicity and Carcinogenicity
Assessment
of 1,3—butadiene”,
incor,porated by
reference
in
35
Ill. Adm.
Code 301.106,
shall
be
used in obtaining the unit risk,
defined as
the
95th percentile upper bound
risk
of one additional
cancer resulting from
a life time exposure
to a
unit concentration of
the substance being
considered.
The CPF shall
be estimated from the
unit
risk
in accordance with subsection
(b)(7).
In
calculating
a CPF,
the Agency must review alternate
scientifically valid protocols
if
so requested.
3)
If
in
a study of
a single species more
than one
type of
tumor
is
induced by exposure
to
the toxic
substance,
the highest of
the CPF5
is used.
4)
If two or more studies vary
in either species,
strain or
sex of
the test animal,
or
in tumor
type,
the highest CPF
is
used.
5)
If more than one tumor
of
the same type
is
found
in
some of
the test animals,
these should be pooled
so
that the dose response relationship
is dose versus
number of tumors per animal.
‘The potency estimate
for this dose response relationship
is used
if
it
is higher than estimates resulting from other
107—343

—78—
methods.
6)
If two or more studies are identical
regarding
species, strain and sex
of the test animal,
and
tumor type,
the highest of the CPFs
is used.
7)
Calculation of an equivalent
dose between animal
species and humans
using
a surface area conversion,
and conversion of units
of exposure
to dose
in
milligrams
of toxicant
per kilogram of body weight
per day
(mg/kg—d) must
be performed as
specified
in
the USEPA document “Mutagenicity and
Carcinogenicity Assessment
of
1,3—butadiene”,
incorporated by reference
in
35
Ill.
Adm.
Code
301.106.
c)
If both a human epidemiologic study and a study of
mammalian test species are available
for use
in
subsections
(a) and
(b),
the
risk associated intake
is
determined
as follows:
1)
When the human epidemiologic study provides
evidence of
a carcinogenic effect on humans,
the
RAI
is calculated
from the human epidemiology study
as specified
in subsection
(a).
2)
When the mammalian study provides evidence of
a
carcinogenic effect on humans, but the human
epidemiologic study does
not,
a cancer
risk
to
humans
is assumed and the risk associated
intake
is
calculated as specified
in subsection
(b).
Section
302.657
Determining the Human Nonthreshold Criterion
The HNC is calculated according
to the equation:
HNC=RAI/W+
(FxBCF)
Where:
HNC
=
Human Nonthreshold Protection Criterion
in
milligrams
per liter
(mg/L)
PAl
=
Risk Associated Intake
of
a substance
in
milligrams
per day
(mg/d) which
is associated with
a
lifetime cancer risk
level equal
to
a ratio of one
to
1,000,000 as derived
in Section 302.654;
W
=
Per capita daily water
consumption equal
to
2
liters
~er day (L/c~ for su:foce waters
at the point of intaKe
of
a public or
food processi~g,,~watersupply,
or equal
to
0.01
liters per day
(L/d) which represents
incidental
107—344

—79—
exposure through contact
or
ingestion of small volumes
of water while swimming
or during other recreational
activities
for areas which are determined
to be public
access areas pursuant to Section
302.20l(b)(3),
or
0.001
liters per day (L/d)
for other General Use waters;
F
=
Assumed daily fish consumption.
in
the United States
equal
to 0.020 kilograms
per day
(kg/d); and
BCF
=
Aquatic Life Bioconcentration
Factor with units
of
liter per kilogram (L/kg)
as derived
in Section 302.663.
Section 302.658
Stream Flow
for Application
of Human
Nonthreshold Criterion
The HNC shall apply at all times except during periods when flows
are less than the harmonic mean flow (Qhm),
as determined by:
Qhm
=
N
/
SUM(l,/Qi)
Where:
Qhm
=
harmonic mean flow,
N
=
number
of daily values
for stream flows,
and
Qi
=
daily streamflow value on day
i.
Section 302.660
Bioconcentration Factor
A Bioconcentration Factor
is used
to relate substance residue
in
aquatic organisms
to the concentration
of the substance
in the
waters
in which the organisms reside.
Section 302.663
Determination of Bioconcentration
Factors
A Bioconcentration Factor equals the concentration of a substance
in all or part of an aquatic organism
in milligrams per kilogram
of wet
tissue weight
(mg/kg), divided
by the concentration
of
the
substance
in the water
to which the organism
is exposed
in
milligrams
of the substance per liter of water
(mg/L)
a)
The Bioconcentration Factor
is
calculated from
a
field
study
if the following conditions are met:
1)
Data are available
to show that the concentration
of the substance
in the water
to which
the organism
was exposed remained constant over
the range of
territory
inhabited by
the organism and for
a
period
of
time exceeding
28 days
2)
Competing mechanisms for removal of the substance
107—345

—80—
from solution did not affect the bioavailability
of
the substance; and
3)
The concentration of
the substance
to which the
organism was exposed
is less than the lowest
concentration causing any adverse effects
on the
organism.
b)
In the absence of
a field—derived Bioconcentration
Factor,
the Bioconcentration Factor
is calculated
from
a
laboratory
test
if
the following conditions are met:
1)
The Bioconcentration Factor was calculated from
measured ‘concentrations of the toxic substance
in
the test solution
2)
The laboratory
test was of sufficient duration
to
have
reached steady—state which
is defined as
a
less
than
10 percent change
in the calculated
Bioconcentration Factor over
a
2—day period or
16
percent
of
the test duration whichever
is
longer.
In the absence
of
a laboratory test which has
reached steady—state,
the Bioconcentration Factor
may
be calculated from
a laboratory
test with
a
duration greater
than
28 days
if more than one test
is available
for the same species of organism
3)
The concentration of
the toxic
substance
to which
the test organism was exposed
is less than the
lowest concentration causing any adverse effects on
the organism
4)
If more than one Bioconcentration Factor for the
same species
is available,
the geometric mean
of
the Bioconcentration Factors
is
used;
and
5)
The Bioconcentration Factor
is calculated on a wet
tissue weight basis.
A Bioconcentration Factor
calculated using dry tissue weight shall
be
converted
to
a wet tissue weight basis
by
multiplying
the dry weight bioconcentration value
by
0.1
for plankton and by 0.2 for individual
species of
fishes and invertebrates.
c)
In
the absence of any Bioconcentration Factors measured
from field studies
as
specified
in subsection
(a)
or
laboratory
studies which have reached steady—state
as
specified
in subsection
(b),
the Bioconcentration Factor
is calculated according
to the equation:
log BCF
=
A
B log Kow
107—34~

—81—
Where:
BCF
=
Bioconcentration Factor;
Kow
The octanol/water partition coefficient
measured as specified
in ASTM E 1147,
incorporated by reference
in
35
Ill.
Adm.
Code
301.106
(If the Kow
is not available from
laboratory testing,
it
shall be calculated
from structure—activity relationships or
available regression equations.);
and
The constants A
=
—0.23 and B
0.76 shall be
used unless
a change
in the value
of
the
constants
is requested
(The Agency shall honor
requests for changes only
if such changes are
accompanied by scientifically valid supporting
data.).
Section 302.666
Utilizing the Biocoricentration Factor
The Bioconcentration Factor derived
in Section
302.663
is used
to
calculate water quality criteria for a substance
as specified
be
low:
a)
When calculating
a WDAPC as described
in Section
302.633,
the geometric mean of all available
steady—state whole body Bioconcentration Factors
for
fish and shellfish species which constitutes or
represents
a portion of the diet
of
indigenous wild and
domestic animal
species
is used.
Additional
considerations
in deriving a Bioconcentration Factor
include:
1)
An edible portion Bioconcentration Factor
is
converted
to
a whole body Bioconcentration Factor
for a
fish or shellfish species by multiplying
the
edible portion Bioconcentration Factor
by the ratio
of
the percent lipid
in the whole body
to the
percent
lipid
in the edible portion of
the same
species.
2)
A Bioconcentration Factor calculated
as described
in Section
302.663(c)
is converted
to
a whole body
Bioconcentration Factor
by multiplying the
calculated Bioconcentration Factor by the
ratio of
the percent lipid
in the whole body to 7.6.
b)
When calculating either
a human threshold criterion
or a
human nonthreshold criterion as described
in Sections
302.642 through 302.648 and Sections 302.651 through
302.657,
respectively, the geometric mean of all
10 7—347

—82—
available edible portion Bioconcentration Factors
for
fish and shellfish species consumed by humans
is used.
Additional considerations
in deriving
a Bioconcentration
Factor
include:
1)
Edible portions include:
A)
Decapods
-—
muscle tissue.
B)
Bivalve molluscs
——
total living tissue.
C)
Scaled fishes
——
boneless,
scaleless filets
including
skin except for bloater chubs
in
which
the edible portion
is the whole body
excluding
head,
scales and visera.
D)
Smooth—skinned fishes
——
boneless,
skinless
filets.
2)
A whole body Bioconcentration Factor
is converted
to an edible portion Bioconcentration Factor by
multiplying the whole body Bioconcentration Factor
of
a species
by the ratio of the percent lipid in
the edible portion
to
the percent lipid
in the
whole body of
the same species.
3)
A Bioconcentration
Factor calculated as described
in Section
302.663
is converted
to an edible
portion Bioconcentration
Factor by multiplying the
calculated Bioconcentratio’n
Factor by the
ratio of
the percent lipid
in the edible portion
to
7.6.
Section 302.669
Listing of
Derived Criteria
a)
The Agency shall develop and maintain
a
listing of
toxicity criteria pursuant to this Subpart.
This list
shall
be made available
to the public and updated
periodically but no less frequently
than quarterly,
and
shall
be published when updated
in the Illinois
Register.
b)
A criterion published pursuant
to subsection
(a) may be
proposed
to the Board
for adoption as
a numeric water
quality standard.
c)
The Agency shall maintain
for inspection all information
including,
but not limited to,
assumptions,
toxicity
data and calculations used
in the derivation
of any
toxicity criterion listed pursuant
to subsection
(a)
until adopted by the Board as a water quality standard.
107-348

—83—
TITLE 35:
ENVIRONMENTAL PROTECTION
SUBTITLE C:
WATER POLLUTION
CHAPTER
I:
POLLUTION CONTROL BOARD
PART 305
MONITORING AND REPORTING
Section
305.101
Preamble
305.102
Reporting Requirements
305.103
Effluent Measurement
APPENDIX A
References
to Previous Rules
AUTHORITY:
Implementing Section
13 and authorized by Section 27
of the Environmental Protection Act
(Ill.
Rev.
Stat.
1987,
ch.
111
~,
pars.
1013 and 1027).
SOURCE:
Filed with the Secretary of
State January
1,
1978;
amended at
3
Ill.
Reg.
25,
p.
190, effective June
21,
1979;
codified at
6
Ill. Peg.
7818;
amended at
8
Ill.
Peg.
1600,
effective January
18,
1984;
amended
in P88—i
at
13
Ill.
Peg.
5989,
effective April
18,
1989; amended
in P88—21(A)
at
Ill.
Reg.
,
effective
Section 305.102
Reporting Requirements
a)
Every person within this State operating
a pretreatment
works,
treatment works,
or wastewater source shall
submit operating
reports
to the Agency at a frequency
to
be determined
by the Agency.
“Agency” means
the
Illinois Environmental Protection Agency.
Such reports
shall contain information regarding
the quantity of
influent and of effluent discharged,
of wastes bypassed
and of combined sewer overflows;
the concentrations
of
those physical,
chemical,
bacteriological and
radiological parameters which shall be specified
by
the
Agency;
information concerning
the biological
impact
of
the discharge as
specified
by the Agency,
pursuant
to
Section
39
of the Act
and any additional information
the Agency may reasonably
require.
This reportinc
requirement for pretreatment works
shall only app~y to
those pretreatment
works which~are required
to have
a
pretreatment permit
or authorization
to discharge
pursuant
to
35
Ill. Adm.
Code
310.
±j-
Discharge toxic pol±utants7 as defined
in Section
562-(-lB-)- of the elean Water Act7
or pollutants which
may interfere with the treatment process7 into the
receiving treatment works or are sub~eet to
regulations promulgated
under- Section S8~of the
Clean water- Act -~-eWM-~-?BB B-~-S~?--125±et seq7’~ or-
107—349

—84—
~
Bisehar-ge 15
or more of the total hydraulic flow
r-eeeived by the treatment
wer-ks-- or
3~
Discharge ±5
or more of the total biological
loading received by the treatment works as measured
by S—day biochemical oxygen demand7
b)
Every holder of
an NPDES (National Pollutant Discharge
Elimination System)
permit
is required to comply with
the monitoring,
sampling,
recording and reporting
requirements set forth in.the permit and this cçhapter.
c)
Compliance with the reporting requirements
of
35
Ill.
Adm.
Code 310 satisfies this reporting requirement.
107—350

—85—
Sect ion
309.101
309.102
309.103
309.104
309.105
.309.106
309.107
309.
08
309.109
309.110
309.111
309.112
309.113
309.114
309.115
309.116
309.117
309.118
309. 119
309.141
309.142
309. 143
309.144
309.145
309.146
309.147
309.148
309.149
TITLE
35 ENVIRONMENTAL PROTECTION
SUBTITLE C:
WATER POLLUTION
CHAPTER
I:
POLLUTION CONTROL BOARD
PART
309
PERMITS
SUBPART
A:
NPDES PERMITS
Preamble
NPDES Permit Required
Application
General
Penewa 1
Authority
to Deny NPDES Permits
Access to Facilities and Further
Information
Distribution
of Applications
Tentative Determination and Draft Permit
Public Notice
Contents of Public Notice of Application
Combined Notices
Agency Action After Comment Period
Fact
Sheets
Notice
to Other Governmental Agencies
Public Hearings on NPDES Permit Applications
Notice
of Agency Hearing
Agency Hearing
Agency Hearing File
Agency Action After Hearing
Terms and Conditions
of NPDES Permits
Water Quality Standards and Waste Load Allocation
Effluent Limitations
Federal New Source Standards of Performance
~iration
of Permits
Authority
to Establish Recording,
Reporting,
Monitoring
and Sampling Requirements
Authority
to Apply Entry and inspection Requirements
Schedules of Compliance
Authority
to Require Notice of
Introduction
of
Pollutants into Publicly Owned Treatment Works
309.150
Authority to Ensure Compliance
by Industrial
Users with
Sections 204(b),
307 and 308
of
the Clean Water Act
Maintenance and Equipment
Toxic Pollutants
Deep Well Disposal
of Pollutants
(Repealed)
Authorization
to Construct
Sewage Sludge Disposal
‘Total Dissolved Solids Resorting and Monitoring
Appeal
of Final Agency Action on
a Permit Application
Autnority
to Modify,
Suspend
or Revoke Permits
Revision of
Schedule of Compliance
Permit Modification Pursuant
to Variance
Public Access
to Information
Effective Date
309.151
309.152
309.153
309.154
309.155
309.156
309.181
309.182
309.183
309.184
309.185
309.191
107—351

—86—
SUBPART
B:
OTHER PERMITS
Section
309.201
Preamble
309.202
Construction Permits
309.203
Operating Permits; New or Modified Sources
309.204
Operating Permits; Existing Sources
309.205
Joint Construction and Operating Permits
309.206
Experimental Permits
309.207
Former Permits
(Repealed)
309.208
Permits for Sites Receiving Sludge
for Land Application
309.221
Applications
Contents
309.222
Applications
Signatures and Authorizations
309.223
Applications
Registered
or Certified Mail
309.224
Applications
Time
to Apply
309.225
Applications
Filing and Final Action by Agency
309.241
Standards
for Issuance
309.242
Duration of Permits
Issued Under Subpart
B
309.243
Conditions
309.244
Appeals from Conditions
in Permits
309.261
Permit No Defense
309.262
Design, Operation and Maintenance Criteria
309.263
Modification of Permits
309.264
Permit Revocation
309.265
Approval of Federal Permits
309.266
Procedures
309.281
Effective Date
309.282
Severability
APPENDIX A
References
to Previous Rules
AUTHORITY:
Implementing Sections
13 and
13.3 and authorized by
Section
27
of
the Environmental Protection Act
(Ill.
Rev.
Stat.
1987,
ch.
lii ~
,
pars.
1013,
1013.3 and 1027).
SOURCE:
Adopted in R7l—l4,
at
4 PCB
3, March
7,
1972;
amended
in P73—il,
12,
at
14 PCB 661, December
5,
1974,
at
16 PCB
511,
April
24,
1975,
and at
28
PCB 509, December
20,
1977;
amended
in
P73—li,
12,
at
29 PCB 477,
at
2
Ill.
Req.
16,
p.
20, effective
April
20,
1978;
amended
in P79—13,
at
39 ?CB
263,
at
3
Ill.
Peg.
34,
p.
159, effective August
7,
1980;
amended
in R77—12B,
at
41
PCB 369,
at
5
Ill.
Reg.
6384,
effective May
28,
1981;
amended
in
P76—21, at
44 PCB 203,
at
6
Ill.
Req.
563,
effective December
24,
1981;
codified
6
Ill. Peg.
7818;
amended
in P82—5,
10,
at
54
PCB ~11, at
8
Ill. Peg.
1612,
effective January
18,
1984;
amended
in P86—44 at
12
Ill.
Peg.
2495 effective January
13,
1988; amended
in R88—l at
13
Ill. Reg.
5993,
effective April
18,
1989; amended
in P88—21(A)
at
Ill.
Peg.
effect ive
107—352

—87—
SUBPART A:
NPDES PERMITS
Section 309.103
Application
General
a)
Application Forms
1)
An applicant
for an National Pollution Discharge
Elimination System
(NPDES)
Permit shall file an
application,
in accordance with Section 309.223
hereof,
on forms provided by the Illinois
Environmental Protection Agency
(Agency).
Such
forms shall comprise the NPDES application forms
promulgated by the U.S. Environmental Protection
Agency for
the type of discharge
for which
an NPDES
Permit
is being sought and such additional
information as the Agency may reasonably require
in
order
to determine that the discharge
or proposed
discharge will
be
in compliance with applicable
state and federal requirements.
2)
In addition
to the above application forms,
the
Agency may require the submission of plans and
specifications
for treatment
works and summaries of
design criteria.
3)
In addition
to the above application forms,
the
Agency may require, pursuant
to Section
39
of the
Act,
the installation,
use, maintenance and
reporting
of
results from monitoring equipment and
methods,
including biological monitoring.
The
Agency may require, pursuant
to Section
39 of the
Act,
effluent toxicity testing
to show compliance
with
35
Ill.
Adm.
Code 302.621 and 302.630.
If
this toxicity
testing shows
the effluent
to
be
toxic,
the Agency may require further testing and
identification
of
the toxicant(s)
pursuant
to
35
Ill. Adm.
Code 302.210(a).
b)
Animal Waste Facilities
An applicant
for an NDPES Permit
in connection with the
operation
of an animal waste facility shall complete,
sign,
and submit an NPDES application
in accordance with
the provisions of Part
35
Ill. Adm.
Code 500 et
seq.
c)
Mining Activities
1)
If,
as defined by Section
35 111.
Adm.
Code
402.101,
mining activities are to
be carried out on
a facility for which an NPDES Permit
is held or
required,
the applicant must submit
a permit
application as required by Section
35
1l.
Adm.
107— 353

—88—
Code
403.103, 403.104 and 405.104.
If the facility
will have
a discharge other than a mine discharge
or non-point source mine discharge
as defined by
Section
35
Ill.
Adrn.
Code 402.101, the applicant
shall also submit an NPDES Permit application
in
accordance with Section 309.223 on forms supplied
by the Agency.
2)
As provided by Section
35
Ill.
Adm.
Code 403.101,
except
to the extent contradicted
in
35
Ill.
Adm.
Code:
Subtitle
D,
Chapter
I,
the rules contained
in
this Subpart
A of
35
ill-- Adm7 Code 399 apply
to
35
Ill Adm.
Code:
Subtitle
D,
Chapter II NPDES
Permits.
3)
As provided by Section
35
Ill.
Adm.
C’ode 406.100,
except
to the extent provided
in
35
Ill. Adm.
Code:
Subtitle
D,
Chapter
I,
the effluent and water
quality standards of Parts
35
lii.
Adm. Code
302,
303 and
304 are inapplicable
to mine discharges and
non—point
source mine discharges.
d)
New Discharges
Any person whose discharge will begin after the
effective date
of this Subpart A or any person having an
NPDES Permit issued by the U.S. Environmental Protection
Agency for
an existing discharge which will
substantially change
in nature,
or
increase in volume or
frequency,
must apply
for an NPDES Permit either:
1)
No later
than
180 days
in advance of the date
on
which such NPDES Permit will be required;
or
2)
In sufficient
time prior
to the anticipated
commencement
of the discharge to insure compliance
with the requirements
of Section
306
of
the Clean
Water Act
(CWA)
(33 U.S.C.
1251 et
seq.),
or with
any applicable zoning
or siting requirements
established pursuant
to Section 208(h)(2)(C)
of
the
CWA,
and any other applicable water quality
standards and applicable effluent standards
and
limitations.
e)
Signatures
An application submitted by
a corporation shall be
signed by a principal executive officer of
at least
the
level
of vice president,
or
his duly authorized
representative,
if such representative
is
responsible
for the overall operation of
the facility from which
the
discharge described
in the application form
107—354

—89—
originates.
In the case of a partnership or a sole
proprietorship, the application shall be signed by a
general partner or the proprietor,
respectively.
In the
case of a publicly owned facility,
the application shall
be signed by either the principal executive officer,
ranking elected official, or other duly authorized
employee.
IT IS SO ORDERED
Board Members J.D. Dumelle and M. Nardulli dissent; Board
Member J.T. Meyer concurs.
I, Dorothy
M. Gunn, Clerk of the Illinois Pollution Control
Board, hereby certify that th
above Opinion and Order
was
adopted on the ~-5qT
day of
_____________,
1990,
by a vote
~
~
‘~,‘
Dorothy M.
Gur’in, Clerk
Illinois Po1~utionControl Board
107—355

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